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    The Regime of John Cassian’s Monks: Principles and Practices

    July 29, 2026 by Will Morrisey

    John Cassian: The Institutes of the Cenobites and the Remedies for the Eight Principal Vices. Boniface Ramsey translation. New York: The Newman Press, 2000.

     

    Born in Dacia around 360 AD, not long before its conquest by the Huns, John Cassian traveled widely—to Bethlehem, Alexandria, Constantinople (where the Patriarch, John Chrysostom, made him a deacon of the Church), Rome (where he was ordained to the priesthood by Pope Innocent I), and eventually to Marseille, where he founded two monasteries, writing the Institutes as a guide for the monks, recalling the practices he had seen in the monasteries of Palestine, Egypt, and Mesopotamia. “Institutes” are the principles that guide the practices.

    In his preface, he thanks the local bishop, Castor, for summoning him, a foreigner, to “collaborate in your great work”: building a “true and spiritual temple for God,” a “community of holy men” in whose souls dwells “Christ the king.” “You are concerned that the simple life of holy men be explained in simple language to the brothers in your new monastery.” To this task, Cassian brings “experience and practice alone,” since “such things could never be handed on or understood or conjured up by men of leisurely meditation or verbal teaching”—the stuff of philosophizing—but by a person “who has striven to learn” the “reasoning of what was done” in the monasteries with the same “zeal and effort” as displayed in those Christian temples. Saints Basil and Jerome reported on these practices but did not experience them; in all humility, I have.

    The book moves from the “outward appearance” of the monks, their garb, to their “inner worship,” including their spiritual warfare against sin and the demons who tempt them to sin. With respect to clothing, “it is proper for a monk always to dress like a soldier of Christ, ever ready for battle, his loins girded.” The Old Testament prophets Elijah and Elisha “were responsible for the beginnings of this profession.” Elijah wore a leather belt, “a kind of trademark of his”—girt loins indicating his chastity—and only sufficient clothing as to serve as a covering for “the shame of nakedness” and for protection from the cold, “not such as nurtures seeds of vanity or pride.” On the contrary, a monk’s clothing “should be grimy with filth accumulated by neglect,” and nothing should differentiate him from the other monks while everything should differentiate him from the world. The small hoods they wear remind them “to hold constantly to the innocence and simplicity of small children,” very much in contrast with the laurels sported by imperial dignitaries. The cords that extend from the neck to the armpits free their arms and hands for work, as he who does not wish to work shall not eat. For the rest of the body, the monk dresses in goatskin, which “signifies that, once all the turbulence of their carnal passions has been put to death”—the goat being the traditional symbol of lust. In all, he “must abide in the most elevated virtue,” with none of “the willfulness or wantonness” of youth. His belt, made with “dead skin,” indicates Elijah-like chastity. He carries a staff, as did Elisha—another outward sign of spiritual warfare, warning him that he “must never go out unarmed in the midst of the numerous barking dogs of the vices and the invisible beasts of the evil spirits.” Whereas the monks of southern regions he had observed wore only sandals, “we ourselves,” here in the north, should adapt our footwear and other clothing to the climate, so long as we dress “in keeping with the humility of our profession” as well as “the character of the climate.” 

    In this appropriate clothing, monks have prepared themselves for their most spiritually important activities: praying and singing, both night and day. These practices must be ruled aright. “Many persons in different places—following their own ideas and possessing, as Aristotle says, ‘a zeal for God, but not according to knowledge’—have stablished different models and rules for themselves in this matter.” But the Egyptian monastics adhere to traditions upheld by “a succession of elders.” For example, “no one is allowed to rule over a community of brothers, or even over himself, unless he not only gets rid of all his possessions but also recognizes that he is in fact not his own master and has no power over himself,” ready to obey as a child would do, “because he is beginning afresh.” As for his superiors, “no one is chosen to rule over a community of brothers unless, before he himself exercises authority, he has learned by obedience how he should command those who will be subject to him and has understood from the institutes of the elders what he should pass on to the young.” The person willing to undergo the strictest of obedient discipline possesses “a most lofty gift and a grace of the Holy Spirit.” 

    Night prayers and psalms follow a regular order: twelve psalms followed by two readings, one from the Old and the other from the New Testament. “This number, which was set in the distant past and which is inviolate in the monasteries of those regions even until now, has been kept for so many centuries because the elders declare that it was not established by human whim but was given to the fathers from heaven by the teaching of an angel.” Nor should this surprise anyone today, in the fourth century, as it was the Apostle Mark himself who first ruled as Alexandria’s bishop over a “multitude of believers.” The Apostle “had one heart and one soul” in pursuing not only the way of prayer but the way of “rigorous abstinence,” worshipping with “such fervor that the very appetite and memory of food only disturbed them every second or third day.” The monks amounted to a spiritual aristocracy, mirroring the civil-social aristocracy that characterized the ancient world around them. “When the faith of the few had not yet been spread among the multitude and grown lukewarm, the venerable fathers, reflecting with unceasing concern on those who would follow them, came together to discuss what form daily worship would take throughout the whole body of the brotherhood,” establishing the practices that prevail to this day. In their prudence, they limited the number of psalms so as not to cause the monks to become distracted by bodily discomfort; “it is not a multitude of verses but rather the understanding of the mind that pleases them.” As to the prayers, they were kept brief but frequent, again to avoid distraction—a “pointed brevity” enabling the monks “to be able to dodge the lurking devil’s darts.”  

    When they are not praying and singing, the monks work with their hands throughout their waking hours at night, “offering a sacrifice to God” in so doing. This also ensures “that the hateful enemy, jealous of our purity and always lying in wait for it and continually attacking it, might not by some phantasm of sleep sully the cleanness that we have acquired by nightly psalms and prayers.” And even when no such assault occurs, sleep induces grogginess upon awakening, often “produc[ing] heaviness and torpor in the mind for the whole day, dulling its vigor and clouding that clarity of intellect and impoverishing that richness of heart which would make it possible for us to remain wary and strong throughout the day in the face of all the enemy’s snares.” In all, the monks “practice equally the virtues of body and soul, balancing the profit of the outer man with the gain of the inner.” This is what has preserved the monastic regime in its unity for so long, with none of the schisms that distraction from God’s teachings and traditions might flourish in a condition of idleness. Even while working with his hands on whatever task he has been assigned, the monk will review a psalm or scriptural text in his mind, “giv[ing] none of his talents or his time to harmful schemes or to wicked plots, nor even to idle gossip, since both his mouth and his heart are constantly busied with spiritual meditation.” If a lapse does occur, the monk suffers internal exile, with no one permitted to “pray with him until he has done penance on the ground and his reconciliation and pardon for the thing committed have been granted publicly by the abba, in the presence of all the brothers.” He must be humbled, lest by “a destructive consolation he hardens his heart more and more.”

    The daytime hours go similarly—prayer, psalms, work. The pacing of these activities differs, however, with prayers and psalms at the third, sixth, and ninth hours of the day, three psalms each time. Each hour commemorates an event seen in the Gospel: The Holy Spirit first visited the apostles in the third hour of the day; Jesus mounted the cross at the sixth hour, and Peter received his commission to preach to the Gentiles at that hour, too; at the ninth hour, Jesus harrowed Hell, Cornelius the centurion “learned from an angel who spoke to him that the offering of his prayers and alms had been received by the Lord, and Peter received “the sacraments of the call of the Gentiles” that had been revealed to him at the sixth hour. That is, the timing of daytime prayer and song reminds the monks of their calling, of Christian sacrifice, of the guarantees God makes to the faithful, and of their obligation to preach the Gospel. As with the brevity of nighttime prayer, the division of these periods of devotion allows for “the body’s frailty” and the mind’s need for refreshment.

    Cassian describes the conditions of admission to communities formed according to such a strict regime, along with the training undergone once the renunciates are admitted. The seeker must lie outside the monastery for at least ten days, giving “an indication of his perseverance and desire, as well as of his humility and patience” by embracing the knees of each brother who goes by, enduring their rebukes and insults, bearing inspection for any money that may be secreted on their person. The monastery accepts no money from him, lest “he might be puffed up with self-confidence from having mad this offering,” holding himself above “his poor brothers.” Not only would such a person “never stoop to the lowliness of Christ,” but if he could not endure the regime he might demand his money back. 

    Once admitted, each renunciate is assigned a supervisor, a spiritual father. The renunciate must never “hide any of the wanton thoughts in their hearts but to reveal them to their elder as soon as they surface,” accepting his judgment of them without question, so that “it never happens that the clever foe is able to get the better of a young man as if he were inexperienced and ignorant, or to deceive him by some trick.” All of their actions, including “attend[ing] to their common and natural necessities” and “leav[ing] their cells” for any reason, must be done only with “the knowledge and permission of their superior.” He shall obey the superior’s orders without question, whether or not the task assigned is physically possible; he must still attempt it and accept failure. If “he prefers reading to obedience” he must repent publicly. At meals, he must remain silent, with his hood “drawn lower than [his] eyebrows,” preventing a “free view” that might “facilitate a roving curiosity.” Cassian tells the story of one renunciate who was commanded to roll a huge rock over to his superior. “He little weighed the impossibility of the command or of the deed in his reverence for the old man and in his sincere and simple dutifulness, which led him to believe with absolute confidence that the old man could give no order that was purposeless and unreasonable.” Nor was it, having been issued to test his obedience. A much more extreme and unsettling case was that of the renunciate who was admitted along with his eight-year-old son. They were separated, perhaps in accord with Jesus’ prediction that obedience to Him would sunder families. But worse, the child was “purposely neglected, clothed in rags rather than garments, and so covered over and marred with filth as to shock rather than delight his father whenever he could see him.” The boy was also subjected “to the blows and slaps of different persons.” Cassian invites us to admire the father’s heart, “unmoved out of love of Christ and the virtue of obedience.” Finally, in imitation of God’s command to Abraham for the sacrifice of his son, the father was told to throw his son into the river. While the monks rescued the child from the water and “the man’s faith and devotion were so acceptable to God that they were immediately confirmed by divine testimony,” one does wonder what effect all of this had on the boy. As a reward, the abba of the monastery designated the man as his successor. We hear nothing more of the son.

