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    Powered by Genesis

    Who Is Jesus?

    April 13, 2022 by Will Morrisey

    Sinclair B. Ferguson and Derek W.H. Thomas: Ichthus: Jesus Christ, God’s Son, the Saviour. Edinburgh: The Banner of Truth Trust, 2018.

     

    According to the New Testament, God requires us to know Christ, if we desire salvation. Very well, then, who is He? The authors provide a clear account of the identity of Jesus based upon the principal events of His life as presented in the Gospels.

    At birth, Jesus was God incarnate—a status vehemently disputed by Jerusalem rabbis when He laid claim to it in their presence, some thirty years later. The rabbis demanded His execution, the penalty for blasphemy under Jewish law. Because they lived under Roman law, they could not themselves execute that penalty but instead prevailed upon the Roman governor to have Him crucified. Jesus’ death thus in a sense followed from His birth, but in a way unlike any other human being. No one had accused him of any illegal or sinful act prior to His alleged blasphemy; there was no evidence to suggest that He had been subject to ‘original sin,’ or the curse entailed by it, until the allegation of blasphemy that led to his execution.

    To explain the Incarnation, the authors begin by citing the famous opening lines of the Gospel of John: “In the beginning was the Word….” In this case, perhaps unique in the ancient world, ‘word’ or logos refers to a Person, not an idea or a faculty of the soul, and not simply an utterance. Whereas Matthew begins his account of Jesus with an account of Abraham and Luke begins with John the Baptist’s parents, “John begins with eternity,” to “the very first words of the Hebrew Bible.”  “John is helping us understand creation. That creative speech of God described in Genesis chapter 1 was not simply a sound” but “a person”; “the entire created order has a personal, not an impersonal foundation.” What is more, the Word was with God; as the Son of God, Jesus was with His Father, capable of looking upon His Father and living, unlike any other human being. And the Word was God; that is, “He is uncreated,” a being “on the side of God, not on the side of creation,” with “the authority to bring us into the family of God.” At the same time, He is incarnate, ‘approachable’ or ‘viewable’ by human beings, unlike His Father. “If we know Christ the Logos then we know the one who has been from eternity, always is, and ever will be, face to face with the heavenly Father.” “This for John is the wonder of the incarnation. The one who was able to live ‘face to face’ with God in that holy atmosphere, and to gaze into the eyes of his Father, has assumed our flesh and come to live ‘face to face’ with us in our fallen world, in obedience to his Father.” Without the Incarnation, without the assumption of physical, human being by God, there could be no “substitute and sacrifice for human sinners.” “The Son of God became what he was not in order that we might become what we were not.” He came “as one person who functioned appropriately according to each of his two natures”—functioning “as the creating and sustaining Word” in His divine character to redeem creatures powerless to redeem themselves, yet experiencing weariness, thirst and hunger, calm and joy and sadness, amazement and sorrow, finally death on the Cross, in His human nature. “In the incarnation of the word, God himself was sovereignly at work to bring salvation” to human beings. 

    In so doing, not only His death but His life was a continual sacrifice. Human beings “have never truly and fully tasted or sensed how sinful sin is because it is so normal to us. Jesus, by contrast, saw how abnormal, distorting, ugly, and deeply rebellious it really.” God embodied must feel the difference between holiness and unholiness more than any other being. At the same time, by bringing the divine light of the Word to earth, among mere humans, God illuminates their intellectual and moral darkness, a darkness otherwise terminated only in the final darkness of death.

    After His birth, His incarnation, the next major event in Jesus’ life is His baptism. Born of Mary’s sister, John the Baptist lived to denounce the Pharisees and Sadducees as a brood of vipers, in need of baptism as a sign of their repentance. More, “He who is coming after me is mightier than I, whose sandals I am not worthy to carry,” a Person who will baptize you not with water but “with the Holy Spirit and with fire.” But before He does that, and to John’s astonishment (the full truth had not been revealed to the prophet), Jesus comes to be baptized by John. Why would the Son of God, infinitely superior to John, with no sins to repent, come to John for baptism?

    “John was the first prophet to appear in Jerusalem or in its environs for four centuries,” the last of the type of prophets seen in the Old Testament. He attracted huge crowds who gathered to listen to his words. “A massive spiritual awakening seemed to be underway,” along the lines of similar ‘revivals’ which had occurred in the history of the Israelite nation. John’s baptism, “a baptism of confession of sin and repentance,” recalls the baptisms ordained for the conversion of Gentiles to Judaism. “Unclean by definition,” Gentiles “needed to be washed.” At the same time, John’s baptisms occurred at the River Jordan, where Israel had entered the Promised Land, where Elijah was last seen before ascending to Heaven. If John is the new Elijah, then he “the appearance and the message of the divinely appointed herald of the end of the age.” Ages end when God visits His righteous anger upon them, sending flood waters over the world or drowning the Egyptian army in the Red Sea. 

    But this only highlights the significance of Jesus. It does not explain why He would want to be baptized by a mere mortal, however divinely inspired. John quite reasonably asks, “I need to be baptized by you, and you come to me?” Jesus replies, “Let it be so now, for thus it is fitting for us to fulfill all righteousness.” What righteousness does the Son of God, of all Persons, need to fulfill? 

    The authors suggest that Jesus invokes Isaiah 53, where the prophet’s songs “describe and interpret the life and suffering of a figure simply described [by God] as ‘My servant.'” “By his knowledge,” the prophet sings, “shall the righteous one, my servant, make many to be accounted righteous, and he shall bear their iniquities.” If Jesus “came to be that Servant, to identify himself with us in our sin, and to become the one who would bear the iniquities of his people,” then Jesus thinks of John’s baptism as preliminary to taking on the sins of the humanity whose nature He has assumed. Since baptism is not only a cleansing ritual but a naming ritual, this baptism ‘names’ Jesus “among sinners,” counts Him in the census of covenant-breakers. The authors quote John Calvin: Jesus “willed in full measure to appear before the judgment seat of God his Father in the name and in the person of all sinners, being then ready to be condemned, inasmuch as he bore our burden.” Therefore, Jesus’ baptism is “an act of substitution.” “The Egyptians received the curse; but God’s people got the blessing. So it will be when our Lord’s symbolic baptism becomes a reality. The curse he bears is ours; the blessing we receive is his.” Jesus’ death “draws both the guilt and sting of sin,” while His resurrection is the act “through which we are raised into a new life altogether.”

    Immediately after Jesus’ baptism, he is anointed by the Holy Spirit in the form of a dove. The dove recalls the dove Noah released from the ark. The dove returned carrying an olive branch, proving that life on land had revived, signifying “that the judgment of God [on humanity] had passed and that a ‘new creation’ had begun.” The Holy Spirit is said to “hover” over the waters, perhaps an allusion to God’s hovering over the waters of chaos during the creation week. “Now, through Jesus’ identification with covenant-breakers, God is going to bring about not only the redemption and regeneration of individuals but something far grander even than that—a new creation altogether.” The Holy Spirit “has come to help” the Son, a human as well as divine Being, who has entered a new and far more dangerous time in His “life and ministry,” the “prolonged war” with Satan “for which he had been in preparation these past thirty years. “Until the end, even in his death,” Jesus “will be upheld by the Spirit.” While it is true that, qua divinity, Jesus would need no assistance whatever in displaying His power. But to do so would not accomplish this mission. “He would no longer be the second man, the last Adam,” “our representative,” the one who suffers for humanity’s sins in place of humanity. He would ‘only’ be God on earth, performing wonders.  

    Where is the Father? Right here, at least in His voice, which confirms, “This is my beloved Son, in whom I am well pleased.” God the Father may utter these words “to confirm to the human mind of Jesus his identity as the second person of the Trinity.” The human mind needs such confirmation, as it will wonder, “how can this man be himself God?” In submitting to baptism by John the Baptist, Jesus obeys the Law of His Father and submits “to the Father’s plan” as the sacrificial substitute who “tak[es] the place of Adam and his posterity.” This means that we are not only pardoned for our sins, but that Jesus’ righteousness counts in our favor. Baptism is an act of justice, of righteousness, which clears the way for divine grace, which is far beyond justice. Among the Israelites, men sacrificed something they might have eaten, something that might have sustained their flesh, for the spiritual purpose of ‘getting right,’ realigning their souls, with God. Jesus will sacrifice His own human-all-too-human flesh, flesh never made to sin by His own divine character but baptized as if it had been. Baptism in obedience to the Father’s Law signifies His readiness to sacrifice that flesh in substitution for the sin-directed flesh of human persons.

    Jesus’ forty days in the wilderness evidently parallels the Israelites’ forty years in the desert, Noah’s forty days and forty nights in the ark. The authors remark that Luke’s version of the Temptation differs from Matthew’s; Luke begins Jesus’ genealogy with Adam instead of Abraham. By calling attention to Jesus’ human ‘lineage,’ Luke wants his readers to notice that Jesus is the Second Man, the Last Adam. (Nietzsche satirizes this when presenting his own ‘Last Man,’ whom he regards as the culmination of Christian egalitarianism.) Luke sets “our Lord’s ministry within the cosmic context to which it belongs.” Having “entered the bloodline of Adam,” Jesus “is being led on to the front line to do battle against Satan,” but “this time—as Mark points out—not in a garden where the animals were named by and obedient to Adam, and where food and beauty abounded,” but “in a wilderness where there was neither food nor water, and where wild animals roamed.” Against Adam’s condemnation, defeat, and bondage in sin as a consequence of his disobedience, Jesus sets obedience, freedom, victory, and salvation. “This temptation narrative tells us that what Adam failed to do, Jesus has come to do. The image of God that was marred through Adam is now being repaired through Christ.” By entering Satan’s desolate territory, Jesus makes war against him, seizing his hostages, the sons of Adam. The temptation story calls attention to Jesus’ acts, not His ‘being.’ His incarnate Being enables Him to launch a counterattack on Satan, and win.

    What is Satan’s strategy in response to Jesus? “Satan is not interested in tempting [Jesus’] deity, for he knows God cannot be tempted with sin”—what, indeed, would an all-powerful Being gain by contradicting Himself? “Rather he is focused on destroying the ministry that the Savior was sent to exercise.” Each of Satan’s temptations aims at getting Jesus to deny not His godhood but His manhood, the conduit (as it were) whereby He can take on the burden of humanity’s sins.

