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    Yours Truly, Henry VIII

    September 9, 2026 by Will Morrisey

    William Shakespeare and John Fletcher: King Henry VIII (All Is True). Prologue, Acts I-II. Gordon McMullen, ed. London: The Arden Shakespeare, 2000.

     

    “Prologue” speaks at the beginning of the play; he is a character, similar to “Chorus” in Henry V, the only other ‘history play’ that has a prologue. “Chorus” lauds the magnitude, indeed the grandeur of King Harry’s warring, but “Prologue” strikes a different key when introducing the rule of Henry VIII. A choric character or set of characters narrates with praise or blame. “Prologue” as a character personifies an abstraction, not unlike the characters in the medieval ‘morality plays,’ in which ‘Virtue’ and ‘Vice’ come before us. But Prologue himself embodies no moral standard, although he does provide one. The audience, perhaps a touch rowdy before the show begins, may expect a “merry, bawdy play” (Prologue.14), something along the lines of When You See Me, which the editor describes as “a comic history of Henry VIII’s reign” first staged in 1605 and revived the same year this play was first performed. Prologue wants no confusion of genres: “I come no more to make you laugh; things now / That bear a weighty and a serious brow, / Said, high and working, full of state and woe, / Such noble scenes as draw the eye to flow, / We now present.” (Prologue.1-5). The subject of this play deserves weeping and pity, not laughter. In terms of theater, this will be a tragic history; in terms of religion, one of the play’s central themes, one recalls Shakespeare’s contemporary, Thomas More, who noticed that Jesus as remembered in the Gospels wept “twice or thrice,” but never laughed.

    Not only tears and pity but truth is at stake when considering the much-controverted rule of Henry VIII. “Such as give / Their money out of hope they may believe / May here find truth, too.” (Prologue.7-9). Sophist-influenced Pontius Pilate jestingly asked Jesus, “What is truth?”—not waiting for an answer from Him, the embodiment of truth, who stood before him. Those who come to see a show, to be entertained, “may pass,” inasmuch as they are the well-to-do, front-row-seat denizens who can afford to pay a shilling to watch, up close (Prologue.11). But those who come to hear a comedy “will be deceived” (Prologue.17). Seeing at its best is philosophy, at its lowest a taste for divertissement. Hearing at its best hearkens to religion, the spoken Word of God, the truth Jesus not only embodied but enunciated. At its lowest, well, “gentle hearers, know / To rank our chosen truth with such a show / As fool and fight is, besides forfeiting / Our own brains and the opinion that we bring / To make that only true we now intend / Will leave us never an understanding friend.” (Prologue. 17-22). Therefore —in philosophic logic and Christian Logos —”for goodness’ sake…be sad, as we would make ye” (Prologue.23-25). Suspend your disbelief, as religion urges, and think of these actors on stage as if those they portray are still living. “Think you see them great” and then “see / How soon this mightiness meets misery” (Prologue.29-30). That is, correct your thinking, your sight, your insight. If, having seen tragedy, “you can be merry then, I’ll say / A man may weep upon his wedding day” (Prologue.31-32). Shakespeare’s comedies end in marriage, in joy not weeping. To weep at the end of a comedy would be as jarring as to laugh at a fall from greatness.

    The sobered audience first sees and hears three English aristocrats: the Duke of Buckingham, the Duke of Norfolk, and Lord Abergavenny, Buckingham’s son-in-law. Norfolk has just returned from a showy meeting in France between King Henry and François I, a spectacle for the eye he describes in equally glowing words to Buckingham, who had remained in England with “an untimely ague” (I.1.4). These two kings, Norfolk exclaims, were worth any four others as “In their embracement they grew together” (I.i.10) in “earthly glory” (I.i.14). This was a marriage of “pomp” (I.i.15), with the French as golden as “heathen gods,” shining on the English and thereby making “Britain India”—India, land of rubies, where Elizabeth I, Henry’s future heir to the throne and contemporary King James I’s godmother, had authorized the British East India Company’s commercial ventures in 1600. Every night, the procession of ladies proved a “masque” that “was cried incomparable,” only to be made “a fool and a beggar” the next night by an even more superb show (I.i.26-28). The kings, “equal in lustre,” suns shining over all, would call the “noble spirits,” the aristocrats, to ceremonial combat, and these men “did perform / Beyond thought’s compass,” making the legendary story of the warrior Bevis of Hampton believable (I.i.35-36). For his part, Buckingham cannot bring himself to believe this (“O, you go far”), but Norfolk insists, “As I belong to worship and affect / In honour honesty…All was royal,” well-ordered, well-ruled, with each office performing “distinctly his full function” (I.i.38-44). The courtly show imitated the rightly ordered kingdom lauded by the political writers of Christendom, itself an imitation of God’s rightly ordered cosmos, where everything has a rightful place.

    Buckingham remains skeptical, however. Behind all this fine display, “who did guide…this great sport together”? (I.45, 47). He doubts that the apparent rulers really ruled, ruled in truth. Norfolk knows: “All this was ordered by the good discretion / Of the right reverend Cardinal of York,” Thomas Wolsey (I.i.50-51). The incense-wafting Cardinal incenses Buckingham. “The devil speed him! No man’s pie is freed / From his ambitious finger.” (I.i.52-53). Such a keech, such a lump of congealed fat, could block the sun—whether the light of the sun-kings or that of the Son, King of kings. Norfolk attempts to explain if not to justify Wolsey. He is no aristocrat, “not propped by ancestry, whose grace / Chalks successors their way” (I.i.59-60). Aristocrats stay within legitimate bounds, bred and educated and habituated to their right place in the political regime. Wolsey is a Renaissance ‘new man,’ although evidently not the New Man of the Gospels. Nor did he rise to authority in Henry’s court by “high feats done to th’ crown” as, for example, a warrior or a navigator (I.i.61). Rather, “spider-like, / Out of his self-drawing web…The force of his own merit makes his way / A gift that heaven gives for him” (I.i.62-65). He is a man of Machiavellian virtù, a self-made man who relies on the gifts God gave him at birth. Young Abergavenny will have none of that, affirming the judgment of his father-in-law. “I cannot tell / What heaven hath given him…but I can see his pride / Peep through each part of him” (I.i.66-69). His gifts, if that is what they are, were hell-given, not heaven-sent, or else Wolsey “begins / A new hell in himself,” a blotch on the English political order and God’s (I.i.68-72). 

    Buckingham presents the evidence of Wolsey’s scheming. In planning the conference in France, the Cardinal arrogated the task to himself, pushing aside the aristocrats and clerics on the king’s Privy Council. At the same time, Abergavenny adds, he imposed the costs of the expensive display upon the aristocrats, “so sicken[ing] their estates that never / They shall abound as formerly” (I.i.83-84). Wolsey follows Machiavelli’s prescription for building the modern, centralized state by ruining the aristocrats who stand between the regime of that state—here as elsewhere in Europe, the monarch, but in England a monarch beguiled by a man grown so fat on money that he blocks the sun-king from his subjects’ view and the view of subjects from the king. Buckingham asks, rhetorically, what the result of this ruinous and vain diplomatic display was, and Norfolk admits, “The peace between the French and us not values / The cost that did conclude it” (I.i.87-88). Exactly so, my lord: a “hideous storm” followed the ceremonies, presaging France’s violation of the treaty when English merchants’ goods were seized at Bordeaux. God and nature protested.

    Norfolk worries for his friends’ safety. “The state takes notice of the private difference / Betwixt you and the Cardinal.” (I.i.101-102). Your enemy is not only powerful; his “nature” is “revengeful” and “his sword / Hath a sharp edge” (I.i.108-110). Don’t talk so much. Starting now, since here he comes, “that rock / That I advise your shunning” (I.i.113-114). In the Bible, the solid rock is Jesus, offering refuge in the storm; this rock of the Church offers shipwreck. Upon seeing Buckingham, Wolsey “fixeth his eye” upon him, “full of disdain”; Buckingham returns the stare (I.i., stage direction). This is no Christlike man of charity and forgiveness. Wolsey comes with guards and secretaries carrying papers, which he indicates are records of testimony from Buckingham’s surveyor, the man who establishes the crucial boundaries between one aristocrat’s property and another’s, demarcating the proper places of things. Buckingham is under investigation. After he passes by, Buckingham, who suspects that the Cardinal is taking whatever prejudicial evidence he has to the king, wants to “follow and out-stare him” at court (I.i.129). Norfolk tries to talk him out of it with Senecan advice: “let your reason with your choler question / What ’tis you go about”; “be to yourself / As you would to your friend”—applying the Golden Rule to yourself (I.i. 130-131, 135-136). Buckingham resists, citing the difference between an aristocrat and a commoner from provincial Ipswich: “From a mouth of honour” the aristocrat intends to “quite cry down” Wolsey’s “insolence,” which implies “There’s no difference in persons” (I.i.137-139). Knowingly or not, he resists the policy of modern statesmen, recommended by Machiavelli, to centralize political authority by degrading the authority of the aristocracy that stands in the way of the monarch and the people. Buckingham wants his case to be adjudicated on the basis of who and what he is, as distinguished from who and what Wolsey is—aristocrat versus commoner, “this top-proud fellow” (I.i.151). (Fellow being a term of denigration in the mouth of an aristocrat.) Norfolk persists in his Senecanism. “Be advised: / Heat not a furnace for your foe so hot / That it do singe yourself” and “There is no English soul / More stronger to direct you than yourself, / If with the sap of reason you would quench / Or but allay the fire of passion.” (I.i.140-141, 146-149). The moral stance fortified by the philosopher of pagan antiquity, which defends the soul with the rule of reason over the passions, has formed part of the aristocrats’ education. Can it defeat the ‘modern’?

    Buckingham relents, but only temporarily. Seeing corruption and treason in the person of the Cardinal (“Say not ‘treasonous,'” worried Norfolk gasps), Buckingham calls him a “holy fox, / Or wolf, or both” (I.i.158-159). Machiavelli tells his prince to be lion and fox, both; Professor McMullen cites Matthew 7.15, where Jesus warns against false prophets, ravening wolves in sheep’s clothing. Wolsey is indeed a Machiavellian fox, but he has nothing of the lion’s awe-inspiring fearsomeness; he is a canny devourer, only. Here in England, he counseled the king to undertake “this last costly treaty” (I.i.165). But when approached abroad by the Holy Roman Emperor, his fellow Roman Catholic, who feared the alliance of England and France, Wolsey accepted a bribe to persuade the king to break the peace treaty. That is why the French seized British goods at Bordeaux; they retaliated against a treaty breach. “Thus the Cardinal / Does buy and sell his honour as he pleases / And for his own advantage.” (I.i.191-193). 

    While the aristocratic gentlemen talk, the Machiavellian Cardinal acts, having induced Henry to have Buckingham and Abergavenny arrested for “high treason” (I.i.201). Buckingham submits to his arrest with Pauline Christian grace: “The will of heaven / Be done in this and all things: I obey.” (I.i.209-210). The king has ordered him to be imprisoned in the Tower of London, along with his son-in-law, who also submits. And others of Buckingham’s circle have warrants against them, including a Carthusian monk, whose “austere, contemplative order” (note to l.221) doubtless offends fat, ravening Wolsey. That is, the real power in England’s modernizing state has moved to eliminate his rivals in both the secular and the clerical aristocracies. Buckingham sees that his surveyor has been bought off with gold, the corrupt Cardinal having corrupted another man to betray his rightful lord. “My life is spanned already,” Buckingham also sees (I.i.223). 

    This first scene of Henry VIII recalls the political condition brought on by the state-building Tudors, who replaced the Plantagenets (and understandably so, given the cataclysmic tyranny of Richard III, killed on the battlefield of civil war by the future Henry VII). In the feudal state that had prevailed for centuries, the two aristocracies, the landed, warlike aristocrats and propertyless, spiritual-warrior clerics, had balanced one another. This balance supported but also limited the power of monarchs, as they limited one another. This was a system of ‘checks and balances’ embedded in civil society. Machiavelli’s modern state destroys that balance. Because it does, a priest who whispers policy to a king can effectively tyrannize the country while laying up his treasure not in Heaven but on earth. If the mighty leviathan, the modern state, is to be balanced, not tyrannical, it must follow Locke into a social contract and Montesquieu into statist institutions of balanced powers. England won’t have such institutions for many decades.

    The second scene of Act I begins with a symbolic first entrance of King Henry, who leans his own bulk on the bulky Cardinal’s shoulder as he seats himself on the throne. They are accompanied by Thomas Lovell, constable of the Tower. Henry fulsomely states his gratitude to the Cardinal. “My life itself, and the best heart of it”—heart being the core of a human being, according to the Bible—”Thanks you for this great care” (I.ii.1-2). You have “choked” a “full-charged confederacy” against me. He will now hear the testimony of Buckingham’s surveyor (I.ii.3-4). Queen Katherine then arrives, along with Norfolk and the Duke of Suffolk, an aristocrat in the old feudal and chivalric manner. After Henry assures her that she wields “half our power” (I.i.11), Katherine petitions Henry regarding a “great grievance” in his loyal subjects, who are at the point of rebellion (I.ii.20). “Not almost,” Norfolk immediately adds; many of the people are “all in uproar / And danger serves among them” (I.i. 29-30, 36-37). And with just cause: the clothiers have been taxed heavily, upon the “pretense” of paying for “your wars in France,” which we have already learned that Wolsey had precipitated (I.ii.59-60), forcing them to lay off many of those who work for them. “Their curses now / Live where their prayers did” (I.ii.63-64). Henry knows nothing about it, and when he asks Wolsey, the Cardinal admits that he has had a part in it, but only one part, the Privy Council having concurred. But in fact, as Katherine immediately replies, Wolsey had usurped the authority of the Council in imposing the tax and is now trying to deflect the blame. Both Wolsey and Katherine serve as intermediaries. Wolsey stands between the king and his Privy Council, blocking him from knowing the truth. Katherine and Norfolk stand between the king and the people, reporting truthfully on their condition. Both Wolsey and Katherine are Catholics in name, only Katherine is Catholic in spirit.

    When Henry expresses his disapproval of the tax (it is “against my pleasure,” the inveterate pleasure-lover intones), Wolsey goes a bit further, saying that the thing would never have “passed me but / By learned approbation of the judges” on the Council (I.ii.68-71). He even draws a moral lesson from the affair, lamenting that “‘Tis but the fate of place and the rough brake / That virtue must go through” (I.ii.75-76), proving that, like Norfolk, he can invoke Christian Stoicism. But only when it might serve to strengthen his bond with the king, namely, the weighty burden they share as public servants. We must soldier on, he continues, since if “we shall stand still / In fear our motion will be mocked or carped at, / We should take root here where we sit, / Or sit state-statues only.” (I.ii.85-88). 

    Henry is no Machiavellian, however. He does not rise to the Cardinal’s bait, this time. He doubts that there is any legal precedent for this tax. “We must not rend our subjects from our laws / And stick them in our will” (I.ii.93-95). That is, the rule of English common law, not tyrannical rule, shall prevail. He orders that the tax be rescinded and those who have refused to pay it be pardoned. Adroit Wolsey whispers to his secretary that the written declaration should be supplemented with the rumor that he had interceded with the king to arrange this.

