Will Morrisey Reviews

Book reviews and articles on political philosophy and literature.

  • Home
  • Reviews
    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
  • Contents
  • About
  • Books

Recent Posts

  • Russian Military Strategy
  • America’s “Small Wars”
  • Theosis
  • Pascal on Christ and His Offer of Salvation
  • The Greatness and Misery of the ‘Self’

Recent Comments

    Archives

    • April 2026
    • March 2026
    • February 2026
    • January 2026
    • December 2025
    • November 2025
    • October 2025
    • September 2025
    • August 2025
    • July 2025
    • June 2025
    • May 2025
    • April 2025
    • March 2025
    • February 2025
    • January 2025
    • December 2024
    • November 2024
    • October 2024
    • September 2024
    • August 2024
    • July 2024
    • June 2024
    • May 2024
    • April 2024
    • March 2024
    • February 2024
    • January 2024
    • December 2023
    • November 2023
    • October 2023
    • September 2023
    • August 2023
    • July 2023
    • June 2023
    • May 2023
    • April 2023
    • March 2023
    • February 2023
    • January 2023
    • December 2022
    • November 2022
    • October 2022
    • September 2022
    • August 2022
    • July 2022
    • June 2022
    • May 2022
    • April 2022
    • March 2022
    • February 2022
    • January 2022
    • December 2021
    • November 2021
    • October 2021
    • September 2021
    • August 2021
    • July 2021
    • June 2021
    • May 2021
    • April 2021
    • March 2021
    • February 2021
    • January 2021
    • December 2020
    • November 2020
    • October 2020
    • September 2020
    • August 2020
    • July 2020
    • June 2020
    • May 2020
    • April 2020
    • March 2020
    • February 2020
    • January 2020
    • December 2019
    • November 2019
    • October 2019
    • September 2019
    • August 2019
    • July 2019
    • June 2019
    • May 2019
    • April 2019
    • March 2019
    • February 2019
    • January 2019
    • December 2018
    • November 2018
    • October 2018
    • September 2018
    • August 2018
    • July 2018
    • June 2018
    • May 2018
    • April 2018
    • March 2018
    • February 2018
    • January 2018
    • December 2017
    • November 2017
    • September 2017
    • August 2017
    • July 2017
    • June 2017
    • May 2017
    • April 2017
    • March 2017
    • February 2017
    • January 2017
    • December 2016
    • November 2016
    • September 2016
    • August 2016
    • July 2016
    • June 2016
    • April 2016
    • March 2016
    • February 2016
    • January 2016

    Categories

    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
    • Uncategorized

    Meta

    • Log in
    • Entries feed
    • Comments feed
    • WordPress.org

    Powered by Genesis

    A Chinese Tocqueville?

    August 8, 2022 by Will Morrisey

    Wang Huning: America Against America. No publisher listed. 1991.

     

    In 1988, a thirty-five-year-old Chinese professor spent six months in the United States. Based at the University of Iowa, he found time to visit some thirty cities and twenty universities in an attempt better to understand the United States. Today, Wang Huning serves as a principal adviser to Chinese Communist Party Chairman Xi Jinping, as he did to the two previous chairmen. He is a member of the CCP’s Politburo Standing Committee and the CCP Secretariat, having recently stepped away from his role as director of the CCP’s Central Policy Research Committee. Someone in the Party hierarchy must have liked his book.

    Whereas Tocqueville visited America in order better to understand ‘democracy’—by which he meant a civil society in which no titled aristocrats existed—Wang wanted “to get to know this number one capitalist country in more detail and in a more realistic way” than had been possible for recent Chinese scholars. He was particularly interested not so much in the American economy, however, in American capitalism, but in “the political management processes of American society.” He does, nonetheless, hew closely to Marxian categories as he proceeds.

    “Why is there an America?” Wang means this not as a historical question but a question of comparative politics. “The United States, like China, constitutes a special phenomenon of humanity in the twentieth century,” but whereas the “ancient civilization” of China “has declined in the modern era,” “lagging behind the modern nations of the world,” America, with its “short history of only two hundred years, has become the world’s leading developed country today.” As of 1991, Americans had ‘solved’ the problem of modernity; Chinese had not.

    This doesn’t mean that America faces no serious problems, Wang hastens to remark. His title, “America Against America,” means that the United States features both “positive and negative forces” arrayed against one another in “inherent contradiction”—as of course Marx would have highlighted in his analysis of any capitalist society. Democracy in America is shaky, at best, since “powerful groups that dominate politics are above the common people.” These groups are “private consortia”—oligarchs who hold no official place in the government. This notwithstanding, Americans continue to think of their regime as democratic. “My idea is to oppose the imaginary America with the real America,” the American dream with the American reality.

    Wang writes that Marx and Engels had predicted the collapse of capitalism, inasmuch as capitalists produce “their own gravediggers,” namely, the industrial workers or ‘proletariat,’ who eventually will rise up and overthrow the bourgeoisie and institute state socialism. “After all these years,” Wang quite sensibly admits, “it should be said that capitalism is still developing and cannot be underestimated.” To be sure, “the judgments and analyses of historical materialism are correct in terms of historical development,” but that development is still in the capitalist stage, awaiting “the maturation of historical conditions.”

    As for China, Wang cautiously suggests that its difficulties come from a dogmatic ideology which featured “a total rejection of capitalism,” preventing Chinese from “learning from the advanced experience of other countries.” All human societies have “conflicts and needs.” Therefore “it should be useful to understand what methods different human societies use to resolve contradictions, mitigate conflicts, and meet needs.” His “original intention” is to analyze such methods as now established in the (real) American regime—just at the time the Soviet regime and empire had failed, it should be noted—in order to contribute “to the development and progress of Chinese society.” Indeed, authorial glances at China may be seen throughout the book. The CCP had seen what had happened in Russia; it did not want that to happen in China.

    First and foremost, far from being egalitarian, America is an “uneven land.” This unevenness and indeed contradiction begins with the minds of Americans, who “talk about innovation all day long” but also worry that technological development finally may work “against the nature of man,” leading to his destruction. These worries register the power of a still-powerful tradition, by which he must mean Christianity and perhaps natural right. “When you walk into America you walk into this kind of doubt.”

    These doubts notwithstanding, America has in practice embraced modern technology, part of the “modernization process.” Can this process be advanced under public ownership of the means of production? And does modernization require political democratization? These are the questions Russian communists had failed adequately to answer, questions Chinese rulers must answer.

    Wang observes that the international status of the U.S. dollar stems from the post-World War II Bretton Woods agreement; that status underwrites American economic power in the world. The implication is obvious: If China is to accelerate its climb to replace the U.S. it must work to get rid of Bretton Woods and to establish a new financial order, preferably with its own currency as the centerpiece.

    Technology as seen in American capitalism has contradictory effects. What Wang calls the “Four Cs”—cars, calls (phones), computers, and credit cards provide the means of “political socialization and political communication,” but these are ‘externals’; “the only real consolidation [of a political community] is when the system is actually infused into the lives of the people”—what Aristotle calls the Bios ti, the way of life of the regime. On that score, Wang follows Marx’s critique of capitalism, claiming that it leads to universal ‘commodification,’ the practice of treating everything as a saleable commodity. “Even people become commodities.” That is, insofar as America can be described as a coherent regime, its organizational principle is dehumanizing.

    Capitalism also spurs vastly increased demands and an increasingly complex system for supplying them. Such demands and complexities filter into non-capitalist societies, as well. The resulting “complex intertwining of modern society, politics, economics, culture, entertainment, health, art, transportation and other fields, have posed a serious challenge to the management system of society. Can a political and administrative system bear all the burdens of modern society?” Wang observes that “no political and administrative system has the capacity to directly manage and assume all the responsibilities,” except in small places like Singapore and Hong Kong. The United States and China alike must face this problem, presenting rival solutions to it. 

    It is this analysis, in the opening pages of the book, that induced many of Wang’s readers in the West to take him for a ‘liberal.’ He is not. He has no principled attachment to liberty, only a pragmatic sense that the sort of ‘totalitarian’ tyranny attempted by Mao Zedong is impossible to achieve. The past three decades have seen substantial improvement in technologies of control; the Chinese Politburo hasn’t hesitated to avail itself of them. Liberty might be justified by natural right, as seen in the American founding, or even by certain forms of historicism which esteem liberty as a permanent instrument of human progress. Wang endorses neither of these defenses of liberty. The liberty he endorses can (and has been) here today, gone tomorrow.

    In the United States, he claims, associations are made possible by commodification. “The real essence of commodization [sic] is not that everything becomes a commodity, but that the commodity is in a rational mechanism of operation.” People voluntarily organize businesses, markets, unions, and even social groups because such associations are useful for production and commerce. “The development of the commodity economy has led to a dual structure of governance in society: the social self-organized system is responsible for all kinds of specific matters, and the political system is responsible for coordinating the various self-organized systems.” Government “still as to regulate activities in various fields, only now it has changed from direct to indirect.”

    Contradiction arises in this modern form of capitalism because commodification “corrupts society and leads to a number of serious social problems,” problems government then must address. True, “the political an administrative system will be more powerful and effective [when] managing dozens of large self-organized systems than managing thousands of specific activities,” but the challenge remains.

    The psychic costs of commodification have been resisted by a few small groups in the United States. Since “the real driving force of modernization is in the inner world of people,” and some people reject the effects of that force, one sees such folk as the Amish (“simplicity, nature, and self-sufficiency”) and the Amana communalists in Iowa. With the Amish, fear of “the disappearance of the safe environment, modernization, and even any social change will encounter an incomparably strong resistance”; it is likely that Wang intends his reader to draw the parallel between the Amish and the Chinese peasants. As for the Amana, they abandoned collectivism in 1932, partly because too many of their members were freeloading but mostly because the religious zeal for it had faded. “Under the powerful lure of this prosperous society, the younger generation turned to other values,” and “once this shift occurs in the younger generation, it is difficult for any force to ensure the longevity of the institution.” Here, it is likely that Wang intends his readers to think of China’s changes from the two Maoist generations, including the fanatical Red Guards of the late 1960s, to the somewhat more relaxed governance that prevailed in the years after the tyrant’s death. The Chinese Communist regime thus faces two types of challenge: one from ‘conservative,’ Amish-like peasants, the other from young people who resist the austerity imposed by their rulers. Mao undertook to solve the first problem by murdering 20 million or so peasants; he undertook to solve the second problem by inciting youth to attack those elements of the ruling elites Mao regarded as insufficiently strict, turning youth rebellion into an instrument of his own ruling power. Wang likely finds both of these remedies unpalatable and unnecessary.

    Although commodification has led to a certain kind of organization of civil society, Wang also seeks to understand the spirit of American politics, which he understands in historicist terms as “the product of the interaction of inheritance and environment.” He begins with Henry Steele Commager’s book, The American Spirit, published in 1950, which takes the decades between 1880 and the 1940—that is, the Progressive era—as crucial to understanding the ethos of Americans. According to Commager, Americans during that period undertook a “highly selective” attitude toward the political inheritance handed down to them by previous generations of Americans and by Western civilization generally. In his view, “the political system and judicial system have changed very little in two hundred years, but the social organization has changed radically, and the psychological aspects have been revolutionized.” It isn’t clear how it had changed, as the character traits he cites—optimism, ‘can-do’ attitude, broad vision, materialist sensibility, a practical approach to politics, innovativeness, common sense, and a practical religiosity—seem not that much different from the spirit of 1776. In an obvious instance of mirror-imaging, Wang claims that Americans “despise other nations and peoples almost to the point of paranoia.”