    Cassian ends his account of the monastic practices with an exhortation delivered from one monk to another. “Renunciation is nothing else than a manifestation of the cross and of a dying” to the world; “he lives in you who was crucified for you,” and you crucify yourself out of the fear of the Lord that is the beginning of wisdom, of that discernment that recognizes the traps set for you by Satan. You thus “prepare your soul not for peace or security or pleasure” but to experience the “trials and difficulties” you will encounter on your way to the highest regime, the Kingdom of God. Scripture teaches that “the gate is narrow and the path is strait which leads to life, and few there are who find it,” but you are “one of the chosen few”; “do not grow cold through the example and the lukewarmness of the multitude, but live as do the few, so that with the few may deserve to be found in the kingdom.” This path of humility and obedience, walked steadily and long, will bring the humility and obedience of action into your soul, ingrain it there, so that “the things that you used to do out of a certain dread of punishment you will begin to do without any difficulty, as it were naturally, and no longer with a view of punishment or fear of any kind, but out of love for the good itself and out of pleasure in virtue.” Foolish in the eyes of the world, you will attain “purity of heart”; “with purity of heart the perfection of apostolic love is possessed.” 

    Let the spiritual warfare begin, then. Cassian turns to the eight sins that must be overcome, listing them in the order of difficulty in combating them. They are: gluttony, fornication, avarice, anger, sadness, acedia, vainglory, and pride. Sins are “harmful passions” that “claim dominion for themselves,” exercising “a most cruel tyranny over our mortal body.” It is God’s Word that can, in the words of the prophet Isaiah, break “the iron bolts of the vices that shut us out from true knowledge” and “lead us to our concealed secrets”—concealed from others and very often from ourselves. “Thus, penetrating the dark shadows of our vices with the most pure eyes of our soul, we shall be able to expose them and bring them to light,” discern their “causes and natures,” and “bedewed with spiritual remedies,” be “led to a place of refreshment and perfection.” Even then, no one monk will have all the virtues; Christ is present “when all are assembled.” That is the spiritual advantage of the regime of the holy community.

    Gluttony, “the desire to gourmandize,” must be counteracted by fasting. No “uniform rule concerning the manner of fasting” can “easily be kept because not all bodies have the same strength.” But while metabolisms vary, there is nonetheless “one rule of discipline for everyone with regard to an abstinent and virtuous mind.” Do not eat until sated, either with respect to the quantity or the quality of your food. “The mind that is suffocated and weighed down by food cannot be guided by the governance of discretion,” the rule of reason both natural and spiritual. “Too much food of any kind makes it stagger and sway and robs it of every possibility of integrity and purity.” Gluttony wasn’t Sodom’s only sin, but it was its first. “The surfeit of bread…set ablaze” the Sodomites’ lust. Therefore, “eat only as much as an unyielding discretion with respect to temperance judges sufficient to maintain [your] life, and not as much as [your] appetite demands.” Set times for eating; set portions proper to your condition; “more than anything else,” respect the judgment of your conscience. “Integrity of mind is closely connected with an empty stomach.” Abstinence is necessary if not sufficient to achieve such integrity, but “the desire to gourmandize…is the first thing that we must trample upon.” Like Olympians, spiritual athletes must attend first to their diet in order “to compete in the higher contests.” No less a saint than the Apostle Paul “wrestl[ed] strenuously with his flesh.” Such a man strives “to make himself pure for God so that he may deserve to welcome Christ in himself as his guest” in his heart. While doing so, do not concentrate on your ‘self’ alone, as so many ‘dieters’ do. “It [is] better to practice the virtue of hospitality and love than to display the strictness of our abstinence and daily rigor of our chosen orientation” to our visitors.

    Our “second struggle” is the “savage war” against fornication, a war “longer than the others and of greater duration,” “completely won by only a few.” This passion “gains in strength by the weakness of both body and soul,” since fasting alone cannot cure it but must be “preceded by a contrite spirit and by persevering prayer against this most unclean spirit,” along with “toilsome manual labor,” which “restrains and recalls the feckless wanderings of the heart.” As with the cure for any vice, the contrite spirit must first be animated by “true humility” within the heart, which commands the flesh. And abstinence alone will not do; chastity, “a disposition of integrity and incorruption,” a virginity not only of the flesh but of the mind, must prevail. Humility is indispensable because “the soul cannot escape being attacked by this vice until it realizes that waging this war is beyond its own powers,” that it needs “the assistance and protection of the Lord” if it will win the victory. We will know that we have achieved this “if either no unlawful image occurs to us as we lie at rest and relaxed in slumber or at least, when one does surface, it does not arouse any movements of desire,” since “the character of our thoughts…is made trial of in the calm of night,” when relaxation of the mind brings to the surface “the hidden depths of the soul,” the “hidden fevers of seething emotion.” 

    Avarice or the love of money differs from gluttony and fornication because it is not natural, not “inborn.” The other passions at least have their root in God-given necessity: gluttony is a deranged desire for food, fornication a deranged desire for replenishing the earth, and so on with the rest of the sins. But “this disease arrives later and comes upon the soul from without”; in this, its only simulacrum is envy.  And once it enters the soul it is “much more dangerous than all the others and is that much more difficult to get rid of,” becoming the proverbial root of all evils. Avarice sneaks up on us, beginning with making a brother “concerned about a very small sum,” providing him with “certain justifiable and, so to speak, reasonable grounds for holding money back and keeping it for himself”: Does he not need more than what the monastery supplies in order to maintain his health? Does he not need to travel in order to relieve himself of his restlessness behind the narrow confines of the monastery? Does not the prospect of infirm old age ruin his sense of security? “And so the unhappy soul is agitated and tied up in serpentine entanglements.” Hoarding, then desiring material goods, then an attenuation of zeal for holy goods will put him into retreat from the spiritual war. In the end, he will “not shudder to commit a crime of lying or perjury or theft, nor to break faith, nor to be filled with the guilty fury of wrath.” Instead of conforming his way of life and their way of thinking to “the meaning of Scripture,” he will “adapt the power of Scripture to their own wanton desires by looking to harmonize it with their own opinions.” After all, if it is more blessed to give than to receive, must I not have something to give, the more the better? In my now lukewarm faith, I then “refuse to be satisfied with either manual labor or the frugality of the monastery.” Instead, “not only the possession of money” but “even the desire itself should be utterly cast out of one’s mind.” Do not be a Judas, ready to “sell the world’s redeemer and the author of human salvation for thirty pieces of silver.”

    Anger is a “deadly poison” that “must be totally uprooted from the depths of our soul” because it “blinds our mind’s eye with its harmful darkness”—the mind being the nous, reason. Wise Solomon’s Book of Proverbs admits that “anger destroys even the prudent.” Biblical references to God’s anger are not to be taken literally. “The disturbance of anger (not to mention wrath) cannot be attributed to that immutable nature without monstrous blasphemy,” any more than the ascription of physical attributes—God’s “mouth,” His “eyes,” His “hands,” His “arm,”—can be literally applied to a purely spiritual Being. God’s “mouth” denotes “that conversation of his which he is wont to carry on softly in the inmost recesses of our souls, or what he spoke to our fathers and to the prophets.” His “eyes” refer to his capacity to see all things, “the fact that nothing that is done or will be done or that is thought by us is hidden from him.” His “hands” is a metaphor by which “we should understand that providence and activity by which he is the creator and author of all things,” while His “arm” refers “to that power and governance by which he sustains, directs, and rules all things.” God’s anger and wrath have nothing to do with “lowly human disturbances,” denoting instead his role as “judge and avenger of every wicked deed in this world,” one we should fear “as the terrible repayer of our acts,” anything we do “against his will.” This is the import of Jesus’ command to remove the “beam of wrath” from your own eye instead of complaining about the speck in the eye of another. Be indignant at your own sins, “the wanton movements of our heart,” at “things that we are ashamed to do or to say in the sight of human beings but that have found their way into the recesses of our heart.” Consider the bad example of irascible souls, who “turn the poison of their wrath back to their own destruction, brooding over it in their hearts and in glum silence digesting it within themselves.” Their anger blocks them from prayer, and especially from prayer for their enemies, which God commands us to do. And further, “as long as we attribute our own wrongdoing to other people,” as long as we resent, “we shall never be able to get near to patience and perfection.” On the contrary, our anger is under “our own power,” quite apart from what others do or say. And “lastly,” never abuse prayer, never pray to God “when we are anger,” when we are likely to petition Him for our enemy’s ruin. “Keep before our eyes the uncertain state of our human condition,” which dictates that we will die, abandoning all the earthly goods we are so indignant to lose.