    This business properly disposed, with both Henry’s justice and Wolsey’s injustice duly confirmed, the main purpose of the king’s court now proceeds with the entrance of Buckingham’s corrupted surveyor. Katherine expresses her regret that the Duke “is run to your displeasure” (I.ii.110). Henry too regrets it. Buckingham is a learned man, a fine speaker, his “nature” and his “training” both so fine “that he may furnish and instruct great teachers / And never seek for aid out of himself.” (I.ii.111-114). And yet it is just such a nature, “once corrupt,” that will “turn to vicious forms, ten times more ugly / Than ever they were fair” (I.ii. 116-118). The king’s mind, prepared by Wolsey, already judges the surveyor’s coming testimony against Buckingham to be true. The surveyor falsely reports that Buckingham has spoken of murdering Henry and revenging himself upon Wolsey, basing his ambition on the false prophecy of that Carthusian monk, the Duke’s confessor, “who fed him every minute / With words of sovereignty” (I.ii.149-150). This, the surveyor heard from his lord’s own mouth. 

    Katherine intervenes, remarking that the surveyor had been fired by Buckingham, “on the complaint o’ th’ tenants,” who had complained of the man’s corruption (I.i.173). She warns him not to let his anger against his former employer ruin his soul, inasmuch as bearing false witness is a sin not only against man but against God. The audience now sees that the surveyor corrupted by the Cardinal already had acted corruptly in the course of his duties, well before Wolsey plied him. He is a little Wolsey. Henry, however, wants the testimony to continue, despite this new evidence. The surveyor, ignoring the queen’s pious warning, swears that “On my soul, I’ll speak but truth” (I.i.177). According to him, the truth is that he had warned his lord that the monk might be deceived “by th’ devil’s illusions,” but that Buckingham persisted in his murderous intentions (I.ii.179-180). The king is convinced by this testimony, calling Buckingham “a giant traitor” (I.ii.199). Ever alert to a chance to put a rival down, Wolsey asks the queen if she now believes that Henry can “live in freedom” if Buckingham is freed from the Tower, to which Katherine can only answer, “God mend all,” prudently evading the question (I.ii.200-201). A cardinal of the Church might be expected to concur, but Wolsey remains silent and the king judges Buckingham a “traitor to th’ height!” (I.ii.214). The commoner-cardinal has suborned the commoner-surveyor to ruin an aristocrat, furthering both centralizing statism and the tyrannical regime of the commoner-cardinal. For his part, Henry, a one-man supreme court, has prejudged a case in the Cardinal’s favor, brushing aside the evidence against the false witness his wife, whom he said shared power with him, had so clearly presented.

    The trial scene, in which Katherine in effect acts as Buckingham’s necessarily helpless attorney, thus turns on the stated theme of the play: truth. A monarchic regime in a modern state wields immense power: legislative (as seen in Wolsey’s tax, vetoed by the king), judicial (they testify before Henry in the king’s court), and executive (quite literally to the point of a power to ‘execute,’ to capitally punish, accused traitors). In that state and regime, the political and religious authorities have become fused, even as the kings of England and France had seemed one person during their moment of amity. The same prelate who arranged the peace and inspired the war that followed in order further to enrich himself has nearly divorced the king from the commoners and has succeeded in divorcing him from important aristocrats, landed and clerical. Henry is not himself a tyrant, a tyrant by nature, but he acts tyrannically because he has ‘married’ himself to churchman of genuinely tyrannical nature; politically, he is more ‘married’ to the Cardinal than he is to his virtuous wife. All is true, with respect to the play itself, which testifies that all is not true in religio-political relations, that it is exceedingly difficult to find the truth, whether in framing laws or in judging cases under the laws.

    The play now shifts to a conversation between the Lord Chamberlain, a member of the king’s household who oversees his household finances and schedule, and Lord Sandys, who are soon joined by Sir Thomas Lovell. The Lord Chamberlain and Sandys complain of the young who have succumbed to “the spells of France,” the “new customs,” quite “unmanly,” that they have brought back from their time at the French court (I.iii.1-4). If Wolsey is one of the ‘new men,’ the commoners who have risen to positions of authority either by displays of virtue or by deceptive virtù, the scions of the old aristocracy have become new, unmanly men, weakening their own authority. The Lord Chamberlain gruffly laments, “As far as I can see, all the good our English / Have got by the late voyage [to France] is but merely / A fit or two o’th’ face”—some pretentious facial expressions aping those of the self-conceited French courtiers. McMullen cites a passage from the contemporary writer, Thomas Dekker, who made an important connection: “Deceipt,” he observed, “studies Machiavell, and hath a French face” (note to I.iii.7). And further, “their clothes are after such a pagan cut to’it, / That sure they’ve worn out Christendom” (I.iii.13-14). 

    Lovell arrives, announcing another novelty, a “new proclamation / That’s clapped upon the Court Gate”—rather as Luther had clapped his 96 Theses on the church door. Sure enough, Christianity having been “worn out,” the proclamation aims at reformation, in this case “the reformation of our travelled gallants / That fill the court with quarrels, talk, and tailors” (I.iii.19-20). The Lord Chamberlain responds with rightful piety: “Now I pray our monsieurs / To think an English courtier may be wise / And never see the Louvre.” (I.iii.21-23). English wisdom is prudential, common-sense wisdom, needing no refinements, no “foreign wisdom” learned in France, as Lovell says; perhaps now they will “understand again like honest men” (I.iii.29, 32). French moeurs foster “lewdness,” giving young English aristocrats new ways to “lay down ladies” (I.iii.35, 40)—a telling criticism, given what we will soon see of King Henry’s proclivities, and indeed of the proclivities of the older aristocrats themselves. 

    Because we immediately learn that these mature aristocrats have been corrupted, too. Their complaints against the younger aristocrats are hypocritical. They are off to a dinner sponsored by none other than Cardinal Wolsey, whose “bounteous mind,” as Lovell calls it, guides “a hand as fruitful as the land that feeds us” (I.iii.55-56). He is truly “noble,” the Lord Chamberlain says (I.iii.57). Sandys can only agree, adding that “In him,” a Churchman, “sparing would show a worse sin than ill doctrine” since men of his way should be most liberal,” have been “set here for examples” (I.iii.59-62). With this confusion of aristocratic nobility and Christian charity with generously offered corruption, they hasten off to the dinner, where, to the tune of secular music, the master of ceremonies announces the rather Epicurean moral principle of the evening: “Good company, good wine, good welcome / Can make good people” (I.iv.6-7). No good reformation, and no Protestant Reformation, this. Among the “sweet society of fair ones,” as Sandys exclaims, is one Anne Bullen, a Protestant beauty and attendant to the queen. Sandys engages in some flirtatious courtly banter with her—evidently, he needs no sojourn to France so to do—and Wolsey arrives, greeting his company by saying that any “noble lady / Or gentleman that is not freely merry / Is not my friend” (I.iv.35-37). Then, a party of masquers arrives, pretending to be Frenchmen who cannot speak English and dressed as shepherds; they include the king. They will prove good shepherds—by Wolseyan standards. The king chooses Anne as his dancing partner, self-seduced: “O Beauty, / Till now I never knew thee” (I.iv.75-76). Wolsey quickly recognizes the king beneath the disguise, and Henry cheerfully unmasks, not only literally but then morally, asking the Lord Chamberlain who that “fair lady” is, with whom he danced (I.iv.91). She is the daughter of the Viscount Rochford, “one of her highness’ women” (I.iv.93). “Sweet partner,” he tells her, “I must not forsake you,” as indeed he will not (I.iv.103-104). 

    The king has the virtue of justice. When he is acting as king, he intends to act fairly and, in the case of the unjust taxation, succeeds in doing so. His tragic flaw is in the way he hears and sees: hearing false testimony and soft music, but above all seeing outward beauty and allowing it to turn him away from a marriage to a virtuous woman. The highest-ranking clergyman, the highest-ranking political man, the aristocracy that should be guided by Christian principles and animated as well by classical virtues have all become Machiavellians aiming at political domination and physical pleasure or Epicureans vulnerable to Machiavellian manipulation. This may be the moral and political product of the decades of civil war that culminated in Richard III’s vile tyranny.

    The first Act of Henry VIII reveals the character of the king, his virtuous Catholic queen, his pretended-religious corrupt chief counsellor, and the English aristocrats, old and young. All except falsely accused, genuinely noble Buckingham and the still nearly unknown Anne Bullen are at the height of their authority, although the fall of the silly young aristocrats is evidently in the works. King Henry has the virtue of justice, handicapped in its exercise by the difficulty of ascertaining truth in a royal court corrupted by the deceiving, Machiavellian Cardinal. What he can see clearly is beauty in the person of a woman who is not his wife. He seems ready to ‘convert’ from Catholic Katherine to Protestant Anne, with momentous consequences for his regime. Is Miss Bullen a woman of virtue? And is Protestantism a better form of Christianity?

    Act II begins with a conversation between two gentlemen, who discuss the guilty verdict handed down in the case of Lord Buckingham. The first gentleman, who attended the trial, presided over by Lord Norfolk, recounts that Buckingham “spoke, and learnedly, for life, but all / Was either pitied in him or forgotten” by the jury of aristocrats, his peers (II.i.28-29). Throughout, Buckingham exhibited “a most noble patience” (quite in contrast to Wolsey’s sham nobility, on display at the dinner), being “never so womanish” as to fear death (II.i.36, 37). The gentlemen agree that this is all the Cardinal’s doing, forming part of a systematic strategy of exiling or killing anyone whom “the King favors” (II.i.47). Unlike the king, the people understand the Cardinal’s intention: “All the commons / Hate him perniciously and, o’my conscience, / Wish him ten fathoms deep” (II.i.49-51).

    This might easily lead to rebellion, as the unjust tax had done, but Buckingham himself now appears and addresses them. He thanks them for their pity, yet asks them to listen to what he has to say and then to return to their homes and forget him. “The law I bear no malice for my death— / ‘T has done upon the premises but justice— / But those that sought it I could wish more Christians. / Be what they will, I heartily forgive ’em.” (II. 62-65). That is, he takes care not to impugn English common law or the proceedings of the court (it was indeed “a noble one”), while Christianly forgiving the jury and apparently his accusers (II.i.119). He calls upon the accusers or the jury to “glory not in mischief,” however, “for then my guiltless blood must cry against ’em” (II.i.66-68). The man whose anger had seemed unquenchable has quenched it, Christianly. “As the long divorce of steel falls on me” (foreshadowing the momentous marital divorce that looms), “make of your prayers one sweet sacrifice, / And lift my soul to heaven” (II.i. 76-78). There is not a hint of treason from the man falsely accused of treason. “I forgive all” and, as for the king, I “shall cry for blessings upon him” (II.i.83, 91). He can say this out of Christian charity but also from an understanding of justice: “I am richer than my base accusers, / That never knew what truth meant” (II.i.104-105). Providence stands: “Heaven has an end in all” (II.i.124). He asks God to forgive him for whatever sins he may committed. 

    The speech shakes the gentlemen. What if Buckingham really is innocent? Will not the people revenge him by attacking his accusers, despite his adjuration? Further, there is a new rumor, the “buzzing of a separation / Between the King and Katherine” (II.i.146-147). They suspect that Wolsey may have whispered accusations against her, as would be consistent with his policy of isolating the head of state from anyone who might oppose Henry’s chief (ir)religious counselor. Although Wolsey had accepted the Holy Roman Emperor’s gold in exchange for persuading the king to break the treaty with France, he now, one gentleman suggests, intends to take revenge upon the Emperor, who is also the king of Spain, the archbishopric of Toledo; as McMullen explains, the Emperor is Katherine’s nephew, so to strike at her is to strike at him (footnote, line 161). The other gentleman protests, “But is’t not cruel / That she should feel the smart of this? / The Cardinal / Will have his will, and she must fall.” (II.i.165-166). Indeed it is cruel, but we are in too public a place to continue the conversation, his friend observes. “Let’s think in private more” (II.i.168).

    And to confirm their suspicions independently, the Lord Chamberlain reads a letter to himself from a person who had charge of some fine horses the Chamberlain had purchased, reporting that the Cardinal had confiscated them on the grounds that a master shall be served before a subject. He is joined by Suffolk and Norfolk, who report the king’s worries over his planned divorce, abetted by the man Norfolk now calls “The King Cardinal.” Until Henry knows that man for what he is, Suffolk adds, “he’ll never know himself” (II.ii.21). This is because Wolsey, as Norfolk sees, “dives into the King’s soul and there scatters / Dangers, doubts, wringing of the conscience, / Fears and despairs,” counseling a divorce that would cause “the loss of her / That like a jewel has hung twenty ears / About his neck” without ever “los[ing] her luster” but indeed “lov[ing] him with that excellence / That Angels love good men with,” whatever the strokes of Fortune (II.ii.30-33). What Wolsey intends is not a royal marriage with the Protestant Anne but with the Duchess of Alanson, the French king’s sister. That is, having missed his chance for advancement from the Holy Roman Emperor/King of Spain, Wolsey has shifted his hoped-for alliance to France, the country he persuaded Henry to ‘divorce’ England from. The Cardinal “turns what he list”; “all men’s honors / Lie like one lump before him, to be fashioned / Into what pitch he please,” acting as if he were God forming Man out of clay (II.ii.20). Suffolk can only pray, pray that God will “free us from his slavery” (II.ii.42). All this notwithstanding, Suffolk avows that “I love him not nor fear him” (denying the Machiavellian formula): “there’s my creed” ((II.ii.48-49). He hints at Protestant leanings, charging that the one “who made him proud” was the Pope (II.ii.54). And Wolsey will indeed laud Rome as “the nurse of judgment” (II.ii.92).

    Norfolk and Suffolk enter the king’s chamber, much to His Highness’s displeasure: “How dare you thrust yourselves / Into my private meditations? / Who am I?” (II.ii.63-65). He means, ‘Do you not know that I am your sovereign, not to be approached unbidden?’ but of course the king’s real dilemma is that he does not know the truth about the Cardinal and therefore about himself. “Who am I?” indeed. He orders them to leave, but before they can go, Wolsey and a papal Legate, Campeius, who has come to preside over the divorce proceeding, enter the chamber. Deluded Henry calls the Cardinal “the quiet of my wounded conscience,” a “cure fit for a king” (II.ii.73-74). The aristocrats leave, Suffolk whispering to Norfolk, “this cannot continue” (II.ii.82). 

    The prelates have sent messages to Rome and to clerics throughout Europe, soliciting their assurances that the king’s marriage to Katherine was actually against the will of God—this, to pressure her brother, the Spanish king to forego any objection. The king’s secretary arrives—Stephen Gardiner, elevated to that position by Wolsey, to whom he vows loyalty, not to Henry. Wolsey had moved his predecessor out of the palace, fearing his genuine virtue, which might have caused him to rise in the estimation of the king. “He was a fool,” Wolsey explains to Campeius, “for he would needs be virtuous” (II.ii.130-131). Henry would be virtuous, too, but he does not know himself, does not recognize that his pangs of conscience about having contracted a wrong marriage are in large measure pangs of eros regarding Anne Bullen. With the Cardinal’s help, he has persuaded himself otherwise. He is Wolsey’s fool, not a fool for Christ.