    He agrees with Tocqueville on the social, if not economic, egalitarianism of Americans, although he denies that Tocqueville’s claim was empirically true, citing the status of slaves, women, and Indians. This egalitarianism, as far as it goes, has resulted into some unusual features of American life: “parents rarely control their children and children rarely respect their parents, but family life is happy”; “the military is lax in discipline but can fight wars.” This egalitarianism extends to intellectual life. “Hegel was convinced that he had discovered the ‘absolute spirit,'” but “the spirit of the American people is that there is no ‘absolute spirit.'”

    As to the Spirit of ’76, it instanced “the spirit of bourgeois revolutions at the same time,” particularly the English revolution of 1688. “Its basic principles were the creations of English and French thinkers during the bourgeois revolutions in Europe.”  Those principles—again, conceived in more or less Marxist fashion as the products of historical circumstance as driven by socioeconomic conditions—included freedom, equality, individualism, democracy, and the rule of law. These are sentiments, not products of reason; the syllogistic form of the Declaration of Independence doesn’t register in the mind of Mr. Wang. Indeed, these sentiments have “no definite meaning because they have no definite content,” a claim that would have surprised Thomas Jefferson, who found so many of them in Aristotle, Cicero, Locke, and Sydney—not a sentimentalist among them.

    Wang departs from Tocqueville, however, in contending that the strongest sentiment among Americans isn’t the love of equality but the love of freedom. This is because (contra Tocqueville and also contra himself, a few pages earlier), “the equality guaranteed by the Western system is only formal political equality, not social or economic equality”—a charge familiar to readers of Marx and his epigoni. It is precisely liberty that interferes with the establishment of social and economic equality, “especially the right to freedom of private property.” Liberty is the sentiment associated with the spirit of individualism; in “today’s world,” animated by that spirit, “equality can hardly be the dominant value,” which is undoubtedly why pretended egalitarians who organized dictatorships ‘of the proletariat’ work so hard to stamp it out.

    Turning to the U.S. Constitution, Wang finds the same bourgeois spirit. “Its basic provisions were certainly designed to safeguard certain interests.” This constitution “reflects a pessimistic, not an optimistic view of human nature,” which he deems “a major difference between Western culture and Eastern culture,” which does indeed lack the notion of innate depravity in human beings, although it manifests such depravity with as much vigor as anywhere else in the world.

    The three basic institutional principles established by the Constitution are representative government, decentralization (he is fascinated by the New England town meeting), and limited government, including the limitations established by the rule of law. All this notwithstanding, “it must not be thought that those who framed the Constitution had all the toiling masses in mind and were framing the Constitution for them”; rather, “what they had in mind at that time was first of all to maintain their interests, a new ruling group”—the oft-refuted claim of the Marxist historian, Charles Beard. Wang sees clearly and accurately that the Constitutional changes which have prevailed in the last 100 years often have come through judicial interpretations, really reinterpretations, of the meaning of the document, not by the difficult process of formal amendment. “The path to a society’s political development lies in turning political principles and beliefs into political rules and political traditions,” and it is to political scientist Theodore J. Lowi to whom Wang turns for an account of the American regime has changed since the Founding.

    In The End of Liberalism, Lowi identifies three republican regimes in the United States: the federal republic of the Founders, which lasted until the 1930s; the New Deal republic founded by FDR, which centralized more power in the national government, which deployed the theory of John Maynard Keynes, regulating economic activity more vigorously and redistributing wealth; and “judicial democracy,” whereby judges effectively take over many of the legislative functions by artful reinterpretation of the Constitution. The American Third Republic has reacted to the excesses of the Second Republic, which committed the country to various ‘programs’ which proved too expensive to maintain. At the same time, the Americans wanted somehow to retain the benefits they had been receiving from the Second Republic, which has led to yet another instance of ‘America against America.’

    Despite its divisions, America does have a “national character”—and a “colorful” one, at that. Although “the most innovative people in the world,” Americans remain “conservative in the realm of values.” They bring this off by maintaining “a clear line of distinction between value and technology and materiality,” the first seen in the “public sphere,” the second in the “private sphere” of production and consumption. This demarcation (as it were) forces Americans to be free, to innovate and thereby make money, if they want to enjoy material comforts. This was especially true in the early decades of American settlement, as Europeans struggled and won a war against primeval nature, but the same spirit endures. With no ruling aristocracy to impede this progress in the name of a morality that might have inhibited it (Wang may well have Confucianism in mind), Americans saw no real contradiction between their Christianity and their quest for material progress. Add to this Americans’ national pride, their desire to be “first in the world,” their individualism, and their democratic-egalitarian willingness to let people get what they want, and you get a dynamic society—highly productive but also perpetually threatened by instability. Wang doubts that Americans’ “values” can be maintained in the face of such disruption.

    “American society is the least mysterious society”; its denizens do not regard the heavens, nature, man, politics, society, or education as imponderables. This contributes to its characteristic innovative materialism but such “demystification [also] has the tendency to make people lack authority, neutrality, self-sufficiency, self-confidence,” living as they do in “a society in which everyone harbors the idea that everything must not be finally believed.” No society can survive on an ethos of undiluted skepticism; skepticism “can be the greatest driving force” for innovation or “the greatest destructive force.” In this, America exemplifies with unusual clarity “the conundrum of human society” as such: “we can’t have mystification and we can’t have no mystery.” By contrast, China has been a “defensive culture,” one which has resisted the challenges of modernity. Wang seems to want a more ‘balanced’ China, a China which has abandoned its defensiveness but does not go so far as the “aggressive culture” of Americans. Except, perhaps, in one area: “Sometimes it is not the people who master the technology, but the technology that masters the people. If you want to overwhelm the Americans, you must do one thing: surpass them in science and technology.” Mr. Wang’s elevation to the Chinese Communist Politburo suggests that the Chinese oligarchs took the point.

    To do this, Wang avails himself of Rousseau’s notion of civil religion, whereby society “sanctifies” the secular. American has done this to some degree with its culture of two political parties, its political heroes, and its ‘celebrities.’ “In such an individualistic, self-centered society, sanctification is the best mechanism for spreading core values.” More seriously, Americans have a strong “work ethic,” which he deems “society’s most valuable asset.” To establish that habit of the heart, a society must “find a way to make each person feel that they are working for themselves, not for others.” As a matter of fact, social organizations “rarely allow everyone to work for themselves,” exclusively, as that would mean “that society would not be a society.” “The key thing is to make people feel this way, this belief.” Civil religion, indeed, if not exactly along Rousseauian lines. 

    “At the core of American life is the protection of the private sphere,” the source of America’s power. This has its disadvantages, however. Friendships are superficial, since Americans move around a lot in search of material gain. Families suffer, for the same reason. Sexual liberation has prevailed, but the benefits promised by the likes of Herbert Marcuse have not, in Mr. Wang’s polite phrasing, become “obvious.” The individualistic American heart is a restless “lonely heart.” “I am afraid that in America, the best can exist and the worst can exist.”

    How does such a society govern itself? To some extent, the largely independent private sphere of commerce and industry runs smoothly, thanks to the operation of Adam Smith’s “invisible hand,” guided mildly by some government regulation. “Money becomes a fundamental medium in the management of society,” as “people manage money, and at the same time they use money to manage people.” “This system is independent of the government, independent of the political system,” “undertak[ing] a large and complex management process by itself.” Here, Wang again follows Marx, who contended that “the commodity economy is [only] apparently a relationship between things, but in fact it is a relationship between people,” and the “non-governmental money mechanism regulates people’s thinking, emotions, and behavior.” True, “Americans like to be governed least, but they like money most,” and “the logic of money is to lead people to be governed” by those who have it. Today, the American national government has a lot of money; it can control the people “indirectly by legal means,” which include the direction of tax revenues. Indeed, American tax laws are “most detailed.” Everyone “has to report income to the government. In this respect, Americans are the least free.” This does focus their attention on political life, however. Those who give “a certain amount of money to the government” feel “a responsibility to monitor it,” knowing “they have a vested interested in who they elect.” “The tax system fosters a sense of responsibility, however passive it may be.”

    Another means of governing the American individualists is through science and technology, which require specialization (an instrument of division, not of union), obedience to machine processes, and well-organized networks to discover and communicate discoveries. “Today, the application of technology has become one of society’s most powerful means of managing people. To a large extent, American society is governed by technological processes.” “People obey technology more than they obey politics,” as “education constantly derives [sic] and develops the energy of technological governance and the culture of technological governance.” This “logic of science and technology is inevitable” in modernity, and it must be said that Mr. Wang’s Politburo acts as if it is.

    Still a future member of that body, Wang deplored American political parties. They lack what he considered the characteristics a real political party to be. Although both of the major parties “represent the ruling class of society,” the capitalist class, they are mere “rabbles” with no membership criteria, no “systematic theory,” no “complete platform” that binds members, and no “tight organization” sustained between elections. Rather, each resembles “a national franchise, with each branch doing its own thing to sell its products. This is almost “unbelievable” to a Chinese Communist, but it does generate the energy in each party to contest elections vigorously, and electoral victory is the only thing the party chiefs care about. Elections matter because the ruling class is far from homogeneous, consisting of a variety of interest groups (“one of the characteristics of capitalist societies”) including business, labor, and farming. Political competition has led Americans to develop a political culture consistent with capitalism. Its political advertising, its lobbyists (sellers to the elected buyers of policies), and the advantages joined by “the wealthy and powerful groups” all leave politics with “no special status.” It’s all just business. This might be undermined by “a few more serious recessions,” which might enable the now-insignificant radical parties to find a ‘market’ for their offerings; such economic pressure can happen if “one day the economic level between the East and the West is reversed.” But endemic to the competitive system itself is the very undemocratic esteem for the winners, for “excellence.” “Many scholars have recognized that the phenomenon of rule by excellence is contrary to the principle of popular democracy,” although it “is produced by” that democracy. Since “worship” of excellence exhibited by the American civil religion “undermines the principle of democracy,” another tension setting American against America arises, and “which direction it will go cannot be predicted yet.”

    With voters in the public spheres and stockholders in the private sphere, America sees formal democracy but substantive oligarchy. Here, he cites Marcuse with approval: “The space of the private has been violated and reduced by the realities of the technological world. Mass production and mass distribution demand total appropriation of the individual.” Marcuse intends this as a critique of capitalism; it isn’t clear that Wang objects to it, so long as the Communist Party—a real party—remains in control. Indeed, he also agrees with Alvin Toffler’s argument in The Third Wave, that majority rule has “become increasingly obsolete.” “Behind the façade of ‘participatory democracy,’ the process of centralization is accelerating dramatically,” as a substantial percentage of Americans now work for a governing body as bureaucrats. This has been allowed to happen because democratic elections and the other practices and institutions of formal democracy, especially if expanded to an ever-widening electorate endowed by the government with an ever-lengthening list of ‘rights,” distract the people from the real rule of the bureaucrats, the public-sphere counterparts to the private-sphere capitalists. “There’s a wonderful thing about the American political system: you can’t say it’s undemocratic, and you can’t say it’s democratic.”