    Satan first tempts Jesus by challenging Him to turn the stones that surround them into bread. Why is this a temptation? What is morally wrong with turning stones into bread? Nothing, in itself.  Satan implies that Jesus has the ‘right’ to do so, in order to end His hunger. But it isn’t “because of any need he has for himself as the Son of God that Jesus is in the wilderness. He is there as the Second Man. Where Adam became disobedient by taking and eating, Jesus means to be obedient by not taking and by not eating,” by acting as “Adam in reverse.” Jesus is God, so He can perform the miracle, but what has He to prove to Satan, who already knows who He is? He is in the desert to humiliate Himself before the Father and thereby to redeem mankind, not to react proudly to Satan’s provocation and thereby to confirm it. Hence His reply, the authors observe: “Man shall not live by bread alone.” He is “here for man and therefore…must live as man“—not to use His divine powers as a means of relieving his all-too-human bodily desires. Satan lied to Eve, telling her that she and Adam will not die but live as gods; Jesus chooses to live as a man and to die as one because there is no use lying to the One who is the incarnate Word. “Where Adam sought exaltation, Jesus embraced humiliation.“

    It is worth adding that by saying “Man does not live by bread alone,” Jesus points to one of the distinctive characteristics of human nature. God does not live by bread, at all. Neither do angels. Animals live by bread, only. Only man lives by bread, but not by bread alone; man alone by his nature combines material with rational and spiritual qualities. Jesus combines those qualities, too, but in a different way, remaining divine while being human.  

    Satan’s second temptation is ‘Worship me, and I will give you authority over all the kingdoms of this world,’ thereby offering Jesus the authority Adam had lost, without needing to endure crucifixion. Since Jesus can have authority over all the kingdoms of this world whenever He wants it by overthrowing Satan, impotent in the face of His power, the promise is empty. Satan’s offer amounts to an attempt to prevent Jesus from seizing Satan’s human subjects. Indeed, if the Son of God acceded to it, the Father might well punish Him for disobedience, as Adam was punished. Jesus would lose His authority over the world He created, and Satan might rule it a bit longer. But Jesus loves His Father and men, not Satan, and although He is harmless as a dove, he is even more prudent than a serpent, including the Serpent.

    Satan finally challenges Jesus to throw himself down from the pinnacle of the temple. Again, the temptation or test consists of proving His deity. But Jesus “has not come to play in the world he has created, but in order to save it at great cost to himself.” Satan wants Jesus to tempt God, to do what Satan himself is doing, to perform an imitatio Satani. In refusing, Jesus “exposed the devil for what he really is behind his mask: the enemy of God, and at the same time the enemy of humanity.” In refusing, Jesus puts the lie to the liar. He will prove His divinity not in jumping off the temple, by falling, but by rising from the dead. He will prove His divinity on the Father’s terms, not Satan’s.

    Before he does that, he must go not to the wilderness but to the mountaintop. Peter, John, and James accompany Him to the mountain to pray. There, Moses and Elijah appear before them, to be told by the Father that only Jesus is His Son, His Chosen One. Moses had brought the Law of God; Elijah had brought His prophecy. Jesus will fulfill both God’s Law and God’s prophecy. Jesus is transfigured, giving three of his disciples “a glimpse” of “the kingdom of glory to be ushered in by his return,” after His crucifixion and resurrection. “Peter said that they were ‘eyewitnesses of his majesty.'” John said that “Jesus was always ‘face to face with God,’ bathed from all eternity in his Father’s love,” “full of grace and truth.” Having seen Jesus as a man, they now see Him as the true Son of God, as divine. 

    Moses and Elijah appeared on the mountaintop to speak with Jesus about “the exodus which he was about to accomplish in Jerusalem.” Moses knows that the exodus he had led from Egypt to the border of the Promised Land prefigured “a greater Exodus,” not from human tyranny but “from a deeper oppression under sin, Satan, and death.” In ascending from the dead, Jesus will lead His people to the holiest of promised ‘lands’—in Heaven, not on earth. By appearing to the Son, the prophets, and the apostles in the form of a cloud, the Father does something He has done before: during the first exodus, He had “manifested his presence” by the means of a cloud; he had done so when Moses met with God on Sinai; he had covered the tabernacle that way, and filled Solomon’s temple that way, also. “It is the Shekinah—the glory cloud of the presence of God coming down.” The men all fear it. The cloud “overshadows” them, as it had done to Mary “when he came to empower her at the conception of the Lord Jesus.” It may be that it will come at Calvary, too, when the sky darkens. “It is the physical expression of God’s presence in space and time inexorably fulfilling his purposes.” It is only after the Father has attracted their fearful attention that He speaks, telling them that Jesus and only Jesus is His Son. Jesus was born of a woman, but He is the Son of God. “If we are going to live” the Christian life and live it “well and to the glory of god, then Jesus alone must be the one who fills our horizon,” the authors conclude. Although “we have a thousand different needs,” “at the end of the day, there is only one need,” to “see the glory of the Lord Jesus Christ, and to know” Him as the only one who truly offers salvation.

    In their fifth, central chapter, the authors move to the garden at Gethsemane, where Jesus asks His Father not to send Him to the Cross but obeys when not relieved of that burden. His “spirit is willing,” but His “flesh is weak.” The ‘Man’ dimension of the Man-God can only shrink from the prospect of torture, scorn, and crucifixion. “This is the decisive moment,” the central event in Jesus’ life on earth—another decision in a garden, made in “the hour of the power of darkness,” in full realization of “what it would mean for him to be the Mediator between a Holy God and sinful humanity.” “Humanly speaking it is unhinging him”—the prospect of “enter[ing] into the unique horror of making atonement, of being someone who knew no sin but was made sin for others.” Moses had trembled at the presence of God. “But what he saw was God in covenant,” God self-restrained by His own guarantees. “What Jesus sees is the unmitigated wrath and anger of God unleashed against covenant-breakers,” with “no mercy,” fury descending on him as he “tak[es] the place and undergo[es] the curse due to ‘sinners in the hands of an angry God.'”

    Not only as Man but also as God, Jesus must find crucifixion repellant. Having lived sinless, incarnate in a sinful world, was pain enough, “but to be reckoned sin—to ‘be made sin for us, who knew no sin’—surely his revulsion of that must have been total?” Yet “the will of the Son of God in his divine nature is exactly the same as the will of his Father,” there being “only one divine will.” Jesus’ decision is the supreme manifestation of self-sacrificing agapic love, the specifically Jewish and Christian form of love. When the Christian prays, “Thy will be done,” he aligns himself with the same will, but never so perfectly, and never at such a cost. 

    For their discussion of Christ’s Passion on the Cross, the authors turn to the Gospel of Mark. “For as many as twenty hours the Lord Jesus was subjected to unmitigated, relentless and ruthless shame, climaxing in the final exposure of the cross.” This was more than physical torture. The Being most deserving of honor was shamed by a cohort of Roman centurions, sneering at His nakedness and His agony. Being nailed to a cross is to be exhibited, held up as an example of what happens when you violate the law. Unknown to His torturers, He was indeed being held up as an example, the supreme example of sacrifice on behalf of those torturers, among whom all human beings have numbered, insofar as they really do sin. “Ecce homo, indeed. Behold the man, now dehumanized by men, that we who have been unmanned in sin might become truly human again.” The most courageous guardians of Rome, the glory of their time and place, not only utterly despise the Being who is their only real guardian, but they mar him “beyond human semblance,” unwittingly doing exactly what needed to be done, namely, to destroy the one example of perfect human nature since Adam’s fall into sin, so that God and not ‘humanity’ may become the example, the guide, the guardian of human conduct. His nakedness recalls the nakedness of Adam before Adam’s sin, when ‘Man’ or Adam was truly man as God intended him to be. At the same time, His agonized question, “My God, my God, why have You forsaken Me?” is the last cry of the Last Man, the words of Man in his imperfection, loaded with sin. 

    On what grounds as Jesus been condemned to die? And why is it that those who condemn Him “recognize and acknowledge that he is in fact innocent”? The first charge is the charge of the rabbis, who accuse Him of blasphemy against God. The second charge is the charge of treason against Caesar in calling Himself a king. But “Jesus is not guilty of the religious court’s charge of blasphemy,” since the witnesses “cannot agree” on what they heard Him say. As for Caesar, the Roman governor, Pontius Pilate, finds “nothing worthy of death in this man.” He yields to the clamor of the rabbis, thereby himself committing treason against Caesar, committing the crime Jesus was tried on, before the judgment of Rome. “Why, then, when he is innocent is he crucified?” Because He took on the guilt of all human beings, suffered punishment for “the charges of which we are all guilty before the judgment seat of God.” All human beings stand guilty of blasphemy, having “made ourselves, rather than God, the center of our universe.” All human beings are traitors, too, having “rebelled against [God’s] authority over us.” “He is being crucified for us.”

    Upon His death, the curtain of the temple was torn from top to bottom. The curtain had separated the holy of holies, “the one room that represented the presence of God” on earth, from the rest of the world, from the unholy. The curtain separated Creator from creation. Only the Jewish High Priest could enter that room, only once a year, carrying the annual sacrifice. But now that the supreme sacrifice had been made, “no other sacrifice will ever be needed.” The Father, “not in sorrow, but in the welcome of the gospel, tore the veil that hid him from us and barred sinners from entering his holy presence.”

    From Jesus’ crucifixion, the authors move to John 20:1-23, the account of His resurrection. The tomb is empty. That discovery “set in motion a change to everything—absolutely everything.” Among the many messianic movements in the decades that followed, only one survived, its Messiah alone having survived death according to some 500 witnesses. The Sanhedrin had warned Pontius Pilate that Jesus’ disciples might steal the body and claim it was resurrected—the rabbis of the major Jewish sect, the Sadducees, did not believe resurrection possible—but many saw the living Christ.

    The first of these was among the humblest. The former prostitute, Mary Magdalene, could not have given legally admissible evidence in the courts of that time, under that regime. This, the authors argue, makes the account more likely to be true, since a fictional account more probably would cite a man as the first witness. Indeed, Mary Magdalene initially mistakes Jesus for a gardener, an unwitting allusion to Adam, the First Man. Her error is telling: “the Creator had become the Second Man, appointed to do the work which the first gardener, Adam, had so signally failed to do” by “replanting this fallen world and beginning a new creation that would eventually become a glorious garden.” She recognizes Him not by seeing but by hearing—rightly, since the sheep know their master by his voice (John 10:3). His first human body mutilated, He has remained in bodily human form. She reaches out to confirm His presence by touch, but Jesus tells her “not to hold on to him,” as “I have not yet ascended.” Resurrection is only the first part of Jesus’ exaltation; His “ascension to the right hand of his Father” would soon occur, and that is why Jesus must not suppose that he has “simply been resuscitated so that his former life can continue more or less as it was.” 

    Jesus appears to His disciples, greeting and blessing them with “Shalom“—Peace be with you. “The word signified wholeness, well-being, complete healing, integration; peace with God, peace with themselves, peace with each other, peace with creation.” Isaiah had prophesied that the Suffering Servant would endure “the chastisement that brought us peace.” Through the Holy Spirit, Jesus will give his disciples the authority to forgive or not to forgive—sharing with them a portion of His lordship. Luke 24:50-53 relates Jesus’ blessing of His disciples and His ascent to Heaven; Acts 1:1-11 records the disciples’ receipt of the authority, as witnesses of His ascension, to tell the world of it. 