    How has Anne responded to the king’s attentions? The queen’s lady in waiting talks things over with an “Old Lady,” a duenna-like character reminiscent of Juliet’s Nurse. She does have a conscience, worrying that Katherine is undeserving of the king’s disfavor, “so good a lady that no tongue could ever / Pronounce dishonor of her” (II.iii.3-4). Since it is “better to be lowly born” than to be raised up and then thrown down, “by my troth and maidenhead / I would not be a queen” (II.iii.22). The Old Lady is having none of that: “I would / And venture maidenhead for’t; and so would you, / For all this spice of your hypocrisy” (II.iii.24-26). A “woman’s heart” always yearns for “eminence, wealth, sovereignty,” and such prizes have bent your flexible “conscience” (II.iii.29, 32). “You would not be a queen,” she puns, ‘queen’ meaning whore, as well. When Anne denies any such ambition, the Old Lady sniffs, “Then you are weakly made” (II.iii.40).

    The ubiquitous Lord Chamberlain enters with the news that the king intends to make Anne the Marchioness of Pembroke, along with a substantial income—this, presumably, to set her up either as his mistress or to elevate her aristocratic status, clearing the path to make her his queen, in one or both senses. The Chamberlain confides to the audience that, having “perused her well,” he understands how her well-mingled “beauty and honor” have captivated Henry. After he departs, the Old Lady exults (after all, she will accompany Anne to her new estate), while rather sharply remarking that these new honors will have kingly strings attached. One does not receive a thousand pounds a year in exchange for “no other obligation” than “pure respect” (II.iii.95-96). Anne is discomfited by this rough humor, asking only that her attendant say nothing about this to Queen Katherine. “What do you think me?” the Old Lady exclaims, her version of English good sense having been questioned (II.iii.108). In the morality plays, the Vetus homo, the Old Man, recalls Old Adam, the originator of original sin. The Old Lady is his womanly counterpart, serving as a touchstone for the New Lady, Christian and Protestant, testing her to find the truth of her. True or hypocritical? True or self-deluded, regarding her real motives? 

    Back at court, the Archbishop of Canterbury, several bishops, the two Cardinals, and King Henry and Queen Katherine gather to hear the judgment of Rome on Katherine. She pleads her case, asking for right, justice, and pity, having always “been to you a true and humble wife” and the mother of his children (II.iv.21). Twenty years earlier, Henry’s father and her father had “gathered a wise council to them / Of every realm…who deemed our marriage lawful” (II.iv.49, 51). Turning to Wolsey, who counsels patience, she assures him that she will be—”when you are humble”! (II.iv.72). “You are mine enemy, and make my challenge / You shall not be my judge” (II.iv.75-76). O, but Madam, he smoothly replies, “You speak not like yourself”; “you do me wrong” (II.iv.83, 86), failing to display your usual gentle and wise disposition. Knowing that he “tender[s] more your person’s honor” than his “high profession spiritual,” knowing further that his heart—again, the center of the soul—is “crammed with arrogancy, spleen and pride,” she continues to refuse the Cardinal as her judge and appeals to the Pope, demanding “to bring my whole cause ‘fore his Holiness, / And to be judged by him” (II.iv. 108, 114-115, 118-119). She walks out. 

    Henry admits that Katherine is “the queen of earthly queens,” a woman of “sweet gentleness,” saintly meekness, “wife-like government,” and unquestioned piety; “noble-born, /And like her true nobility she has /Carried herself toward me” (II.iv. 134-139). Worried, the Cardinal quickly requests that the king declare publicly that he had nothing whatever to do with arranging these proceedings. The king so absolves him—whether naively, self-deludingly, or hypocritically, one can only guess. He further excuses the queen’s outburst by saying she must have been lied to by Wolsey’s enemies, who are wont to bark “like to village curs” (II.iv.156). It was rather the Bishop of Bayonne, a French ambassador, who raised doubts about the legitimacy of his marriage to Katherine, in light of a proposed marriage between his daughter Mary and the Duke of Orléans. He then worried that his lack of a male heir was a divine judgment on himself. Weighing “the danger which my realms stood in / By this my issue’s fail,” “hulling in /The wild sea of my conscience, I did steer / Toward this remedy whereupon we are / Now present here together,” intending therewith to “rectify my conscience” (II.iv. 194-200). He challenges the Bishop of Lincoln to prove his marriage lawful, in which case he will remain married to Katherine. At that, Campeius asks for an adjournment of the proceeding, given the queen’s absence, at which point Henry suspects the “dilatory sloth and tricks of Rome” (II.iv.234). To evade them, he decides to call upon “my learned and well-beloved servant,” Thomas Cranmer, who had written the document sent to Rome and the clerics of Europe, justifying the divorce on the grounds that Katherine had been married before she married the king. With his approach, “I know / My comfort comes along” (II.iv.236-237). He dismisses the court, which has not comforted the royal Epicurean. [1]

    King Henry Eighth and Cardinal Wolsey share a decidedly unspiritual bond: the love of pleasure. Both have fattened in self-indulgence. They differ, in that the king means well, wants to do justice, is troubled when he fails, whereas Wolsey is a Machiavellian; he loves ruling even more than pleasure. As of the midpoint in the play, he has out-schemed the king.

     

    Note

    1. While the play does not explain the argument in favor of what it calls the divorce (actually an annulment), it would have been familiar to the audience. Katherine of Aragon had first married Henry’s elder brother, Arthur, then Prince of Wales, heir to the throne occupied by Henry VII. Arthur died, and under canon law a man is not allowed to marry his brother’s widow. The pope granted Henry of York dispensation to do so. Cranmer’s argument for annulling the marriage thus rested upon canon law, not the dispensation; the reason for appealing to clerics throughout Europe, not only the pope, might be a suspicion that the pope might not overrule the dispensation. This would explain both Katherine’s appeal to papal authority and Henry’s impatience with papal “sloth and tricks.”

     

     

     

     

     

    Filed Under: Nations

    Defense of the Trivium

    August 26, 2026 by Will Morrisey

    John of Salisbury: The Metalogicon. Daniel D. McGarry translation. Berkeley: University of California Press, 1962.

     

    John of Salisbury’s life spanned most of the twelfth century, and he knew many of the luminaries of that time. Thomas Beckett was a friend and eventual companion in exile. He studied under Peter Abelard in Paris. He is said to have been introduced to Theobald, Archbishop of Canterbury, by Bernard of Clairvaux. He served as Theobald’s secretary and then under Thomas Beckett. King Henry II exiled him to France, possibly thanks to his association with Beckett. Well respected there, he was eventually appointed to the Episcopate of Chartres by Louis VII, in which office he spent the final four years of his life.

    Written during his time at Canterbury in the 1150s, the Metalogicon defends the Trivium against attacks by the “Cornificians.” Cornificius is a name John gives to the leader of this group; his identity no one has figured out. John approves neither of their critique nor of their character, they being among those “who would rather criticize the works of others than look after, order, and reform their own lives.” Proto-Machiavellians, the Cornificians brand “the habit of obedience” as “a stigma of servility,” and “the absence of guilt” as “an admission of impotence.” It might be, then, that they were partisans of the English king against the Catholic clergy, attempting to undermine the moral and intellectual authority of those loyal to the Papacy. John emphasized the connection between the liberal arts and morality, “since I am convinced that all things read or written are useless except so far as they have a good influence on one’s manner of life.” The defense of the liberal arts is in turn a defense of philosophy, which again he carefully associates with morality: “Any pretext of philosophy that does not bear fruit in the cultivation of virtue and the guidance of one’s conduct is futile and false.” Intellectual rectitude is a form of moral rectitude, as there are “three things that cause me to fear”: “ignorance of the truth, misled or wanton statement of falsehood, and the haughty assertion of fact.” Since “humility is guarded when we listen, while pride often insinuates itself when we speak,” he readily confesses himself to be guilty “in all three respects,” asking his readers to pray for him.

    He does not ask his readers to pray for “the malicious wrangler,” Cornificius, a man of “inflated arrogance” who, “barring no means in his effort to console himself for his own want of knowledge…has contrived to improve his own reputation by making many others ignoramuses like himself.” Cornificius and his followers are contra natura. Nature has endowed man with reason and speech, while divine grace “fructifies nature.” Love of the good aims at beatitude, perfect happiness, and the Holy Trinity “has so arranged the parts of the universe that each requires the help of the others, and they mutually compensate for their respect deficiencies.” Virtue, strength of character, helps man to acquire beatitude. It is therefore “beyond me” to understand “what is the real aim of one who denies that eloquence should be studied; who asserts that it comes as a natural gift to one who is not mute, just as sight does to one who is not blind, and hearing to one who is not deaf; and who further maintains that although nature’s gift is strengthened by exercise, nothing is to be gained by learning the art [of eloquence], or at least that the benefit accruing is not worth the effort that must be expended.” In this, the Cornificians are decidedly not proto-Machiavellians; Machiavelli did at least demand effort from his followers, if not the kind of effort John of Salisbury has in mind.

    How then does eloquence aid philosophy? The love of wisdom that animates philosophy proceeds by reasoning. “Reason would remain utterly barren, or at least would fail to yield a plenteous harvest, if the faculty of speech did not bring to light its feeble conceptions, and communicate the perceptions of the prudent exercise of the human mind.” That is, the effort expended in articulating thoughts, often in argumentation, strengthens thought, clarifies it. Further, thought is not only theoretical but prudential, and prudence is a cardinal moral and political virtue. “It is this delightful and fruitful copulation of reason and speech which has given birth to so many outstanding cities, and has made friends and allies of so many kingdoms, and has unified and knit together in bonds of love so many peoples.” For John, this means preeminently the relations between England and France, unified (if by now somewhat shakily) by the Roman Catholic Church. The traditional Church education in the liberal arts, beginning with the Trivium, must therefore be defended. “One who would eliminate the teaching of eloquence from philosophical studies, begrudges Mercury”—the messenger-god, the god of eloquence—his “possession of Philology”—for John, another word for philosophy—and “wrests from Philology’s arms her beloved Mercury.” Such a man “may seem to attack eloquence alone,” but in fact “he undermines and uproots all liberal studies, assails the whole structure of philosophy, tears to shreds humanity’s social contract, and destroys the means of brotherly charity and reciprocal interchange of services.” Carried much further, this would dehumanize men, who “would degenerate to the condition of brute animals,” their cities seeming “like corrals for livestock rather than communities composed of human beings united by a common bond for the purpose of living in society, serving one another, and cooperating as friends.” By eliminating or severely limiting communication by words, “what instruction could be given in faith and morals, and what agreement and mutual understanding could subsist among men?”

    Cornificius himself exhibits what human beings would become, were they to acquiesce his criticisms of rhetoric, a topic to which no less a philosopher than The Philosopher, Aristotle, devoted a substantial book. Cornificius is a man of “bloated gluttony, puffed-up pride, obscene mouth, rapacious greed, irresponsible conduct, loathsome habits (which nauseate all about him), foul lust, dissipated appearance, evil life, and ill repute.” I, John, would reveal his identity, “were it not that I am restrained by reverence for his Christian name,” and so “have thought it better to be lenient with the person, without ceding any quarter to his error.” And while “nothing is more despicable than to attack the character of the proponent of a doctrine simply because his views are not to our liking,” Cornificius evidently gives ample cause to condemn his character quite apart from his views. And those views, it would seem have had a malign effect on this character, if it is not his malign character that has given rise to his views. Ever a man of Aristotelian moderation and Christian charity, John allows that “as far as a Christian may licitly do so, I would despise both the person and his opinion” (emphasis added).

    “But let him snore away till midday, become drunk in his daily carousals, and squander his time by wallowing in carnal excesses which would shame even an Epicurean pig, a much as his heart desire.” Taking the higher ground, “I will confine myself to attacking his opinion, which has ruined many, as not a few believe what he says,” namely, the “host of fools” who “follow him,” that “motley crowd, made up mostly of the lazy and dull, who are trying to seem, rather than to become wise.” Before doing so, however, one must note that “verbose, rather than eloquent,” Cornificius “is continually tossing to the winds verbal leaves that lack the fruit of meaning,” a “hodgepodge of verbiage,” boasting “that he has a shortcut whereby he will make his disciples eloquent without the benefit of any art, and philosophers without the need of any work.” For the eros of philosophy and the Holy Spirit, he would substitute “a spirit of intoxication…under the guise of philosophy.” This, John adds, “is a common and well-known fact in all the monastic orders.” Some disciples of Cornificius go on to become “the same sort of physicians that they had previously been philosophers”—sophists of the body rather than the mind, demanding payment for their services and thus refusing to care for the poor while extracting money from patients desperate with pain. Still others engage in “the trifling concerns of court”—again, for the money. “They deem nothing sordid and inane, save the straits of poverty. Wisdom’s only fruit, for them, is wealth.” Since “the secret and hidden resources of nature” cannot “be charted by one who is utterly ignorant of all philosophy,” such men are rightly disqualified from philosophy, medicine, and politics alike. Or, at least, they should be. Regrettably, like Cornus, the crow, Cornificius “set himself to carping on what he despaired of learning.”

    “But enough of this.” “Disregarding the personal faults of Cornificius” (relevant though they are, given the link between learning and virtue), “let us refute his erroneous doctrine.” That doctrine consists of two main points: “there is no point in studying the rules of eloquence,” he argues, “which is a gift which is either conceded or denied to each individual by nature”; “the rules of eloquence confer neither wisdom nor love of wisdom” because “philosophy (or wisdom, its object) is concerned not with words, but with facts.” 

    It is true, John concedes, that eloquence as often described does not amount to philosophizing. “A man who is a liar in word and spirit will come to believe the falsehood he peddles.” But that is false eloquence. “He alone is eloquent who fittingly and efficaciously expresses himself as he intends”—he “who can with facility and adequacy verbally express his mental perceptions.” That being so, “I am at a loss to see how anything could be more generally useful,” not only useful for those who philosophize but “more helpful in acquiring wealth, more reliable for winning favor, more suited for gaining fame.” In order of moral rank, virtue and wisdom, which “differ in name rather than in substance,” come first, eloquence second, followed by health, “the good will of one’s associates and an abundance of goods,” acquired not only to satisfy physical desires but “to provide the material instruments of action.” Since “one’s fellows…possess the same human nature,” nothing can be “more universally efficacious and more likely to win distinction” than excellence in exhibiting the distinctively human characteristic: logos—reason and speech. 

    The natural gifts we receive at birth can be “canceled or hindered by defects” or “restored or helped by aids.” Prudent care of those gifts “assists nature.” Socrates’ eros, initially directed at the bodies of women, “was subdued and controlled,” channeled into an erotic longing for wisdom. In souls whose nature is “propitious,” industrious cultivation will allow “its fruits [to] be readily harvested”; “if nature is unbenign it should be nursed even more carefully, so that, with the aid of virtue, it may more happily and gloriously grow strong.” But the Cornificians would “do away with logic,” the core of genuine eloquence.

    Logic, “the science of verbal expression and reasoning,” being able to say what you mean, and meaning something that is rationally sound, in its broader meaning “includes all instruction relative to words.” Like any art, it “is a system that reason has devised in order to expedite…our ability to do things within our natural capabilities,” “an efficient plan, which avoids nature’s wastefulness and straightens our circuitous wanderings.” While “nature is the mother of all the arts,” “she has given reason as their nurse for their improvement and perfection.” It makes natural ability effective. Reason improves all the arts, including itself; logic is the art whereby the capacity for reason improves itself. Bernard of Chartres, the teacher of one of John’s teachers in Paris, identified three natural intellectual capacities: the ability to flit about, “easily learning but just as quickly forgetting”; the ability to creep along, “mired down to earth,” never progressing; and the ability to walk, the mean between these extremes, the ‘Peripatetic’ way of Aristotle, which “has its feet on the ground so it can firmly stand, and because it can climb, provides prospect of progress, and is admirably suited for philosophizing.” This is “a basis for the arts,” enabling the mind to exercise reason, which “examines and investigates things that make an impression on the senses or intellect.”