    While competitive elections make it “possible to tolerate dissent,” inasmuch as “those who disagree” with the majority of voters “are voted out and do not have a lot of grievances or grudges against anyone,” candidacy in those elections is unattractive. “Being a candidate” in an American election “is very hard. There’s a lot of running around and doing a lot of things during the day.” Congressional elections are not “attractive and inspiring, and most people seem to be indifferent.” The indifference of democratic citizens to the means by which they are (at least ostensibly) governed leads Wang to intone, “It has been said that the greatest enemy of democracy…is not tyranny, but democracy itself.” 

    Once elected, successful candidates become part of the American “political pyramid.” “For large countries, finding the right kind of institution is more beneficial than anything else. Federalism has unwittingly served precisely that function in the United States.” (“Unwittingly” betrays the fact that Mr. Wang never quite got around to reading The Federalist, but the fundamental point is right.) Always with one eye on China, he quickly adds, “of course, not every country has the conditions for federalism”—quite possibly a reference to the history of the provincial rulers who have rebelled against Chinese emperors more than once in the country’s long march through the centuries. For example, in America county government “is pivotal in political life,” its functions being “closest to the voters.” But again, there is “no apparent backwardness or ignorance in the counties of the average agricultural region” an “important condition for county politics to work”—one that he may not see in China, and one that Chairman Mao most assuredly did not see. “The county is small enough that everyone can see what the country officials are doing,” voting them in or out accordingly. “In political life, the people have nothing to say about national politics or state politics,” where “class interests” are more “directly reflected.” “But they have a real say in grassroots politics.” Wang sees in local governments the “feet” and the “hands” of the central government. “With effective local governments, the central government will be like a tiger with wings, like a fish in water.” But how can this be, if the counties are democratic, the states and federal government oligarchic?

    The answer is bureaucracy, a civil service system that extends to the local level. “The functioning of the administrative system is the part of the iceberg that is underwater, and party competition is only the part of the iceberg that is exposed to the air…. The machinery of the administrative system is the civil service, which is the cornerstone of the American political system.” Whether it is with the Congressional liaison offices, which spend the bulk of their time linking constituents to the bureaucrats, or with such mundane (and therefore habitual) operations as issuing driver’s licenses (managed by departments of transportation, but accessible by the police), the practices of “soft governance” contribute to American social stability in a “capitalist society” that would otherwise be untenable. 

    With respect to capitalism, Wang shows considerable interest in the way capitalists and workers have reconciled, to some extent, in the United States. “Such a provision would have been unthinkable in the West fifty years ago”—counting back from 1941, at the time Stalin was entrenched in the Soviet Union and Mao was a few years away from seizing rule on mainland China. Marx’s ‘scientific’ predictions were based on the prevalence of what Wang calls “hard regulations,” regulations governing the production process; these tend to alienate labor from capital by enforcing production quotas, hours of work, product quality. But contemporary automation and electronics “make these regulations redundant,” shifting managers’ attention to “soft regulations.” By these he means the way in which workers now control the machines; today, Lucy Ricardo and Ethel Mertz simply would have paused the assembly line. “Thanks to automation, management has become easier” because the automated factory changes the psychological condition of the worker, shifting his mind and heart from feelings of powerlessness to (apparent) empowerment. Thus “the development of capitalism has used technology to resolve the conflicts that may arise between labor and management over technology,” “easing social conflicts” while improving productivity and profit margins. “In Marcuse’s words,” American business “has been rationalized.” One problem persists: reconciling “people’s inner worlds” with what remains an irrational commitment (in Marxian eyes) to working hard for the profit of someone else, not society as a whole. “This will be a difficult problem for Western society for a long time.” Or not.

    What especially disturbs Wang is the impersonality of American business. “American management is rigid and strict,” one might say rule-driven. Chinese management “is about flexibility and mobility,” by which he really means it centers on “interpersonal relationships.” Family ties and payoffs are more prominent in that model. “It is worth exploring what path Chinese society should take to create a better organizational mechanism for political development.”

    Moreover, quite apart from capitalist management in businesses, “the inhuman phenomena of capitalist society depicted and criticized by Marx, Engels, and Lenin have now been resolved by the government” through the institution of “legal and political regulation” of civil society and the provision of social services. Here, Wang foresees a circumstance in which the American regulatory and welfare state will run out of money in the face of ever-increasing worker demands, causing “political upheaval.”

    Much of the inner world of American workers and capitalists alike centers on religion, “a fundamental part of [American] social life.” “Many Americans are psychologically dependent on religion or religious organizations,” although for some churchgoing serves primarily as a means of social connection, not so much of worship.

    Wang is dubious. Admittedly, “religion has a social function,” but “the problems of religion are also obvious and cannot be denied.” Religion “constitut[es] a strong system of organization”; in doing so, however, it “can independently organize the people who belong to it according to its own principles”—principles which might contradict those of the ruling party. Similarly, religion has “the ability to constitute an ethical value system that guides and coordinates people’s behavior,” potentially at the expense of the authorized morality. And its ability “to form a powerful radiating system that can spread its activities and ideas to the community as a whole” might come to rival the state apparatus. Hence “in many societies religion is the main cause of social unrest.”

    The solution consists, first, of a strict “depoliticization of religion”; “religion cannot be the instrument of politics”—as seen in countries with an established church, which Wang calls “authoritarian foolishness”—or “become the master of politics,” which brings on ” kind of foolish tyranny.” Second, religion must not be allowed to become a superstition, by which he means it must not make pronouncements on matters scientists consider. “Religion lies more in the cultivation of personal moral sentiments, the pursuit of self-discipline and devotion.” When it poaches on science, it substitutes “blindness and fear of self”—i.e., fear of believing your own discoveries, unaided by divine revelation—for “rational process.”

    Plato, Aristotle, Rousseau, and other “great thinkers” have extolled “the indispensability of religion in an ideal society,” and (in very un-Marxian fashion) Wang proposes that “a society without religious life would lose an important self-governing mechanism,” so long as that life is coordinated by the regime and “not allow[ed]…to transgress common norms.” The United States has accomplished this. “Americans are very rational about religion, just as they are about science and technology.” They bring this off because “the high level of development of science and technology constrains the potential for irrationalization of religion.” By a “strange process,” in America “the more knowledge advances and the less dangerous religion becomes, the more active religion becomes,” confining itself to the realm of moral sentiments but powerful within that realm.

    Science and religion both animate the regime of education, to which Wang now turns. He is interested in American education primarily as a means of supporting the regime from one generation to the next—the problem Abraham Lincoln addressed in his address on “the perpetuation of our institutions” to the Young Men’s Lyceum in Springfield, Illinois. “The strongest foundation for the existence of an institution is the identity of a society. Whether the new generation agrees with this identity or not is related to the question of whether a certain social system can be reproduced. The most important mechanism of institutional reproduction is the education of society.” Additionally, in democratic America, education replaces aristocratic inheritance, becoming “the passport into the upper class” for persons of no wealth. [1]

    ‘Aristocracy’ thus reappears in the school system itself. “Teachers are often distrustful of school committee people; they believe that educational policy should be in the hands of teachers and that education should not contain a political element.” Wang quite sensibly remarks, “In reality this idea is unrealistic; I am afraid there is no education without politics, and I am afraid there is no politics without education.” Thomas Jefferson and Mao Zedong didn’t agree on much, but they agreed on that.

    As usual, Wang associates this point with his own regime’s obsession with modernization. As he puts it, society should become “a grand furnace of science and technology that smelts the spirit of modernization”; “in a society that keeps the achievements of modernization closed, it is the human spirit that is ultimately closed.” Therefore, “the most important function of higher education is not to produce excellence, but to equip each generation with a sense of modernity.” Exhibit A among the universities he selects for consideration is Massachusetts Institute of Technology, not Harvard, Yale, or Princeton. He marvels at the size of MIT’s budget and also at the fact that most of its funding comes from private sources. In China, this would not be allowed, except in the sense that the regime suckers Western business corporations into the country and then pirates their inventions—thus maintaining the regime while taking advantage of private enterprise, after the manner of V.I. Lenin’s New Economic Policy.

    Harvard comes next, but not Harvard as a whole. Wang studies the Kennedy School of Government, which he calls “the cadre school of America”—a “cadre” meaning the ruling elite. Whereas “the traditional European conception is that politics can be treated as an art,” the “American conception is that politics can be treated as a technology,” turning policymaking into “a science.” As he rightly observes, this approach comports with administrative statism, with bureaucracy as the new ruling class. This is even more obvious at the Maxwell School of Syracuse University, “the first school of public administration in the United States,” established in 1924. There, the focus isn’t so much on policy as on administrative technique itself, training administrators for entry into the civil service system. “The purpose of the civil service system is not to recruit the best people in society, but to absorb the most talented people in society for government management” by subjecting them to “rigorous” but not “overly theoretical and academic” training.

    Military matters being never distant from the Chinese regime, Wang also visited the U.S. Naval Academy. He was surprised by its large political science department, which aims at acculturating future Navy officers to the American regime, thereby making military coups less likely—a point surely to be taken by the Chinese Communist Party. In America and everywhere else, “spreading the basic principles of a society among the military is a strategic measure for socio-political development.” Remarkably, Wang writes that “in developing countries, the first step should be to spread the concept of democracy among military personnel,” although one’s astonishment fades in reflecting that “democracy” means something quite different in the People’s Republic of China.

    Wang illustrates the American art of war by describing a football game the Midshipmen played during his visit. Football reflects the “American focus on honor,” which supplements the love of money. “Americans are all about strength”; unlike Chinese, they use “no very subtle tactics,” exerting “strength to get there fast.” This even extends to speech, as “Americans are very outspoken” (especially at football games, one might note). Wang doesn’t say it, but his Chinese readers will recognize the distinction between, for example, chess and go, a distinction that can carry over into military and political strategy.

    In sum, “the purpose of education is first of all defined as the training of qualified citizens. From this, we can see that the young generation, no matter what kind of school they enter, whether it is a general university or a military academy, [has] to be baptized with the American spirit.” Today, Mr. Wang would immediately recognize what is at stake in the Leftist takeover of many American universities. He and his colleagues doubtless welcome that. 

    Complementing the universities are the ‘think tanks’ or, as Wang calls them, “thought factories.” These organizations formulate public policies, publicize them, and monitor the results of policies implemented. Wang evidently regards as distinctively American the practice of explaining policies clearly, not only when think tanks do it but also, perhaps especially, when public officials do it. “In contrast, the political spirit of many societies is not so, but to avoid explanation. This is also a political art under certain conditions”—conditions that obviously prevail under the Chinese regime. American openness follows from its spirit of free commerce—commerce in ideas, not only in material goods. To some extent, this is good, since knowledge won’t yield “social progress” unless it is disseminated. “There [was] no shortage of ideas in ancient China that were outstanding for their time, but none of them became the driving force behind the progress of this society, much to the sigh of relief” among the ruling class. Chinese has lagged in the race for modernization because it has had no such “dissemination mechanism.” “The role of information dissemination”—the Enlightenment project—in “the evolution and development of Western societies cannot be underestimated.” In America, not only universities, think tanks, and public officials but libraries, museums, and similar institutions constitute a decentralized network of knowledge dissemination. Such decentralization provides the additional benefit of relieving the central government of many burdensome expenses.