    Jesus stayed with His disciples for six weeks after His resurrection. During that time, he taught them that he was not intending to restore the kingdom to Israel, as they had imagined, but that His destination was not Jerusalem but Heaven, where He “would be seated at the right hand of God” and “exercise all authority in heaven and earth, not merely over the Jewish people.” In so doing, He would never relinquish His embodiment. “The incarnation did not provide a merely temporary vehicle in which the Son of God was able to make a sacrifice for our sins” but His permanent body, in which He will reappear when the Last Day arrives. “He will come again in the same way he left—visibly, physically, bodily.” Bodily presence implies weight and force. “The ascension is about the kingship of Jesus,” His regime. Having “been in a prolonged and fierce battle” against Satan, God’s rival for rule, having “proved victorious,” He now “mount[s] his throne.” Such a visible triumph was familiar to Romans, as their victorious generals would return from the wars to a victory parade in the capital city. To prevent hubris, the triumphal procession would include a slave who accompanied the general in his chariot, repeating Homos es—you are a man and (by implication) not a god. “But this triumph,” Jesus’ triumph, “is different,” as this warrior really is God. His triumphal movement isn’t ‘horizontal,’ along the streets of Rome, but ‘vertical,’ an ascent to Heaven. Moreover, when Luke writes Christos kurios, Christ is Lord, he corrects the Romans’ practice of deifying their emperors. 

    Before that, Jesus teaches the disciples something else, that the Holy Spirit will come to them, “another Helper,” one who will never depart from them, one that will descend to them not ascend from them. This outpouring of the Holy Spirit occurred on the holiday of Pentecost, when Diaspora Jews gathered from around the world in Jerusalem. Feeling that holy Presence, they heard Peter’s explanation, that this was “the guarantee that Jesus had now ascended into the presence of the Father and had asked for the Spirit to be sent to the church,” as He had promised the disciples. Peter spoke to them in Hebrew, in one language, as if the curse of the destruction of the Tower of Babel had been reversed and mankind could now listen to one voice. Only “the convicting and converting power of the Holy Spirit” could do such a thing. As a result, “Christ’s Spirit is present with us, indwelling us and carrying out his mission of making the things of Christ known to us, and distributing his gifts among us.” In fulfilling this promise to the disciples, Jesus strengthens Christians’ faith in the fulfillment of His still greater promise of return. 

    “The second coming is about Christ himself.” In his letter to the Thessalonians, Paul addresses the worries of Church members who wonder what will happen to Christians who die before Christ’s return. Their initial hope that He would return quickly, during their lifetimes, had been falsified. (For one thing, Jesus had said that He wouldn’t return until the Gospel had been preached “in all the world,” giving all human beings a chance to hear and to respond to it.) Meanwhile, will the Christian dead “miss out on the blessing of the second coming”? 

    Paul reassures them, pointing to the rule of Christ over His Church as a regime. “The gospel message is that the kingdom has already arrived in Jesus Christ, although it is not yet consummated (hence we continue to pray “Your kingdom come”). Christians are its citizens here and now. ‘The gospel of the kingdom’ is the only gospel there is.” As for the timing of His return to earth ‘in the flesh,’ He explicitly stated, “It is not for you to know” (Acts 1:7). Instead of wasting time in speculation, Christians should live “in the light of the possibility that Jesus could come back within our lifetime.” Out of sight, out of mind, as the saying goes; living as if He will return soon, in the confidence that our salvation doesn’t depend upon whether or not he does, will prove a good way to keep the Ruler of the Christian regime consciously present in our minds throughout our lives.

    How will we know when He does return? For one thing, a trumpet will sound: in Jesus’ time, the trumpet was the herald of the arrival of the ruler; the trumpet called soldiers to battle; the trumpet proclaimed the Year of Jubilee, “when all debts and all bondage came to an end”; prophets had described the trumpet sound as the warning of “impending judgment.” “The ‘last trumpet’ functions in all these ways,” above all as a proclamation of “the beginning of an eternal jubilee, in which the Lord of glory will bring in the day of eternal joy.” 

    Although a sound will herald Jesus’ arrival, He will be seen. The main terms associated with His return—epiphaneia, apokalupsis, parousia—all “suggest visibility.” More, He will see in addition to being seen, and “His gaze will cause a reflection of himself to become visible in his people.” The metamorphosis of their souls, already initiated by the indwelling of the Holy Spirit, invisibly, will become manifest in their bodies. They will “become like him.” 

    Then what consolation has the dying Christian? “For the believer the process of dying may be a trial, a sore ideal, a difficult stage in the journey to the celestial city. But Christ has drawn the sting of death” by making it into “the gateway of life.” The metamorphosis of the living bodies of Christians will be paralleled even more miraculously by the resurrection of dead bodies—many of them now reduced to their elements. “No matter how disintegrated they may have become, he will regenerate these bodies marked by humiliation so that they will become like his body of glory.” What has disintegrated will then be integrated into the body of Christ as part of the politeuma of God’s regime.

    Jesus Christ is the Second Man, having shared in the death inflicted upon Man for Man’s sin, and having suffered for Man’s sin, taking Man’s just punishment for him. Jesus Christ is also the Last Adam, having been resurrected, conquering death, and uniting His people with Him in His Kingdom then, now, and especially in the future, for eternity.

    The authors title their book Ichthus, a reference to the familiar Christian symbol of the fish, which dates to the earliest years of the Church. This may have been a way for one Christian to signal his identity to another, during the many years of persecution under the Roman Empire, the rival regime at that time. According to a long tradition, the letters spell out an anagram meaning “Jesus Christ is the Son of God and Savior.” In writing this clear statement of what that means, Ferguson and Thomas provide a straightforward account of the core principles of the Christian regime, of what the rule of God is for. 

     

    Filed Under: Bible Notes

    Hobbes on “The Long Parliament”

    April 7, 2022 by Will Morrisey

    Thomas Hobbes: Behemoth, or The Long Parliament.  Stephen Holmes, ed. Chicago: University of Chicago Press, 1990.

     

    Conceived in large part for war, the modern state extracted revenues from the people it ruled with greater ease than had been possible for the feudal state. Whether under a regime of the one, the few, or the many, centralization of ruling institutions enhances the authority to defend, to attack, and to tax. England in the seventeenth century was no different, but in its case the regime struggle between the one and the few, seemingly ended by the Tudors, reappeared in the form of a struggle between monarch and Parliament, with both sides appealing to the many for support. 

    The “Long Parliament”—long because it began in 1640 and dissolved twenty years later—followed the “Short Parliament,” which lasted a mere three weeks, itself following an eleven-year period when Parliament didn’t convene at all. Charles I summoned Parliament to vote on funding for a war against recalcitrant Scots. When Parliament refused to cooperate unless grievances about royal abuses of power were address, the king unhesitatingly sent the gentlemen home. The reason the Long Parliament was able to be so, well, long was that members had stipulated that it could only be dissolved if they agreed to it. 

    Length of tenure did not assure stability of government. On the contrary, this Parliament saw civil war in England, as Oliver Cromwell seized power and executed Charles, whose son then laid claim to the throne. Charles II lost the war and spent nine years in exile along with many royalists, including Mr. Hobbes. He returned to rule in 1660. 

    Why did British politics take this catastrophic turn? What caused the “Behemoth” of the Long Parliament to rear its head, bringing down Job-like affliction upon the English? Hobbes thought he knew. As Stephen Holmes writes in his excellent introduction, “the causes of the upheaval were not economic and legal, as James Harrington had argued in Oceana (1656), but rather psychological and ideological. Civil war broke out because key actors were bewitched by irrational passions and tragically misled by doctrinal errors.” Moreover, in Hobbes’s view, the best defense against the behemoths of this world isn’t God, as the Bible would have it, but “leviathan,” the modern state whose portrait he’d drawn in the midst of the troubles. 

    In his Epistle Dedicatory to his fellow royalist and religious skeptic Sir Henry Bennet, Baron of Arlington, Hobbes explains that his book consists of four dialogues. The first dialogue identifies “the seed” of the “memorable civil war” along with “certain opinions in divinity and politics.” The second dialogue describes “the growth” of the war “in declarations, remonstrances, and other writings between the King and Parliament published.” The third and fourth dialogues provide “a very short epitome of the war itself,” drawn from James Heath’s Chronicle of the Late Intestine War (1661). [1]

    Dialogue I consists of a conversation between “A,” a witness to the war, and “B,” a younger man who wants to learn about it, seeking to know “the relation of the actions you then saw, and of their causes, pretensions, justice, order, artifice, and event.” “A” considers the war a peak of injustice and folly, the product of hypocrisy and self-conceit. “The people were corrupted generally, and disobedient persons esteemed the best patriots,” despite the merits of King Charles I, a man who lacked “no virtue, either of body or mind.” The people “would have taken either side for pay or plunder,” but the king’s treasury was low, and his enemies had money. But there was more at work than material inducement. The corruption extended to the people’s minds. Hobbes identifies seven types of seducers: Presbyterian ministers; Catholics; advocates of religious liberty (Independents, Anabaptists, Fifth-Monarchy men, Quakers, and miscellaneous smaller sects); liberally-educated republican parliamentarians; urban businessmen (admirers of the commercial Dutch Republic); the poor (who welcomed war as a means of advancement); and the self-seducing people themselves, “ignorant of their duty,” with “no rule of equity.” The central group on the list of religious libertarians, the Fifth-Monarchy men, “held that Christ’s was at this time to begin upon the earth.” The central group on the overall list is the ‘classical republicans.’ That is, “A” hints that the key enemies of Great Britain’s Anglican and monarchist modern state were ‘apocalyptics’ or revolutionaries religious and secular.

    He nonetheless begins his more detailed analysis with the second group, the Catholics, who were eager to restore the authority of Rome that English monarchs had overthrown in the previous century. That authority was founded on a particular interpretation of Scripture, to which the Church added the claim that the Pope serves as God’s representative on earth. Pointing out the “great difference between a subject and a disciple, and between teaching and commanding,” “B”—rather in the future spirit of Voltaire, proving that there can be an apostolic succession among atheists, too—suggests that in claiming the role of “supreme judge concerning lawfulness of marriage,” including “the hereditary succession of kings,” the pope has established “a monopoly of women,” the reverse image of Plato’s community of wives in the Republic. In further claiming the right to absolve subjects of their duties and oaths to their lawful sovereigns by proclaiming those sovereigns heretics, the pope establishes “two kingdoms in one and the same nation and no man [is] able to know which of his masters he must obey.” For his part, “A” prefers to “obey that master that had the right of making laws and of inflicting punishments.” If the pope were to counter-argue that he wields both a king’s right to kill the body and God’s right to kill a soul by means of excommunication, “A” replies that the “disobedience to the king’s law is sin and to die unrepentant of sin is also to be damned”—leaving his readers, and his sovereign, damned if they do and damned if they don’t. And that is precisely his point: What is called heresy is rightly considered as no more than “a private opinion,” since if transferred to the public sphere it leads to a flat contradiction.