    Eloquence and dialectical reasoning join with grammar in the Trivium. A complete liberal-arts education adds the Quadrivium, which consists of arithmetic, geometry, astronomy, and music. The liberal arts are “the first to proffer their services to the natural abilities of those who philosophize.” “Our ancestors…studied them diligently,” learning “to comprehend everything they read,” elevating “their understanding of all things,” not only of books, having been “empowered” to “cut through the knots of all problems possible of solution.” The Trivium teaches “the significance of all words,” while the Quadrivium “unveil[s] the secrets of all nature.” The liberally educated person has achieved self-sufficiency. He does “not need the help of a teacher in order to understand the meaning of books and to find the solutions of questions.” The liberal arts are liberal because they liberate human souls from undue dependency upon the opinions of others. 

    The first art of the Trivium is grammar. Like all arts, “grammar imitates nature.” And so, for example, a noun (a person, place, or thing) “does not admit of degrees of comparison”; a dog is a dog, not a different sort of cat. There can be different species of dogs and cats, but each species, each subspecies, is what it is. Nouns follow nature, that way. They help us to ‘grasp’ the natural thing they denote.

    Further, “since our intellect is, as it were, the soul’s ear, as well as its hand, it derives absolutely no conception from words whose absurdity precludes understanding.” It means nothing to say, “a categorical horse.” But since “not everything false is absurd”—if I tell you I own a square circle, you cannot know what I mean—but if I say that circles are squares, I am either mistaken or lying—we need logic to separate true from false statements. The kind of logic the Trivium features is dialectical logic. Dialectic does not have the rigor of demonstrative (or apodictic) logic, most often seen in mathematics. Demonstrative logic proceeds from incontrovertible premises, self-evident definitions. Dialectic proceeds from probabilities. it does not estimate “utility or goodness,” either; that is the task of political science, which “treats of degrees of justice, utility, and goodness.” Grammar is more modest than logic, since the sentence “Man is rational” is no less grammatical than “Man does not exist.” The logician, whose is out to “determine truth and falsity,” begins with grammar, is limited by grammar, but goes beyond grammar, because as a logician he checks the premises of his argument against what is. If the premise of my argument is, ‘all humans are white,’ and you can produce a non-white human, my argument collapses. If the premise of my argument is, ‘all humans are categorical,’ the grammarian “jumps up to condemn this as absurd,” telling the philosopher that he is positing an unmeaning claim. Poets, too, “must never forsake the footsteps of nature.” It, too, “belongs to grammar, which is its mother and the nurse of its study.” Admittedly, neither poetry nor grammar is entirely natural, and each owes most of its content to man, its author and inventor,” but “nevertheless nature successfully asserts some authority in both.” A poetry that drifts away from grammar “will be dropped from the roll of liberal studies.”

    “Nature is rich and bountiful, and liberally provides human indigence with her untold wealth, with the result that the properties of things overflow into words as our reason endeavors to make words cognate to things discussed.” Here is where the conventional, the customary element of language comes in. Custom is “the supreme arbiter of speech” in the sense that when we see a cat we may convey what we see to others and indeed to ourselves by the word ‘cat,’ but not if we are French; then we will say or think ‘chat.‘ Yet custom too needs not to contradict nature. If it does, it cannot endure and, while it endures, it will do human beings no good.

    Why? Because in terms of the relation of custom to words, proper “speaking is the articulate and literate verbal expression of our thoughts”; it “shuns the pitfalls of solecisms and barbarisms.” To do so, the student needs to learn the art of grammar, learn to detect grammatical errors, and understand figures of speech. This matters because “the art [of grammar] is, as it were, a public highway, on which all have the right to journey, walk, and act, immune from criticism or molestation. To use faulty grammar always means that one is forsaking the proper thoroughfare.”

    The art of grammar and the detection of grammatical errors are fairly straightforward. Figures of speech (“metaphors, metonymy, synecdoche, and the like”) can easily confuse the hearer and are “the exclusive privilege of the very learned.” One must always “take care to avoid crude figures that are hard to interpret” because “what is primarily desirable in language is lucid clarity and easy comprehensibility.” Otherwise, sophistry will likely ensue, “envelop[ing] the mind in a fog of fallacies.” Almost always, a speaker should “make straight the way for understanding.” 

    “Grammar prepares the mind to understand everything that can be taught in words,” as such great men as Cicero, Quintilian, Caesar, and Martianus affirm. With characteristic sophistry, Cornificius “invokes the authority of Seneca to defend his erroneous contentions.” Seneca teaches, rightly, that “liberal studies do not make a person good.” John remarks “that the same holds true of other studies”; alluding to 1 Corinthians, he writes that “knowledge puffeth up” and that “it is charity alone that makes one good.” Nonetheless, will not alone sufficient to form good character, grammar “contributes” to such formation. Without it, you could not read Homer, and poetry is the cradle of philosophy. “The chief aids to philosophical inquiry and the practice of virtue are reading, learning”—by which he means grasping the doctrinal content of what you read—followed by “meditation and assiduous application,” that is, practicing what good principles have been set forth in the book. Meditation is necessary because it “reaches out farther to what is unknown,” what isn’t in the book, to “the hidden recesses of questions.” With the knowledge gained by reading, learning, and meditation, you can find the right goals of action. “It is accordingly evident that grammar, which is the basis and root of scientific knowledge, implants, as it were, the seed [of virtue] until it becomes solid virtue, and it grows in manifold respects until it fructifies in good works, wherefore men are called and actually are ‘good.'” John hastens to say that grace is still needed to impart “the faculty of writing and speaking correctly to those to whom it is given.” As to the books best read, “of all branches of learning, that which confers the greatest beauty is Ethics, the most excellent part of philosophy, without which the latter would not even deserve its name.”

    “Subject both to nature and the will of man,” grammar provides the gateway to both philosophy, especially dialectical logic, and the formation of civil laws, which themselves “derive their force from human constitution while what is deemed expedient for the common welfare is considered equivalent to natural justice.” Yet Cornificius, “beating against a solid wall like a blind man, rashly brings to trial, and still more brazenly accuses logic.” The purpose of logic is “to ascertain the truth,” and in civil life it is indispensable to bringing the mind to prudence, the capacity for practical reasoning. Prudence is the first of the four cardinal classical virtues; while it “consists entirely in insight into the truth, together with a certain skill investigating the latter,” justice “embraces the truth” thus discovered, fortitude “defends it,” and temperance or moderation makes sure that none of these virtues ventures into foolish actions. “Thus it is indubitable that prudence is the root of all the virtues,” and “he who dreams of teaching philosophy without logic, is, in effect, presuming to eliminate the reasons of things from the quest for wisdom, inasmuch as logic presides over these reasons.” 

    While Plato founded logic (he puts the first statement of the principle of non-contradiction into the mouth of Socrates in the Republic), Aristotle elaborated its corollary rules. There are several kinds of logic. Demonstrative or apodictic logic deduces conclusions from the fundamental principles of the sciences; “it rejoices in necessity.” Probable logic founds its deductions on opinion, preferably the opinions of the wise. Dialectic and rhetoric are subdivisions of probable logic, and both offer deductions that are likely, not necessarily so. Sophistry, however, “merely wears the disguise of probability or necessity,” having “no care at all for facts” and aiming only at “los[ing] its adversary in a fog of delusions.”

    Dialectic being the kind of logic studied as part of the Trivium, John focuses his defense of logic on it. While grammar concerns the right way of saying things, dialectic concerns the substance of what is said. “A word’s force consists in its meaning,” animating the word “as the soul animates the body.” Like all kinds of logic, dialectic issues in judgment—in this case, judgment founded on probable truth. Christianity is right to teach that “the only sure road to truth is humility,” and dialectical logic teaches humility about the truths it discovers, as its practitioner must admit that he has arrived at truths that remain uncertain. Having so arrived, he will not engage in immoderate disputation, oversubtlety, or loquacity. Real eloquence derives from this practical wisdom. “In the hand of a pigmy or dwarf, the sword of Hercules is worthless.” To avoid this, not only must one not be an intellectual pigmy or a moral dwarf, making dialectic an end in itself, “walking ’round about and surveying itself, ransacking its own depths and secrets, limiting itself to things that are of no use whatsoever in a domestic or military, commercial or religion, civil or ecclesiastical way, and that are appropriate only in school.” Glancing again at the Cornificians, he asks (rhetorically) “What moral philosopher does not fairly bubble over with laws of ethics, so long as these remain merely verbal? But it is a far different matter to exemplify these things in his own life.” Without “the other disciplines,” you “cannot possess the riches that are promised and provided by dialectic.” Dialectic originates “as a consequence of other studies,” which “it subsequently organizes and vivifies” if it is not “deterred by the noxious impediments of inertia and ignorance.” It is prior to those studies (e.g., the Quadrivium) in the sense that, having originated in the need those studies have of it, it now must precede them in the course of study itself. It is “the common servant” of all other philosophic studies, whether natural or moral.

    Dialectic proceeds by syllogism, aiming at convincing an opponent. The wider the knowledge of probabilities the dialectician possesses, the more convincing his arguments are likely to be. It proceeds to inquire into (for example) “whether one of two contradictory propositions must always be true.” However, one must not trivialize the Trivium: “Those who dispute with each other about whether or not goats have wool are not really discussing dialectal problems.” And avoid the opposite extreme, the tendency to invest very small things with remarkable significance, to “have the impression that every letter of the alphabet is pregnant with the secrets of Minerva.” Many supposed dialecticians “seem to be wrangling over words,” merely. The thesis of a genuinely dialectical argument is “an opinion of some learned authority,” especially if that opinion “is not commonly accepted.” The serious use of dialectical reasoning may be seen in Aristotle, especially in his discussion of genera and species—that is, of classifications requiring the mind to distinguish between what is and what is not a particular kind of thing, the exercise of the principle of non-contradiction regarding things.

    Aristotle cautions his readers that “genera and species do not exist, but are only understood.” By this, he means they are abstracted from “particular things”; the particulars actually exist but the genera and species exist as commonalities among the particulars. The “abstracting intellect…simply contemplates the form, without considering the matter, even though in fact the former cannot exist apart from the matter.” The intellect “comes into sharper relief in proportion as it considers simpler things in themselves, namely, apart from composition with other things.” Reason discerns genera and species, “mental representations of actual, natural things, intellectual images of the mutual likenesses of real things.” John is no neo-Platonist. He does not claim that there are ‘ideas’ detached from individual things. Form always exists “through the matter, while conversely the matter is determined,” given shape, “by the form.” He concurs with Aristotle, who argues that “universals are only understood, and there is no actual thing that is universal.” On the other hand, “those who declare that genera and species are merely sounds or word concepts” have “strayed far afield from Aristotle’s teaching.” 

    The study of Aristotelian logic predominated in John’s own intellectual formation, and he devotes most of the final two sections of his book to summary of and commentary on Aristotle’s treatises on the various aspects of logic: the Categories, Of Interpretation, the Topics, the Posterior Analytics, and Sophistical Refutations. In so doing, he aims at presenting each treatise “in such a way as to make the comprehension of its contents as easy as possible.” Definitions of “pertinent” terms and “the differences between words, as they occur,” are critical to such presentation. Just as important is the ‘attitude’ of the interpreter to the work he interprets. “That which is written should be studied with sympathetic mildness, and not tortured on the rack, like a helpless prisoner, until it renders what it never received.” Begin with “the evident literal meaning of what is written, until he obtains a fuller and surer grasp of the truth by further reading or by divine revelation.” And if he finds a passage impossible to understand, “let him not be therewith deterred” but instead continue to other books and even other writers, “as authors mutually explain one another, and all things help in turn to explain other things.” “There is little or nothing that lies concealed from one who is well read.”

    The Categories teaches elementary logic, focusing on the meaning of words. Aristotle shows how a word can have multiple meanings and so require scrutiny with respect to what a given speaker or writer means by it. This “certainly both helps us to avoid being misled by fallacious reasoning and empowers us to deceive others by the same.” Definitions of words must fit the nature of the things denoted by them, showing “what things are universal and what ones singular, what ones substances and what ones accidents.” To know the truth about any thing, we first need to know if it actually exists, and then know what it is, what kind of thing it is, its size, “its relation to other things, where and when it exists, what it does, and what it undergoes.” And finally, we need to know why it is the way it is, although this knowledge belongs fully only to God. “The great efficacy of the categories with regard to the works of nature melts away when confronted with the divine essence,” since the works of nature are limited and God is not. Still, knowledge of the categories “is very useful,” inasmuch as human beings live among natural objects, and these are knowable. For its part, Of Interpretation investigates how to determine whether a statement is true or false. While the Categories deals with the elements of sentences, whereas Of Interpretation deals with the sentences themselves. 

    While those two books introduce logic, the Topics, along with the Posterior Analytics and the Sophistical Refutations, give “the body of the art.” Of these, the Topics is the most important, “especially for those whose aim is probability,” the dialecticians. “The Topics is the first book which explains reasons,” teaching “argumentation from commonplaces,” which is what “topics” are. Clear definitions of words and accurate interpretations of sentences underlie any rational discourse whatsoever, and the Topics “lucidly teaches the art of defining,” which requires no equivocation and no indefiniteness, as “it is an absolute impossibility for anything to exist without its own specific differentiation”—that is, the characteristic or constellation of characteristics that distinguish it from other things. It is true, of course, that “what is substantial is frequently uncertain,” and therefore cannot be defined as precisely as we would like, at least for now. There was a time when “men thought that it was impossible to cut diamonds,” but since the discovery of an effective technique of doing so, we now know it’s easy. Also, individual things cannot so much be defined as described, since each is unique. John concedes that “it is easier to do something than to do it well; and virtue always involves difficulty.” 

    The matter of definable genera and species on one side, describable but not definable individuals on the other side, leads to the problem of “identity and diversity,” definitions referring to the first, diversity to the second. “Things are said to be ‘different’ and ‘the same’ in several different senses.” This animal is not only a cat, it is also Felix, an observation involving no logical contradiction. “A knowledge of genus, property, and accident, as well as of definitions, is necessary for both proof and refutation in questions of identity and diversity.” “The determination as to what is necessary and what probable lies concealed in nature’s bosom, and nature alone knows her own forces.” Nature must then be “carefully observed” and “thoroughly examined.” Nothing “helps more to provide a knowledge of topics, to beget fuller understanding of the truth, to teach and to persuade, and to develop a happy faculty of dealing with every kind of subject” than the investigation of nature. In logic as in all areas of knowledge, Aristotle directs his readers to nature. 

    To undertake this investigation rationally, one must understand reasoning. “All experts make ready their instruments before they attempt to accomplish anything by means of their art, lest their particular competence by nullified by the lack of suitable implementation.” This is what the several books on logic do. And since “showing off one’s art always invites suspicion,” it is better to discuss controverted topics with “an unassuming manner.” Pace Cornificius, but “excessive verbosity is the greatest wastrel of all,” exceeding even yourself in its profligacy. Here again, prudence should govern, as “we should deal with a learned man in one way, but with an illiterate person in another.” Syllogisms make sense to a learned man, but others need the more down-to-earth argumentation by induction. And waste no time arguing about the inarguable “Many subjects do not admit of disputation,” such as those that “transcend human reasoning, and are consecrated entirely to faith,” as well as those that “appear unworthy of the attention of the questioner and answerer, and serve only to demonstrate that those disputing about them have either lost their minds, or never did have any sense.” Rather, “to grasp the truth as it actually is, belongs to divine and angelic perfection, to which one approaches more closely in proportion as he more earnestly seeks, ardently loves, accurately investigates, and happily contemplates reality.”