    The theme of decentralization leads Wang to consider small cities in America. Iowa City, for example, features so many shops, such good houses and utilities that “except for young people who have the idea of going out to make a living, the general public is emotionally stable”—so much so, that many “have never been out of Iowa.” This is a benefit of the prevailing “commodity economy.” “If there were any forces that could restrict people from getting rich, small towns would not have developed.” And once they did develop, they contributed a much-needed measure of social stability to American life. Overall, “the modernization of American society is not based on big cities like New York, but on thousands of small towns, and big cities are just the top of the hill.”

    Nonetheless, all is not well. The individualism Tocqueville saw has finally yielded a decline in marriage, as seen in ever-higher divorce rates and children born out of wedlock. Parents do less than they once did to care for their children and children often do not support their aged parents. By contrast, “Chinese culture contains a strong element of raising children for old age, and filial piety is one of the basic concepts of Chinese culture.” Even so, disruption of the traditional family may come to China, too, since “raising children for old age is a product of agricultural civilization”—the small farm has always been the family farm—and “is bound to diminish under the impact of industrial civilization,” which the modernizing Mr. Wang and his colleagues advocate.

    So what? “Aristotle said more than 2,000 years ago that the family is the cell of society.” Aristotle sees in the family the three forms of rule: marital/political, parental/kingly, and masterly/tyrannical. That isn’t Wang’s point, however. In a society like America, where the individual is “the real cell of society,” not only material support for the aged but the resolution of disputes becomes increasingly a burden of the state. No longer does the paterfamilias judge disputes among his relatives; these now end up in family court, probate court, or civil court. “This has become a major problem for economic and social development,” leading to higher rates of poverty and of crime. And “all the government can provide is the material conditions; who will regulate the emotional problems?” The dilemma has reached China’s doorstep, as Singapore, “a Chinese society and a newly industrialized country,” now sees “the danger of family disintegration.” Whereas Marcuse hoped to replace the “civilization of technology” with “a civilization of love and lust,” Wang more sensibly asks, “What kind of emotions should human society maintain in addition to sexuality?”

    American society also neglects the young in its education system, leaving them ignorant, faithless, and undisciplined. Wang dismisses the claim that increased funding for teachers’ salaries alone can meet the crisis. True, “in a commodity economy, the power of money is irresistible;” “without a force to guide it, people will be profit-oriented.” so salary increases would lure more people into the teaching profession. But what will they teach?

    No wonder, then, that “the concept of America, in today’s world, must be associated with drugs”: “No drugs, no America.” China saw this when opium importers from the West infested their country in the 19th century. In today’s America, the wave of drug use “exceeds the various forces that have impacted the country throughout history.” Because “Americans believe in the right of each individual to determine his or her own destiny, a right to personal freedom that cannot be taken away,” why would many not claim a right to use drugs? This claim challenges the Western concept of liberty. “It is unrealistic to say that a person can enjoy full rights,” but Locke, Rousseau and others “failed to address practically” the limits of liberty, and Americans have yet to do so, either. “I am afraid that we still need to do some re-conceptualization of human beings.” One might add that such a reconceptualization did occur in China, as its rulers embraced the militant and decidedly anti-individualistic charms of Maoism. 

    Drugs fund organized crime. “These groups threaten society,” as well, building up what is in effect a rival regime within the country. Wang argues that the American regime cannot counteract this challenge to its authority for two reasons: the legal principle that an accused person is to be considered innocent until proven guilty; and the principle of social liberty, whereby “it is a right for anyone to organize themselves.” Under the innocence principle, “no one’s behavior can be criminalized and prohibited at the outset.” And under the liberty principle, “anyone can associate,” including criminals. As a result, crime runs out of control, beyond the power of government to stop it. 

    It must be said that Wang here shows his true political colors. In the name of fighting crime, he advocates preemptive state action. No need to prove guilt, and no need for any association not sanctioned by the state. Clamp down on people before they get the chance to act badly. “The American political system is a very successful one in terms of giving and allowing, but it is not a commendable one in terms of prohibiting and preventing.” How one somehow reconciles “giving” with prohibiting and allowing with preventing, he does not say. Americans have reconciled them by passing laws prohibiting certain actions, funding police who arrest and interrogate suspected criminals, then putting those criminals on trial with a presumption of innocence. Similarly, some associations are legal, some not, but whether a given association is judged licit or illicit depends upon it having its ‘day in court,’ where it can defend itself against its accusers. To put it mildly, the Chinese regime doesn’t think so.

    Other social problems include poverty (especially “dull-eyed, slow-moving” panhandlers) and racial tensions between whites and black and between whites and Indians. Americans “are outwardly polite and respectful of a set of different cultures, but in reality they despise” those cultures—as clear an instance of ‘mirror-imaging’ by a Chinese scholar as one is likely to find.

    Wang’s account of America’s “spiritual crisis” parallels his treatment of the criminal threat. Citing Allan Bloom’s The Closing of the American Mind, with its critique of cultural relativism and nihilism, especially in academia, he leads his reader to a decidedly un-Bloomian conclusion. “If society is left to develop naturally, traditional values will be difficult to preserve, and the trend of social development will always be to constantly eliminate the past,” as “the new generation will inevitably have no concept of the past, and without education there will be no continuity.” This is most acutely true in a democratic society. “Who, then, will perform this social function?” We know who the Chinese Communist Party thinks should perform it. This isn’t to say that Wang isn’t on to something, since what Bloom was excoriating was precisely the failure of university educators to preserve not only ‘the tradition’ but the philosophic way of life. Regrettably, Chinese Communists would preserve neither.

    In his final chapter, Wang discusses the challenge Japan then posed to American economic dominance. With no little exaggeration, he claims that the Japanese “now have control over the U.S economy” via investments in American companies and domination of American markets. The Japanese have pitted their “collectivism” against American individualism, personal devotion against American personal enjoyment or hedonism, and regulation against liberty. But Japan is only “the first nation to challenge the United States” (presumably, in the period following the collapse of the Soviet Union); “in the next century, more nations are bound” to do so, as well. “It is then that Americans will truly reflect on their politics, economy, and culture,” as “the unstoppable undercurrent of crisis” reaches the surface. Obviously, Wang numbers China as one of those “collectivist” rivals to America, and it is likely that he expects China to win.

     

    Note

    1. Indeed, “one of the major defects of human beings is that the cultural knowledge and ethics acquired by the previous generation cannot be inherited and must be reacquired by the next generation”; the titled aristocrats can give birth to persons entitled to rule by law but not by natural right, if cultural knowledge and ethics are inherently worthwhile characteristics of any ruler.

     

     

    Filed Under: Nations

    Grand Strategy for the Philippines

    May 26, 2022 by Will Morrisey

    Chester B. Cabalza, Joshua Bernard B. Espeña and Don McLain Gill: The Rise of Philippinedization: Philippinedization Is Not Finlandization. Manila: International Development Security Cooporation, 2021.

     

    The authors [1] define “Philippinedization” as “the process whereby a weaker state” (in this case, the Philippines), “backed by a powerful country” (the United States), “goes to great lengths in temporarily refraining from opposing a neighboring great power” (China) “by resorting to economic and diplomatic rapprochements at the strategic level but strengthening its national security infrastructure on the operational level with an eye for potential conflict in the foreseeable future” (such as attempts by China to dominate the seas of Southeast Asia). This can be accomplished, if the weaker state strengthens and diversifies both its domestic economic and military capacity and its international alliances, especially with other states in the region which are also threatened by China. This resembles but is not identical to ‘Finlandization,’ a policy whereby a weaker state retains self-government, its own regime, while agreeing not to oppose a stronger, neighboring state’s foreign policy. The senior co-author conceived of the idea of Philippinedization while visiting Finland in 2019, having become impressed by Finland’s “success story” in resisting Russian expansion while recognizing that the term ‘Finlandization” bears a pejorative connotation among the Western republics. As the book’s cautionary subtitle announces, he and his co-authors do not intend either the connotation or the substance of Finlandization to take hold in the Philippines.

    As an archipelago (hence the Philippines) separated from China by more than a thousand nautical miles of ocean, with a commercial republican regime near strategic chokepoints within that ocean, the country will always find itself in contention with stronger Asian powers—China today, Japan yesterday. Its relations with China have become especially vexed in this generation. Geography dictates that the Philippines, if it is to maintain its territorial integrity and political sovereignty, must protect itself with naval and air forces. 

    This it did. After U.S. military forces under the command of General Douglas MacArthur liberated the Philippines from Japan in World War II, the two countries signed a Military Bases Agreement, which established a major American naval base at Subic Bay and the Clark Air Base in Luzon Province. These bases put teeth into the Mutual Defense Treaty signed by the two countries in 1951. For many years, the local strongman, Ferdinand Marcos, maintained a strong alliance with the United States. So long as Communist China remained largely self-isolated, preoccupied by Mao Zedong’s genocidal machinations and then by post-Maoist economic development, these arrangements sufficed to defend the Philippines against any encroachments from the naval forces of the Soviet Union. Marcos felt sufficiently confident to normalize bilateral relations with the Chinese regime in 1975, as the United States had done in the waning years of the Nixon Administration.

    With the end of the Marcos regime, the 1987 Constitution stipulated that the Philippines would “pursue an independent foreign policy”; with the end of the Cold War a few years later, the United States became amenable to lessening its military presence in the country. This arrangement might have worked well over time, had China not begun to loom larger. As long as Communist China had remained preoccupied with domestic roils (Mao’s genocidal policies of the 1950s and 1960s) and toils (the post-Mao efforts at economic development), neither the Philippines nor the United States had any cause for alarm. At the end of the Cold War, the United States closed Clark Air Base and reduced its military presence in the Philippines generally, at the behest of the Philippine Senate. China wasn’t slow to react, however. As early as 1992, China passed its Law on Territorial Sea and Contiguous Zone and enforcing it by occupying the Mischief Reef in 1995. The Philippines responded quickly, moving to modernize its “neglected navy and air force.” It also negotiated a new Visiting Forces Agreement with the United States in 1998. This failed to deter Chinese advances, as the ruling Communist Party announced the Nine-Dash line in 2009. With this, China effectively claimed sovereignty over approximately ninety percent of the South China Sea in an area encompassing the Paracel Islands in the northwest, the Spratly Islands in the southwest, and a few miles off the west coast of the Philippines in the east. (Indeed, some of what China calls the South China Sea the Philippines calls the West Philippine Sea.) “China cleverly seeks anti-access / area denial through the grey zone where Beijing operates between the war an peace spectrum, enabling China to achieve its objectives without resorting to a regional strategic war with the US and regional states. This endeavor would make it difficult and costly for the US and its allies to deploy their militaries” in the South China Sea.