    Heresy consists of a challenge to “the power spiritual,” “A” continues. When “B,” a good Protestant, asks, “who can tell what is declared by the Scriptures, which every man is allowed to read and interpret for himself?” “A” answers that the four Church Councils (those at Nicaea, Macedonius, Ephesus, and Chalcedon, respectively) “had no obligatory force but from the authority of the Emperor.” The Emperor Constantine was never told that his conversion to Christianity made him subject to Pope Sylvester; either the pope claimed no legislative power over secular monarchs at that time or he committed an act of “foul play” by failing to disclose his alleged authority. Moreover, a Catholic “friar” in Peru had his king, Atabalipa, “murdered” for refusing to consent to the rule of Holy Roman Emperor Charles V—rather forcefully attesting to Church acquiescence to secular authority. The popes only began their encroachments on that authority when Rome was overrun by barbarians and the people no longer so much feared the Emperors, who lived “far off at Constantinople” and could not come to their aid. It was “the negligence of the Emperors” which allowed the clergy, not letting a good crisis go to waste, to insinuate into the people the opinion that the pope and his subordinates had the true power.

    “B” then preaches out of the text of Leviathan: God “gives all the kingdoms of the world, which nevertheless proceed from the consent of the people, either for fear or hope.” The Pope doesn’t bestow kingdoms upon kings, on behalf of God; on the contrary, “the Popes themselves received the Papacy from the Emperors”—that is, the “donation” of Rome to the popes came from the Emperor Constantine after his conversion. 

    Recurring to the theme of the papal monopoly of women, “A” declaims against the doctrine of priestly celibacy. Under this law, either a king may not be a clergyman, which cuts him off from “a great part of the reverence due to him from the most religious part of his subjects,” or he will enter the church and sacrifice his right to sire lawful heirs to his throne. Either way, “in any controversy between him and the Pope…his people would be against him,” and so (to continue the implied analogy to Plato’s Republic) he would also lose the support of the ‘guardian’ class of his kingdom, as the pope gets “a great many lusty bachelors at his service.” By turning many among every kingdom’s warrior spirits into spiritual warriors, the pope empowers himself and weakens the secular monarchs. “B” concurs. A “Christian king, or state,” even if well provisioned in money and arms, will have difficulty recruiting soldiers in a Catholic country, “for their subjects will hardly be drawn into the field and fight with courage against their consciences.” Let’s not go so far, cynical “A” rejoins. After all, “there are but few whose consciences are so tender as to refuse money when they want it.” The real danger comes when “the Pope,” exercising his own considerable powers of the purse, “gives power to one king to invade another.” For Hobbes, material causes are the proverbial bottom line of human conduct.

    For his part, “B” continues to insist on the malign effects of claims made by spiritual powers. The power of absolution of sins, supplementing the previously mentioned power of damnation, coupled with the alleged power of transubstantiating material things into spiritual things, “would have an effect on me”—if he believed it—to “make me think them gods, and to stand in awe of them as of God himself, if he were visibly present.” As private men, preaching friars in the pope’s spiritual army can “call the people together, and make orations to them frequently…without first making the state acquainted” with what they are doing and what they are saying. “A” is less concerned about what doctrines the friars tell the people to believe as the person whom they are telling the people to believe. “For the power of the mighty hath no foundation but in the opinion and belief of the people.” With the preaching friars, the pope takes hold of the terms of the social contract. “The end which the Pope had in multiplying sermons, was no other but to prop and enlarge his own authority over all Christian Kings and States.” The infection has spread even to the universities, and therefore to the few and not only the many, by the Thomistic blend of Aristotelian philosophy with Catholic-Christian doctrine. The “great books of school-divinity” are incomprehensible even to their authors. Oxford University began under the auspices of the pope. Q.E.D., in the view of Hobbes, who as a philosopher opposed Aristotle’s teleological understanding of nature as vigorously as he opposed Catholic Christianity.

    And not only Catholic Christianity. The toleration of Christian preaching without state supervision is a feature of Christianity itself. Before Constantine, the Roman emperors kept a suspicious eye on Christian preachers, persecuting them for any political heresies they might commit. In England, Henry VIII prudently ‘updated’ this policy by making Christianity a civil religion, founding the Anglican Church for that purpose. 

    But, given the well-designed sway of clergy over the few and the many alike, did Henry manage that? In England, a scandal among the Catholic clergy turned the opinion of “the gentry and men of good education” against them; since these men were in Parliament, the people inclined to support them. Meanwhile, Lutheranism had advanced in England and—centrally, and keeping with Hobbesian materialism—revenues from Catholic institutions were sent by the king to “eminent gentlemen in every county,” confirming their support. Henry VIII didn’t hesitate to use force against his enemies, punishing the opposition quickly and severely. Finally, invasion from abroad by Catholic forces was impossible because Spanish and French forces were fighting each other. “A” maintains that other European monarchs recognized the “cheat” of the Papacy but let the pope’s “power continue, every one hoping to make use of it, when there should be cause, against his neighbor.”

    Lutheranism proved only the beginning. Although, like Moses, the pope set himself up as the sole interpreter of God, after the Bible was translated into the “vulgar languages,” “every man became a judge of religion, and an interpreter of the Scriptures to himself.” Although this proved useful against the pope, “A” (tacitly criticizing young “B”), mislikes it, as it gave rise to another set of seducers and corrupters of the people, the Presbyterians. They became powerful with “the concurrence of a great many gentlemen” who, having studied “the glorious histories and the sententious politics of the ancient popular governments of the Greeks and Romans,” became partisans of “a popular government in the civil state.” They took on the role of the earlier preaching friars, this time haranguing the people in favor of democracy. They exploited anti-Catholic sentiments, inveighing against sin—especially sexual desire, thereby bringing “young men into desperation and to think themselves damned.” This enabled them to assume the role of confessors and guides, again in imitation of the Catholic clergy, and again with the effect of enhancing their moral and political authority. In this instance, however, the Presbyterian republicans served not merely as spiritual ‘guardians’ but enlisted a real military auxiliary into their armies. In sum, “if craft be wisdom,” the dissident Parliamentarians “were wise enough.” The source of their craft has been the universities. “The Universities have been to this nation, as the wooden horse was to the Trojans.”

    How so? At the universities, young gentlemen read the works of Peter Lombard and Duns Scotus, “whom any ingenious reader, not knowing it was the design, would judge to have been two of the most egregious blockheads in the world, so obscure and senseless are their writings,” which can “serve only to astonish the multitude of ignorant men.” As for Aristotle, the universities’ staple, “none of the ancient philosophers’ writing are comparable” to his “for their aptness to puzzle and entangle men with words, and to breed disputation.” Theology is the bastard child of religion and philosophy of the verbal sort. “I like not the design of drawing religion into an art, whereas it ought to be a law; and though not the same in all countries, yet in every country indisputable.” Disputation in matters of religion provides a lever for political democratization and thus for republicanism against monarchy. through study of Greek and Latin, Englishmen discovered “the democratical principles of Aristotle and Cicero, and from the love of their eloquence fell in love with their politics.” “A” judges Aristotle’s ethics especially objectionable, based as it is on the doctrine of the mean between extremes. “It is not the Much or Little that make an action virtuous, but the cause; nor Much or Little that makes an action vicious, but its being uncomformable to the laws in such men as are subject to the law, or its being conformable to equity or charity in all men whatsoever.” Indeed, “the virtue of a subject is comprehended wholly in obedience to the laws of the commonwealth.” This sounds like classical conventionalism, but “A” has something else in mind—his own, decidedly un-Aristotelian version of natural law. Obedience to the law is justice and equity “which is the law of nature.” That is, obedience to the law is natural, even if the laws one obeys are conventional. Such obedience is also prudent, inasmuch as it avoids punishment. Obedience to the law preserves your life; self-preservation is the first law of nature.

    If obedience is the virtue of a subject, what are the virtues of the sovereign, the one who ordains and enforces the law? They are maintenance of peace at home and resistance to foreign enemies—again, things conducive to self-preservation—fortitude, frugality, and liberality. The central virtue of the sovereign, fortitude, most clearly distinguishes him from his subjects, inasmuch for the private man who is not a soldier “the less they dare, the better it is for the commonwealth and themselves.” By contrast, for the sovereign fortitude serves both the commonwealth’s preservation and his own. Frugality and liberality might seem contradictory, except that frugality is a virtue the sovereign exercises in order to preserve the commonwealth’s resources and perhaps to avoid popular resentment, whereas liberality is a virtue he exercises in relation to his officials because it induces them to diligence on his and the commonwealth’s behalf while helping to assure their fidelity to both. “In sum, all actions and habits are to be esteemed good or evil by their causes and usefulness in reference to the commonwealth”; the material motives of self-preservation and material gain, not the spiritual or the philosophic causes of religious and university-bred men, are the only pathways to peace and prosperity. Thus, the “great virtues” of Henry VII and Henry VIII should be joined: Henry VII ruled at a time in which there was not “much noise of the people” to trouble him as he “fill[ed] his coffers”; Henry VIII practiced “an early severity” in his reign, crushing his religious opponent, the Catholic Church, in his realm. “Without the former”—revenues—force “cannot be exercised.” The impressive exercise of the latter material cause depends upon the former material cause.

    Therefore, religion rightly understood is “the law of the commonwealth.” In a sense, the pope is right. Human beings indeed must receive their religious precepts and laws from human beings. Hobbes instead disputes whether the pope and his priests should rule any commonwealth beyond Rome, which was given to them by an emperor. “There is no nation in the world, whose religion is not established, and receives not its authority form the laws of that nation” because “men can never by their own wisdom come to the knowledge of what god hath spoken and commanded to be observed, nor be obliged to obey the laws whose author they know not.” The only question is, “when there is question of his duty to God and the King, to rely upon the preaching of his fellow-subjects or of a stranger, or upon the voice of the law?”

    What if a king commands “anything that is against Scripture, that is, contrary to the command of God”? If subjects are entitled to make such a judgment, “to be judge of the meaning of the Scripture,” then “it is impossible that the life of any King, or the peace of any Christian Kingdom, can be long secure,” as this doctrine “divides a kingdom within itself,” a condition in which (as the Bible itself teaches) it cannot stand. Nor can Quakers exempt themselves from their obligation to obey the law. There is no such thing as passive disobedience. “Every law is a command to do, or to forbear: neither of these is fulfilled by suffering.” Moreover, these same individuals, Christian pacifists, would not accept a death penalty carried out on themselves. “Do you not see,” “A” asks, “that all men, when they are led to execution, are both bound and guarded, and would break loose if they could, and get away?” “A” evidently finds the examples of Socrates and Jesus, of the philosopher and the Man-God, unimpressive. 