    His friend Thomas Beckett has “requested” that John next turn to the Posterior Analytics, which “examines reasoning” itself. While it is true that “the principles of all branches of learning are interwoven, and each requires the aid of the others in order to achieve its own perfection,” analysis breaks down topics into components that simplify the task of understanding them. John warns that the Analytics itself, however, is a difficult book to interpret, a “confusing” book, in part “because of its intricately involved examples,” its “meticulous exactness and brevity”—all features bespeaking Aristotle’s intention “to prevent its examples being anywhere subjected to refutation.” Do not read this book too closely, as its “subtle intricacies” will bog you down. 

    The Analytics contains discussions of both inductive and deductive reasoning, leading again to a consideration of nature, although John pointedly remarks that “I have never known anyone who became a master at recognizing natures as a consequence of this chapter.” Overall, the book emphasizes demonstrative rather than probabilistic proofs. By John’s time, demonstrative proof, “the most demanding of all forms of reasoning,” has “practically fallen into disuse,” except among mathematicians and, among them, the geometers. It was his excellence in presenting the science of demonstrative proof that Aristotle won the title of “The Philosopher.” He had “forg[ed] a crucible for analysis” that earned him his advancement to “the authoritative position of teacher.” 

    “But who is equal to this discipline?” Perhaps the great polymath, Aristotle, but since a demonstrative proof requires unassailable first principles as its premises, and since few men master more than one field in which they know enough “to infer conclusions based on the necessity of incontrovertible truths,” the comprehensive use of demonstration is exceedingly rare, less and less possible as each field of knowledge advances. Still, “it is the inherent nature of science to strive for demonstration,” so the attempt must be made, increasingly within each field and not overall. The promising fact is that there are certain “universal concepts of the mind, and then things that are known per se,” which form the basis for demonstrative logic; every human being at least potentially can comprehend such proofs. “What is more immediate to sense experience is better known to us, whereas what is more remote from it, as with the universal, is better known in itself and of its [own] nature.” That is, since “universal concepts derive their credibility from the fact that they are inductively inferred from particular things,” we “come to know abstractions by induction.” As Aristotle writes, “unless we have sense experience, we cannot make inductions.” It is “bodily sensation,” the “primary power or initial operation of our conscious soul,” that “constitutes the basis for all the arts, and forms the initial knowledge which both clears and makes ready the way for first principles.” Sense experience is an innate power of the soul that perceives things and discriminates among them. “No or very little knowledge can exist independently of it,” memory is a “treasury” of sensations. Sense experience is extrinsic to the mind, which analyzes that experience.

    Imagination is “the offspring of sensation…nourished and fostered by memory” and capable of visualizing the future. It is not necessarily a reliable guide to the future, however, or to conduct in the present. “Numbered among imagination’s offspring is carnal lust, a poisonous pest, extremely opposed to the project of philosophizing.” Imagination does not obey the principle of non-contradiction, since our pleasurable expectations run into disappointing realities. The result is Goethe’s Werther, who Aristotle anticipates two millennia in advance: “If the sadness and sorrow grow so violent that they disorder and upset the soul, anger flares from the friction.” Imagination therefore needs to “develop caution, whereby it comes to shun whatever is noxious, such as images that encourage melancholy, anger, and lust, or their daughters, envy, hate, calumny, carnal wantonness, and vanity”—in a word, Cornificianism. But then again, “if our imagination becomes overly cautious, it risks becoming timid, whereas if it grows too incautious, it is in peril of becoming foolhardy.”

    Sensation and imagination make “judgments”—e.g., warm/cold, black/white. These opinions may or may not be accurate, reliable, since “often as senses are duped,” as when we see a stick in the water, whose parts seem disconnected. “Sensation deceives the untutored.” The cure for such deception is the experience that leads to prudence, which aims at “the investigation, perception, and skillful utilization of truth,” looking to the future in a rational, not merely imagined way, thereby “form[ing] providence.” Prudence recalls past events, appraises what is present, begetting discernment by “tak[ng] full cognizance of everything” to the degree possible. That is, sensation and imagination yield opinion, which is subject to prudential reasoning that can then lead to scientific knowledge. Extract the stick from the water to see its real shape. Ergo, “sensation is the progenitor of science,” the origin of human knowledge. Notice that Aristotle, with John following, comes close to the modern scientific method. Prudence brings experience, preserved by memory; the word ‘experiment’ means a kind of experience. In modern science, the ‘memories’ are the results of previous experiments/experiences. Memories, John writes, result in “an experimental proof.” 

    For a Christian, faith complicates the picture. Aristotle, John reports, defines faith as “exceedingly strong opinion.” It is “most necessary in human affairs, as well as in religion” because “without faith, no contracts could be concluded, nor could any business be transacted.” And, of course, “without faith, where would be the basis of the divine reward of human merit?” Lying “between opinion and science, faith “strongly affirms the certainty of something” without having “arrived at this certainty by science.” If true, religious faith leads to sophia, wisdom in the highest sense originating from a spiritual source, not a temporal-sensible source. The ancients, living before the Christian revelation, “conceived of Prudence and Truth as sisters.” Since prudence born of sense experience alone is fallible, it seeks the “sure and reliable” estimate of reason; “prudence therefore begets Philology” or philosophy. However, “it is easier to love reason than to possess it,” which “is the lot of the few.” Only with “intensified effort” can the soul see “with greater clarity,” hold its opinion “with greater security,” and judge “with greater accuracy.” What is more, “the very things concerning which reason alone judges, and whose essence is distinct from the nature of sensible and individual things, are likewise called ‘reasons.'” Some reasons achieve certainty only through the supreme Logos. “That God is God, that the Father has a Son, and that the Holy Sirit has the same substance as both [Father and Son], are not merely statements” but eternal truths “firmly founded in the divine judgment,” not in the judgment of every human being. There are also humanly accessible “everlasting” if not eternal truths, such as mathematical ratios (the word itself meaning reasons), inhering in the nature of created things and therefore infinite in their perpetuity if not eternal as the God who ordained created things. 

    Human beings, alone among created things, partake of some portion of the Logos. They are capable of reason, which is both a power and an activity of that power. “God, breathing life into man, willed that he partake of the divine reason”; only man “contemplates divine truths.” Accordingly, reason “transcends all sense perception, and judges concerning spiritual as well as material realities,” “ris[ing] to the contemplation of heavenly things.” In this, the ‘ancient,’ Seneca concurs with the Hebrew Bible, “although his opinion was not really exactly the same,” since his conception of the “Divine Spirit” was actually naturalistic. This being so, it is nevertheless true that in both the ‘ancient’ and the Hebrew senses, “our reason is ennobled by its divine origin, and powerful with a divine activity.” This is why “philosophy agrees that the cultivation of reason should be our primary concern,” as “reason curbs unruly impulses and brings everything into conformity with the norms of goodness.” Obeying the divine mind, “one will move through his allotted span of life making happy progress,” with reason “watch[ing] out for both our body and soul,” serving “as a moderator to bring them into cooperation” in accordance with their natures. “Reason, although divine, is, as it were, set into motion by the winnowing fan of sensory perceptions and acts of the imagination,” begetting prudence, begetting philosophy.

    There is still another feature of the human mind that is indispensable to wisdom. The “intuitive understanding,” for which the Greek word is nous, “actually understands what reason investigates.” Reason, proceeding from the principle of non-contradiction, discards falsehoods, serving as a higher-level winnowing fan, separating not false sensations from true but false thoughts from true. Nous “treasures up the preparatory gains of reason into wisdom.” It is, then, the higher-level equivalent of memory, the treasury of experience. “Besides comprehending what is human,” intuitive understanding “also contemplates the divine causes behind all reasons within the natural powers of its perception,” although there remain divine truths “more or less fully known to us” only “according to the decree of divine dispensation,” divine revelation. Such understanding, “according to Plato, ‘is possessed only by God and a few select individuals,” the philosophers. Wisdom proceeds from intuitive understanding. “I believe that wisdom,” sophia, “derives its name from the fact that good men have a discerning taste for the things of God,” as seen in the writings of the Early Church Fathers, who “associated knowledge with action and wisdom with contemplation.” The Biblical prophets themselves “testify that even fear, which is ‘the beginning of wisdom,’ is a result of the sensory experience or mental image of pain.” Fear of actual or future divine punishment brings human beings to refrain from offending God and to practice piety and to exercise obedience to His commands. Thus, “one acquires knowledge, which relates to action,” and repeated actions bring not fear but courage in ‘this life’ among the things on earth. Such is “rational submission,” in contrast to submission to the passions and to the passionate, the tyrannical. Intuitive understanding “concerns itself with divine truths, and the relish, love and observance of the latter constitutes true wisdom. 

    While “certain lesser philosophers,” who reason “from the fact that from sense perceptions our mind proceeds to scientific knowledge, argue that we can have knowledge only of those things that are perceived by our senses,” this claim would be “lethal” to philosophy. The thinking soul is invisible and indivisible, therefore “imperishable.” One should always think and act as an imperishable being, not as one who will evanesce without personal consequence.

    From Aristotelian logic, John now turns to Aristotle’s account of the appearance of logic in Sophistical Refutations. “I would be reluctant to say that any other study could be more beneficial to the young,” who are in urgent need of identifying sophistry under its many masks. Further, “if one lacks [a knowledge of] sophistical logic, in vain does he claim to be a philosopher.” Careful study can make sophistry “serve as the handmaid of truth and wisdom”; “otherwise, it will “play the adulteress, who betrays her blinded lovers by exposing them to errors and leading them to the precipice.” He does not mean an intellectual precipice, only. “An erroneous life is more pernicious than faulty speech.” Sad to say, “there is hardly anyone, who, in his actual way of living, does not take after the sophists,” making a show of being better he is. Concealing one’s defects from others “is to become a sophist in one’s way of life.” It is to be a Cornificius.

    Predictably, Cornificius disparages Aristotle’s books on logic. John continues to disparage Cornificius, turn, a man “even more contemptible than Bromius, the buffoon of the gods.” Bromius is one of the names of Dionysus, god of wine and madness, the dying-and-rising god who mimics Christ, amounting to an Anti-Christ. “Since logic has such tremendous power, anyone who charges that it is foolish to study this [art] thereby shows himself to be a fool of fools.” Just as Bromius is the buffoon of the gods, Cornificius is “the clown of philosophers”; “he yaps at what he cannot attain.” 

    What should a rational person do, when pestered by such a man? If his argument amounts to mere quibbling over words, “refuse to argue any further with him” and tell him he is wasting his time. More impressively, however, sophists will attempt to trap their prey into a self-refutation, a fallacy, a paradox, a solecism, or confusion exhibited verbally by babbling. They often accomplish these things by inducing you to admit a false premise; if so, “bring the discussion back to a reexamination of what was previously conceded.” If you see that the conclusion reached is a mixture of truth and falsehood, then “accept what is intelligible, but reject what cannot be explained.” And “finally, if the mode in given instances utterly defies human comprehension, we should not worry about seeking scientific knowledge of it.” Even sound logic, “by itself,” is “practically useless,” as the modern scientists would remark, centuries later. The young, especially, incline toward “the impudence of sophistry.” “The temerity of adolescence should be restrained,” and it is “the duty of those who have the title and function of teachers to see to this.” “Facetious folly, noisy [volubility], empty loquacity, and puerile silliness, should all be set aside, as soon as the first soft beard begins to appear on one’s face.” Mercury, the god of eloquence, must wed Philology in order for the young man’s soul to attain “three things most desirable”: genuine goodness, unadulterated truth, and sound, trustworthy reasoning. John cautions that human nature at its core wants these things, but cannot acquire them unaided. We need divine grace. Prudence “elicits this affection” for divine things, fear of God being the beginning of wisdom; love of God in turn leads to Wisdom, Sophia, resulting from the contemplation of divine things. 

    Previously, John had identified philology with philosophy. He now refines his definition. Philology—literally, love of logos—precedes “its two sisters, philosophy and philocaly, which is love of beauty. “Philology comes first, inasmuch as it discloses the nature, power, and counsels of each of the others,” laboring “to attain certitude” and thus “exercis[ing] great caution to avoid error.” Philosophy and philocaly go beyond this winnowing function by conferring actual virtues on a human soul. That is, by the exercise of logic, of reason, we achieve knowledge that “can be called ratum, established. Ratio yields ratum. It is true that only God possesses “true reason,” but human beings can make progress by considering what a thing is, how it differs from, or is similar to other things, and “whether it has, or can have contraries.” God possesses “original reason,” which “embraces the nature, development, and ultimate end of all things,” but his human creatures partake of this “spiritual force that examines the natures of things and acquires a knowledge, not only of material entities, but also of concepts perceptible by the intellect alone.”

    The clear superiority of divine or original reason to human reason raises the question of providence and free will. Aristotle has no place for divine providence, but he does consider the relation of necessity to choice, “maintain[ing] that, although things are, on the one hand, partly necessary, they are also, on the other hand, partly subject to natural changes and to free will.” He does not venture to “presume to state definitely what is true in each and every case, however, and his followers continue to dispute the matter. This is an example of man’s rational imperfection. “Slipping about in a mire of incertitude, man apprehends as much as he can.” For human beings, humility is a virtue, since we have so much to be humble about. The Latin word for truth, verum, derives from the Greek heron, meaning secure, stable, certain, clear. A ‘hero’ should be true, although unfortunately, since wily Odysseus, “the name denotes perfidy.” Rather, we Christians “refer to the transfer of the elect from this world’s inconstancy and emptiness to the glory and security by a catholic word, and call them ‘saints,’ owing to the confirmation they have attained.” To sanction means to confirm, to ‘ratify,’ leading us back to ratum.

    The contrary of the security, the stability of truth is emptiness. “What is false is absolutely nothing”; “this both the ancient philosophers and the catholic Fathers have declared.” All is vanity, says the Book of Ecclesiastes, because what is temporal, temporary, is fundamentally empty. Such things “vanish like smoke.” Unlike God, matter, and ideas, although God is eternal, whereas matter and ideas, created things, are only perpetual. As to the speaker of falsehood, the anti-Christ or opposite of God, “something that is false is so called from the fact that only a mind that was empty and void would conceive of such a thing.” “The truth of anything is directly dependent on the degree in which it faithfully reflects the likeness of God.” “In God…reason and truth are one”: “I am the truth.” God’s reason “illuminates itself, and His truth contemplates itself.” But in creation, “truth is one thing, reason another,” since in creation “truth is an image of the divinity, which is sought and found by reason in created things,” aby “a virtue or activity of the mind, whose object is to discern truth.”