    “A consuming sadness” is also a sin, inasmuch as Christians eventually will see God in eternity and, in the meantime, “it cuts us off totally from the vision of the divine contemplation” while “weaken[ing] and oppress[ing] the mind itself,” discouraging it from “carry[ing] out its prayers with its customary eagerness of heart” and blocking it from “dwell[ing] upon the remedies of sacred scripture.” Sadness can follow sustained, frustrated anger or the failure to achieve “some gain.” “Occasionally we are even provoked to fall into this misfortune for no apparent reason.” Patience remedies sadness, in particular when we seek to win over someone we have offended or injured. So does rightly directed hope, as the natural benefit of sadness comes “when we conceive it out of repentance for our sins and are inflamed by a desire for perfection, and by the contemplation of future blessedness.” 

    Acedia is the term for “a wearied or anxious heart.” Similar to sadness, “it makes a person horrified at where he is, disgusted with his cell, and also disdainful and contemptuous of the brothers who live with him or at a slight distance,” rendering him “slothful and immobile in the face of all the work to be done within the walls of his dwelling.” Acedia causes the mind to fill “with a kind of irrational confusion.” David suffered from it, as seen in Psalm 119:28: “My soul slept from weariness” or “heaviness.” It cannot “be avoided by flight but overcome through resistance.” To do so, don’t compare yourself with your brother monks, pay no attention to gossip, work with your hands, “walk honorably for the sake of outsiders,” and “desire nothing of anyone.” Take your stand on the Word of God, on His promises of salvation, on your coming entry into His regime, the Kingdom of God.

    Vainglory is a spiritual rather than a fleshly sin. Indeed, “persons who could not be deceived by carnal vices are all the more brutally hurt as a result of their spiritual successes”; their lack of sin tempts them to sin. Vainglory is accordingly more complex than many of the other sins. “Multifarious, multiform, and varied,” it conceals itself under virtues. It pursues souls even into solitude. “One [man] is tried because of his great knowledge, another because he reads much, still another because of his frequent vigils.” For these things, he is likely to be praised, even flattered. For this reason, “a monk must by all means flee from women and bishops.” Or, if an academic, from women and deans. Do not boast, and “avoid those things that could set us apart from others and that would gain us praise from human beings, as if we were the only ones who could do them.” Do not “do for the sake of human beings what we should have done” for the sake of God.

    In many ways, Cassian has commended humility as the cure for the sins. The eighth and final sin is pride, “the final one in the combat with the vices” but “first in terms of origin and time.” Unlike most of the other vices, it cannot rest satisfied, however temporarily, when it achieves its telos. Nor does it confine itself to the corruption of one virtue, as gluttony corrupts moderation, lust charity, anger patience. “Like a most savage tyrant it lays waste and overturns the whole city from its foundations.” Rebellious Lucifer would have destroyed the Kingdom of God. His pride made him rely “on the power of his free will”; he no longer believed that he needed God. He tempted Adam into sharing it with him, bringing the first man to believe “he could attain to the glory of the Godhead by his own free will and effort.” But genuine theosis depends entirely upon understanding that our virtues are gifts bestowed upon us by the grace of God. This is why monks are so vulnerable to pride; they can easily suppose that their spiritual victories are their own. On the contrary, we must remind ourselves of our dependence upon Him.

    “How great the evil of pride is, that it deserves to have as its adversary not an angel or other virtues contrary to it but rather God himself!” The cure for it may be seen in the words of the Apostle Paul in First Corinthians: “Not I, but the grace of God in me.” “A person cannot be cleansed of his carnal vices if he does not realize that all his efforts and attempts are insufficient in view of the great end of perfection, and if he does not recognize that this cannot be grasped apart from the compassion and help of God.” “Never will a person’s own effort and human diligence be equal to the divine gift, if it has not been granted by the divine compassion to the one who desires it.” To say this does not “nullify human effort” or redirect men from “diligence and intense toil.” Indeed, “God’s mercy and grace are bestowed only on those who toil and labor,” “given to those who will and those who run,” to those who ask for God’s blessing, knock at God’s door, search for God. But one must hope for “the rewards of the life to come not by reason of [one’s] own works but on account of the Lord’s mercy,” giving themselves “no credit for the great circumspection of heart that they [have] in comparison with others.” Do not flatter yourself. God was the one who “created us rational, gave us the power of free will, bestowed on us the grace of baptism, and granted us the knowledge and help of the law,” protecting us from evil by His providence. 

    “This is the true humility with respect to God, this is the unspoiled faith of the most ancient fathers, which remains pure in their successors up to the present day.” Not by philosophy, with its “dialectical syllogisms,” or rhetoric, “Ciceronian eloquence,” but by the “experience of an unspoiled life and by the most upright behavior, as well as by the correction of their vices and, to speak more truly, by visible indications,” the fathers of the faith “learned that the nature of perfection is contained” in “simplicity of heart.” 

     

    Filed Under: Bible Notes

    Meditating on the Declaration

    July 22, 2026 by Will Morrisey

    Michael Platt: The Deliberation That Founded America. Volume I: The Mighty Intelligent Design of the Declaration. Cleveland: Privately published, 2026.

     

    The 250th anniversary of the American Declaration of Independence has attracted some attention. Publishers have issued the predictable spate of exegeses and polemics. Michael Platt stands to one side of the roil, answering the declared result of the Founders’ deliberations with a profound meditation on their work.

    This is the first of a two-volume sequence on those deliberations, the second being a consideration of the United States Constitution. Platt therefore begins by stating the intention that animates both books, which is to show how “deliberation discovers design.” This cheerful alliteration refers not only to the design of the two documents considered, not only to the design of the political founding they announced, justified, and began to shape, but to the design the Declaration calls “the laws of Nature and of Nature’s God.” Design is conceived, announced, justified, and explained by speech. “Although the American Founding included war…it was achieved through speech” and through the thinking that generates (and is generated by) speech. The Founding saw two kinds of deliberation: formal deliberation in Congress and informal deliberation—the expression of popular opinion during the ratification debate, in state assemblies, in pamphlets and in newspapers. “These deliberations were substantially one deliberation,” conducted from what we now call Independence Hall in Philadelphia to local taverns and street corners.

    In those deliberations, the Declaration of Independence holds the primary place, since it set down the self-evident truths that underlay them—the foundation of the Founding. Although those truths have existed since human beings were created, they had never been so clearly “addressed to the whole world,” by saying to it, “Here’s how our deliberation has led us to do what we are doing,” namely, separating ourselves from our Mother Country (our “unnatural mother,” as one indignant American described her). As for the Constitution, it is “our Parthenon,” “spare and smooth as marble,” providing the institutional framework that enables Americans to live by the Declaration’s truths, if they choose to do so. This “sagacious” document is linked to the Declaration, “a marriage almost made in heaven.” The Declaration “inform[s] the Constitution with guards against all tyrants, singular, factional, and multitudinous,” i.e., “kings, bloc, and people.”

    Will they choose to do so? “This book began in study and it invites you to join in study. Freedom is always but a couple of unstudious generations away from expiring.” We can no longer deliberate about the Declaration and the Constitution, but we can study them and either accept or reject them as guides for our own deliberations in our own circumstances in an occasionally candid world under the laws of Nature and of Nature’s God. We even describe immigrants who become citizens as “‘naturalized’—what a choice word!” Choice, because it “means to recognize Nature and Nature’s God, and abide by them, as you passing through nature to eternity, pursue happiness.” 

    By the Declarers’ design, the Declaration consists of seven parts, Platt observes: one devoted to separation; one to revolution; one to prudence; one (“much the longest”) to the charges against George III, “convicting him of tyranny”; one addressing “our disappointing Brittish brethren”; one the literal declaration, the announcement, of independence from Britain; the final one “the signatures of the representatives of the United States in Congress assembled.” Each part issues logically in the next one. That is, the Declaration is in substance and structure a logical syllogism, a point first noted among recent scholars by Carl Becker, as Platt eventually notes, although I would have preferred if he had mentioned him earlier and given it more emphasis throughout. As Platt does insist, the Declarers’ foundation of their declaration upon “truths that will never change” was very much a reasonable thing to do. Mere assertion is endemic to public speech, indeed in speech generally, but it is not really political in Aristotle’s strict sense of ruling and being ruled in turn: assertion bespeaks the desire to rule or perhaps (rarely) to be ruled, but it never exemplifies reciprocity, dialectical interplay, free exchange of thoughts. The Declarers give reasons while they display their reasoning to their fellow citizens, to their erstwhile tyrant, to the world, and to God, whose natural laws they cite as justification for their policy. And Americans themselves want reasons for commands and proposals; they are thoughtful, inclined to the reasonable assent that is consent and to the reasonable dissent that might go so far as revolution. “Such a people,” a thinking people, “is surely able to govern itself,” the Declarers imply to those they address. “The Declarers truly think reason is a human power belonging, with admitted degrees to all members of the species,” beings “endowed by the Creator with reason and the rights that go with it.” It is the rational nature of human beings that enables them to speak and act with civility, politically in the true sense of the word. And there is a Biblical echo: “Treat others as you find that you are already treating yourself would seem to be the governing maxim here.” This bespeaks not only the prudence the Declarers explicitly esteem but “a species of charity as well.” Their much-remarked insistence on the consent of the governed and their “decent respect for the Opinions of Mankind,” most of which the Americans do not govern, comport with both the laws of Nature and the laws set down by the God who created Nature.