    Under the Benigno Aquino administration, the Philippines answered these claims by publishing a new national security policy, a strategy intended to back up its intention to defend its coastline against Chinese claims, keeping it free for its maritime commerce and fishing interests, as well as maintaining its territorial integrity. “Convinced” that “China has relentless ambitions to revise the status quo regional order,” the Philippines “used every available option to stand up” to China’s “heavy-handed behavior.” Meanwhile, although U.S. President Barack Obama announced a foreign-policy ‘pivot to Asia’ in 2011, China went ahead and took de facto control over the Scarborough Shoal. President Aquino called upon what the authors (perhaps with some irony) call “the international community” to resist such “Chinese assertiveness,” comparing the seizure to Hitler’s occupation of the Sudetenland in 1938. He was gravely disappointed by the Obama Administration’s declaration of neutrality in that conflict. However, he did win a major juridical victory in 2016, when the Permanent Court of Arbitration in the Hague ruled that China’s maritime claims were illegal under the United Nations Convention on the Law of the Sea. This provided small comfort, however, as the Chinese regime simply declared the ruling “null and void,” continuing its policy of constructing artificial islands for its military operations in the South China Sea, a policy it had begun in 2013. 

    The election of Roderigo Duterte to the presidency brought a new strategy into play. Distrusting American reliability, Duterte imagined that “befriending Beijing and not rocking the boat would save Manila from the hegemonic rivalry of the two superpowers in the region and protect some features in the West Philippine Sea.” He downplayed the Court’s ruling and moved to strengthen bilateral ties with China, hoping to begin a joint exploration in the Sea’s seabed and to attract Chinese investments in Philippine infrastructure—a “defeatist” stance “that is tantamount to complete surrender of Manila’s claims” to its territorial waters, as recognized internationally. He understood this policy as a concession to geopolitical reality. As is so often the case, Chinese action hasn’t matched Chinese verbiage and, as anyone who takes a look knows, when the Chinese Communist Party actually does get around to ‘investing’ in a foreign country, it bakes political infiltration and self-interest into the cake. 

    Accordingly, the authors propose a new strategy. They base it on a comprehensive view, combining considerations of “the geopolitical setting of the nation-state,” its military and political history, current military technologies and, above all, its regime: the rulers, ruling institutions, way of life, and its purposes. China fields an increasingly powerful array of naval, ground, and air forces, aiming at control of “the busiest sea lanes of communications in the South China Sea.” It also deploys “finesse wolf diplomacy” (as Mr. Cabalza well phrases it) along with economic influence. That is, like the Germans and the Russians before them, modern Chinese rulers have read their Clausewitz. Given President Duterte’s previous overtures, the Chinese were surprised in Spring 2021 when he revived military relations with the United States. This makes the authors’ proposals timely. 

    To defend itself against China, the Philippines needs more than a strengthened alliance with America, however. It needs additional allies, some beyond the borders of the South China Sea, the “Asia-Pacific” region. Philippine strategists should think rather of the “Indo-Pacific,” considering an alliance (most notably) with India itself. And given “the interdependence of sea power and land power,” “the emerging strategic architecture in the Indo-Pacific cannot ignore the developments on the Asian landmass.” Chinese rulers assume “that promoting the Indo-Pacific region will serve as a platform used to contain its rise.” They are not wrong. Given the unbenevolent intentions of China’s regime, that is exactly what such republics as Taiwan, Japan, India, Australia, and the Philippines need to do.

    Four factors affect the Philippines’ strategic posture in the Indo-Pacific. First, the strategic partnership with the United States will continue, regardless of what President Duterte may say in his speeches. Reality is reality. Second, some sort of economic relations with China, a huge market, should be undertaken, if cautiously and without high expectation that the Chinese will necessarily follow through on their contractual commitments. Third, China’s expansive claims regarding the South China Sea should be resisted, as China “continues to maintain artificial islands in the Philippines’ exclusive economic zone,” as determined by the 2019 Asia Maritime Transparency Initiative. Finally, the Association of Southeast Asian Nations (ASEAN) cannot be relied on to back the Philippines, given China’s economic influence over so many of its member states.

    How can the Philippines strengthen these somewhat weak reeds? The authors suggest that the solution may be found in geography. Their country is “a natural gateway to the East Asian economies,” located at “the crossroads of eastern and western businesses.” “Maintaining robust relations with Manila is thereby crucial for major states that seek to maximize their economic gains.” Further, the same goes for military operations, as “the strategic location of the Philippines serves as a tipping point in the great power rivalry between the US and China.” The Philippines “can play a critical role in forwarding US strategic objectives in the Indo-Pacific vis-à-vis China,” especially in view of American “economic and military decline,” which has forced it to rely more on such allied states as Japan, South Korea, Australia, and India in the region. 

    Given the fact of China’s rise, simultaneous with American decline, the Philippines will need to balance the two powers more skillfully than Duterte has done. Fortunately, Filipino military and media elites have criticized Duterte’s tilt toward China. Indeed, military officers consider it their duty under the Constitution to “secure the state’s sovereign rights” against hostile foreign forces. Given the recent election of Ferdinand Marcos’s son to the presidency, these groups may stand ready to implement a tougher policy in conjunction with the United States, India, Japan, and Australia, all governed by commercial-republican regimes, as is the Philippines. Although this is true, the authors do not want such an alliance to go so far as to “upset the balance between Manila and Beijing.” They prefer bilateral relations with those countries, whereby Filipino statesmen could determine the mixture of economic, military, and diplomatic ties with each, severally. For example, “forging closer cooperation with Japan and India can serve as a formidable middle ground between balancing China and not risking any backlash or pressure on its behalf, since the multidimensional Indo-Japanese partnership is a significantly softer and more indirect version of a confrontational and exclusive China-containment strategy between the US and its traditional allies.” That is, if the Philippines established the same ‘hard’ military relationship with Japan and India that it has had with the United States, China might indeed complain of ‘encirclement.’ By calibrating its relations with those countries (which in any event are not militarily impressive powers) toward primarily economic and diplomatic actions, the Philippines might walk a safer path. And also a more lucrative one, as Japan and India might serve to enhance the Philippines’ other links in the region, particularly in light of the Asia-Africa Growth Corridor, a venture intended to serve “as an inclusive counterweight to the notorious Belt and Road Initiative” undertaken by China. The presidents of Japan and India have both pointed to the regime similarities between their two countries as the political basis for this project; China may call itself the “People’s Republic” of China, but it isn’t a republic and the Chinese people don’t rule it. [2]

    The challenge posed by the Chinese regime remains formidable, and it will intensify in the decades to come. The People’s Liberation Army (as it is called) is on the path for a thorough modernization by 2035. It’s estimated that “by 2049, the PLA together with the People’s Armed Police, coast Guard, and Maritime Militia [will] become a ‘world class’ armed force,” giving China the capacity “to compete with the US military in a future scenario.” This will mean a ‘blue water’ navy—one capable of projecting power on the high seas, as the British imperial navy once did and as the United States now does—along with the ability to seize Taiwan, the one remaining Chinese republic and therefore an enemy of the Communist regime in Beijing. Finally, as noted, the Chinese intend to control the South China Sea, as they have been visibly moving to do since the mid-1990s. China’s grand strategy is “to reassert China’s international status in the principle of tianxia or ‘everything under the heavens'”—surely a grand thing, if not necessarily a good one.

    Will the average Filipina consent to the authors’ proposed counter-strategy? Possibly so. President Duterte thought he had worked out some 24 billion U.S dollars’ worth of deals with Beijing. “Only a trickle of those deals has been seen to take shape on the ground.” Before the outbreak of COVID-19 in Manila, opinion polls showed that more than half of Filipinos regarded China as “a good ally,” but that has changed since a Chinese tourist brought the virus to their country in February 2020. This, along with environmental damage caused by Chinese activities in fishing grounds worked by Filipinos, “certainly has helped galvanize tough anti-Chinese sentiments among Filipinos.” Another source of legitimate vexation is the proliferation of Chinese-controlled offshore gambling operations (gambling is illegal on mainland China); the foreign workers engage in criminal and espionage activities—a “Trojan horse” or more accurately a Chinese dragon in the Philippines. As in the United States, Beijing has also set up a number of its “Confucius Institutes” on university campuses in the Philippines. These too serve as cells of espionage and of influence throughout the country. “To be sure, Beijing intends to fill the vacuum that America” left during the COVID crisis. 

    In light of all this, the Philippines faces the imperative of strengthening its own military defenses. Military cooperation with the United States remains “important,” but “there are concerns about whether [America’s] commitments are hollow because of the geographical constraints and the capacity to rapidly deploy the needed number of forces” during a crisis. Although 80% of Filipinos view the U.S. favorably, especially since America was the main supplier of COVID vaccines in the past two years, President Trump’s neo-isolationism and President Biden’s withdrawal of U.S. forces from Afghanistan quite understandably make them nervous. “The Philippines must continue to prioritize its own capacity building in order to lessen its dependence on the alliance,” undertaking a vigorous campaign to arm its sailors and soldiers in order “to achieve a respectable territorial defense strategy to save the archipelagic nation’s undefended features in the west Philippine Sea and maritime domains from the Philippine Rise to the Sulu Sea.” The Philippines has already put in place the Philippine Air Force Flight Plan 2028, which aims at establishing air bases at key geographic points in the country. None of these tasks will be easy. “The Philippine [military] capability notably lacks air capability, sea and air transport, and command and control, communications, computers, intelligence, surveillance, and reconnaissance.” The authors cite as a precedent South Korea’s successful military buildup after the Nixon Administration reduce U.S. troop presence in that country in the 1970s. This has “inspired the Philippines to come up with the same plan of self-reliance.”

    Thanks to the United States, “an unprecedented era of wealth and peace has been created by free and open access to the world’s oceans. Unfortunately, the system is now in danger. The US Maritime Strategy targets the two major threats to maintain[ing] global peace and prosperity: China and Russia.” The US “needs to be aggressive to compete with China,” which is “rapidly expanding militarily and poised to alter the global order.” It can no longer “be assumed that the US has control of the unrestricted access operations [in] the world’s oceans during times of conflict” requires. For this reason, the Philippines should foster a “long-term vision and nationalistic mindset in developing its [own] self-reliant navy,” a force indispensable “for an archipelagic country.” Accordingly, the Philippines should diversify its arms suppliers, purchasing high-tech equipment from India and France as well as the U.S. This will require “massive investments.” They will be worth it. ASEAN has diplomatic utility but “the international system is anarchic,” with “no global government to protect weaker states from the more powerful ones.” Member states have different regimes and different interests as a consequence, including different policies regarding China. No solid unity is likely. “Self-help” is “the name of the game.” 

    The authors foresee three likely scenarios in world politics during the decades to come. There might be a “dichotomy of power and influence between the US. and its allies and China, where other states will have to pick a side.” There might also be a world in which China and Russia collaborate to dominate the Eurasian land mass (including Africa)—what Halford Mackinder called the World Island—with the United States isolated or ‘contained’ within the Americas, and eventually within North America. Or the United States might ally with Russia and Europe in opposition to China. Whichever scenario prevails, “the Philippines can be taken to account as a rising middle power if given the right direction for statecraft.” The Philippines must strengthen its military without abandoning its republican regime; this will give needed heft to its regional diplomatic efforts in countering the Chinese threat. For this to happen, weapons purchases from foreign countries, however friendly those countries may be, cannot serve as a long-term substitute for a domestic defense industry. In the meantime, junior and mid-level officers of the Philippines’ military “should become familiar with the strategic value of the alliance with the US.” Finally, the Philippines must also enhance its strategic intelligence operations “to provide real-time and effective information on adversaries.” Too many of China’s hostile activities of recent decades to Filipino officials by surprise. That needs to stop.