    Aristotelians intend to “reject all empty illusions, determine objective reality, and seek after, venerate, and live according to the truth of God in every respect.” In so far as they actually do so, “they do not labor in vain.” But they cannot do so, comprehensively. “The many impediments to understanding include invincible ignorance of such things as the mysteries of the Holy Trinity, which reason cannot explain; the frailty of man’s condition; the brevity of human life, the neglect of what is useful and concern with what is unprofitable; the conflict of probable opinions; sin which makes one unworthy of seeing the light; and finally the great multitude and vast expanse of subjects to be investigated.” The “pagan philosophers…suppressed the truth of God by falsehood and became vain in their thoughts through their own fault.” In this, they failed to comply with the command of their own Delphic oracle, who commanded, ‘Know thyself.’ A person who knows himself exhibits not pride but humility. “He is not thrusting himself precipitously and rashly into questions that exceed his comprehension” and takes care to love God and love his neighbors as he loves himself. He who “imagines that he can find God by processes of investigation and argumentative reasoning conducted by the faculties of his own mind…is doubtless making the greatest possible of all mistakes.” If you really know yourself, you will know that “it is absolutely impossible to know what He is.” “Since not only man’s senses, but even his reason frequently err, the law of God has made faith the primary and fundamental prerequisite for understanding of the truth.”

    John concludes his book by citing both a secular-political and an ecclesiastical-political illustration of human error. “The present day is more suited to weeping than to writing,” as “what I see about me convinces me that the world is subject to vanity.” Our hopes for peace were ruined in southern France, thanks to a conflict between the French king, Louis VII, and the English king, Henry II. Several years earlier, Louis had annulled his marriage to Eleanor of Aquitaine on the grounds that she had produced no male heir. She lost no time marrying Henry, then Duke of Normandy, who, upon assuming the English throne, formed the Angevin Empire, with territories on both sides of the Channel. Louis took strong exception to that and war had ensued. “Kings whom we had seen the best of friends have become each other’s implacable enemies.” Now, too, the Catholic Church has lost “our Sovereign Pontiff,” Adrian, whose death “has saddened most our own England, his native country,” and none more than John himself, his close friend. “Even after he became Roman Pontiff, it was his delight to have me eat with him at his very own table.” John had successfully petitioned Adrian to grant Ireland to Henry, arguing that the Donation of Constantine gave authority over all islands to the Church. [1] Quite apart from the sorrow of this loss has been its schismatic consequences, “the worst catastrophe.” The German Emperor Frederick I set up an anti-pope called ‘Victor IV,’ in opposition to the new pope, Alexander III. “Wars have broken out that are worse than civil, for they are sacerdotal and fraternal.” And finally, in these times of misery, John has been appointed to administer the office of Theobold, the venerable Archbishop of Canterbury, who is now “gravely ill.” I cannot, he writes, “adequately describe the torments of my crucifixion,” and can only pray to God that He will, in His mercy, deliver Theobold “from all mental and physical infirmity, so far as He foresees this to be expedient for Himself and for us.” He asks his readers to pray for him. “Let them pray that, dispelling the darkness of ignorance, and uprooting love of empty vanity, He may enlighten me with His knowledge, and make me a zealous investigator, lover, and observer of the truth.”

     

    Note

    1. The editor hastens to note that there is no such grant of authority in the Donation of Constantine, although Pope Urban II had asserted such a right in 1091.

     

    Filed Under: Philosophers

    John Climacus and the “Ladder of Divine Ascent”

    August 19, 2026 by Will Morrisey

    John Climacus: The Ladder of Divine Ascent. Archimandrite Lazarus Moore translation. New York: Harper and Brothers, 1959.

     

    At Genesis 28: 10-19, we learn of Jacob’s dream at Haran, northeast of Beersheba, from which he was fleeing from his malicious brother, Esau. He sees angels ascending and descending on a ladder between Heaven and earth, and finds the LORD Himself beside him, assuring him that his people someday will prosper, throughout the world. The Christian Fathers Gregory of Nyssa and John Chrysostem interpreted this passage as a figure of the ascetic’s struggle toward God. In the seventh century, John Climacus, abbot of the Monastery at Mount Sinai, followed this line of thought, writing The Ladder of Divine Ascent (titled simply, Climax Paradisi in Latin), in response to a request from John, Abbot of Raitha. Although Jacob’s Ladder has more than seventy rungs, this version has thirty, which commentators have associated with the age of Jesus when baptized by John the Baptist.

    Writing to “the servants of God,” and invoking the supreme goodness of God at the outset, Climacus immediately presents a classification of human beings in Christian terms. All angels and human beings are “rational beings created by Him and honored with the dignity of free-will.” But there the resemblances end. The angels and saints in Heaven are the “intellectual and incorporeal beings which surround God.” The “true servants of God” are “those who tirelessly and unremittingly do and have done His will.” But there are also “worthless servants” who “think of themselves as having been granted baptism but have not faithfully kept the vows they made to God.” There are those “estranged from God and alienated from Him—the unbelievers or heretics.” And there are outright “enemies of God,” who “have not only evaded and rejected the Lord’s commandment themselves, but who also wage bitter war on those who are fulfilling it.” Preeminent among them are the fallen angels, the demons. “God belongs to all free beings”; among humans, “the monk is he who within his earthly and soiled body toils towards the rank and state of incorporeal beings.” He is the true servant of God, “a mourning soul”—recall that Jesus, the Man of Sorrows, weeps but never laughs—who, “both asleep and awake is unceasingly occupied with the remembrance of death.” He has withdrawn from the world in “voluntary hatred of vaunted material things,” denying “nature for the attainment of what is above nature.” Renunciation of the world is the first step on the Ladder. Taking that step is reasonable if done “either for the sake of the future Kingdom, or because of the multitude of [one’s] sins, or for love of God”—God, Who out of respect for human free-will, “sets our contests” and “waits to see what the end of our course will be.” 

    If motivated by a desire to overcome sin, the monk “should not discontinue his hot and fiery streams of tears and voiceless heartfelt groaning until he, too, sees that Jesus has come to him an rolled away the stone of hardness from his heart,” freeing “Lazarus, that is to say, our mind, from the bands of sin,” commanding the angels to free the penitent’s mind from his passion and “let[ting] him go to blessed dispassion.” Those motivated by the desire to enter the Kingdom of God, “to go out of Egypt and to fly from Pharaoh,” will need “some Moses as a mediator with God and from God,” a man standing “between action and contemplation,” praying “for us to God” to allow us to “cross the sea of sin and rout the Amalek of the passions.” This person may be what Orthodox Christians call a spiritual father. And those animated simply by the love of God will need to battle (“violence indeed and constant suffering”) “until our pleasure-loving dispositions,” our erotic longings, our natural and worldly loves, “attain the love of God and chastity” by means of “visible sorrow” in imitation of Christ. Eventually, this spiritual warfare, undertaken with “great toil” and “much unseen suffering” by means of “simplicity, deep angerlessness and diligence,” will make our mind, that “greedy kitchen dog addicted to barking,” into “a lover of chastity and watchfulness.” We can achieve this, “if only we unceasingly go right down to the depth of humility.” “He who withdraws from the world out of love for God has obtained fire at the very outset; and, like fire set to fuel, it soon kindles a larger fire.” The right foundation or first step of renunciation consists of innocence, fasting (because physical food feeds the passions), and temperance. “A firm beginning will certainly be useful for us when we later grow slack. A soul that is strong at first but then relaxes”—few indeed will not experience backsliding—is “spurred on by the memory of its former zeal,” often growing “new wings” as a result.

    This first step comes with “labor and grief.” But as we progress, “we no longer feel sorrow, or we feel little sorrow,” as “our mortal mind is consumed” and we practice the Christian virtues “with all joy and eagerness, with love and with divine fire.” But what of those who cannot undertake a life in solitude, or life in a monastery, Christians who have families and are “beset with social cares”? “Do all the good you can,” Climacus replies. “Do not speak evil of anyone; do not steal from anyone; do not lie to anyone; do not be arrogant towards anyone; do not hate anyone; be sure you go to church; be compassionate to the needy; do not offend anyone; do not wreck another man’s domestic happiness; and be content with what your own wives can give you. If you behave in this way you will not be far from the Kingdom of Heaven.” (He leaves it open, as to whether you will get there.) But “those who have really [emphasis added] determined to serve Christ, with the help of spiritual fathers and their own self-knowledge will strive before all else to choose a place, and a way of life, and a habitation, and exercises suitable for them,” inasmuch as “community life is not for all, on account of greed; and not for all are places of solitude, on account of anger,” which festers when a man is alone with his bitter memories of past injuries. The “monastic state” comes in three forms: “the retirement and solitude of a spiritual athlete”; “living in silene with one or two others”; or “settling patiently in a community.” Climacus prefers the social settings for most monks, as they will have other men to lift them up if they fall into despondency, despair, lethargy or laziness. He quotes Jesus: “For where two or three are gathered in My name, there am I in the midst of them.” [Matthew 18: 20). 

    After renouncing the world, the second step is full “detachment” from it, not longing for its pleasures while in a monk’s cell. “The man who really loves the Lord…will not love, care or worry about money, or possessions, or parents or worldly glory, or friends, or brothers, or anything at all on earth,” hating “even his own flesh” and “follow[ing] Christ without anxiety or hesitation, always looking heavenward and expecting help from there”—depending upon God, not man. “Water-loving plants are not such as to produce fruit in hard and arid training fields,” and “the man who has come to hate the world has escaped sorrow.” Climacus is utterly frank in describing what this entails. The “narrow way,” the regime of the Christian monk, consists of “mortification of the stomach, all-night standing, water in moderation, short rations of bread, the purifying draught of dishonor, sneers, derision, insult, the cutting out of one’s own will, patience in annoyances, unmurmuring endurance of scorn, disregard of insults, and the habit, when wronged, of bearing it sturdily; when slandered, of not being indignant,; when humiliated, not to be angry; when condemned, to be humble.” Be ready for the demons to “inflame our hearts by reminding us of our parents and brethren,” a fire that can only be fought with fire, namely “the remembrance of the eternal fire.” Your sanctuary is no invulnerable fortress; your battle continues there.

    “Exile or pilgrimage” constitutes the third step. “Exile means that we leave forever everything in our own country that prevents us from reaching the goal of the religious life,” namely, the Kingdom of God, a pilgrimage “undertaken by the lovers of perfection so that they may live a life of hardship and simplicity.” It is crucial not to undertake this pilgrimage out of vainglory, succumbing to a sense of one’s own superiority to those he has left behind. The Christian regime, the Christian way of life, is indeed superior to the way of ‘the world,’ but the Christian himself remains a sinner in the hands of a vigilant if not angry God. “I do not know whether we must teach all others but teach yourselves at all costs.” Your pilgrimage is not an odyssey: “In going into exile, beware of the demon of wandering and of sensual desire, because exile gives him his opportunity,” as it did to not-so-chaste Ulysses. And you must find a new family, not return to Penelope. “Let him be your father who is able and willing to labor with you in bearing the burden of your sins; and your mother—contrition, which can cleanse you from impurity; and your brother—your comrade, who toils and fights side by side with you in your striving toward the heights.” As for a wife, let her be “separable”—the “remembrance of death,” your children “the sighs of your heart,” your body “your slave,” your friends the angels “who can help you at the hour of your death, if they become your friends.” “This is the family of those who seek the Lord,” since “love of God extinguishes our love for our parents,” bringing a spiritual sword to sever the natural ties. With regard to our home, “choose places where there are fewer opportunities for comfort and ambition, but more for humility,” lest we flee the world “in company with our passions.” All the work we do to develop “a good and firm disposition” can “be lost in an instant” if we do not take care, as “our mind, which is the organ of knowledge, is extremely imperfect and full of all kinds of ignorance,” prey to fantasy, with which we fill its void, whether awake or asleep. “The devils try to disturb us with dreams,” but “he who believes in dreams is like a person running after his own shadow and trying to catch it.” By all means, believe in some of your dreams—those “that foretell torments and judgment for you,” unless they cause despair, in which case they “are also from the devils.”

    The reason we need not despair at the experience of grim dreams will be seen at the fourth step on the ladder: obedience, “blessed and ever-remembered,” a virtue that is “entirely foreign to hypocrisy and one’s own will.” Obedience aims at substituting God’s will for our own, as in the Lord’s Prayer: “Thy will be done.” This is a much more daunting command than it might seem at first. “Our treatise now appropriately touches upon prizefighters and athletes of Christ,” those who have succeeded in climbing the ladder, proving that, and how, this arduous battle against the demons can be won. We obey God by renouncing “our own life,” by mortifying “the limbs while the mind remains alive,” entombing our will and resurrecting our humility. “A corpse does not argue or reason as to what is good or what seems to be bad.” He who obeys God distrusts himself “in everything, however good it may be, right up to the end of [his] life.” Climacus has seen this way of life in monasteries, has known this among “these holy fathers,” men “gathered and united in the Lord, with a wonderful active and contemplative life, men “so occupied with divine thoughts,” so “exercised…in good deeds that there was scarcely any need of the superior to remind them of anything.” “Of their own good will they aroused one another to divine vigilance,” conversing of “death and the thought of eternal judgment.” They prayed together, each in his own mind, a practice of which “they reminded one another…by secret signs and gestures,” preempting mental wandering. Nor is this a life lived in vain; on the contrary, “it bears and shows abundant fruit,” proficiency “both in active life and spiritual insight,” both lives “in discernment and humility.” Some had attained “deepest innocence” and “wise simplicity, spontaneous and God-guided,” souls never duplicitous but all of one piece. “Among them there are none who are fatuous and foolish, like old men in the world who are commonly called ‘in their dotage.'” Gentle, kindly, radiant, sincere, “they make God Himself and their superior their very breath, and the eye of their mind keeps a bold and strict watch for demons and passions.”

    He offers three examples, each exemplifying a Christian virtue. Isidore had been a cruel and arrogant magistrate before he entered the monastery. He learned humility by being assigned to prostrate himself before everyone who went in or out of the monastery. He obeyed this harsh but loving, agapic, command for the seven years before his death. Laurence exemplified prudence—indeed, “divine prudence.” Climacus tested him, asking him “what he was thinking of when standing by the table.” Laurence told him he was thinking of “the shepherd as the image of Christ,” praying “not as before a table of men, but as before the altar of God.” This elderly monk, who had been tested many times before, advised Climacus “that if anyone surrenders himself to simplicity and voluntary innocence, then he no longer gives the devil either time or place to attack him.” And final, Abbacyrus exemplified patient, “exemplary fortitude.” For fifteen years, he had endured maltreatment by his brother monks. He told Climacus that “my fathers are testing me to see whether I am really a monk,” but “they are not doing this in real earnest.” Some of the brothers have been tested for thirty years; he was only in his fifteenth year at the monastery. “And rightly, Father John, for without trial gold is not purified.” Abbacyrus died two years later, blessing those who tempted him, then “buried with the local saints.” 

    Another of “those ever-memorable fathers” advised Climacus, “Fix your mind to your soul as to the wood of the cross to be struck like an anvil with blow upon blow of the hammers, to be mocked, abused, ridiculed and wrong, without being in the least crushed or broken, but continuing to be quite calm and immovable. Shed your own will as a garment of shame, and thus stripped of it enter the practice ground.” By such determinations “will all men know, dearest father, that we are disciples of Christ, if while living together, we have love for one another,” avoiding “the devil’s disease,” which is the “will and desire in conversation…to establish his own opinion, even though what he says is true.” If we cannot achieve “such patience and obedience, then it is best for us, having at least discovered our weakness, to live far apart from the athletic lists, and bless the combatants and pray they may be granted patience.” Too many aspirants make their decision to join a holy order too easily. Climacus writes, “To admire the labors of the saints is good; to emulate them wins salvation; but to wish suddenly to imitate their life in every point is unreasonable and impossible.” 