    “Apparently,” then, the Declarers harmonize reason and Biblical revelation. Who or what is “Nature’s God”? And what, Platt asks, does that apostrophe indicate? The God who created and ‘owns’ nature? Or a god generated by nature? The God “who is known to pious readers of Genesis and deep students of theology as the Creator? Or is this the God that belongs to Nature, that issues from Nature, or personifies Nature, or even the God that really is Nature, as a pantheist such as Spinoza might say? It is hard to know.” But perhaps any of these definitions might be supplied by the reader. “Is it not inclusive,” a “stroke of Statesmanship”? Like all political men, the Founders sought to build alliances, form a coalition.

    The Declaration begins, “When in the course of human events, it becomes necessary for one people to dissolve the political bands which have connected them to another….” [1] Evidently, the Americans and the British had at some point ceased to be one people, before independence; independence meant the dissolution of the political bands that had linked them, up until now. Platt counts ten references to “people” in the document and asks what the Declarers meant by that word. The straightforward answer would be the Lockean one: a people is a group of human beings who have established a ‘social contract’ among them. This would imply some sort of deliberation or at least consent, as would be consistent with the other elements of the syllogism. In the course of previous events, this separation had already been effected in their departure from the British Isles—most famously, by the Puritans, who undertook not only a physical but a civil-social separation from their Mother Country, a separation solemnized in the Mayflower Compact. Platt is not satisfied with that explanation, instead focusing on the word “bands” or bonds, which he describes as “stronger and more natural than contracts.” If so, and if they cannot be, simply, political bands, the kind that had linked Americans to Britons, “bands” might mean ties of affection, duty, “solemnized union,” all perhaps “ordained by divine command,” all aimed at “stand[ing] in mutual aid and charity to each other, with no limit in time”—something “more fundamental than will, or choice, or reflection.” They cannot simply be bloodlines, since most Americans were Britons, originally, and some were not, yet all were the American people. Accordingly, the Declarers do not call America a nation, implying a shared natio or nativity. Whatever a people may be, exactly, the Americans consider themselves to be one; their representatives also say that a people is entitled to self-government, a “separate and equal station among the powers of the earth,” ordained by the Laws of Nature and of Nature’s God. The bands that hold a people together are political in that sense; a people is entitled to rule itself as a body. “It is as if we readers should already know what the laws of Nature entitle a people to do,” which is “a characteristic of something natural,” evidence of which “is already there and available to all.”

    Be all of that as it may, the Declarers move to more clearly defined, indeed “self-evident” ground when they move from political separation to the truths justifying the political revolution the separation must entail, the change in their “form of government.” Is this “Separation for the sake of Revolution, or Revolution for the sake of Separation?” To be sure, “in the circumstances, it would be hard to separate them.” Separate yourself from the British monarchy and you will at very least form a monarchy with a different monarch, a different ruler—one dimension of what a ‘regime’ is. [2] And if the people are making this revolution, perhaps they will insist on continuing to rule themselves, without any monarch at all. Even more impressively, “if you are making a change in principles, affirming self-evident truths about human nature itself, that is fundamentally revolutionary.” That is changing not only the rulers, not only the form of government or institutional framework by which the rulers rule, but the telos of the regime, to “secure a regime more conducive to safety and happiness” than the one you have had until now. What would justify such a revolution?

    “Whereas in the first section we heard of the relation of a people and the Laws of Nature and of Nature’s God,” the themes of separation, “in the second section we hear of the relations among a person, a government, and God”—themes of revolution, regime change. The equal station a people is entitled to, among the powers of the earth, gives way to a consideration of “a more fundamental equality, the equality of all persons.” The “enigma of a people” gives way to “the reality of a human being,” knowledge of which reality “is clearer and firmer more nearly certain” than knowledge of a people.” [3] Knowledge of human being is “self-evident,” at least to those not blinded by passion or self-interest. Again logically, the six truths enumerated follow from one another in the right order. “All follow from the first,” the equality of human beings, who are all equally endowed with the right to life, then to liberty, then to the pursuit of happiness, since one cannot pursue happiness without liberty and one cannot be at liberty without being alive. These are not, Platt rightly observes, the rights of Englishmen as Englishmen, as subjects of the British Empire; for example, in Sir Thomas More, that play Shakespeare had a hand in, the aggrieved Londoners demand their rights as free Englishmen, not as human beings as such. And although they claimed their entitlement to self-government as a people, Americans did not make that claim as human beings simply. But natural rights, rights inherent in all human beings as such, are “founded in the laws of nature,” specifically, the law of equality in humanness, in ‘species equality.’ “What we have by nature we cannot give away” (they are “unalienable”), nor can it be taken away,” although such rights can be violated, and have been violated by the British regime. (It must be, then, that the existence of Americans as a people, prior to declaring their independence, must rest upon a natural right civilly to associate with one another.)

    As Platt also remarks, the Declarers alter Locke’s formulation of natural rights—life, liberty, property—preferring to say life, liberty, and the pursuit of happiness. “Obviously, the Declarers did not think happiness was a right and thus something a government could ever guarantee,” although government could, indeed must, attempt to secure it for a people, along with their safety. (“To say that a government does not protect an unalienable right is to take away all, or almost all, of the authority it rules by, while to say that a government has not achieved one of its ends may not delegitimize it at all.” Circumstances alter cases.) Happiness will include the right to property but is not the same as the right to property. It is broader than that. In addition to rulers, ruling offices or institutions, and ends, a regime consists of a way of life. The American way of life will indeed consist in part of comfortable self-preservation, “Mr. Locke’s comfortable minimum,” but it also gives scope to “the practice of a trade, the improvement of an art, the accumulation of wealth, the endeavor of research, and the getting of knowledge”—none of these being trivial satisfactions. Americans will not be ‘Lockean liberals’ in the usual sense of the term—that is, “fundamentally needy, not very brave, and rather calculating individuals” associating for mere convenience. At least some of them will pursue lives animated by “sacred honor”—of spiritedness, not appetite. And their fellow citizens, admittedly less spirited, will esteem them for the virtues thereby exhibited. 

    In this discussion of revolution, Platt gently and rightly chides those American conservatives who claim that the Americans did not undertake a revolution at all, that they did not make a radical appeal, a rational appeal to the nature of human beings but a traditionalist appeal to English constitutionalism, or to Western civilization. English constitutionalism and Western civilization are not self-evident truths; they are complex realities (at least as complex as the definition of a people). The Declarers declare self-evident truths, using them as the major premises of a logical syllogism. They are rationalists, if not Cartesian or even Lockean rationalists, and surely not the kind of rationalists who imagine that political life can be lived from theory alone, as a set of simple deductions from ‘first principles.’ But a set of simple or at least straightforward, logical deductions from first principles can justify a revolution in “the minds and hearts of the people,” as Thomas Jefferson put it, even if they cannot bring one about in practice, which is the work of prudential reasoning, not theoretical reasoning. That is why “the Declaration that founded America is indeed a Revolutionary document,” even as it is also “prudent and even moderate.” The theoretical principles justify but also limit revolutionary action, as do the revolution’s practical ends.

    And then there were the circumstances that further limited what the revolution might achieve in practice. George III had already declared war against the colonies, and he ruled “a mighty sea power,” making the spring of 1776 “a time to deliberate carefully.” As with all revolutions and with all movements toward independence, very much including the revolution of Christianity, “to declare independence would force every citizen of the colonies to choose sides; it would sever families and split neighbors,” bringing not peace but a sword. Prudence (a virtue commended by Jesus as well as Aristotle) must lead one to expect “a war to the finish.” War ends in deaths, and it might have ended in the deaths of the Declarers, as indeed it did end in the deaths of many soldiers under their command. “A time to try men’s deciding souls,” then—a “time for prudence.” (Instead of prudence, Platt prefers “sagacity” for practical wisdom, and that is no mean selection.) Without sagacity, not only might the revolution end in defeat, the Declaration “might be used to justify a program of radical equalization of condition, which cannot be achieved or even approached without destroying liberty” and without killing many more people than a war, even a deadly civil war, as the tens of millions murdered by Communists in the past century so cruelly proved. That is, “where the ends of government are conceived as rights they may fast become the enemy of all good government” (emphasis added). “Without sagacity, everything in human life may become unlimited.” That is why rights entail duties. (In one of his most admirable formulations, Platt distinguishes nihilists from “annihilists.” “A nihilist says of the world as it is, that it should not exist”; Americans saw him, continue to see him, among violent anarchists. “An annihilist says if we destroy the world as it is, the world as it should be will exist”; Communists and Nazis were annihilists, buoyed in their destructive folly by the supposition that ‘History’ is the course of events, and that it is proceeding to a happy ending over the dead bodies of those the storytellers choose to leave behind.)