    Mssrs. Cabalza, Espeña, and Gill have provided a valuable, realistic analysis of the strategic circumstances faced by the Philippines today. It must be said that their book would have benefited from better editing, especially with a view toward organization (there is considerable repetition) and English grammar. If they continue their collaboration in subsequent books, as I hope they do, they should avail themselves of one of the many expatriates now living in the Philippines for whom English is the native language. Their insights are too important to be obscured by their prose. 

    The people of the Philippines emerged from Spanish and American colonial rule, then from Japanese occupation, and finally from an overbearing domestic regime as a proud and independent people who have earned the respect of all those acquainted with them. They continue to struggle with infrastructure development, political factions, and with yet another imperialist presence avid to control their strategic location in the South Pacific. With prudent strategic thinkers to advise them, they may yet prevail in their intention to govern themselves.

     

    Note

    1. Chester B. Cabalza is Senior Lecturer in the Department of Anthropology at the University of Philippines, Diliman Campus; he also teaches at the National Defense College of the Philippines. Joshua Bernard B. Espeña is a defense analyst at the Office of Strategic Studies and Strategy Management for the Armed Forces of the Philippines. Don McLain Gills is Resident Fellow at International Development and Security Cooperation in Manila and Director for South and Southeast Studies at the Philippine-Middle East Studies Association (PMESA) in Quezon City.
    2. Regarding India, a cautionary note: While it can surely maintain a strong naval presence in the Indian Ocean, it is perennially constrained from substantial further power projection by the presence of Pakistan on its western border. It is unlikely to be capable of very substantial naval assistance to any South China Sea country.

    Filed Under: Nations

    Hobbes on “The Long Parliament”

    April 7, 2022 by Will Morrisey

    Thomas Hobbes: Behemoth, or The Long Parliament.  Stephen Holmes, ed. Chicago: University of Chicago Press, 1990.

     

    Conceived in large part for war, the modern state extracted revenues from the people it ruled with greater ease than had been possible for the feudal state. Whether under a regime of the one, the few, or the many, centralization of ruling institutions enhances the authority to defend, to attack, and to tax. England in the seventeenth century was no different, but in its case the regime struggle between the one and the few, seemingly ended by the Tudors, reappeared in the form of a struggle between monarch and Parliament, with both sides appealing to the many for support. 

    The “Long Parliament”—long because it began in 1640 and dissolved twenty years later—followed the “Short Parliament,” which lasted a mere three weeks, itself following an eleven-year period when Parliament didn’t convene at all. Charles I summoned Parliament to vote on funding for a war against recalcitrant Scots. When Parliament refused to cooperate unless grievances about royal abuses of power were address, the king unhesitatingly sent the gentlemen home. The reason the Long Parliament was able to be so, well, long was that members had stipulated that it could only be dissolved if they agreed to it. 

    Length of tenure did not assure stability of government. On the contrary, this Parliament saw civil war in England, as Oliver Cromwell seized power and executed Charles, whose son then laid claim to the throne. Charles II lost the war and spent nine years in exile along with many royalists, including Mr. Hobbes. He returned to rule in 1660. 

    Why did British politics take this catastrophic turn? What caused the “Behemoth” of the Long Parliament to rear its head, bringing down Job-like affliction upon the English? Hobbes thought he knew. As Stephen Holmes writes in his excellent introduction, “the causes of the upheaval were not economic and legal, as James Harrington had argued in Oceana (1656), but rather psychological and ideological. Civil war broke out because key actors were bewitched by irrational passions and tragically misled by doctrinal errors.” Moreover, in Hobbes’s view, the best defense against the behemoths of this world isn’t God, as the Bible would have it, but “leviathan,” the modern state whose portrait he’d drawn in the midst of the troubles. 

    In his Epistle Dedicatory to his fellow royalist and religious skeptic Sir Henry Bennet, Baron of Arlington, Hobbes explains that his book consists of four dialogues. The first dialogue identifies “the seed” of the “memorable civil war” along with “certain opinions in divinity and politics.” The second dialogue describes “the growth” of the war “in declarations, remonstrances, and other writings between the King and Parliament published.” The third and fourth dialogues provide “a very short epitome of the war itself,” drawn from James Heath’s Chronicle of the Late Intestine War (1661). [1]

    Dialogue I consists of a conversation between “A,” a witness to the war, and “B,” a younger man who wants to learn about it, seeking to know “the relation of the actions you then saw, and of their causes, pretensions, justice, order, artifice, and event.” “A” considers the war a peak of injustice and folly, the product of hypocrisy and self-conceit. “The people were corrupted generally, and disobedient persons esteemed the best patriots,” despite the merits of King Charles I, a man who lacked “no virtue, either of body or mind.” The people “would have taken either side for pay or plunder,” but the king’s treasury was low, and his enemies had money. But there was more at work than material inducement. The corruption extended to the people’s minds. Hobbes identifies seven types of seducers: Presbyterian ministers; Catholics; advocates of religious liberty (Independents, Anabaptists, Fifth-Monarchy men, Quakers, and miscellaneous smaller sects); liberally-educated republican parliamentarians; urban businessmen (admirers of the commercial Dutch Republic); the poor (who welcomed war as a means of advancement); and the self-seducing people themselves, “ignorant of their duty,” with “no rule of equity.” The central group on the list of religious libertarians, the Fifth-Monarchy men, “held that Christ’s was at this time to begin upon the earth.” The central group on the overall list is the ‘classical republicans.’ That is, “A” hints that the key enemies of Great Britain’s Anglican and monarchist modern state were ‘apocalyptics’ or revolutionaries religious and secular.

    He nonetheless begins his more detailed analysis with the second group, the Catholics, who were eager to restore the authority of Rome that English monarchs had overthrown in the previous century. That authority was founded on a particular interpretation of Scripture, to which the Church added the claim that the Pope serves as God’s representative on earth. Pointing out the “great difference between a subject and a disciple, and between teaching and commanding,” “B”—rather in the future spirit of Voltaire, proving that there can be an apostolic succession among atheists, too—suggests that in claiming the role of “supreme judge concerning lawfulness of marriage,” including “the hereditary succession of kings,” the pope has established “a monopoly of women,” the reverse image of Plato’s community of wives in the Republic. In further claiming the right to absolve subjects of their duties and oaths to their lawful sovereigns by proclaiming those sovereigns heretics, the pope establishes “two kingdoms in one and the same nation and no man [is] able to know which of his masters he must obey.” For his part, “A” prefers to “obey that master that had the right of making laws and of inflicting punishments.” If the pope were to counter-argue that he wields both a king’s right to kill the body and God’s right to kill a soul by means of excommunication, “A” replies that the “disobedience to the king’s law is sin and to die unrepentant of sin is also to be damned”—leaving his readers, and his sovereign, damned if they do and damned if they don’t. And that is precisely his point: What is called heresy is rightly considered as no more than “a private opinion,” since if transferred to the public sphere it leads to a flat contradiction.

    Heresy consists of a challenge to “the power spiritual,” “A” continues. When “B,” a good Protestant, asks, “who can tell what is declared by the Scriptures, which every man is allowed to read and interpret for himself?” “A” answers that the four Church Councils (those at Nicaea, Macedonius, Ephesus, and Chalcedon, respectively) “had no obligatory force but from the authority of the Emperor.” The Emperor Constantine was never told that his conversion to Christianity made him subject to Pope Sylvester; either the pope claimed no legislative power over secular monarchs at that time or he committed an act of “foul play” by failing to disclose his alleged authority. Moreover, a Catholic “friar” in Peru had his king, Atabalipa, “murdered” for refusing to consent to the rule of Holy Roman Emperor Charles V—rather forcefully attesting to Church acquiescence to secular authority. The popes only began their encroachments on that authority when Rome was overrun by barbarians and the people no longer so much feared the Emperors, who lived “far off at Constantinople” and could not come to their aid. It was “the negligence of the Emperors” which allowed the clergy, not letting a good crisis go to waste, to insinuate into the people the opinion that the pope and his subordinates had the true power.

    “B” then preaches out of the text of Leviathan: God “gives all the kingdoms of the world, which nevertheless proceed from the consent of the people, either for fear or hope.” The Pope doesn’t bestow kingdoms upon kings, on behalf of God; on the contrary, “the Popes themselves received the Papacy from the Emperors”—that is, the “donation” of Rome to the popes came from the Emperor Constantine after his conversion. 

    Recurring to the theme of the papal monopoly of women, “A” declaims against the doctrine of priestly celibacy. Under this law, either a king may not be a clergyman, which cuts him off from “a great part of the reverence due to him from the most religious part of his subjects,” or he will enter the church and sacrifice his right to sire lawful heirs to his throne. Either way, “in any controversy between him and the Pope…his people would be against him,” and so (to continue the implied analogy to Plato’s Republic) he would also lose the support of the ‘guardian’ class of his kingdom, as the pope gets “a great many lusty bachelors at his service.” By turning many among every kingdom’s warrior spirits into spiritual warriors, the pope empowers himself and weakens the secular monarchs. “B” concurs. A “Christian king, or state,” even if well provisioned in money and arms, will have difficulty recruiting soldiers in a Catholic country, “for their subjects will hardly be drawn into the field and fight with courage against their consciences.” Let’s not go so far, cynical “A” rejoins. After all, “there are but few whose consciences are so tender as to refuse money when they want it.” The real danger comes when “the Pope,” exercising his own considerable powers of the purse, “gives power to one king to invade another.” For Hobbes, material causes are the proverbial bottom line of human conduct.

    For his part, “B” continues to insist on the malign effects of claims made by spiritual powers. The power of absolution of sins, supplementing the previously mentioned power of damnation, coupled with the alleged power of transubstantiating material things into spiritual things, “would have an effect on me”—if he believed it—to “make me think them gods, and to stand in awe of them as of God himself, if he were visibly present.” As private men, preaching friars in the pope’s spiritual army can “call the people together, and make orations to them frequently…without first making the state acquainted” with what they are doing and what they are saying. “A” is less concerned about what doctrines the friars tell the people to believe as the person whom they are telling the people to believe. “For the power of the mighty hath no foundation but in the opinion and belief of the people.” With the preaching friars, the pope takes hold of the terms of the social contract. “The end which the Pope had in multiplying sermons, was no other but to prop and enlarge his own authority over all Christian Kings and States.” The infection has spread even to the universities, and therefore to the few and not only the many, by the Thomistic blend of Aristotelian philosophy with Catholic-Christian doctrine. The “great books of school-divinity” are incomprehensible even to their authors. Oxford University began under the auspices of the pope. Q.E.D., in the view of Hobbes, who as a philosopher opposed Aristotle’s teleological understanding of nature as vigorously as he opposed Catholic Christianity.

    And not only Catholic Christianity. The toleration of Christian preaching without state supervision is a feature of Christianity itself. Before Constantine, the Roman emperors kept a suspicious eye on Christian preachers, persecuting them for any political heresies they might commit. In England, Henry VIII prudently ‘updated’ this policy by making Christianity a civil religion, founding the Anglican Church for that purpose. 