    To take the fourth step, obey your spiritual father. “Base-born children regard the absence of their teacher as a joy, but legitimate ones think it a loss.” A spiritual father will help to guide you away from the devil’s two principal snares, or sets of snares. The first set aims at reducing the monks’ zeal, “mak[ing] them hard-hearted” by “defil[ing] them with bodily pollution, or making them “sluggish in prayer, drowsy and confused by spiritual darkness,” in order to deceive them into “think[ing] they have gained nothing by their obedience.” But when Providence withdraws “our imagined goods or blessings,” God is really “lead[ing] us to the deepest humility.” The second set of snares is the opposite extreme—spiritual overconfidence or pride, “the thought that they now had the qualifications for the solitary life, and that in solitude they could attain to freedom from passion as the final prize.” Do not be deceived “by the spirit of conceit.” We will sin, even as we ascend the Ladder. Above all, do not conceal those sins or “do so as if we were confessing another’s sin,” or “lay the blame for our sin on others.” On the contrary, tell God, and tell your spiritual father, “No one is to blame for this, no man, no spirit no body, nothing but my own carelessness.” “Be like a condemned criminal in disposition and in outward appearance and thought.” Bear in mind that “everything depends on habit, and follows upon it,” as Aristotle says of the virtues, but as Christians we “have God as their great collaborator.” When “in the presence of a [spiritual] superior,” “practice extreme silence and ignorance,” “for a silent man is a son of wisdom, always acquiring much knowledge.” Pay attention to them, not your fellow novitiates. The saintly Father Acacius recalled, “I have seen innocent and most beautiful children come to school for the sake of wisdom, education, and profit, but through contact with the other pupils they learn there nothing but cunning and vice. The intelligent will understand this.” 

    Novitiates choose their spiritual fathers, and must do so in self-knowledge, especially in knowledge of their own passions. Those “prone to lust” should choose “an ascetic who will hear of no consolation in food.” Prideful novitiates should choose a “stern and unyielding” spiritual father, not a “meek and kindly” one. Always assume that “that the Superior is trying you, and you will certainly never go wide of the mark.” If we anger God, the father can intercede for us in prayer, but when the father “is incensed against us, there is no one to propitiate him for us. “When the day comes when you “obtain great faith and love” for your spiritual father, “then know that the Holy Spirit has invisibly made His abode in your soul and the power of the Highest has overshadowed you.” Climacus observes that the number four is the number of the four Apostles. “Athlete, keep running fearlessly.”

    The fifth step is “painstaking and true repentance.” The Apostle John exemplifies obedience, in imitation of Christ at Gethsemane. The Apostle Peter exemplifies repentance, which Christ, of course, never needed to undertake. Peter is the more ‘human’ Apostle, of the two. “Obedience precedes repentance, which is “the renewal of baptism,” a “contract with God for a second life,” a “self-condemning reflection, and carefree self-care.” It is the opposite of despair, being rather its renunciation, “the daughter of hope.” Repentance reconciles us with God and purifies our conscience. Crucially, “a penitent is the inflictor of his own punishments.” He does not wait for God or his superiors at the monastery to punish him. At an establishment set aside for penitents, called “The Prison,” “men endured hardship and bowed down to the end of their life, going about with a sad countenance all day long, the wounds in their body stinking of rottenness, and they took no notice of them, and they forgot to eat their bread, and they mingled their drink of water with seeping; they ate dust and ashes with their bread, and their bones cleaved to their flesh, and were withered like grass.” With supreme understatement, Climacus asks, “Where could you see anything like laughter, or idle talking, or irritation, or anger?” These men “were quite indistinguishable from corpses.” In seeing them, “I nearly despaired of myself, seeing my own indifference and comparing it with their suffering.” Nevertheless, “what is hard and intolerable for others becomes easy and acceptable for those who have fallen away from virtue and spiritual riches.” And “he who really keeps account of his actions considers as lost every day in which he does not mourn, whatever good he may have done on it.” Those who despair may commit suicide, but those who despair have already committed spiritual suicide, since “nothing equals or excels God’s mercies.” At the same time, do not entangle yourself in the opposite trap; do not “sicken in heart from the disease of the godless Origen,” the Neo-Platonist and pretended Christian who espoused universalism, the doctrine that all human beings will be saved, eventually. Climacus offers this prayer, in the stead of such errors: “May the holy convicts mentioned above provide you with a rule, and a pattern, and a model, and a living picture of repentance; and throughout your life you will need no book at all until Christ, the Son of God and God, enlightens you in the resurrection of true repentance.” Repentance purifies the physical senses; “by voluntarily accepting retribution and punishment, you have escaped the punishment that is everlasting.”

    Introducing the sixth step, the remembrance of death, Climacus distinguishes between fear of death, “a natural instinct that comes from disobedience,” the penalty human beings paid for Adam’s failure to obey God, and terror of death, which is “evidence of unrepented sin.” Christ Himself feared death, in the sense that he prayed to His Father in Gethsemane, asking if He must go to the Cross while determining to do as He was told; He did not “show terror,” having committed no sin for which He would be bound to repent. Remembrance of death is especially needed if you live in society, where the insistent frivolity of almost everyone will distress and depress you. “But amongst those who are free from noise it produces the putting aside of cares and constant prayer and guarding of the mind,” detachment from the noisemakers. Let no one imagine that renunciation of frivolity, even renunciation of one’s own will, must lead to torpor. On the contrary, “there are many activities for an active mind,” namely, “meditation on the love of God, on the remembrance of God, on the remembrance of the Kingdom, on the remembrance of the zeal of the holy martyrs, on the remembrance of God Himself present,” as well as “remembrance of the holy and spiritual powers, on remembrance of one’s departure, judgment, punishment, and sentence.” After all, “the day is not sufficient to repay in full its own debt to the Lord.” We should think and act as if this day is “the last of our whole life.” “Even the pagans have said something of the sort, since they define philosophy as meditation on death.” Those who remember death will “never sin”—well, perhaps at the same time they are remembering. 

    With the remembrance of death comes the inclination to mourn, and mourning causes us to pray. Prayerful mourning is the seventh step. It is “a golden spur in which a soul which is stripped of all attachment and of all ties, fixed by holy sorrow to watch over the heart.” At this step, “temperance and silence of the lips” will be yours; “humility, thirst for dishonors, voluntary craving for involuntary afflictions, no condemnation of sinners, compassion even beyond one’s strength”—these are the fruits grasped at the sixth step. Climacus emphasizes that these are the opposite of feelings. Christian compassion is no passion. Christian tears do not betoken an outburst of emotion. “Tears without thought are proper only to an irrational nature and not to a rational one”; that is, they are less than human. Rightly, “tears are the product of thought, and the father of thought is a rational mind.” It is for this reason that “the demons fear concentration as thieves fear dogs.” “My friends,” Climacus tells his brothers in Christ, “God does not ask or desire that man should mourn from sorrow of heart, but rather that out of love for Him he should rejoice with spiritual laughter. Remove sin, and the tear of sorrow is superfluous for your eyes of sense. What is the use of a bandage when there is no wound?” Once again, virtue entails habituation. “Practice produces habit, and perseverance grows into a feeling of the heart; and what is done with an ingrained feeling of the heart is not easily eradicated.” At our judgment, God will not blame us for failing to work miracles, a power He alone can grant, or “for not having been theologians or contemplatives,” men whose gifts He grants to only a few, but “we shall certainly have to give an account to God of why we have not unceasingly mourned.”

    To quench a fire completely, pour water on it gradually. “The tears of mourning will quench every flame of anger and irritability,” and it is the consequent attitude of meekness that results from the eighth step. “Anger is a reminder of hidden hatred, that is to say, remembrance of wrongs,” and it must be said that truer words have never been written. (The old joke has it, ‘He has Irish Alzheimer’s disease; he only remembers his grudges.’ But not only the Irish.) Anger is against humility. “If you want, or rather intend, to take a splinter out of another person, then do not hack at it with a stick instead of a lancet, for you will only drive it deeper.” The stick is “rude speech and rough gestures,” while the lancet in “tempered instruction and patient reprimand.” Do the latter rarely, “and not with your own hand” but by “the agency of another,” to soften the blow. For yourself and for the one you instruct or reprimand, you want to cultivate the conviction that dishonor “is praise.”

    Accordingly, take the ninth step, which is to expunge “remembrance of wrongs,” which is “the consummation of anger, the keeper of sins, hatred of righteousness, ruin of virtues, poison of the soul, worm of the mind shame of prayer, stopping of supplication, estrangement of love, a nail stuck in the soul, pleasureless feeling beloved in the sweetness of bitterness, continuous sin, unsleeping transgression, hourly malice”—altogether, a “dark and hateful passion.” It can only be replaced fully by the agape, which abandons revenge. “He who nurses enmities stores up for himself endless sufferings” in this life and the next. “Let it be put to shame by the Prayer of Jesus, “Lord Jesus Christ, Son of God, have mercy on me, a sinner.” That prayer recalls our minds to remembrance of our sins against others, not their sins against us.

    Such resentment pushes us to slander, a sin “born of hatred and malice.” If someone disparages his neighbor, ask him to stop, since “I fall into graver sins every day, so how can I criticize him?” How can I join you in your condemnation of him? With this reply, “you will heal yourself and your neighbor with one plaster,” following Christ’s injunction to avoid “judgment,” lest I be judged. This is the tenth step. Avoiding judgment of others does not mean to overlook their sins. Rather, “hasty and severe judges of the sins of their neighbor” have “not yet attained to a thorough and constant remembrance and concern for their own sins.” They leave no sufficient time to mourn for themselves.

    The eleventh step is in one sense not a step ‘up’ but a step ‘down.’ Do not mount “the throne of vainglory” by becoming talkative. It is “the friend of silence” who “draws near to God, and by secretly conversing with Him is enlightened by God.” But “garrulity comes especially from vainglory.” People who love to talk too-highly esteem their own opinions and brains.

    Lying is an especially pernicious sort of talk, “the offspring of chatter and joking” and “the destruction of love” because it ruins trust. Worse still, joking “destroy[s] in their hearers the habit of mourning,” which isn’t easy to develop or to recover, once lost. In describing this twelfth step, Climacus shows that he has understood the teaching of Plato’s Socrates, however: “When we are completely cleansed of lying, then we can resort to it, but only with fear and as occasion demands.” Socrates’ example is lying to someone who wants to know where a weapon is, so he can kill an enemy. Climacus gives no example, perhaps because he regards the teaching as true but dangerous, particularly in light of the commandment against it. Retreating to safer ground, he observes that “he who has become merry with wine involuntarily speaks the truth on all subjects, and he who is drunk with compunction cannot lie.”

    Warring against the sin of acedia or despondency, spiritual sloth, is the thirteenth step. This sin leads to slackness—the “neglect of asceticism, hatred of the vow made,” a “blessing of worldlings” but a curse for Christians, since it amounts to an implied accusation that God is “merciless and without love for men” by thinking, in effect, ‘What’s the use?’ “Community life oppose[s] despondency,” being more the “constant companion of the hermit.” Climacus calls it the “gravest” of the “capital vices,” which may be why he lists it under the number 13, symbol of atheism. For the Christian sliding into it, the antidotes are to remember his sins and to perform manual labor. Both community life and manual labor take the mind off itself, while remembering one’s sins directs the Christian mind toward the soul-labor of repentance, away from listlessness.

    The fourteenth step aims at crushing that “clamorous yet wicked master, the stomach.” If wonder is the first step toward philosophy, here Climacus takes it: “I wonder if anyone has got free of this master before settling in the grave.” In addition to being a vice in itself, gluttony is “the father of fornication,” an illicit attempt to work off all those extra calories without going to the trouble of more rigorous exercise. (If Adam “had not been overcome by his stomach he would not have known what a wife is.”) A disciple of the dubious Origen, Evagrius, “afflicted by an evil spirit,” supposing himself “to be the wisest of the wise,” told his readers to combat gluttony by consuming only bread and water. “This is like saying to a child: ‘Go up the whole ladder in one stride.'” Be more “cunning” than that, first “only deny[ing] ourselves fattening foods, then heating foods, and only then what makes our food pleasant. Just “give your stomach satisfying and digestible food, so as to satisfy its insatiable hunger by sufficiency.” While despondency is the gravest of sins, the stomach is “the prince of the passions.” It “alone…is the cause of all human shipwreck,” he avers, with some exaggeration. Fasting, on the other hand, “is the coercion of nature and the cutting out of everything that delights the palate, the prevention of lust, the uprooting of bad thoughts, deliverance from dreams, purity of prayer, the light of the soul, the guarding of the mind, deliverance from blindness, the door of compunction, humble sighing, glad contrition, a lull in chatter, a means to silence, a guard of obedience, lightening of sleep, health of body, agent of dispassion, remission of sins, the gate of Paradise and its delight.”

    If gluttony encourages fornication, that makes purity, successful resistance to lust, the logical fifteenth step. “Purity means that we put on the angelic nature”—a very big step, indeed. It is “the supernatural denial of nature,” which is why Climacus warns his readers not to “expect to confute the demon of fornication by arguing with him; for with nature on his side, he has the best of the argument.” The way to proceed is to expel erotic love with agapic love, “extinguish[ing] the material fire by the immaterial fire.” Chastity is “common to all the virtues” because it means that you have achieved “perfect insensibility to difference in bodies,” i.e., the sexual difference between them, but more: “the rule and limit of absolute and perfect purity is to be equally disposed towards animate and inanimate bodies, rational and irrational.” Obviously, this achievement is humanly impossible, due rather “to the presence of Him who is above nature,” stronger than nature. “He is great who remains free from passion when touched. But greater is he who remains unwounded by sight, and who has conquered the fire caused by the beauties of earth by meditation on the beauties of heaven.” By contrast, the sensual person loves bodies so much that “a kind of shameless and inhuman spirit openly asserts itself in the very feeling of the heart,” producing “a feeling of physical pain in the heart, fierce as from a blazing stove,” abandoning the fear of God and thereby the beginning of wisdom, “disdain[ing] prayer” and being “perpetually drunk with desire for creatures, rational and irrational.” In warring against ascetics, especially, those who, with God’s grace, have conquered their nature, the devil sets them to desiring “what is unnatural.” While ascetics are no longer tempted by women, they do not know, “poor things, that where a worse downfall has been prepared for them, there was no need for the lesser one.” He does not specify what the worse downfall is, and the story about St. Anthony, who lamented of a young monk that he had sinned after helping some elderly monks by miraculously bringing wild asses for them to ride, isn’t explicit, either, although Climacus hints first at bestiality, then at masturbation (“bodily intercourse is possible without intercourse with another body”). And finally, there is the sin that consists of “a flick of the mind”—a “simple remembrance with which the soul has no time to dally, since it is independent of time, unconnected with any image, impervious to analysis, and in some cases even unknown to the person himself”—the effect of “a mere glance, or touch of the hand, or hearing of a song, without any notion or thought.” In this circumstance, physical “violence in bodily prayer”—that is, “stretching out the hands, beating the breast, sincere raising of the eyes to heaven, deep sighing, frequent prostration”—will help you if you are alone. If you are with others, and such gestures are out of place, silently pray the Jesus Prayer, and “with invisible help you will invisibly drive away the invisible ones,” the demons who have taken aim at you.