    It is now clear why “A” began his discussion of English factions with the Catholics. As a Protestant, “B” readily accepted a criticism of papal authority. But his Protestant assumption, that every person has the right conscientiously to interpret Scripture, needed correction; “A” waited carefully to bring that out. “B” is not yet convinced, asking, What if a tyrant commanded me to execute my own father? “A” pretends that no king or even a tyrant is “so inhuman.” A king, in particular, rules by law. The law is general, not specific; as a subject, you are bound to obey it “unless you depart the kingdom after the publication of the law, and before the condemnation of your father.” 

    Since the universities sit at “the core of the rebellion” against the English monarchy, they are dangerous to the commonwealth. They “nevertheless are not to be cast away, but to be better disciplined,” required to teach that “the civil laws are god’s laws.” Religion should surely be taught, but rightly—as “a quiet waiting for the coming again of our blessed Savior, and in the meantime a resolution to obey the King’s laws.” There must be no “mingling our religion with points of natural philosophy.” “B” concurs. This is the only way toward “lasting peace” among the English.

    In Dialogue II, the interlocutors turn more specifically to the actions of Parliament against the King, the object of “B’s” initial inquiry. “A” recounts that members of Parliament falsely charged that the King intended to reintroduce Catholicism to England. (Suspicions had arisen because the Queen was Catholic and because the Archbishop of Canterbury sympathized with ‘liberal’ Protestants whom Calvinists regarded as forerunners of a move towards Rome.) “A” has no interest in suppressing Catholic belief itself: “A state can constrain obedience, but convince no error, nor alter the minds of them that believe they have the better reason. Suppression of doctrine does but unite and exasperate, that is, increase both the malice and power of them that have already believed.” In fact, “I confess I know very few controversies among Christians, of points necessary to salvation. They are the questions of authority and power over the Church, or of profit, or of honor to Churchmen, that for the most part raise all the controversies.” Power, money, and pride (recall that mighty Leviathan is “king of the proud”) motivate men in political controversies, not spiritual concerns. “For what man is he, that will trouble himself and fall out with his neighbors for the saving of my soul, or the soul of any other than himself?”

    In these matters, the practice if not the philosophy of the ancients ranks above the practice of Christians. Greek and Latin “heathens were not at all behind us in point of virtue and moral duties, notwithstanding that we have had much preaching, and they none at all.” The heathens had a ceremony-centered civil religion, not a doctrine-centered dissenting one, or more than one. England needs more “discreet and ancient men” in the pulpits. And in Parliament. “Impudence in democratical assemblies does almost all that’s done; ’tis the goddess of rhetoric, and carries proof with it.” There, urban businessmen wield considerable influence, but “London, you know, has a great bely, but no palate nor taste of right and wrong.” The private business seen in the great centers of commerce requires only “diligence and natural wit,” whereas “for the government of a commonwealth, neither wit, nor prudence, nor diligence, is enough, without infallible rules and the true science of equity and justice.” Since those rules and that science are not followed anywhere, sedition has afflicted all “the greatest commonwealths,” not only England.

    If the teaching of Leviathan were heeded, the people would obey their monarch and England would be at peace. “Ambition can do little without hands, and few hands it would have, if the common people were as diligently instructed in the true principles of their duty, as they are terrified and amazed by preachers, with fruitless and dangerous doctrines concerning the nature of man’s will”—debates over predestination versus freedom, for example—and “many other philosophical points that tend not at all to the salvation of their souls in the world to come, nor to their ease in this life, but only to the directions towards the clergy of that duty which they ought to perform to the King.” The parliamentarians want no such thing, desiring instead “the whole and absolute sovereignty, and to change the monarchical government into an oligarchy” consisting of themselves, soi-disant republicans. Since “there can be no government where there is more than one sovereign,” no mixed-regime republic can sustain itself; it is a matter of force, as “he that hath the power of levying and commanding the soldiers, has all other rights of sovereignty which he shall please to claim.” Ergo, as “B” puts it, the rule of Parliament amounts to “tyranny over the King,” a tyranny that parliamentarians eventually will extend over the people after the king, their protector, no longer controls the regular troops or the militia. Truly, “the legislative power (and indeed all power possible) is contained in the power of the militia,” the armed populace. He who rules it rules the country.

    “A” approves of the younger man’s logical conclusion to “A’s” analysis. “You see what a heap of evils [Parliament] have raised to make a show of ill-government to the people,” following with a “catalogue of those good things they had done for the King and the Kingdom”—this, not only a reply to “B” but a reply, more than a century in advance, to the argument of the American Declaration of Independence. And for their part, English Presbyterians, “with pretended sanctity,” made “the King and his party odious to the people.” While on the right course, “B” as yet doesn’t know the half of it, not having “observed the world long enough to see all that’s ill.” Perhaps spurred to show what he has observed, “B” deplores the “two factions” which “trouble the commonwealth” over no more than their “opinions, that is, about who has the most learning; as if their learning ought to be the rule of governing all the world.” This is only vanity, as what they have learned “is called divinity” but in reality consists of “almost nothing” but “matter of philosophy.” “I do not think they pretend to speak with God and know his will by any other way than reading the Scriptures, which we also do.” “A” steps in with a correction. “Some of them do…give themselves out for prophets by extraordinary inspiration,” although you are right to say that most base their claim to authority only on “their breeding in the Universities, and knowledge there gotten of the Latin tongue, and some also of the Greek and Hebrew tongues, wherein the Scripture was written,” along with “their knowledge of natural philosophy”—which, as “A” will soon remark, is no knowledge at all.

    This learning, “A” continues, yields only “the advancement of the professors,” who aspire to the power priests have wielded throughout history—the Druids, the Persian Magi, the priests of Egypt, Israel, and other nations in the Near East, the fakirs of India, and the priests of Ethiopia, who enjoyed the power to order the death of their kings. Empowered priests are dangerous. What are the republican revolutionaries of England, if not regicides? “Our late King, the best King perhaps that ever was, you know, was murdered, having been persecuted by war, at the incitement of Presbyterian ministers, who are therefore guilty of the death of all that fell in that war.” To kill 1,000 of those ministers would have been “a great massacre; but the killing of 100,000 [in the Civil War] is a greater.” As for the would-be priests, the professors, “their divinity was nothing but idolatry; and their philosophy…very little; and that part abused in astrology and fortune-telling.” True science isn’t the Aristotelianism of the dons but the experimentalism of Francis Bacon. True philosophy “can never appear propitious to ambition, or to an exemption from [scientists’] obedience to the sovereign power.” [2]

    This is why the contradictory claims to power of King and Parliament have led to civil war. Having depended upon the armies it commanded, and hence upon the generals who commanded the armies, Parliament became hostage to the greatest of those generals, Oliver Cromwell, who set himself up as de facto ruler of Great Britain, effectively destroying the prospects for the republicanism parliamentarians said they wanted and the oligarchy they really intended.

    In Dialogue III Hobbes attacks the Aristotelian solution to the political problem, the mixed regime. England can never be a “mixed monarchy” because “the supreme power must always be absolute, whether it be in the King or in the Parliament.” Not only were the “seditious blockheads” (called ‘Roundheads’), men “more fond of change than either of their peace or profit,” at fault, but even the King’s counsellors imagined that supreme power can be shared. This illusion “weakened their endeavor to procure [the King] an absolute victory in the war.” But as “B” remarks, “a civil war never ends by treaty, without the sacrifice of those who were on both sides the sharpest”—possibly including the 1,000 Presbyterian ministers “A” had mentioned. The King’s counsellors were “in love with mixarchy,” which, far from being the best practicable regime, as Aristotle claims, amounts in practice to “nothing else but pure anarchy.” “There could be no peace” under such a “divided power.” 

    True, “there cannot be a better title for war, than the defense of a man’s own right. But the people, at that time, thought nothing lawful for the King to do, for which there was not some statute made by Parliament.” Parliamentarians justified what “A” regards as a warrantless assertion of authority with a “university quibble,” pretending “that the King was always virtually in the two Houses of Parliament; making a distinction between his person natural and politic; which made their impudence greater, besides the folly of it.”

    In this, they had the backing not only of religious dissenters but of the urban business classes, ever resentful of the taxes they pay to fight the King’s wars, since “their only glory [is] to grow excessively rich by the wisdom of buying and selling” by “making poor people sell their labor to them at their own prices.” Although “the first encouragers of the rebellion,” merchants were also “the first to repent” when the King’s army flexed its muscles at their expense.” Deluded by the expectation of security in property rights, merchants are “blind” to “the very thought of plundering”; they fail to understand that property rights rest on force, in practice. Merchants suppose themselves smart and realistic, and they are, when it comes to merchandise. When it comes to politics and war, not so much. He who has the gold makes the rules, but only until he who has the guns takes the gold away.

    But the King committed a military blunder, delaying his move against Parliament in order to lay siege to rebellious Gloucester and thereby giving Parliament time to raise new levies. After the King’s capture, the duplicitous Oliver Cromwell, a man ambitious “to proceed as far as [policy] and fortune would carry him,” “contrive[d] how to mutiny the army against the Parliament” by circulating the lie that Parliament intended to disband the army and cheat the soldiers out of their pay. This led to nearly a decade of tyranny. 

    Young “B” adduces lessons from these observations. Monarchs should put regime security first, their own rivalries second. It is foolish for foreign princes to aid rebels in another country in an attempt to weaken a rival monarch, “especially when [the rebels] rebel against monarchy itself.” Monarchs should fight each other only after combining against republican revolutionaries. As for republican clergymen, whose “interpretation of a verse in the Hebrew, Greek, or Latin Bible is oftentimes the cause of civil war and the deposing and assassination of God’s anointed,” “you will hardly find one in a hundred discreet enough to be employed in any great affairs either of war or peace.” Their kingdom really is in Heaven, and they should leave earthly kingdoms to those who know how to rule them. Finally, “the common people know nothing of right or wrong by their own meditation; they must therefore be taught the grounds of their duty, and the reasons why calamaties ever follow disobedience to their lawful sovereigns.”

    A man of some piety, “B” observes that “the original of all laws was in the people,” under God. “A” steps in immediately: the people, “by consent and oaths, have long ago put the supreme power of the nation into the hands of their kings, for them and their heirs.” Admittedly, Parliament represents the people for some purposes, such as receiving petitions for popular grievances, but “not to make a grievance of the King’s power.” What is more, Parliament legitimately meets only when the King calls them; “nor is it to be imagined that he calls a Parliament to depose him.” All the more criminal was Parliament’s execution in 1648, after the King rightly denied their authority to try him at all. The “vices,” the “crimes,” and the “follies” of the majority in the Long Parliament, failures “than which none greater can be found in the world,” thus ruined English life for a generation. Presbyterian MPs and ministers displayed the vices, namely, “irreligion, hypocrisy, avarice and cruelty”; the Presbyterians joined with the Independents or dissenting sects in the crimes of “blaspheming and killing God’s anointed”; the Presbyterians again joined with the Lords in folly, the latter in failing “to see that the by the taking away of the King’s power they lost withal their own privileges.” The lawyers ignorantly overlooked the fact that “the laws of the land were made by the King, to oblige his subjects to peace and justice, and not to oblige himself that made them.” “Lastly and generally, all men are fools which pull down anything which does them good, before they have set up something better in its place.”