    But, given the well-designed sway of clergy over the few and the many alike, did Henry manage that? In England, a scandal among the Catholic clergy turned the opinion of “the gentry and men of good education” against them; since these men were in Parliament, the people inclined to support them. Meanwhile, Lutheranism had advanced in England and—centrally, and keeping with Hobbesian materialism—revenues from Catholic institutions were sent by the king to “eminent gentlemen in every county,” confirming their support. Henry VIII didn’t hesitate to use force against his enemies, punishing the opposition quickly and severely. Finally, invasion from abroad by Catholic forces was impossible because Spanish and French forces were fighting each other. “A” maintains that other European monarchs recognized the “cheat” of the Papacy but let the pope’s “power continue, every one hoping to make use of it, when there should be cause, against his neighbor.”

    Lutheranism proved only the beginning. Although, like Moses, the pope set himself up as the sole interpreter of God, after the Bible was translated into the “vulgar languages,” “every man became a judge of religion, and an interpreter of the Scriptures to himself.” Although this proved useful against the pope, “A” (tacitly criticizing young “B”), mislikes it, as it gave rise to another set of seducers and corrupters of the people, the Presbyterians. They became powerful with “the concurrence of a great many gentlemen” who, having studied “the glorious histories and the sententious politics of the ancient popular governments of the Greeks and Romans,” became partisans of “a popular government in the civil state.” They took on the role of the earlier preaching friars, this time haranguing the people in favor of democracy. They exploited anti-Catholic sentiments, inveighing against sin—especially sexual desire, thereby bringing “young men into desperation and to think themselves damned.” This enabled them to assume the role of confessors and guides, again in imitation of the Catholic clergy, and again with the effect of enhancing their moral and political authority. In this instance, however, the Presbyterian republicans served not merely as spiritual ‘guardians’ but enlisted a real military auxiliary into their armies. In sum, “if craft be wisdom,” the dissident Parliamentarians “were wise enough.” The source of their craft has been the universities. “The Universities have been to this nation, as the wooden horse was to the Trojans.”

    How so? At the universities, young gentlemen read the works of Peter Lombard and Duns Scotus, “whom any ingenious reader, not knowing it was the design, would judge to have been two of the most egregious blockheads in the world, so obscure and senseless are their writings,” which can “serve only to astonish the multitude of ignorant men.” As for Aristotle, the universities’ staple, “none of the ancient philosophers’ writing are comparable” to his “for their aptness to puzzle and entangle men with words, and to breed disputation.” Theology is the bastard child of religion and philosophy of the verbal sort. “I like not the design of drawing religion into an art, whereas it ought to be a law; and though not the same in all countries, yet in every country indisputable.” Disputation in matters of religion provides a lever for political democratization and thus for republicanism against monarchy. through study of Greek and Latin, Englishmen discovered “the democratical principles of Aristotle and Cicero, and from the love of their eloquence fell in love with their politics.” “A” judges Aristotle’s ethics especially objectionable, based as it is on the doctrine of the mean between extremes. “It is not the Much or Little that make an action virtuous, but the cause; nor Much or Little that makes an action vicious, but its being uncomformable to the laws in such men as are subject to the law, or its being conformable to equity or charity in all men whatsoever.” Indeed, “the virtue of a subject is comprehended wholly in obedience to the laws of the commonwealth.” This sounds like classical conventionalism, but “A” has something else in mind—his own, decidedly un-Aristotelian version of natural law. Obedience to the law is justice and equity “which is the law of nature.” That is, obedience to the law is natural, even if the laws one obeys are conventional. Such obedience is also prudent, inasmuch as it avoids punishment. Obedience to the law preserves your life; self-preservation is the first law of nature.

    If obedience is the virtue of a subject, what are the virtues of the sovereign, the one who ordains and enforces the law? They are maintenance of peace at home and resistance to foreign enemies—again, things conducive to self-preservation—fortitude, frugality, and liberality. The central virtue of the sovereign, fortitude, most clearly distinguishes him from his subjects, inasmuch for the private man who is not a soldier “the less they dare, the better it is for the commonwealth and themselves.” By contrast, for the sovereign fortitude serves both the commonwealth’s preservation and his own. Frugality and liberality might seem contradictory, except that frugality is a virtue the sovereign exercises in order to preserve the commonwealth’s resources and perhaps to avoid popular resentment, whereas liberality is a virtue he exercises in relation to his officials because it induces them to diligence on his and the commonwealth’s behalf while helping to assure their fidelity to both. “In sum, all actions and habits are to be esteemed good or evil by their causes and usefulness in reference to the commonwealth”; the material motives of self-preservation and material gain, not the spiritual or the philosophic causes of religious and university-bred men, are the only pathways to peace and prosperity. Thus, the “great virtues” of Henry VII and Henry VIII should be joined: Henry VII ruled at a time in which there was not “much noise of the people” to trouble him as he “fill[ed] his coffers”; Henry VIII practiced “an early severity” in his reign, crushing his religious opponent, the Catholic Church, in his realm. “Without the former”—revenues—force “cannot be exercised.” The impressive exercise of the latter material cause depends upon the former material cause.

    Therefore, religion rightly understood is “the law of the commonwealth.” In a sense, the pope is right. Human beings indeed must receive their religious precepts and laws from human beings. Hobbes instead disputes whether the pope and his priests should rule any commonwealth beyond Rome, which was given to them by an emperor. “There is no nation in the world, whose religion is not established, and receives not its authority form the laws of that nation” because “men can never by their own wisdom come to the knowledge of what god hath spoken and commanded to be observed, nor be obliged to obey the laws whose author they know not.” The only question is, “when there is question of his duty to God and the King, to rely upon the preaching of his fellow-subjects or of a stranger, or upon the voice of the law?”

    What if a king commands “anything that is against Scripture, that is, contrary to the command of God”? If subjects are entitled to make such a judgment, “to be judge of the meaning of the Scripture,” then “it is impossible that the life of any King, or the peace of any Christian Kingdom, can be long secure,” as this doctrine “divides a kingdom within itself,” a condition in which (as the Bible itself teaches) it cannot stand. Nor can Quakers exempt themselves from their obligation to obey the law. There is no such thing as passive disobedience. “Every law is a command to do, or to forbear: neither of these is fulfilled by suffering.” Moreover, these same individuals, Christian pacifists, would not accept a death penalty carried out on themselves. “Do you not see,” “A” asks, “that all men, when they are led to execution, are both bound and guarded, and would break loose if they could, and get away?” “A” evidently finds the examples of Socrates and Jesus, of the philosopher and the Man-God, unimpressive. 

    It is now clear why “A” began his discussion of English factions with the Catholics. As a Protestant, “B” readily accepted a criticism of papal authority. But his Protestant assumption, that every person has the right conscientiously to interpret Scripture, needed correction; “A” waited carefully to bring that out. “B” is not yet convinced, asking, What if a tyrant commanded me to execute my own father? “A” pretends that no king or even a tyrant is “so inhuman.” A king, in particular, rules by law. The law is general, not specific; as a subject, you are bound to obey it “unless you depart the kingdom after the publication of the law, and before the condemnation of your father.” 

    Since the universities sit at “the core of the rebellion” against the English monarchy, they are dangerous to the commonwealth. They “nevertheless are not to be cast away, but to be better disciplined,” required to teach that “the civil laws are god’s laws.” Religion should surely be taught, but rightly—as “a quiet waiting for the coming again of our blessed Savior, and in the meantime a resolution to obey the King’s laws.” There must be no “mingling our religion with points of natural philosophy.” “B” concurs. This is the only way toward “lasting peace” among the English.

    In Dialogue II, the interlocutors turn more specifically to the actions of Parliament against the King, the object of “B’s” initial inquiry. “A” recounts that members of Parliament falsely charged that the King intended to reintroduce Catholicism to England. (Suspicions had arisen because the Queen was Catholic and because the Archbishop of Canterbury sympathized with ‘liberal’ Protestants whom Calvinists regarded as forerunners of a move towards Rome.) “A” has no interest in suppressing Catholic belief itself: “A state can constrain obedience, but convince no error, nor alter the minds of them that believe they have the better reason. Suppression of doctrine does but unite and exasperate, that is, increase both the malice and power of them that have already believed.” In fact, “I confess I know very few controversies among Christians, of points necessary to salvation. They are the questions of authority and power over the Church, or of profit, or of honor to Churchmen, that for the most part raise all the controversies.” Power, money, and pride (recall that mighty Leviathan is “king of the proud”) motivate men in political controversies, not spiritual concerns. “For what man is he, that will trouble himself and fall out with his neighbors for the saving of my soul, or the soul of any other than himself?”

    In these matters, the practice if not the philosophy of the ancients ranks above the practice of Christians. Greek and Latin “heathens were not at all behind us in point of virtue and moral duties, notwithstanding that we have had much preaching, and they none at all.” The heathens had a ceremony-centered civil religion, not a doctrine-centered dissenting one, or more than one. England needs more “discreet and ancient men” in the pulpits. And in Parliament. “Impudence in democratical assemblies does almost all that’s done; ’tis the goddess of rhetoric, and carries proof with it.” There, urban businessmen wield considerable influence, but “London, you know, has a great bely, but no palate nor taste of right and wrong.” The private business seen in the great centers of commerce requires only “diligence and natural wit,” whereas “for the government of a commonwealth, neither wit, nor prudence, nor diligence, is enough, without infallible rules and the true science of equity and justice.” Since those rules and that science are not followed anywhere, sedition has afflicted all “the greatest commonwealths,” not only England.

    If the teaching of Leviathan were heeded, the people would obey their monarch and England would be at peace. “Ambition can do little without hands, and few hands it would have, if the common people were as diligently instructed in the true principles of their duty, as they are terrified and amazed by preachers, with fruitless and dangerous doctrines concerning the nature of man’s will”—debates over predestination versus freedom, for example—and “many other philosophical points that tend not at all to the salvation of their souls in the world to come, nor to their ease in this life, but only to the directions towards the clergy of that duty which they ought to perform to the King.” The parliamentarians want no such thing, desiring instead “the whole and absolute sovereignty, and to change the monarchical government into an oligarchy” consisting of themselves, soi-disant republicans. Since “there can be no government where there is more than one sovereign,” no mixed-regime republic can sustain itself; it is a matter of force, as “he that hath the power of levying and commanding the soldiers, has all other rights of sovereignty which he shall please to claim.” Ergo, as “B” puts it, the rule of Parliament amounts to “tyranny over the King,” a tyranny that parliamentarians eventually will extend over the people after the king, their protector, no longer controls the regular troops or the militia. Truly, “the legislative power (and indeed all power possible) is contained in the power of the militia,” the armed populace. He who rules it rules the country.

    “A” approves of the younger man’s logical conclusion to “A’s” analysis. “You see what a heap of evils [Parliament] have raised to make a show of ill-government to the people,” following with a “catalogue of those good things they had done for the King and the Kingdom”—this, not only a reply to “B” but a reply, more than a century in advance, to the argument of the American Declaration of Independence. And for their part, English Presbyterians, “with pretended sanctity,” made “the King and his party odious to the people.” While on the right course, “B” as yet doesn’t know the half of it, not having “observed the world long enough to see all that’s ill.” Perhaps spurred to show what he has observed, “B” deplores the “two factions” which “trouble the commonwealth” over no more than their “opinions, that is, about who has the most learning; as if their learning ought to be the rule of governing all the world.” This is only vanity, as what they have learned “is called divinity” but in reality consists of “almost nothing” but “matter of philosophy.” “I do not think they pretend to speak with God and know his will by any other way than reading the Scriptures, which we also do.” “A” steps in with a correction. “Some of them do…give themselves out for prophets by extraordinary inspiration,” although you are right to say that most base their claim to authority only on “their breeding in the Universities, and knowledge there gotten of the Latin tongue, and some also of the Greek and Hebrew tongues, wherein the Scripture was written,” along with “their knowledge of natural philosophy”—which, as “A” will soon remark, is no knowledge at all.