    As the syllogism proves, it has become the duty of Americans to remove the tyrant and to found a new, untyrannical, regime. That is, “the right to self-government is a duty”; “Nature and Nature’s God have endowed men with the duty of governing themselves.” It is one thing to acknowledge one’s rights as a human being; it is one thing to acknowledge a people’s title to independence under natural and divine law; it is another thing to maintain those rights “in the face of armed threat.” Maintenance of rights is a duty to our own nature. And if those rights are endowed by God, is it not also a duty to God? “Perhaps the disjunction” between Nature and Nature’s God,” if God is the Creator-God of the Bible, “is foreign to the Declaration.” “God’s gift of nature obligates you” to a defense of those unalienable rights both as belonging to you and as belonging to others. What others? Surely those who number among your people. And other peoples? Not primarily, as that is their own duty to themselves; nonetheless, we have a duty to respect their unalienable rights, as fellow human beings if not fellow citizens.

    “Who should decide to revolutionize or not?” The people through their representatives, the Declaration more than suggests. “Many, including Christ (Luke 14:31) have pointed out” that “it is not wise to go into battle without measuring your forces, which includes their spirit, as Gideon, Miltiades, and Henry V knew to count on.” Genuine prudence will be guided by a concern for the genuine “common good” of the people who undertake the revolution, inasmuch as the achievement of some common evil could not be prudent, must be an unwise thing to do. There are limits to the sacrifices required in the pursuit of the common good. For example, “the right to life cannot be subordinated to the common good”; “no one can require another human being” to “risk, or even to sacrifice, himself, in a fight for the common good,” any more than anyone can force a mother “to sacrifice her life for a child.” Practically speaking, this would prohibit conscription, or at very least leave open the possibility of ‘conscientious objection’ to war, or even a particular war. The question is a notoriously vexed one, since individual human beings require the defense that they can only achieve as a people whose common good includes self-protection from murderous tyrants and their legions. Perhaps, as the American political scientist and decorated veteran of Patton’s army Robert H. Horwitz once suggested, conscientious objectors could be conscripted to Kitchen Patrol, peeling potatoes for the fighters.

    The minor premises of the Declarers’ syllogism consist of 28 charges against King George. The American Congress had put him and their British brethren on notice in years past, but “not until the Declaration of Independence do we Americans charge George with being a tyrant.” Those charges define what ‘constitutes’ a tyrant; they are an exercise in regime recognition. A tyrant takes specific actions denying a people their pursuit of happiness, their liberty, and finally their lives—all of which George has done. Since government are rightly designed to respect those rights and to secure the ends of safety and happiness for their people, George has “abdicated government here,” as the Declarers conclude. So have the Americans’ “Brittish brethren,” who have shown themselves “deaf to the voice of justice and of consanguinity” in their refusal to offer a strong critique of their king’s policy, with a few honorable exceptions (Edmund Burke the best remembered). [4] That is why this became America’s first civil war.

    But when it comes to the unalienable human right to liberty, what about the slavery Americans themselves imposed on their fellow human beings? A rightful question, Platt agrees, citing Frederick Douglass’s oration on the meaning of the Fourth of July to American blacks, the former slaves. The injustice of slavery, “though silent, glares in the truth, ‘all men are created equal.'” That truth “convict[s] all slavery silently,” “inexorably, as all truths do,” for “one you grasp a truth, it has already grasped you.” Therefore, again in line with the logic of the syllogism, “a shaft for a King fells a slaver.” Moreover, “it was the increasing Colonial characterization of their mistreatment [as] ‘slavery’ that more and more brought the practice of slavery itself under scrutiny.” All men are created equal. The United States “was not only founded on that truth…but as a consequence had to struggle with that truth.” [5] Platt suggests, “Ask yourself how each of the many practices of tyrant George also describe the relation of a master to his slave.” While you are at it, ask yourself how many of those practices might be found in a country ruled by a tyrannical majority or a tyrannical minority. Americans need to ask themselves such questions because they have seldom if ever tasted the bitterness of tyranny. They would do well to consider an aperçu of Bismarck (no great friend of republicanism), which Platt finely presents: “Fools say they learn from experience. I prefer to profit from others’ experience.”

    War against tyranny will require warriors. The warrior spirit is aristocratic-thumotic, not democratic-appetitive, to put the matter in Socrates’ terms. That Americans—and not only the eminent gentry—met this challenge “attests to an aristocratic part in the largely ‘democratic theory of rights declared by the declaration.” Setting an example for their countrymen, the Declarers “are men who aspire to honor and judge themselves by it,” holding honor sacred. They also hold God sacred, relying, as they state, “on the Protection of Divine Providence.” “The God they worship recognizes as a good, present in the best of men a concern with honor,” a concern that should not be considered a “splendid vice,” as Augustine regarded all “the pagan virtues,” but as “something God may smile upon.” God Himself rightly demands honor and gracefully practices humility; for human beings, that is a hard balance to achieve. But did not some Americans achieve it? [6]

    In the Declaration, “the four citations of God are designed with exceeding intelligence,” each of them “fitted to the theme of its section”: “God the natural lawgiver goes with separation; God the Creator of man, equal in his unalienable rights, goes with revolution; God the Supreme Judge goes with declaring independence, which will surely lead to war, a war God will witness and judge; and finally, God the Provident goes with the confidence the Declarers have that He will regard their prudence, protect their lives, preserve their fortunes, and honor their sacred courage by rewarding all Americans with victory.” This is because God’s act of Creation entails separation, separation of light from darkness, seas from land, all the distinctions among the kinds of creatures. Independence is Creation’s result, which God judges to be good; and the crown of that Creation, Man, is the “most independent” of all those created, the one created in the image of God. Such independence proves to require constraint, and so God eventually “gives the Law to Moses.” Since we are responsible for obeying His law, “He will judge us” in terms of that obedience. And in the meantime, “he may intervene providentially as a Statesman might to support us.”

    The Declarers’ understanding of government as a triune unity of legislative, executive, and judicial powers may be taken, then not blasphemously but respectfully, as an imitatio Dei. “Good government is an image of God,” and, at the same time, God being God and men being men, the three powers of government must never be united in one person, as they are in one Person. Here is a link between the Declaration and the Constitution: “the image of the government brought forth in our Constitution is there in the Declaration.” 

    And “how do the people of the Declaration know these things about God?” First, they list the Creator’s existence “among the self-evident things.” “For the men and women of that time, there was only one Creator and one Creation,” and they founded their country “on a thesis in natural theology, that is, in an account (logos) of God (theo) in so far as He is evident to reason (logos), the natural power of man to know.” This is not “supernatural theology” or revelation, which gives us “things know through faith or miracle,” but “natural theology,” based on “things that can be known by reason.” Second, God created all men as equal in their rights. “No mere biologist would say that,” given the implication that man lives “in a graciously dependent relation to God.” Third, those unalienable rights are “specifically an endowment”—not a reward but “the kind of gift that comes to you just because you are the way you are,” a free expression of love. One might add, as the fourth thing to know about God, it is also an endowment in the sense that, like so many endowments, it comes with strings attached; one right is a duty, and all of them entail duties. And as for the regime that secures those rights, it is a republic if you can keep it. “Rights from God do require care.” 

    “Fifth, government is to be judged by the divine standard according to how much it secures the unalienable rights given by God and by the ends, safety to happiness, that have been written into the nature of things by Nature’s God.” George III does not meet that standard. Will we? That is, “not only” is “bad government…measured by God, but also…good government is in the image of God.” If human beings were created in God’s image, so too ought their government be, insofar as they govern themselves. And finally, “there is a profound difference between acting in the image of God and acting as God does.” Not only does God unite all three ruling powers in his one Person; not only is He entitled to do so because He is perfect. God also commits acts well beyond the range of human right, including the destruction of whole peoples. The Declarers would not teach, as Plato and Aristotle do, “that the wise man is precisely he who deserves to be entrusted” with Godlike power (emphasis added). No “supremely wise man is so free of vice as to be trusted with the absolute power’s temptation to corrupt absolutely.” It is not that the Declaration excludes the ‘pagan’ virtues; on the contrary, it includes them, “beginning with courage” and going on to wisdom, justice, and moderation, to say nothing of magnanimity. 

    For all its merits, by its very character as a declaration, the Declaration of Independence left “much to be worked out.” The first major legislative attempt to work out a sound regime for the United States was the Articles of Confederation, which instituted a government too weak for the tasks a government must undertake to secure a people’s safety and happiness. It was the United States Constitution that provided “a house founded on the truths of the Declaration,” a house strong enough to withstand a serious attempt to divide it, four score and four years after Americans declared their independence. It is to a meditation upon that constitution that Platt will now turn.