    Well, not quite lastly. What these men did set up was a “democracy with an army” without considering that the army they authorized was controlled by Oliver Cromwell, who soon acted to “pull [the democracy] down.” What can one expect of “those fine men, which out of their reading of Tully, Seneca, or other anti-monarchics, think themselves sufficient politics, and show their discontent when they are not called to the management of the state, and turn from one side to another upon every neglect they fancy from the King or his enemies”? Such were the founders of the Commonwealth of England regime.

    After Parliament put Charles I to death, Cromwell purged it of any members who might have opposed his rule. Dialogue IV begins with an account of the resulting “Rump Parliament.” “A” recalls that a true Parliament includes King, Lords, and Commons,” but this one included only the Commons, and only a few of them. Thus redefined, Parliament’s notion of liberty was a sort of political libertinism, assuming “leave to do what they list[ed]” and so “to abuse the people.” This could hardly surprise any sensible man: “How likely then are they to uphold the fundamental laws, that had murdered him who as by themselves so often acknowledged for their lawful sovereign?” Their lawful sovereign, Charles II, resisted Cromwell until 1651, when he fled to Paris, taking the core of his loyalists with him.

    “What silly things are the common sort of people,” “B” exclaims, “to be cozened as they were so grossly!” “A” has a rhetorical question ready in answer: “What sort of people, as to this matter, are not of the common sort?” That is, even “the craftiest knaves of the Rump were no wiser than the rest whom they cozened”; they believed their own jive, thinking the “things which they imposed upon the generality were just and reasonable.” Surely no one “can be a good subject to monarchy, whose principles are taken from the enemies of monarchy, such as were Cicero, Seneca, Cato, and other politicians of Rome, and Aristotle of Athens, who seldom speak of kings but as wolves and other ravenous beasts?” They do so because real political understanding comes not from “a good natural wit” but from the science of politics, “built upon sure and clear principles” and “learned from deep and careful study, or from masters that have deeply studied it”—surely not Aristotle, who was no real scientist, even if styled ‘the master of those who know’ by a Romish theologian—but Thomas Hobbes, in his Leviathan. Hobbes had no readers in this Parliament, who might “find out those rules of justice, and the necessary connexion of justice and peace”—which is indeed a principal lesson of Hobbes’s book.

    The members of the Rump Parliament took their principles instead from Presbyterian ministers, who wanted ‘popular’ rule so that they could rule Great Britain through their harangues from the pulpit. “B” asks, “What have we then gotten by our deliverance from the Pope’s tyranny, if these petty men succeed in the place of it, that have nothing in them that can be beneficial to the public, except their silence”—precisely the benefice they preferred not to bestow? What Parliamentarians of the Rump mean by a “commonwealth” or “Free State” was only “that neither this king, nor any king, nor any single person, but only…they themselves would be the people’s masters.” Once so empowered they “gave one another money and estates, out the the lands and goods of the loyal party”—the monarchists.

    Given England’s disorder, Irish and Scots rebels made their move and the Dutch attempted to seize an advantage on the seas. These wars only served further to empower Cromwell. In Ireland, “with extraordinary diligence and horrid executions, in less than a twelvemonth that he stayed there, subdued in a manner the whole nation; having killed or exterminated a great part of them, and leaving his son-in-law Ireton to subdue the rest,” a task only interrupted by his death by the plague. “This was one step more towards Cromwell’s exaltation to the throne.” In Scotland, Cromwell won again, if only thanks to blunders by Scottish generals. After the Dutch War in 1652, Cromwell had the obedience of all military forces in England, Scotland, and Ireland, Cromwell disbanded the Rump Parliament, founding the Protectorate regime, that is, his own absolute rule. That is, Cromwell ‘called a Parliament, and gave it the supreme power, with condition that they should give it to him. Was this not witty?”

    This regime survived until Cromwell’s death in 1658. His son, Richard, succeeded him, but his irresolution and lack of military reputation soon caused him to be cast aside. “I believe it is the desire of most men to bear rule; but few of them know what title one has to it more than another, beside the right of the sword.” Richard Cromwell didn’t earn the latter and so couldn’t take advantage of the people’s natural desire for peace. Nor could any of the others. “A” lists what “B” calls “the many shiftings of the supreme authority” in England between 1640 and 1659. In 1660, after the majority of members in the Long Parliament failed re-election, the new Parliament recalled the exiled Charles II from France. Charles prudently stipulated that he would in future be authorized to call up the militia without Parliament’s approval. If the people know only the right of the sword but lack the virtù to wield it without a commander, the King had better make sure of them by holding their arms firmly in obedience to himself.

     

     

     

    Note

    1. Heath was another royalist, author also of a highly critical book on Oliver Cromwell. He is credited with founding the ‘Court’ party, which eventually became the Tory Party.
    2. “Appear” is a judicious word choice, inasmuch as Baconian science aims at the mastery of nature for the relief of man’s estate. See Bacon’s quasi-utopian Bensalem, discussed on this website.

    Filed Under: Nations

    Political ‘Identitarianism’

    March 30, 2022 by Will Morrisey

    Amy Gutmann: Identity in Democracy. Princeton: Princeton University Press, 2003.

     

    ‘Identity politics’ has its partisans. Citizens in democratic republics often organize around “ethnicity, race, nationality, culture, religion, gender, sexual orientation, class, disability, age, ideology, and other social markers,” forming “identity groups” intended to exert political influence on such regimes. Gutmann wants to understand what this means for democracy—whether such organizations are good or bad when it comes to securing “democratic justice.”

    Identity groups arise whenever a regime respects individuals’ “freedom of association”; indeed, “a society that prevents identity groups from forming is a tyranny.” Many modern tyrannies have attempted to eradicate identity groups altogether, earning the pejorative title, ‘totalitarian.’ Gutmann defines democracy as a regime animated by three principles: civic equality, liberty, and opportunity. Civic equality means “the obligation of democracies to treat all individuals as equal agents in democratic politics and support the conditions that are necessary for their equal treatment as citizens.” Equal freedom means “the obligation of a democratic government to respect the liberty of all individuals to live their own lives as they see fit consistent with the equal liberty of others.” Basic opportunity means “the capacity of individuals to live a decent life with a fair chance to choose among their preferred ways of life.” In terms of democratic justice, then, identity groups “are not the ultimate source of value in any democracy committed to equal regard for individuals,” but neither are they necessarily a source of evil. “Equal regard for individuals—not identity groups—is fundamental to democratic justice.” Identity groups that regard themselves as the ultimate source of value might easily “subordinate the civil equality and equal freedom of persons (inside or outside the group) to their cause” by, among other things, denying individuals the right “to live their lives as they see fit.” 

    Nonetheless, identity groups may have value in democracies. If the moral principles esteemed by the group comport with individual freedom, the group will strengthen members’ commitment to that. Also, “numbers count in democratic politics,” so individual members of identity groups will exercise more influence within the regime than they could if they acted alone. In organizing themselves this way, citizens can better secure their civic equality, their freedoms, and their opportunities. Finally, “even when identity groups do not combat injustice, as long as they do not inflict it, they can be valued and valuable for the mutually supportive relationships that they provide their members.”

    Identity groups may be organized or unorganized, inside or outside government institutions, based on a chosen (e.g., an ideology) or unchosen (race) characteristic. Identity groups are not the same as interest groups. An interest group “organizes around a shared instrumental interest”; its members may not ‘identify with’ one another for any other reason. The interests they pursue precede the formation of the group; members aggregate to secure something they want. Identity group politics centers on “a sense of who people are.” Though distinct, interests and identity usually find themselves in “close connection.” “Democratic politics is bound up with both how people identify themselves and what they therefore want”; group identities and interests often reinforce one another, as seen in the civil rights movement of the 1960s. 

    Although the civil rights movement sought reforms consistent with democratic justice, their enemies in the Ku Klux Klan, equally an identity group, did not. As the example shows, identity groups may or may not “impede democratic justice.” “When mutual identification entails putting considerations of group identity above considerations of justice…identity group politics is morally suspect.” This has often been the case—so much so, that critics of identity politics charge that it endangers democracy itself by discouraging compromise, encouraging sectarianism, and making too much of characteristics not chosen but imposed by accidents of birth. On the other side, partisans of multicultural politics often present themselves as “preoccupied with supporting particularistic identities and interests,” ignoring or denying “egalitarian principles” central to democracy. 

    Gutmann tellingly cites James Madison on faction. Madison defines a faction as any group that opposes the public good—an interest group or, for that matter, identity group which practices and preaches injustice. In the tenth Federalist, Madison famously insists that since factions are to liberty what fire is to air, it is futile to destroy liberty in an attempt to stamp out injustice. For Gutmann, who defines identity groups not as necessarily factitious but as neither good nor bad as such, “identity politics is an important manifestation” of the liberty Madison defends. And the regime of democratic republicanism deserves defense. It is not a neutral political instrument but a way of “institutionaliz[ing] in politics a more ethical treatment of individuals than the alternatives to democracy, which range from benevolent to malevolent autocracies and oligarchies.” Therefore, “identity groups need to be assessed by the same standards that one would apply to any groups that make political claims and exert political influence in democracies.”

    In her case, these standards inhere not in natural rights of individuals but in civic equality. “There is no ethically neutral place to evaluate the contribution of identity groups to democratic societies, nor would a neutral place be desirable if it were available.” Rather, the regime of democracy “can and ideally should be a deliberative democracy, offering opportunities for its citizens to deliberate about the content of democratic justice and to defend their best understanding of justice at any given time.” This, she seems to believe, makes it unnecessary to conceive of rights as natural, although they might not be historical in the ‘ontological,’ Hegelian and Marxist sense of a rationally ascertainable and predictable course of events that determines the best understanding of justice at any given time. That is, she emphasizes the deliberative or prudential dimension of reasoning, not its theoretical or (putatively) scientific dimension. She may not consider nature as anything but ethically neutral, and thus an unfit source of moral principles.

    Far from being a historical determinist, Gutmann considers a “just democracy” a regime that “respects the ethical agency of individuals”; “since individuals are the ultimate source of ethical value, respect for their ethical agency is a basic good.” Such agency has two components: “the capacity to live one’s own life as one sees fit consistent with respecting equal freedom for others,” and “the capacity to contribute to the justice of one’s society and one’s world.” Political ethics in a democratic regime consists of “a public commitment to treating individuals as ethical agents,” neither as “atomistic individuals” with no social or political obligations to one another nor as cells in a larger organism, with no capacity to deliberate and to choose. Civic equality, equal freedom, and basic opportunities serve as “preconditions of a fair democratic process” but also stand as “valuable in their own right as expressions of the freedom and equality of individual persons as ethical agents.” 