    This learning, “A” continues, yields only “the advancement of the professors,” who aspire to the power priests have wielded throughout history—the Druids, the Persian Magi, the priests of Egypt, Israel, and other nations in the Near East, the fakirs of India, and the priests of Ethiopia, who enjoyed the power to order the death of their kings. Empowered priests are dangerous. What are the republican revolutionaries of England, if not regicides? “Our late King, the best King perhaps that ever was, you know, was murdered, having been persecuted by war, at the incitement of Presbyterian ministers, who are therefore guilty of the death of all that fell in that war.” To kill 1,000 of those ministers would have been “a great massacre; but the killing of 100,000 [in the Civil War] is a greater.” As for the would-be priests, the professors, “their divinity was nothing but idolatry; and their philosophy…very little; and that part abused in astrology and fortune-telling.” True science isn’t the Aristotelianism of the dons but the experimentalism of Francis Bacon. True philosophy “can never appear propitious to ambition, or to an exemption from [scientists’] obedience to the sovereign power.” [2]

    This is why the contradictory claims to power of King and Parliament have led to civil war. Having depended upon the armies it commanded, and hence upon the generals who commanded the armies, Parliament became hostage to the greatest of those generals, Oliver Cromwell, who set himself up as de facto ruler of Great Britain, effectively destroying the prospects for the republicanism parliamentarians said they wanted and the oligarchy they really intended.

    In Dialogue III Hobbes attacks the Aristotelian solution to the political problem, the mixed regime. England can never be a “mixed monarchy” because “the supreme power must always be absolute, whether it be in the King or in the Parliament.” Not only were the “seditious blockheads” (called ‘Roundheads’), men “more fond of change than either of their peace or profit,” at fault, but even the King’s counsellors imagined that supreme power can be shared. This illusion “weakened their endeavor to procure [the King] an absolute victory in the war.” But as “B” remarks, “a civil war never ends by treaty, without the sacrifice of those who were on both sides the sharpest”—possibly including the 1,000 Presbyterian ministers “A” had mentioned. The King’s counsellors were “in love with mixarchy,” which, far from being the best practicable regime, as Aristotle claims, amounts in practice to “nothing else but pure anarchy.” “There could be no peace” under such a “divided power.” 

    True, “there cannot be a better title for war, than the defense of a man’s own right. But the people, at that time, thought nothing lawful for the King to do, for which there was not some statute made by Parliament.” Parliamentarians justified what “A” regards as a warrantless assertion of authority with a “university quibble,” pretending “that the King was always virtually in the two Houses of Parliament; making a distinction between his person natural and politic; which made their impudence greater, besides the folly of it.”

    In this, they had the backing not only of religious dissenters but of the urban business classes, ever resentful of the taxes they pay to fight the King’s wars, since “their only glory [is] to grow excessively rich by the wisdom of buying and selling” by “making poor people sell their labor to them at their own prices.” Although “the first encouragers of the rebellion,” merchants were also “the first to repent” when the King’s army flexed its muscles at their expense.” Deluded by the expectation of security in property rights, merchants are “blind” to “the very thought of plundering”; they fail to understand that property rights rest on force, in practice. Merchants suppose themselves smart and realistic, and they are, when it comes to merchandise. When it comes to politics and war, not so much. He who has the gold makes the rules, but only until he who has the guns takes the gold away.

    But the King committed a military blunder, delaying his move against Parliament in order to lay siege to rebellious Gloucester and thereby giving Parliament time to raise new levies. After the King’s capture, the duplicitous Oliver Cromwell, a man ambitious “to proceed as far as [policy] and fortune would carry him,” “contrive[d] how to mutiny the army against the Parliament” by circulating the lie that Parliament intended to disband the army and cheat the soldiers out of their pay. This led to nearly a decade of tyranny. 

    Young “B” adduces lessons from these observations. Monarchs should put regime security first, their own rivalries second. It is foolish for foreign princes to aid rebels in another country in an attempt to weaken a rival monarch, “especially when [the rebels] rebel against monarchy itself.” Monarchs should fight each other only after combining against republican revolutionaries. As for republican clergymen, whose “interpretation of a verse in the Hebrew, Greek, or Latin Bible is oftentimes the cause of civil war and the deposing and assassination of God’s anointed,” “you will hardly find one in a hundred discreet enough to be employed in any great affairs either of war or peace.” Their kingdom really is in Heaven, and they should leave earthly kingdoms to those who know how to rule them. Finally, “the common people know nothing of right or wrong by their own meditation; they must therefore be taught the grounds of their duty, and the reasons why calamaties ever follow disobedience to their lawful sovereigns.”

    A man of some piety, “B” observes that “the original of all laws was in the people,” under God. “A” steps in immediately: the people, “by consent and oaths, have long ago put the supreme power of the nation into the hands of their kings, for them and their heirs.” Admittedly, Parliament represents the people for some purposes, such as receiving petitions for popular grievances, but “not to make a grievance of the King’s power.” What is more, Parliament legitimately meets only when the King calls them; “nor is it to be imagined that he calls a Parliament to depose him.” All the more criminal was Parliament’s execution in 1648, after the King rightly denied their authority to try him at all. The “vices,” the “crimes,” and the “follies” of the majority in the Long Parliament, failures “than which none greater can be found in the world,” thus ruined English life for a generation. Presbyterian MPs and ministers displayed the vices, namely, “irreligion, hypocrisy, avarice and cruelty”; the Presbyterians joined with the Independents or dissenting sects in the crimes of “blaspheming and killing God’s anointed”; the Presbyterians again joined with the Lords in folly, the latter in failing “to see that the by the taking away of the King’s power they lost withal their own privileges.” The lawyers ignorantly overlooked the fact that “the laws of the land were made by the King, to oblige his subjects to peace and justice, and not to oblige himself that made them.” “Lastly and generally, all men are fools which pull down anything which does them good, before they have set up something better in its place.”

    Well, not quite lastly. What these men did set up was a “democracy with an army” without considering that the army they authorized was controlled by Oliver Cromwell, who soon acted to “pull [the democracy] down.” What can one expect of “those fine men, which out of their reading of Tully, Seneca, or other anti-monarchics, think themselves sufficient politics, and show their discontent when they are not called to the management of the state, and turn from one side to another upon every neglect they fancy from the King or his enemies”? Such were the founders of the Commonwealth of England regime.

    After Parliament put Charles I to death, Cromwell purged it of any members who might have opposed his rule. Dialogue IV begins with an account of the resulting “Rump Parliament.” “A” recalls that a true Parliament includes King, Lords, and Commons,” but this one included only the Commons, and only a few of them. Thus redefined, Parliament’s notion of liberty was a sort of political libertinism, assuming “leave to do what they list[ed]” and so “to abuse the people.” This could hardly surprise any sensible man: “How likely then are they to uphold the fundamental laws, that had murdered him who as by themselves so often acknowledged for their lawful sovereign?” Their lawful sovereign, Charles II, resisted Cromwell until 1651, when he fled to Paris, taking the core of his loyalists with him.

    “What silly things are the common sort of people,” “B” exclaims, “to be cozened as they were so grossly!” “A” has a rhetorical question ready in answer: “What sort of people, as to this matter, are not of the common sort?” That is, even “the craftiest knaves of the Rump were no wiser than the rest whom they cozened”; they believed their own jive, thinking the “things which they imposed upon the generality were just and reasonable.” Surely no one “can be a good subject to monarchy, whose principles are taken from the enemies of monarchy, such as were Cicero, Seneca, Cato, and other politicians of Rome, and Aristotle of Athens, who seldom speak of kings but as wolves and other ravenous beasts?” They do so because real political understanding comes not from “a good natural wit” but from the science of politics, “built upon sure and clear principles” and “learned from deep and careful study, or from masters that have deeply studied it”—surely not Aristotle, who was no real scientist, even if styled ‘the master of those who know’ by a Romish theologian—but Thomas Hobbes, in his Leviathan. Hobbes had no readers in this Parliament, who might “find out those rules of justice, and the necessary connexion of justice and peace”—which is indeed a principal lesson of Hobbes’s book.

    The members of the Rump Parliament took their principles instead from Presbyterian ministers, who wanted ‘popular’ rule so that they could rule Great Britain through their harangues from the pulpit. “B” asks, “What have we then gotten by our deliverance from the Pope’s tyranny, if these petty men succeed in the place of it, that have nothing in them that can be beneficial to the public, except their silence”—precisely the benefice they preferred not to bestow? What Parliamentarians of the Rump mean by a “commonwealth” or “Free State” was only “that neither this king, nor any king, nor any single person, but only…they themselves would be the people’s masters.” Once so empowered they “gave one another money and estates, out the the lands and goods of the loyal party”—the monarchists.

    Given England’s disorder, Irish and Scots rebels made their move and the Dutch attempted to seize an advantage on the seas. These wars only served further to empower Cromwell. In Ireland, “with extraordinary diligence and horrid executions, in less than a twelvemonth that he stayed there, subdued in a manner the whole nation; having killed or exterminated a great part of them, and leaving his son-in-law Ireton to subdue the rest,” a task only interrupted by his death by the plague. “This was one step more towards Cromwell’s exaltation to the throne.” In Scotland, Cromwell won again, if only thanks to blunders by Scottish generals. After the Dutch War in 1652, Cromwell had the obedience of all military forces in England, Scotland, and Ireland, Cromwell disbanded the Rump Parliament, founding the Protectorate regime, that is, his own absolute rule. That is, Cromwell ‘called a Parliament, and gave it the supreme power, with condition that they should give it to him. Was this not witty?”

    This regime survived until Cromwell’s death in 1658. His son, Richard, succeeded him, but his irresolution and lack of military reputation soon caused him to be cast aside. “I believe it is the desire of most men to bear rule; but few of them know what title one has to it more than another, beside the right of the sword.” Richard Cromwell didn’t earn the latter and so couldn’t take advantage of the people’s natural desire for peace. Nor could any of the others. “A” lists what “B” calls “the many shiftings of the supreme authority” in England between 1640 and 1659. In 1660, after the majority of members in the Long Parliament failed re-election, the new Parliament recalled the exiled Charles II from France. Charles prudently stipulated that he would in future be authorized to call up the militia without Parliament’s approval. If the people know only the right of the sword but lack the virtù to wield it without a commander, the King had better make sure of them by holding their arms firmly in obedience to himself.

     

     

     

    Note

    1. Heath was another royalist, author also of a highly critical book on Oliver Cromwell. He is credited with founding the ‘Court’ party, which eventually became the Tory Party.
    2. “Appear” is a judicious word choice, inasmuch as Baconian science aims at the mastery of nature for the relief of man’s estate. See Bacon’s quasi-utopian Bensalem, discussed on this website.

    Filed Under: Nations

    • « Previous Page
    • 1
    • …
    • 16
    • 17
    • 18
    • 19
    • 20
    • …
    • 50
    • Next Page »