     

    Notes

    1. Why “the course of human events” instead of “history”? Because the Founders did not think of “history” as the course of events, human or otherwise; for them, “history” meant a narrative of a course of events. For example, the Peloponnesian War consisted of a course of events; its history was Thucydides’ narrative of that course of events. For this point, see “America’s Declaration of Independence” on this website under the category, “American Politics.”
    2. On regimes, see “What Is a Regime?” on this website under the category, “American Politics” and “‘Regime’ Defined” on this website under the category, “Philosophers.”
    3. Platt presents his readers with a marvelous quote from Gouverneur Morris, who differentiated the French people from the American (and perhaps the British) people thusly: In their revolution, the French “have taken Genius instead of Reason for their guide, adopting Experiment instead of Experience, and wander in the Dark because they prefer Lightning to Light”—a flaw that Morris himself at times displayed, Platt remarks, showing that he “also knew himself” even as “he judged the French Revolution aright.” As an aside, one might recall that Morris’s younger contemporary, Chateaubriand titled his seminal book, The Genius of Christianity; in that as in so much else, he was very French, or at least very knowing when addressing the French.
    4. An account of British replies to the Declaration may be found on this website: “The Declaration of Independence: British Rejoinders,” on this website under the category, “American Politics.”
    5. “Founders Hamilton, Franklin, Jay, Laurens, Sherman, Dickinson, Mason, Paine, Gouverneur Morris, Samuel Adams, John Adams, and Benjamin Rush (first inspired by Anthony Benezet)” all opposed slavery in word and deed. One might add that George Washington, who gazes mildly but firmly at us from the book’s cover, freed his slaves in his Will, additionally providing them with assistance that would assist their transition to freemen.
    6. Platt points his readers to Paul Eidelberg: On the Silence of the Declaration of Independence (Amherst: University of Massachusetts Press, 1976) as the source of this understanding of the ‘aristocratic’ dimension of the American Founding.

    Filed Under: American Politics

    Political Parties: A Neo-Marxist Account

    July 15, 2026 by Will Morrisey

    Maurice Duverger: Political Parties: Their Organization and Activity in the Modern State. Barbara and Robert North translation. London: Methuen and Company, 1967. Originally published in 1951.

     

    Born in 1917, trained as a jurist, Maurice Duverger began his political engagement as a student at the University of Bordeaux in the late 1930s. He joined the Parti Populaire Français, a Right-wing answer to the Popular Front, the ‘one big Left’ organization of those days. By the end of the war, he had shifted his allegiance to the Left and had founded a political science program at the university, where he now taught. At the end of his long career, he was a member of the European Parliament, where he represented the Democratic Party of the Left, a Marxist organization, originally the Italian Communist Party, which abandoned Lenin’s dictatorship-of-the-proletariat model and almost immediately reinvented itself after the collapse of the Soviet empire. (Duverger himself was defending Stalin as late as 1956, in opposition to Nikita Khruschev’s rather limited set of reservations expressed in his now-famous ‘Secret Speech’ to Party officials.) Political Parties is by far his best-known work among European and American political scientists, sharing with many of them a neo-Marxist analysis of politics. The contemporary school of ‘developmental political science’ derives much of its approach from Duverger.

    Marxism presents a problem, as Duverger evidently understands. Marx claims that his socialism, unlike all others, is not utopian/’idealist’ but scientific/empirical. But although in Capital he adduces reams of empirical evidence in support of his theoretical claims about the ‘historical dialectic,’ there remains what Duverger calls “a vicious circle,” as seen in the attempt to understand political parties: “a general theory of parties will eventually be constructed only upon the preliminary work of many profound studies; but these studies cannot be truly profound so long as there exists no general theory of parties.” How, then, to know about such matters as “the evolution of party structures, the number and reciprocal relations of parties, the part they play in the State”? Duverger provides a scientist’s answer. His ‘theory’ won’t be so much a theory, at this point, as a sort of hypothesis, or what he calls a “vague, conjectural, and of necessity approximate” general theory of the parties in the attempt “to introduce objectivity into a field where high feeling and special pleading are the general rule,” along with “a general plan of the field of study.” 

    “In recent years the Marxist conception of party as class, taking the place of the Liberal idea of the party as doctrine, has given a new direction to research.” Duverger endorses the “dualism” of class conflict as “very appropriate,” but “there are many more shades of social stratification than this rough manicheism suggests.” The ‘neo’ in his neo-Marxism gives more weight to the mind than Marxists had been inclined to do: “the ‘bourgeoisie’ and ‘proletariat’ do not perhaps constitute two classes, defined in strictly economic terms, but they characterize two states of mind, two social attitudes and two ways of life.” This distinction, which hints at one dimension of Aristotle’s definition of a regime, “throws light on certain problems concerned with the structure of parties.” The formula revises Marx only if “states of mind” do not derive more or less directly from socioeconomic classes, if they function as independent variables in one’s explanation of such sociopolitical phenomena as parties. To his credit, Duverger wants to restore the political to the consideration of political parties, although he doesn’t go far enough, as will be seen.

    It is therefore helpful of Duverger that he immediately addresses the question of the definition and origin of parties. By a party he does not mean a faction; factions have existed more or less since the beginning of political life. By a party, he means an organization that combines “parliamentary groups” and “electoral committees.” Parliamentary groups came first, followed by the electoral committees; only then did politicians establish “a permanent connection between the two.” Sometimes, a parliamentary group was based upon doctrinal affinities, at other times, a geographical region or a profession. Philosophical societies, churches, military veterans’ associations, secret societies, industrial and commercial groups: all of these types of organizations generated political groupings in parliaments. It wasn’t until the beginning of the twentieth century that such groups arose outside of parliamentary institutions; these were the Socialists. And in England, even one of the major Socialist parties was first organized in Parliament, whereas the Labour Party was organized during the 1899 Trades Union Congress. Since then, most new parties in republican regimes have originated outside the legislatures, although in “countries new to democracy” the older origin story had prevailed, at least until 1950. Obviously, such organizations as the Solidarity movement in Poland began, as the name suggests, as social movements outside of the sham legislature of the Communist regime. 

    Duverger identifies three “sociological types” of parties. “Middle-class” parties recruit their candidates from a relatively narrow segment of the population, with emphasis on “outstanding people,” usually members of the legislature; they are decentralized; and they are organized by caucuses. Socialist parties recruit their candidates from a wider segment of the population; as ideologically-animated organizations, they emphasis “political education” of members and crystallize as top-down bureaucracies arranged with branches connecting the center to the periphery of the membership, which simplifies the task of “political education.” In the “totalitarian” (Communist and Fascist) parties, even more centralized and arranged with “cells” ruled by an autocrat or small set of autocrats from the center, the elites impose doctrines upon the rank and file. Duverger carefully identifies “several types of parties” that are “outside this scheme”: the Catholic and Christian Democratic parties of Western Europe, which combine organizational traits seen in the pre-twentieth century parties with traits of Socialist parties; Agrarian parties, which take a variety of organizational forms and in any case are now rare; and the parties formed “around an influential protector, clans formed round a feudal family, camarillas united by a military leader”—as often seen in the non-Western world and in “pre-1939 Central Europe,” often places emerging from imperial rule.  In a “camarilla” party, the ‘big man’ social structure is the understandable basis for any wider political activity, given the structure of societies with little or no experience of ‘modernization.’ Duverger reserves a unique place for the Labor parties because their origin within labor unions and cooperatives has lent themselves to “a pattern of ‘indirect structure’ which will require special analysis.”

    A party organization might be “direct”—with no prior organization within civil society, such as a labor union or a church acting as a source of doctrine and structure—or “indirect,” where prior social organization did exist. The least ‘ideological’ of the European Socialist parties—England’s Labour party and the Scandinavian parties—incline toward “concrete reforms,” not doctrinal conformity. Duverger finds some connection between the degree of prior centralization of the state and the centralization of parties, as seen in France. He does not claim too much for this point, however. This is not “a sociological law,” but rather “a basic tendency, combining with many other factors liable to attenuate or invalidate the results.” One reason for this is that “a party is not a community but a collection of communities, a union of small groups dispersed throughout the country…and linked by coordinating institutions.” These disparate groups come in “four main types”: the caucus, the branch, the cell, and the militia.

    Caucuses predate the formation of parties in Duverger’s sense of the term. “In Marxist terms they are the normal political expression of the middle class,” seen in nineteenth century Europe: Conservative parties, consisting of “aristocrats, industrial magnates, bankers, even influential churchmen”; and Liberal parties, consisting of “tradespeople and lesser industrialists, civil servants, teachers, lawyers, journalists, and writers.” Caucuses are quite decentralized because both of these types originated in disparate elements of the middle class and, in the case of the Conservatives, alliances with the aristocracy. 

    As the term implies, branches are “less decentralized” than caucuses, connected to the trunk, incapable of surviving without the trunk. “The branch is extensive and tries to enroll members, to multiply their number, and to increase its total strength.” That is, it registers social equality, ‘democracy’ as Tocqueville calls it. “In practice you only need to wish to belong to be able to do so.” “The branch appeals to the masses.” It is “a Socialist invention.” Crucially, it is more democratic than the caucus in terms of extension, in terms of membership, less democratic than the caucus in terms of command and control, which is held by a small group in the ‘trunk’ or center of the structure. Catholic parties and Fascist parties have adapted the branch as parts of their organizations, organizing their members along religious and nationalist lines, respectively. Because religion and nationalist cross ‘class’ lines, both of these parties “generally succeed in attracting to themselves some proportion of the working-class masses,” making them serious rivals to Socialists. 

    Cells are “a Communist invention.” They differ from branches in two ways. Branches are geographical, local, even if connected to the center; cells are based upon occupations: factory workers, shop workers, office workers, government administrators, and so on. Although in some sparsely populated areas where there are not enough persons in any one occupation to form a cell you might find an “area cell,” “the real cell is the workplace cell which unites party members working in the same place.” In the United States, for example, one would find Communist cells within the public schools, others in the same area but located within one or more factories. 