    For this reason, Gutmann cautions against thinking that all identities are group identities in a morally or politically relevant sense. My personality surely ranks as part of my identity, but I don’t organize a group based upon it. “Wise or foolish, careful or careless, neat or sloppy, serious or light-hearted,” I am unlikely to reach out to my fellows to organize politically on such bases. On one occasion, a frustrated assistant of President Charles de Gaulle slammed down the receiver of a telephone, shouting, “Death to all fools!” De Gaulle happened to be walking by and intoned, “Ah, Monsieur, what a vast project you propose.” Surely too vast even for the Gaullist politics of grandeur.

    Gutmann devotes one chapter to each of what she considers the four main identity groups: cultural, associational, ascriptive, and religious. A cultural identity group “represents a way of life that is (close to) ‘encompassing’ or ‘comprehensive'”; in Aristotelian terms, it is a regime with the sovereignty subtracted. As such, one’s culture forms a part of ‘who a person is.’ When any person engages in democratic politics, he therefore brings his culture with him, often making claims on his fellow citizens on behalf of that culture. And the group he belongs to which organizes itself around the shared culture will give those claims more political heft. Since “democratic politics typically depends on some dominant culture that includes a common language (or languages), school curricula, occupations, ceremonies and holidays, and even architectural styles, that are not culturally neutral,” a minority culture will pursue ways to defend itself, especially if the dominant culture “is alien and therefore alienating to them.” Members will demand “equal freedom and respect” from members of the dominant culture. Yet no large, modern democratic regime can fully accommodate all claims of all the minority cultures within its territory, since democracies need citizens who can speak with one another in order “to act coherently” and to maintain political union. This begs the question, “What kind of political claims on behalf of cultural identity groups are justified in democracies, and why?”

    Gutmann agrees with cultural identitarians when they assert that cultures provide “publicly important goods” to a democratic regime. “Every person needs a context of choice”; a culture or way of life provides such a context, although it also narrows it by defining the range of choices consistent with that way. The question for democrats then becomes, how narrow is that range of choice? And does a given culture “offer equal freedom to its members”? That is, “the state and the dominant public culture that it supports, both indirectly and directly, cannot be culturally neutral.” What claims made by organized cultural minorities can it accept and what claims must it reject?

    As a democrat and a feminist, Gutmann respects many of the claims made by the Pueblo tribe in defense of its cultural practices. But one of those practices denies civic equality to women. A United States District Court sided with the Pueblo tribal council against Pueblo women who brought a lawsuit against the council under the U. S. Voting Rights Act and the equal protection clause of the United States Constitution. The Court ruled that “to abrogate tribal decisions, particularly in the delicate area of membership, for whatever ‘good’ reasons, is to destroy cultural identity under the guise of saving it.” Gutmann judges this “a particularly suspect argument in the context of a case brought by women to claim their civic equality as Pueblo.” The Court granted absolute sovereignty to a cultural group which denies a fundamental principle of the democratic regime which should exercise sovereignty over it in the name of that principle. “Respect for culture cannot mean deference to whatever the established authorities of that culture deem right,” although there may be prudential reasons for leaving well enough alone if “trying to resist injustice would likely be futile or counterproductive.” In the not-so-distant past, some Amerindians engaged in slavery, cannibalism, and torture; had these practices persisted into the late twentieth century, the minds of our august justices might have seen what they were arguing more clearly and, one hopes, argued differently.

    “Legitimate political sovereignty needs to rest somewhere.” That being so, “what degree of sovereignty should any group be granted, and by what standards may its sovereignty be limited…out of respect for individual rights?” Gutmann answers that sovereignty seldom is, and never should be, absolute. “A cultural perspective goes awry at the start if it rests on the premise that a single culture encompasses the identity of the individuals who are its members,” as if cultures were “homogeneous wholes.” As a matter of fact, some members of every culture will “imagine beyond it” even as they use the “resources” of that culture to do so. Just as a minority culture may rightly oppose a democratic majority that makes “oppressive claims” upon it, so a democratic majority may rightly oppose a minority culture that oppresses its members, recognizing them as “fellow persons who can reciprocally recognize the basic freedom and civic equality of all persons, regardless of their gender, ethnicity, and nationality.”

    “If there is a right to culture, on democratic grounds, it must be an individual right to shape one’s own identity, partly through cultural affiliations.” There is no “fundamental moral standing to a group qua group” because “once we treat a cultural group as having fundamental moral standing, we are logically led to subordinate the claims of individuals to the morally fundamental group.” Indeed, “the right to oppose cultural practices that violate basic rights is as fundamental any right within a democracy.” If Gutmann were a natural-rights liberal, this distinction would be easy to make, but because she is not, she needs to base her liberalism what might be termed cross-culturalism.  

    Against Judith Butler, who accuses human rights advocates as “unjustifiably privileging a particular culture—the culture of human rights—over all others,” denying that any “external standards by which to judge any culture” exist, except “the standards of another culture,” Gutmann replies that “critics of oppressive cultural practices need not claim to stand above other cultures.” Rather, in upholding human rights, democrats in fact “stand inside cultures,” but they “stand inside many cultures.” There are democrats in ‘the West’ but there are also democrats in ‘the East,’ democrats in the United States, China, Russia, Iran, Brazil, Germany, Zaire, and partisans of autocracy and of oligarchy in all those places, as well. This is because the “rights culture” isn’t really a culture at all. It has no common language or literature, no common visual art or music, no distinguishable way of dressing, celebrating, or mourning. “Human rights doctrine is multicultural,” and “so is its rejection,” whether by Chinese or Russian today, Japanese or German yesterday. 

    “Democratic standards are shared by particular cultures that can defend human rights in their own way.” There likely will be occasions when these differing ways seem to contradict one another in ways that also contradict those standards. In these instances, “democratic deliberation across cultures about the content of human rights is one way of furthering our understanding.” 

    Gutmann next moves to the claims of “associational” identity groups, the kind Tocqueville esteemed as checks on majority tyranny. Membership in these is entirely voluntary. It is good for a number of reasons, among them being that they promote a political way of life, that is, a life animated by “reciprocity,” including “mutual aid.” Care must be taken to ensure that such groups do not violate “the conditions of equal freedom of association” by excluding those who wish to join them “out of prejudice.”

    Gutmann affirms Tocqueville’s claim that voluntary associations have value in democratic regimes. They do indeed support liberty—specifically, the liberty of persons to “identify themselves as they themselves see fit rather than as government—or any other powerful agent in society—determines for them.”  They “are an antidote to atomistic individualism that is completely consistent with a free society.”

    Even groups which “reject democratic values” may be tolerated in a democracy so long as they do not inflict injustice on other persons or groups. You are free to join the International Monarchist Society (if there is one), so long as you don’t oppress anyone who is either a member or a non-member of it. A criterion for judging whether an association has overstepped this limit is whether or not a member can “exit it and still live a decent life.” Leaving the United Auto Workers imposes more hardship than leaving the American Fern Society.

    Gutmann seeks a mean between the extreme of removing the freedom of association altogether by “forcing all associations to include anyone who wants to join” and the extreme of “permit[ting] all voluntary associations to exclude would-be members on any grounds.” The UAW should be entitled to discipline any member who takes bribes from an auto manufacturer in order to induce him to take a weaker position when bargaining over a contract; it should not be entitled to exclude someone from membership on the basis of race, class, gender or any other characteristic irrelevant to the democratically legitimate purposes of the organization. “Democratically legitimate purposes” are those which do not obstruct “civic equality.” 

    Gutmann considers two Supreme Court cases centered on policies of voluntary groups. In Roberts v. United States Jaycees (1984), the plaintiff challenged the Jaycees’ denial of membership to women on the grounds of nondiscrimination. An association of businessmen, the Jaycees provide what she describes as a “public good,” namely “professional contacts.” Businesswomen were being denied the opportunity to ‘network’ on equal terms with businessmen. It is of course questionable whether the opportunity to do business deals in a social setting is a public good at all. It looks rather like a private good, a setting for one-on-one transactions. Be that as it may, Gutman sets down three “features of discriminatory exclusion [that] create a strong case for public intervention”: that “the exclusion must be discriminatory based on false or statistical stereotyping”—in this case, that women somehow have no interest or ability to engage in commerce; that “the discriminatory exclusion occurs in a public realm and is connected to the distribution of a public good”; and that “the voluntary association is not primarily defined by its dedication to an expressive purpose,” by which she means the expression of opinions, the restriction of which would violate the First Amendment. On the most dubious point, Gutmann claims that, according to “their own stated purposes,” the Jaycees aimed at providing and promoting the skills of “solicitation and management” as public goods, presumably meaning that they were serving the public good by those aims. If so, would it have made a difference if the Jaycees had simply claimed to promote the business interests of their members, with no rhetoric about serving the public good at all? In other words, as Gutmann rightly asks, “How broadly should we construe the realm of public goods and services?”

    In Boy Scouts of America v. Dale (2000), the plaintiff objected to the Boy Scouts’ exclusion of openly homosexual boys and men from their organization. The Court upheld the Boy Scouts’ right to do so, but Gutmann argues that while homosexual behavior might be a criterion for exclusion, homosexual identity should not be. Until (for example) a homosexual man does something “that justifies denying [him his] equal freedom or civic equality,” such as committing sodomy with underage boys, he should not be barred from membership. She acknowledges a complication. “What makes the Boy Scouts case both difficult and troubling is that free identity expression is centrally at stake on both sides,” necessitating some rational “ranking” of “the competing values of free expressive association”—the Boy Scouts uphold the principle of being “morally straight”—and “freedom from discrimination.” Gutmann’s preferred solution here is to permit the Boy Scouts to continue their policy but to deny them any government support, as for example the use of public-school buildings for their meetings. Generally, “the more freedom that expressive associations have to discriminate, the less state support they should receive beyond the support of legal toleration.” She does not consider the possibility that lawsuits of this sort are intended to advance the claim that homosexuality and homosexual activity are morally straight, that the plaintiffs intend precisely to override “free expressive association,” just as she stands ready to override it in the case of the Jaycees.  

    She concludes her discussion on voluntary associations by citing “an underappreciated fact.” Between 1960 and 1990, membership in such associations declined. At the same time, Americans were “becoming more tolerant by all available measures,” in their opinions and in their actions. She doesn’t seem much to mind the trade-off, although it may evidence the increased bureaucratization of American life, threatening the liberty she esteems. See Tocqueville on the perils of democratic despotism.

    Things get more interesting when Gutmann turns to considering “ascriptive” identity. “What distinguishes ascriptive identity groups is that they organize around characteristics that are largely beyond people’s ability to choose, such as race, gender, physical handicap, ethnicity, sexual orientation, age, and nationality.” Every one of those categories is natural or has roots in nature. One can make choices in relation to them, but only to the extent of deciding whether to join or leave an organization centered on them in some way. One can base that choice on whether or not a particular organization is “justice-friendly.”