    Love of bodies is one kind of materialism, love of money another, amounting to an instance of the more general love of external things, which we may ‘idolize.’ “The worship of idols, a daughter of unbelief, an excuse for infirmities, a foreboder of old age, a harbinger of drought, a herald of hunger,” must be resisted as the sixteenth step. Money is indeed the proverbial root of all evils inasmuch as it “produces hatred, thefts, envy, separations, enmities, storms, remembrance of wrong, hard-heartedness, murders.” Following it, the seventeenth step is poverty, which minimizes the number of material things to which we have become attached. To become impoverished is to resign one’s cares, one’s anxieties, becoming “an unencumbered traveler” alienated from sorrow and faithful to God’s commandments. Truly, “a poor monk is lord of the world,” having “entrusted his cares to God and by faith…[having] obtained all men as his slaves” as “a son of detachment,” “pilgrims for the Lord.” The only danger in poverty comes to the one who “impoverishes himself for no reason,” unintentionally. Such a person merely “abstains from present goods and is deprived of future ones.” This is the poverty ‘moderns’ lament, as they declare ‘war on poverty.’ 

    Love of money can bring “insensibility,” the “deadening of the soul and the death of the mind before the death of the body.” Such a man “is a brainless philosopher, a self-condemned commentator, a self-contradictory windbag, a blind man who teaches others to see,” a hypocrite whose “mouth prays against his passion, and his body struggles for it,” “philosophiz[ing] about death” wile “behav[ing] as if he were immortal,” “prais[ing] prayer, but run[ng] away from it as from the plague.” Climacus admits “my own powerlessness, since I am sorely afflicted with this sickness,” fighting with “with the scourge of the feat of the Lord and with unceasing prayer.” It is a “tyrant” who tells him, to “be constant in vigil, meditating on the eternal judgment; then perhaps I shall to some extent relax my hold on you.” If so, he will have taken the eighteenth step.

    The prayer of “the really obedient man, his nineteenth step, can make him become “suddenly radiant and exultant,” having been “prepared and fired beforehand by his sincere service” to God and neighbor. Prayer and singing psalms in chapel is best for most, “solitary prayer [being] for the very few.” The closely related twentieth step, which encompasses first bodily and then spiritual vigil, begins with literal standing at prayer “during day and night.” We also stand while singing songs and while reading Scripture. Such pious sleeplessness in the all-night vigil can be mitigated by working with one’s hands or thinking of death, but “God accepts and values the offerings of each according to their intention and power.” And once sleep comes, “the soul which has spent all day unceasingly engaged with the word of the Lord will love to be occupied with it in sleep, too.” 

    Solitaries are especially vulnerable to “unmanly and puerile cowardice,” strength being found in numbers. “Cowardice is a falling away from faith that comes from expecting the unexpected,” a “loss of conviction.” It readily comes to the man who is alone, who leaves himself open to groundless imaginings. To counter it, “do not hesitate to go late at night to those places where you usually feel afraid,” rather as someone who has a natural fear of the dark can overcome it by long walks at night. “Arm yourself with prayer,” since “it is not darkness and loneliness of place that gives the demons power against us, but barrenness of soul.” Take this twenty-first step, for the very good reason that “he who has conquered cowardice has clearly dedicated his life and soul to God.”

    Traditionally, pride takes pride, if that is the right word, in being the worst of sins. Vainglory is the beginning of pride, “unholy self-esteem” a “perversion of character” that squanders the virtues won in previous struggles. It delights “at the sight of increasing virtue,” but just as “the sun shines on all alike,” so does “vainglory beam on all activities,” making them evaporate. Vainglory is idolatry aimed not outward at visible objects but at other men. “A vainglorious person is a believing idolator; he apparently honors God, but he wants to please not God but men.” His asceticism “exhausts his body” without earning him any reward from God—cheating the ascetic twice. He mouths self-depreciation, but so what? It is “he who maintains the same love for the very man who reproaches him” who exhibits genuine humility. A vainglorious man may live with the monks, “but in mind and thought he is in the world.” As his vainglory increases, “it gives birth to pride.” Stopping vainglory before it reaches that culmination is the twenty-second step.

    A treatment of “mad pride” and its worst consequence, “unclean blasphemous thoughts,” accordingly follows. Pride and blasphemy are related because “pride is denial of God” and “flight from divine assistance.” To understand that one needs divine assistance requires humility. Pride affords “a foothold for satanic possession,” which is madness, the sure way to Hell. Climacus finds the beginning of mad pride in false gratitude. “I have seen people who thank God with their mouth but mentally magnify themselves.” But it is “utter madness to fancy one deserves God’s gifts.” We monks should rather “constantly be examining and comparing ourselves with the holy Fathers and the lights who lived before us,” finding “that we have not yet entered upon the path of the ascetic life, and have not kept our vow in holy fashion, and in disposition are still living in the world.” A true monk “experiences rapture of mind and sorrow of life.” He has taken the twenty-third step of overcoming pride. Blasphemous thoughts, “born from foul pride,” can be remedied by prayer. There will be times, nonetheless, when demons will push blasphemous thoughts into our minds; God forgives us for those.

    The countermeasure to pride is humility, whose “precursor” is “weakness,” that is, a circumstance irremediable by the exercise of our own powers. Meekness, simplicity, and guilelessness” constitute the twenty-fourth step. They originate not in nature but from habit—for example, “praying calmly and sincerely for a troublesome neighbor.” The soul “finds rest” in a meek heart, while “a turbulent soul is a seat of the devil.” Meedness may be gained only to be lost, however. “I have seen honest sous who learnt to be evil from evil people.” Another snare is knowledge, which “puffs up many people,” although ignorance can be another: “There are here and there people who pride themselves on their ignorance.” Climacus offers a paradoxical but telling definition of “a simple-hearted monk”: he “is like a rational dumb animal, who lays his burden on his director.” “Dumb animal” in the original sense of not talking, or at least not much. “Rational” in that he understands that his director, his spiritual father, knows better than he. As for those knowledge-clever men, “a fall has often corrected” them, “giving them salvation and innocence in spite of themselves.” With divine intervention, a Saul can become a Paul.

    There is humility, and then there is “sublime” or “holy” humility, “rooted in spiritual feeling.” This is the twenty-fifth step. Climacus does not attempt to describe the experience of it, which attempt would be “like a man who by words and comparisons wants to give an idea of the sweetness of honey to people who have never tasted it.” The monk who has taken this step accepts indignity “with the greatest pleasure” because it “relieves and cauterizes diseases of the soul and great sins” Such a man has jettisoned “all bad temper” and lives in “true distrust of [his] own qualities and [in] a constant desire to learn.” That is, he does not resemble a philosopher in one way—he does not rely on the unassisted power of human reason—while very much resembling a philosopher in his eros for wisdom. He desires wisdom but seeks it from God and from Godly men. Such men are now immune to “the poison of hypocrisy,” having no reason to attempt to conceal their faults. “Having in mind Christ’s passion, [they] regard themselves always as debtors.” Whatever intellectual or other natural powers they possess, they understand as “gifts of God,” and “so live as to account themselves unworthy of such wealth and each day add it to their debt.” The Socratic philosopher seeks self-knowledge; the man of holy humility understands it as “a true ideal of one’s spiritual growth and an unbroken remembrance of one’s slightest sins,” knowing that “it is better to offend men than God.” At the same time, they do not seek contention with others: “Birds fear the sight of a hawk, and those who practice humility fear the sound of argument,” which betokens prideful striving to assert the superiority of one’s own convictions over those of others.

    Rationality grows beyond the step of obeying one’s spiritual father—an elder who one day will pass on—when one achieves “discernment of thoughts, passions, and virtues,” the twenty-sixth step. Discernment begins with self-knowledge, moves to “a spiritual sense that faultlessly distinguishes what is truly good from what is of nature and opposed to,” then becomes perfect in knowledge from “divine illumination,” which “can enlighten with its lamp what is dark in others.” With this step, the passions of gluttony, cupidity, and vainglory, along with those of lust, anger, despair, despondency, and pride have been “piously destroyed,” although Climacus cautions that “he who has been negligent” about the first three “will not conquer even one passion.” You can’t jump over any step on the Ladder. Conflicts with Satan come from “three generic causes”: negligence, which is “pitiable”; pride, which is “disastrous”; or “the envy of demons,” which is actually “blessed.” He explains the last, surprising, claim by first identifying the “three pits” that the demons dig for us. They try “to prevent any good at all from being done,” to frustrate us; monks should counter this “by zeal and fear of death.” They try to ensure good results will “not be done according to the will of God” but by means unacceptable to Him; monks should counter this by “obedience and humiliation.” Finally, “when these rogues fail in this too, they stand “quietly before our soul,” praising us “for living a thoroughly godly life”; counter this appeal to vanity with “unceasing self-condemnation.” (A holy man might respond to a person who praises his virtues by saying, ‘No, I am the greatest of sinners.’) “Perilous, truly perilous is the sea that we humble monks are crossing.” Our very efforts provoke the demons to redouble their efforts to ruin us. Therefore, “let us try to learn divine truth more by toil and sweat than by mere word, for at the time of our departure it is not words but deeds that will have to be shown.” Although the later Protestants will accuse such Christians as Climacus as trying to earn their way to salvation by works, not by faith, what he means is works animated by faith, and by the Word if not by words. He regards learning as a matter of such doing, not only as an act of reading or of listening. He retains profound esteem for reading and listening to the Gospel. The main virtues of which “the active life” of a Christian consists are fasting and obedience; “the first destroys sensuality, and the other reinforces this destruction with humility.” 

    How is this possible, given human sin? Human beings still ‘stand a chance’ because “vice or passion is not originally planted in nature, for God is not the Creator of passions.” What is more, “there are in us many natural virtues from Him, among which are certainly the following: mercy, for even the pagans are compassionate; love, for even dumb animals often weep at the loss of one another; faith, for we all give birth to it of ourselves; hope, for we lend, and sail, and sow, hoping for the best.” And “love is a natural virtue in us,” as “the bond and fulfillment of the law,” as seen in Romans 13:10: “Love worketh not ill to his neighbor; therefore, love is the fulfilling of the law.” In all things, “ask yourself: Am I really doing this in accordance with God’s will?” To learn what God’s will is, first mortify your own, pray, and ask advice from the fathers “or even the brothers with humility of heart and no thought of doubt”; “God is not unjust, and will not la astray souls who with faith and innocence humbly submit to the advice and judgment of their neighbor.” As to consulting the Bible, at least “at the beginning of the monastic life some of the unclean demons instruct us in the interpretation of the Divine Scriptures,” which the Devil himself has been known to quote. “Vainglorious people and…those who have been educated in secular studies” are particularly vulnerable to their scheme of gradual deception, “lead[ing] them into heresy and blasphemy,” perhaps because vainglorious souls will find what they want to find and former secularists will likely bring un-Christian philosophic notions to their study of the Bible. “We can recognize this diabolic divinity, or rather, devilry, by the disturbances and the confused and unholy joy which are felt in the soul during the instruction.” And while it is true that “an energetic soul rouses the demons against itself,” as our “conflicts increase, so do our crowns.

    Writing about the twenty-seventh step us risky. It is “the holy solitude of body and soul.” “We, who are weak and infirm, hesitate to philosophize in our discourse about the haven of solitude,” for the demons lurk around “the table of good brotherhood,” waiting to snatch a soul, “run[ning] off with it in its mouth and devour[ing] it on the quiet.” He therefore refuses to talk about peace of soul to those who have yet to attain it. He is willing, however, to “speak briefly about solitude, if only to explain what it is.” Disengagement from all worldly affairs and “earnest prayer” are the first actions to take, followed by a deliberate attempt to concentrate mind and heart on God, channeling them away from considerations of the lower things. This is difficult. “Those who are thoroughly versed in secular philosophy are indeed rare; but I affirm that those who have a divine knowledge of the philosophy of true solitude are still more rare.” Read, but “let what you read lead you to action,” for as a Christian “you are a doer,” and putting the right words “into practice makes further reading superfluous.” “Seek to be enlightened by the words of health through your labors, and not merely from books,” especially allegorical books, “because they are dark words, and they darken the weak.”

    At this point on the Ladder, “holy and blessed prayer” becomes even more important as the twenty-eighth step. Prayer, “the converse and union of man with God,” which “upholds the world and brings about reconciliation with God,” yields “invisible progress” towards Him. “For him who truly prays, prayer is the court, the judgment hall and the tribunal of the Lord before the judgment to come.” Prayer should be “completely simple.” The publican and the prodigal son “were reconciled to God by a single phrase.” God knows, and so needs no elaboration. The right order of prayer is thanksgiving followed by confession, “heartfelt contrition of soul,” and then only then petition. Because “instability is natural to the mind,” you should “shut off your thought within the words of your prayer.” When distracted, return. Always remember, faithfully, that “Spirit cannot be bound, but where the Creator of the spirit is, everything obeys.”

    The penultimate, twenty-ninth step is “heaven on earth,” by which Climacus means “godlike dispassion and perfection.” This is “the resurrection of the soul before the general Resurrection.” That “soul has dispassion who is immersed in the virtues as the passionate are in pleasures.” Dispassion means “to hold all persons in the same regard as inanimate things” in the sense that God is no respecter of ‘persons,’ those of high earthly rank and reputation. The humble man knows that all men are created equal, and at this step you will “have humble thoughts” even “in the midst of high undertakings and achievements.” To unite with God means disuniting with men insofar as men concern themselves with less-than-godly things, animated by less-than-godly passions.

    The thirtieth and final step brings together faith, hope, and agapic love, “the supreme trinity among the virtues.” Like the Holy Trinity, these three are three-in-one, the first a ray, the second a light, the third a circle, but “in all, one radiance and one splendor.” “The first can make and create all things; the divine merc surrounds the second and makes it immune to disappointment; the third does not fall, does not stop in its course and allows no respite to him who is wounded by its blessed rapture.” Of these three, love is the greatest because it is “the progress of eternity,” ruling “over all.” 

    Praying to Love, he receives an answer: “Unless you renounce your gross flesh, you cannot know my beauty May this ladder teach you the spiritual combination of the virtues.” And so Climacus calls his brothers to the ascent.

    The spiritual, spirit-centered, body-sacrificing ascent John Climacus describes and defends has a ‘worldly’ or ‘secular’ dimension. It concerns the question of aristocracy. The aristocrats of antiquity and the later aristocrats of the Middle Ages were warriors. They too sacrificed their bodies—in their case, for the sake of their families, political regimes, countries, and for the sake of honor, even glory. These were men of thumos, of spiritedness, as distinguished from spirituality, holiness. Their thumos caused them to despise the dishonorable, merely mortal body. Classical philosophers attempted to steer such aspiring Homeric heroes into willing rule by philosophers, by reason (Plato, albeit with irony) or to a life of virtue (Aristotle, who understood the aristocratic regime of genuine virtue to be the rarest of all regimes). Such modern philosophers as Locke and Montesquieu attempted to steer the Christian aristocrats away from chivalric conflicts and towards the peaceful competition of commerce and industry. The strict ascetic hierarchy of the monastery that Climacus is still another attempt to re-channel honor-loving aristocrats, here a spiritual aristocracy. Tocqueville’s claim, that Christian began the long-term trend toward ‘democracy,’ i.e. social equality, became true, but not without this profoundly undemocratic claim, which goes so far as to suggest not only that many are called but few are chosen by God, but that God chooses very few, indeed, and only those who undertake a way of life that amounts to a new kind of heroism, a heroism of the spirit.

     

     

     

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