    Finally, there are militias, private armies “whose members are enrolled on military lines, are subjected to the same discipline and the same training as soldiers, lie them wearing uniforms and badges, ready like them to march in step preceded by a band and flags, and like them ready to meet the enemy with weapons in physical combat,” always “ready to hold themselves at the disposition of their leaders.” Duverger cites the obvious examples of Hitler’s Storm Troops and Mussolini’s Shock Troops, many of them veterans of the Great War. “Just as the cell is a Communist invention, so the militia is a Fascist creation,” well-suited to Fascist doctrine, “that mixture of Sorel, Maurras, and Pareto, which affirms the predominance of the elites, of the activist minorities, and the necessity of violence to allow them to conquer and to retain power.” Duverger associates Fascism with middle classes that intend to dominate the working classes “by opposing with force of arms the strength of the masses,” especially in states and regimes too weak to use their own forces to prevent working-class rule. He tends to minimize the ‘Socialist’ element in National Socialism. If he were alive today, he would likely include the Iranian Revolutionary Guard as a contemporary example of a party militia, with such allies as Hamas, Hezbollah, and the Houthis as militia-based political parties.

    Duverger next considers the linkages among caucuses, branches, cells, and militias. This is “essentially a political question and therefore of prime importance” because “the arrangement for linking and relating the primary groups of the party have a profound influence upon its militants, upon its ideological unity, and the efficacy of its action, and even upon its methods and principles.” Here is where the regime comes in, although Duverger does not use that term. He somewhat more cumbersomely remarks that “political articulation tends to model itself upon the articulation of administration in the state,” the “pattern of a hierarchical pyramid coinciding with the official territorial divisions,” combined with the electoral system of the country, which influences the degree to which a party can ‘articulate’ within the ruling institutions. This notwithstanding, Duverger regards the intra-party elements as basic, since Liberal parties are less well-defined or ‘articulated’ than Socialist parties and “most Catholic parties, Communist and Fascist parties featuring an “even more precise, rigid, and strong” ‘articulation.’ It might be remarked that such parties are typically regimes in waiting, however, and so are organized in accordance with the regime type their ‘leaders’ aim to establish. Socialist, Communist, and Fascist parties are proto-regimes, which makes the regime analysis fundamental. The political questions of “prime importance” turns out to be: ‘What kind of regime do you want, and why?’

    With regard to linkages among the elements of parties, “there is frequent confusion between vertical linkage and centralization, and between horizontal linkage and decentralization.” “Vertical” and “horizontal” links refer to “ways of coordinating the basic elements of which the party is made up.” “Centralization” and “decentralization” refer to “the way in which power is distributed among the different levels of leadership.” One might expect vertical linkage and centralization to comport with one another, horizontal linkage and decentralization the same, but this is not always so. For example, the French Socialist Party is decentralized but vertically linked, the British Conservative Party centralized but horizontally linked. Moreover, decentralization and centralization themselves come in several forms: local, ideological, social, and federal. A party might be decentralized in some of these aspects, centralized in others. The matter of centralization, Duverger adds, may affect the viability of a given state and its regime. Looking at the United States, with its (then) decentralized parties, he writes: “It is a serious matter that the greatest nation in the world, which is assuming responsibilities on a worldwide scale, should be based on a party system entirely directed towards very narrow local horizons.” At the time Duverger was writing, Charles de Gaulle was making a similar point, criticizing the parties and parliamentarianism generally and advocating a new republican regime with a much stronger executive. 

    Given the four elements of parties, membership and ‘leadership’ or more properly rulership must also be considered. Membership varies from party to party, with “the introduction of universal suffrage” fostering “the development of Socialist parties,” except (at the time) in the United States, where socialist motifs have been co-opted by the Democrats within their broad coalition, at the time including civil rights advocates and racial segregationists. “It was the Marxist conception of the class party that led to such massive structures” in Europe, although it must be said that the United States already had very broad-based parties, if not parties according to Duverger’s definition of the term, and those parties fought a civil war over the character of the regime. The Socialist parties “made it possible to free the working class from the tutelage of middle-class parties,” with independent sources of funding, including the funding of newspapers, funding made possibilities made possible by the ‘mass’ character of the parties—again, very much like the structure of the American parties in what Tocqueville had already identified as the world’s “sample democracy.” Showing his Marxist colors, Duverger classifies (in both senses) the Fascist parties as middle-class and therefore “Conservative” parties, although it really makes no sense to say that they were anything other than regime parties intent on overthrowing all of their rivals, including those advocating a return to monarchies with Church establishments. He will argue that Fascist parties “lose their pure mass-party characteristics” over time, but then so did the Communist parties.

    Duverger frames things differently, however. Are we “still dealing with true mass parties” or with “a gradual evolution towards a new conception, a third category: devotee parties, more open than cadre parties, but more closed than class parties,” as seen in Lenin’s Bolshevik parties and in the Fascist parties. In both cases (although Duverger seems reluctant to admit it fully, regarding the Communists), we see an elite cadre ‘leading’ a mass membership. “Even within the party” (he means the Nazis but surely also the Bolsheviks and the Chinese Communists) “there can be found concentric circles corresponding to different degrees of loyalty and activity.” In all “mass” parties, participation also may be classified in three circles, the broadest being the electors—who may or may not be ‘card-carrying’ members of the party—followed by the “supporters”—who not only vote for the party but actively advocate on its behalf—and the “militants”—those who organize and operate the party apparatus while formulating the propaganda the supporters mouth and the “general activities” in which they partake. “Insofar as” these “inmost circles” actually represent the outer circles, one can call such parties democratic (as in Lenin’s famous phrase, “democratic centralist”); “otherwise this series of concentric circles is to be defined as an oligarchy.” In terms of legislative/parliamentary institutions, parties are oligarchic to the degree that the inner circles control the elected representatives. In the Soviet Union, notoriously, the Communist Party dictated votes, not the electors. “Measurement of the disparity between electors and members is thus equivalent to measuring the degree of oligarchy which impregnates the systems that we term democratic.” 

    The more ‘totalitarian’ parties have “general aims: they provide complete and coherent systems of thought about society; they aim at a total organization of national and even international life.” Some have hit upon the “brilliant idea” of forming “alongside the party…a series of ‘doubles'” or satellite organizations: youth groups, women’s organizations, sports clubs, clubs for veterans, literary clubs, and so on. Such groups bring in non-party members who, with exposure to “discreet propaganda,” may be recruited as new party members.

    As for party ‘leadership,’ Duverger rightly considers it “democratic in appearance and oligarchic in reality,” except in Fascist parties, which “are bold enough to confess in public what others practice in secret.” He also notices that parties whose leaders are elected democratically very often do not choose people like themselves. “Country folk do not choose country folk as their parliamentary representatives,” usually preferring lawyers “because they consider them to be more capable of defending their interests in parliament.” By contrast, Communist oligarchs often choose working-class men to join them. In this, Duverger sees a conflict between “two conceptions of representation, one juridical founded upon election and delegation, the other technical and founded upon a de facto similarity between the masses and those who govern them.” He pauses to wish for “a truly scientific democracy,” as indeed a disciple of Marx might do, “in which parliament would be made up of a true sample of the citizens reproducing on a reduced scale the exact composition of the nation,” perhaps some combination of the Athenian lottery and a Gallup poll. 

    In sum, by 1951 “two essential facts seem to have dominated the evolution of political parties since the beginning of the century: the increase in the authority of the leaders and the tendency towards personal forms of authority.” This trend, it must be said, has continued, quite in opposition to the hopes and expectations of the eminent sociologist Emile Durkheim, who “saw in the weakening of power and in its progressive ‘institutionalization’ the fundamental characteristics of democratic evolution.” However, it must be said that democracy has, following Durkheim and as anticipated by Tocqueville, also seen a very substantial, concurrent increase in institutionalization—namely, in the formation of ever-more-extensive bureaucracies or ‘administrative states.’ Indeed, Communist ‘leaders’ such as Stalin and Mao have not only decried bureaucracy but purged it, although it usually returns after the pitchfork stops prodding, the modern state requiring some form of regularized rule in order to hold itself together.

    Summarizing his hypotheses on political parties, like a dedicated historicist Duverger identifies “three phases in the evolution of parties”: the “domination of parliamentary representatives over the party” is the first phase, a condition “of relative equilibrium” between the two groups is the second, and “finally the domination of the party over parliamentary representatives” is the third. Each of these phases “correspond[s] to a certain type of party,” with the historical trend going from liberal to socialist to communist or fascist. In his own career, Duverger obviously attempted to ride that supposed trend. Other politicians and political intellectuals have done the same.

    Parties exist within regimes that feature party systems. There are, of course, one-party systems, but most systems include two or more major parties, sometimes a plethora of fairly small parties. They are all systems in the sense that they all have parts that interact with one another; even one-party systems see interactions among factions within that party. To understand these systems, one must first consider “similarities and disparities that can be discovered in the internal structures of the individual parties that make up the system” and then distinguish elements not merely similar but common to all parties, such as numbers, size, alliances, geographical location. “A party system is defined by a particular relationship amongst all these characteristics,” no matter the number of parties in the system. They are class structure (landed aristocracy versus industrial and commercial capitalists, capitalists versus working class), ideology (which “are never simple epiphenomena in relation to the socioeconomic structure,” as Marx and Engels claimed), and—most important among the technical causes—”the electoral regime.” While it is true that the party system “exercises a vital influence upon the electoral regime,” the reverse is also true. Class structure and ideology are not technical causes, and Duverger regards them as the “most decisive” drivers of party formation itself.