    Ascriptive identity groups closely resemble interest groups because ascriptive identity and material interests intermingle in “dynamic interaction.” After all, “people’s interests and understanding of their interests are as identity-driven as their identities are interest-driven”; “ascriptive identities inform peoples interests.” “Even in the extreme case of someone who adopts an ascriptive identity that he had never before seriously considered as his group identity in order to make a living”—at the risk of unkindness, one may think of Barack Obama—the “identity plays a causally important and independent role in shaping how the living is pursued.”

    Given the intimate bond between ascriptive identity and self-interest, ascriptive identity groups can still be justice-friendly if they “encourage subordinated individuals to organize and stand up for themselves,” admit members of other ascriptive groups into their organization, and form coalitions with other groups in pursuit of “the general cause of democratic justice.” During the civil rights movement of the 1950s and 1960s, that is of course exactly what the NAACP and other organizations did, with substantial effect. More, “there is no good reason why obligations to fight injustice should be placed first and foremost at the feet of members of disadvantaged groups.” Other justice-friendly groups should seek to join them.

    By contrast, when ascriptive groups are “least successful, they create new (or deeper) divisions among the disadvantaged and convey the dangerous impression that people need only band together on the basis of their ascriptive identities and not on the basis of their common humanity or a commitment to fighting injustice whoever its victims happen to be.” The virulent response of the recent Black Lives Matter operatives to the slogan “All Lives Matter” may be taken as a case in point, and an unsurprising one, given BLM’s origins in neo-Marxism.

    Just or unjust, to what extent do ascriptive identity organizations really represent the groups they claim to represent? For example, how many American women endorse the policies propounded by the National Organization of Women? Obviously, no such organization can represent the opinions of all those mentioned in its grand title. Therefore, it should “recognize a burden of representation to those individuals who are associated involuntarily with the group” by scrupulous “avoidance of injustice.” The temptation to treat members of out-groups roughly should be resisted; the temptation to deal roughly with members of their own group who do not fully concur with the organization’s principles and policies should be resisted even more. Closely related to this danger is the tendency to urge group members to “take pride” in their identity. “What sense does it make to take pride in an involuntary identity?” None whatsoever: If justice requires that I not be blamed for an identity I didn’t choose, then I cannot claim credit for it, either. Rather, “the appropriate object of pride is not the ascriptive identity in itself but rather the identity’s manifestation of dignified, self-respecting personhood, the personhood of someone who has overcome social obstacles because of an ascriptive identity.”

    Given the fact that injustice “is a moral blight on democracy, and therefore on everyone’s life within it”— one “especially great on the lives of people who materially benefit from injustice but do nothing to combat it”— there is a more comprehensive form of identification than those favored by particularistic identitarians. Individuals are in fact “bound up with living in a more just society,” and should recognize “that contributing without undue sacrifice to making society more just will improve their own lives.” Without acknowledging it, quite possibly without knowing it, Gutmann here makes exactly the same kind of argument George Washington liked to make: Your interests and the interests of your country very often cohere with your moral duties. As she puts it, “our interests are bound up with our identification with other people, and our identification with other people makes us want to contribute to making our society more just.”

    However her relations with America’s first president may stand, Gutmann leaves no doubt that she knows the Golden Rule: “We can perceive it to be in our own interest to contribute to fighting injustice insofar as we identify with other people, and therefore with a society that treats other people justly, as we wish to be treated ourselves.” This takes her to the interesting point I alluded to: “Humanity itself is an ascriptive identity, identification with which can serve the cause of justice.” Human beings form a natural species, to which all capable of reading her book belong. Since “democratic justice cannot leave anyone out of its reach,” it requires “identification with humanity and a commitment to justice.” Very well then. Humanity is natural. Justice is right. Put them together, and they spell out ‘natural right.’ For all her ‘deontological,’ Rawlsian gesturing, an attempt to drive out nature with a pitchfork, Gutmann finds herself brought to witness nature’s return.

    Following reason, she devotes the final main chapter to revelation. Natural-right political philosophy solves the religio-political problem by permitting any religious practice that doesn’t violate natural rights. A congregation of pious Aztecs are welcome, provided that they refrain from sacrificing virgin girls to the Sun God, a ceremony violative of the natural right to life. In terms of U. S. constitutional law, this has meant free exercise of religion combined with separation of church and state, which Gutmann calls “two-way protection” of human rights. 

    Her primary interest is in defining and protecting the right to conscience. This is because no more personal, no more individual aspect of religion exists. Further, conscience exists in the souls of religious and non-religious persons alike, forming a commonality (based, again, on human nature) between citizens who otherwise might find little in common. Further still, my conscience likely differs from yours, which means that if we are to live together as fellow citizens, we need to address that fact. Gutmann resolves this latter difficulty by appealing to politics as Aristotle defines it, as “reciprocity.” As an observer of democracy in the Greece of his time, Aristotle didn’t much associate reciprocity, ruling and being ruled, with that regime because in his experience the many who were poor inclined to seek unjust rule over the few who were rich. Gutmann’s modern-liberal understanding of democracy enables her to think of it more along the lines of what Aristotle calls a mixed regime, which does indeed engage in political or reciprocal rule.

    “Rather than deny the truth of revelation for political purposes, democrats” of Gutmann’s persuasion “argue that revelation by itself cannot justify a coercive law because it cannot reasonably expect the public assent of citizens who have not experienced it and do not share the religious faith of those who take its dictates on faith.” What democrats can do is to acknowledge those religious truths which “can be defended by publicly accessible arguments,” suitable for democratic deliberation. “Then it is the argumentative force of a revelation, judged in nonrevelatory terms, that is doing the justificatory work for democratic purposes, not the revelation itself.” This is essentially where natural right puts the matter.

    Given the fact that natural right no longer finds wide acceptance of modern liberal democracies, and especially not in universities, Gutmann appeals once again to Rawls, who “recommends the democratic ideal” because it lacks a “necessary foundation in any comprehensive philosophy” but instead overlaps “with all reasonable philosophies, where reasonable philosophies include religious ones.” Because it appeals to reason, this “ideal”—which Rawls arrives at with ‘deontological’ legerdemain—rules out fanaticism religious and secular, ‘Islamist’ and Leninist alike. “Reasonable moral faith” can be held by “religious or secular persons, so long as they are democrats”—a clever reworking of Kant’s famous sentence in his Perpetual Peace, “the problem of setting up a state can be solved even by a nation of devils, so long as they possess understanding.” True, faith “goes beyond reason, but reasonable faith is compatible with what the best methods of reasoning can deliver at any time.” And it is compatible with reciprocity, which “does not require agreement among citizens or arguments on the same secular or religious terms.”

    Why Rawls, instead of Aristotle ‘all the way down,’ as the saying goes? It seems that Gutmann inclines to the Humean claim that you can’t derive the moral ‘ought’ from the natural ‘is.’ “A purely empiricist position would yield no commitment to democratic justice or to treating people as civic equals, since evidence and log alone are morally inconclusive”; “empiricism is amoral” and empiricism is the way of modern natural science. Whether empiricism suffices to understand human beings insofar as they are natural beings is a question Hume takes to have been settled.

    In practical terms, Guttmann (following Rawls) doesn’t care so much whether a democracy respects “ethical personhood” as seen in conscience because conscience is taken to originate in God or nature or reason or “human individuality itself,” so long as the regime understands that such respect is indispensable to its existence. “Conscience and democracy share a fundamental premise: persons are ethical subjects.” 

    That being so, how shall democracies deal with the fact that ethical subjects often conscientiously disagree with one another? How can democracy justly resolve the rational contradictions that arise from the free exercise of conscience? Guttman answers that whereas “respect for conscience is a moral good because it reflects respect for the ethical identity of persons, a respect that democratic governments cannot consistently reject,” such respect “cannot be an absolute value for democratic governments because it can conflict with other basic democratic principles such as equal liberty.” The fact that one conscience may call for war and another call for peace proves that “conscience is ethically fallible.” And so is “democratic decision-making,” which generates laws and policies individuals may conscientiously endorse or oppose. Once again, there needs to be politics, reciprocity, deliberation—mutual testing of arguments and counterarguments in the public square.

    “The great challenge to democratic governments is to decide when conscientious objection should be accommodated, even though the law in question is legitimate.” One answer to the challenge would be to say ‘Never.’ Such an accommodation would smooth the slippery slope toward anarchy. The opposite answer would be ‘Always,’ or at least whenever the objector doesn’t reject “a basic democratic principle” such as civic equality or equal freedom.

    The first answer would track a strict separation of ‘church’ and ‘state.’ As Locke recommended, a conscientious objector should be free to defy the law so long as he accepts the punishment established for that defiance. Gutmann considers this too harsh. “A stable democratic state can and should exempt conscientious citizens from some legitimate law and in so doing resect their conscientious objection,” and therefore their ‘personhood,’ “without harming other innocent people.” If strict separationists worry that some will fake conscientiousness in order to evade the law—a common enough occurrence during the Vietnam War—then the regime can establish boards of review requiring of the objector some plausible proof of his conscientiousness, such as “past actions and affiliations” indicating “that they hold a set of conscientious beliefs that can qualify them for the status of conscientious objector.” While “not a foolproof test”—the review board is attempting to ascertain the inner character of another human being”—it is fair enough for government work. 

    The second answer, maximizing “accommodation of conscience” by the regime, would fail to “reciprocally protect other citizens of the state from the harms that can come from conscience.” Why should my conscientious objection to a war, or to war generally, result in your conscription? Those who would maximize a government’s accommodation of conscience “are reluctant to recognize is that a democratic government”—even a democratic government—cannot do that “without undermining the legitimate purposes of democratic government”—its need to defend the country against foreign attack or civil disorder, its need to collect revenues, and the like. They “do not expect conscientious citizens to support democracy supports them, by abiding by laws that are legitimate and democratically elected.” 

    To avoid the tyranny of democracy over individuals, or the tyranny of individuals over democracy, one needs not a Berlin Wall of separation of church and state, or not wall of separation at all, but “a permeable wall of separation” whereby conscience and democracy limit one another. Gutmann’s democracy will “accommodate conscientious dissenters when doing so does not discriminate against other conscientious dissenters or undermine the legitimate purpose of the law,” thereby publicly acknowledging “the centrality of ethical commitments to the identity of persons, and the contribution that those commitments can make to democracy.” Such “reciprocity is the lifeblood of democratic justice.”

    In conclusion, Gutmann remarks, “without ethical precepts to guide group identity, members of groups are blind and can just as easily tyrannize over others as aid them. When guided by ethical precepts, individuals can enlist group identity as a justifiable means for organizing in democratic politics.” Her emphasis on the classical understanding of regimes and of politics as ruling and being ruled in turn raises her treatment of ‘identity politics’ well above most of the other available accounts written in the past couple of decades.

    Filed Under: American Politics

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