    The party system exerts influence on the electoral system in several ways. A two-party system “favors the adoption of the simple-majority single-ballot form” of electoral system, a multi-party system reinforces proportional representation of parties, a one-party system favors party-rigged elections or no elections at all. “The party system and the electoral system are two realities that are indissolubly linked.” And again, the reverse of these causal pathways is also true. Duverger once again cautions his readers that “these very general propositions define only fundamental tendencies; they are far from including all the influences of the electoral system on party systems” but serve “solely as a first working hypothesis.”  

    A two-party system can endure only if both parties differ only in “secondary aims and means,” with “a general political philosophy and the fundamental bases of the system are accepted by both sides.” But when the two parties dispute “the very nature of the regime and the fundamental concepts of life,” the conflict “assumes the aspect of a veritable war of religions”—religions themselves being regimes, it might be added. “This is equivalent to saying that the two-party system is inconceivable if one of the two parties is totalitarian in structure.” As a Marxisante thinker, Duverger inclines to dialectical conflict, insisting that “the center does not exist in politics,” but at most consists of a ‘Center-Left’ and a ‘Center-Right.’ “The fate of the Center is to be torn asunder, buffeted and annihilated” because “the dream of the center is to achieve a synthesis of contradictory aspirations,” a power that exists only in the mind never in practice. To foster a relatively moderate, if not centrist, political regime, the simple-majority single-ballot system works best, as it inclines toward two parties, both of which usually need to capture the unstable and contested middle ground in order to succeed in elections. 

    By contrast, a multi-party system can endure much sharper regime divisions and ideological conflicts. This system goes well with proportional representation. “Proportional representation” in legislatures “always coincides with a multi-party system: in no country in the world has proportional representation given rise to a two-party system or kept one in existence.” This does not mean that proportional representation gives rise to an ever-increasing number of parties, since ‘regime’ parties, ideological parties, tend to encourage and indeed enforce discipline upon their members, discouraging the habits of mind and heart that lead to schism. 

    Single-party systems arise when monarchy meets democratization. (Once again, Tocqueville regards despotism as one possible political outcome of social equality; he had Napoleon as his prime example.) Once in power, however, the supreme party “must conquer the natural passivity of the masses, their fundamental conservatism, in order to win them over to the changes that have been undertaken,” as when Stalin undertook to liquidate the ‘Kulaks’ or wealthier peasants. Further, the party “must overcome the tendency to inertia and conservatism of its own members,” comfortably ensconced in their ruling offices. Duverger denies that the Fascist regimes do this, however, after they have seized power. Fascism, he claims, “does not lay hands on the economic and social structure” of the regime. But ‘laying hands’ on someone or something is one thing, co-opting it another. The Nazis may have allowed industrialists to continue in power, but their ingenuity went into the construction of military equipment and gas chambers. Their efforts were redirected.

    “The development of parties has brought about a profound transformation in the structures of political regimes.” The tyrants of contemporary one-party state “bear only a remote resemblance” to previous tyrants, while “modern democracies,” with their “several organized and disciplined parties,” differ noticeably “from the individualist regimes of the nineteenth century, which depended on the personal interplay of members of parliament who were very independent of each other.” If a democratic regime is one “in which those who govern are chosen by those who are governed, by means of free and open elections,” the existence of parties has “greatly changed” them. Parties have inserted themselves between electors and representatives, the people and parliament, since “before being chosen by his electors the deputy is chosen by the party” and “the electors only ratify this choice.” Representatives now receive “a double mandate”—first from the party, then from the electors. Who, then, does the representative represent? After all, “every party system constitutes a frame imposed upon opinion, forming it as well as deforming it.” True, a party system is “the result of public opinion,” but public opinion gets shaped by the party system, “as that is shaped by the circumstances of history, the evolution of politics, and a whole combination of complicated factors amongst which the electoral system plays a dominant part,” along with ballot procedure. So, for example, if I live in a regime with a two-party system, I will likely vote for a candidate whose opinions and policies are somewhat remote from my own, simply because there are only two ‘practical’ choices before me, whereas in a multi-party system I may well find a candidate more to my liking and, on the other extreme, in a one-party system I will have no choice at all—maybe not even the choice of whether or not I vote. Such party-formulated opinion is now “raw opinion,” since “parties create public opinion as much as they express it.” For example, Marxists make much of ‘class consciousness,’ “but class consciousness does not exist unless a party exists to awaken and develop it,” as the higher officials of Marxist parties seek to mold public opinion, granting it leeway only under duress. Duverger goes so far as to claim that parties “give skeletal articulation to a shapeless and jelly-like mass.”

    Having exaggerated, he does relent. “Public opinion, electoral system, and party system…form three interdependent terms which are not unidirectional in the influence of each upon the other.” Modify the electoral system and you modify the party system; modify the party system and you modify the way in which opinion will be expressed; modify the electoral system and you will modify “the representation of opinion” in the regime.

    Part of the hesitation or confusion arises in his assumption that “the development of parties has burst the bonds of the old political categories inspired by Aristotle or Montesquieu.” According to Duverger, “the classical contrast between parliamentary, presidential, and National Convention regimes can henceforth no longer serve as the pivot for modern constitutional law” because Kemalist Turkey, Soviet Russia and Nazi Germany “were profoundly similar” despite the fact that Turkey initially practiced a National Convention regime, the Soviets a “semi-parliamentary regime,” and the third “a semi-presidential regime.” The real modern distinction is between single-party, two-party, and multi-party systems. That is indeed a real distinction, but there are serious problems with the argument. First, and most obviously, Aristotle is no modern and Montesquieu is. This means, among other things, that such categories as ‘parliamentary,’ ‘presidential’ and ‘National Convention’ don’t immediately fit the Aristotelian categories of rule by the few, the one, or the many, respectively. More significantly, there is no reason why Aristotle would in the least be fazed by modern regimes, whatever the terminology now applied to them may be. He might well need to think carefully about the modern state, an entity he never saw. But Aristotle always looks not only at institutions but at the persons who rule—their number and their virtues and vices. Modern political parties quite obviously lend themselves to his approach. Montesquieu’s system of regime classification, which adapts Machiavelli’s simpler classification (the one, the many—republics are any regime that is not rule of the one), could also readily account for political parties, although he would be profoundly disappointed at the existence of ‘totalitarian’ ones.

    Duverger additionally claims that a two-party system in which one party controls all three branches of government makes the existence of those branches a “constitutional facade” for the rule of “the party alone.” That is true if the party is the real regime in such a system, as when a Communist party rules, but in actual republics, which distribute genuine legal protection to minority parties, that isn’t true, or is not true in the same way. Aristotle would easily see the difference because he would consider the real regime, not the paper regime, and for him not only are a regime’s ruling institutions the ones that really rule, not the constitutional facades but the regime itself consists of institutions, rulers (one, few, many and good or bad) but a way of life and a purpose, all what in Duverger’s language should be considered distinct and interdependent variables. 

    Duverger concludes with a very important observation, even if is not a simply true one. “The organization of political parties is certainly not in conformity with orthodox notions of democracy. Their internal structure is essentially autocratic and oligarchic: their leaders are not really appointed by the members, in spite of appearances, but co-opted or nominated by the entire body; they tend to form a ruling class, isolated from the militants, a cast that is more or less exclusive.” If so, and if parties moreover “impose a prefabricated mold upon” public opinion, then why do the ways of life and purposes of political parties (in 1951, say, in the United States and the Soviet Union) differ so sharply? “All government is oligarchic,” he claims, following Rousseau. For Aristotle, oligarchy means the rule of the few wealthy men, whereas aristocracy means the rule of the few virtuous men. Meaningful distinctions can be drawn between these regimes and between the four others, distinctions that affect that actual lives of the persons who live under them. Duverger more or less admits as much by conceding that “the Marxist distinction between nominal liberties”—such civil liberties and freedom of speech and of religion, the right to vote, and other ‘paper guarantees’— and “real liberties”—a guaranteed job, economic equality—is “only partly correct” because although “the political liberties recognized by Western regimes remain a formality for a large section of the masses for lack of an adequate standard of living, of adequate education, of social equality or of an adequate political equilibrium,” such formal liberties “may become real liberties,” someday—presumably, if neo-Marxist socialist parties take charge. “All government is by nature oligarchic, but the origins and the training of the oligarchs may be very different, and these determine their actions.” Replace Lincoln’s formula—government of, by, and for the people—with the formula, “Government of the people by an elite sprung from the people.” Unfortunately, this formula would make the regime that featured George Washington and his colleagues inferior to the one that featured Mao Zedong. Similarly, when Duverger writes that “a dictatorship with a single people’s party tending to create a new ruling class is nearer to democracy than party-less dictatorship of the personal or military type which strengthen the feudal powers in their control.” But was the Stalin regime really more democratic than that of Nicholas II? Is one’s local hereditary oligarch, calling himself an aristocrat, really any less democratic than one’s local commissar, commoner though that commissar would be? And, as Aristotle saw, can ‘democracy,’ however defined, at least sometimes be a bad regime?

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