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    The Roman Republic in Action: Polybius, Books I-II

    May 5, 2021 by Will Morrisey

    Polybius: The Histories. Robin Waterfield translation. Oxford: Oxford University Press, 2010.

     

     

    A Greek from Megalopolis, Arcadia, researching, thinking, writing in Rome during the second century BC, Polybius acknowledges that all preceding historians have held that “knowledge of past events” provides an excellent “corrective of human behavior” because there is no better way “to prepare and train oneself for political life” than the study of those events and because “there is no more comprehensible and comprehensive teacher of the ability to endure with courage the vicissitudes of Fortune than a record of others’ catastrophes” (I.i). Among the possible topics for such study, Rome ranks at the top—specifically, Rome under the republican regime. “Is there anyone on earth who is so narrow-minded or uninquisitive that he could fail to want to know how and thanks to what regime almost the entire known world was conquered and brought under a single empire, the empire of the Romans, in less than fifty-three years [that is, between 220 and 167 BC]—an unprecedented event?” (I.i). By the known world, Polybius means those regions surrounding the Mediterranean Sea, extending from the Persians in the east to the Iberians in the west, from the Byzantines and Gauls in the north to the Egyptians and Carthaginians in the south. Greeks were of course aware of regions farther afield (Alexander had reached India two centuries before Polybius died) but the Mediterranean was known familiarly by trading, soldiering, and diplomacy. 

    The Romans “have made themselves masters of almost the entire known world, not just some bits of it, and have left such a colossal empire that no one alive today can resist it and no one in the future will be able to overcome it. My work will make it possible to understand more clearly how the empire was gained, and no reader will be left in doubt about the many important benefits to be gained from reading political history” (I.ii) Political history: as a student of Aristotle, Polybius knows that political life centers on regimes, and that regimes consist of rulers, ruling institutions, the purposes set by the rulers acting through those institutions, and the ways of life fostered by the rulers and institutions in pursuit of those purposes. This explains a feature of Polybius’ history which may seem odd to modern readers. After the first five books, the first “pentad,” he offers a book describing the Roman regime itself—an exercise in political science, not history. Polybius’ history is indeed the story of the Roman regime in motion; but to help his reader understand the regime’s structure he needs to bring the action to a rest, to look at its form, its animating principles, and the human ‘type’ it brings forth. Only an account of Rome’s regime can clarify Rome’s actions and explain their success. As Aristotle teaches, politic is architectonic.

    Persia, Sparta, and Macedon had built empires before Rome. None of them was as extensive. The extensiveness of Rome requires an equally wide-ranging history—what we would now call a ‘geopolitical’ account of Rome’s conquests. “Before this time, things happened in the world pretty much in a sporadic fashion, because every incident was specific, from start to finish, to the part of the world where it happened. But ever since [the time of “the so-called Social War in Greece” beginning in 220] history has resembled a body, in the sense that incidents in Italy and Libya and Asia and Greece are all interconnected, and everything tends towards a single outcome” (I.iii). “The distinctive feature of my work (which is at the same time the most remarkable feature of our epoch)” is precisely that “Fortune has turned almost all the events of the known world in a single direction and has forced everything to tend towards the same goal.” Polybius intends to show how Fortune accomplished this; “no one else in our times has attempted to write [such] a universal history,” centered on “the finest thing Fortune has ever achieved, and the one from which we can learn most” (I.iv). Unlike many modern geopolitical writers, however, Polybius does not explain geopolitics in terms of ‘power,’ simply, as if ‘states’ resembled billiard balls differing only in size, density, and velocity. He understands geopolitics in terms of rival regimes, each with its own ruling persons, complex structure, purposes, way of life. He describes not only the Roman regime but the regimes of Carthage, Macedon, the Greeks, Egypt, the Gauls. The first two books of the history will therefore treat particularly of the intentions of the Roman rulers and the point at which they decided to found an empire, not only of their forces and resources (which all geopolitical writers discuss).

    To understanding the starting point, the archē, of the Roman empire, Polybius reaches back several decades the final consolidation of Rome’s rule over Italy. In the wars leading up to that, “their trials of strength against the Samnites and Celts had already made them true athletes of warfare” (I.vi). This is the first suggestion that the Roman regime was a specific kind of republic, a military republic—as contrasted with the largely commercial, seafaring republics of Carthage and much later, of Great Britain and the United States. By 280 BC, Romans “for the first time set out against the rest of Italy, treating it not as foreign soil, but for the most part as if it were already theirs and belonged to them” (I.vi). The occasion was the invasion of Italy by Pyrrhus, king of the Greek polis, Epirus, who was called in by the people of Tarentum, who were frightened of the Romans but lacked the strength to fight them alone; the people of Rhegium, themselves threatened both by Pyrrhus’ forces and the Carthaginian navy, in turn called in the Romans to defend them. Roman troops betrayed Rhegium, seized it, but were eventually killed or taken prisoner by a subsequent Roman expeditionary force; the Romans, enraged at the betrayal of an ally by their own men, “lost no time in returning the land and the city to the people of Rhegium” (I.vii). As for Pyrrhus, he defeated the Romans in several battles but, famously, incurred such heavy losses that he was forced to return to Greece. Rome’s military republic thus exhibited resiliency and honor, keeping its army under civilian rule while encouraging the military spirit amongst its citizens while uniting Italy under its hegemony.

    That left the Carthaginians as their main rival in the western Mediterranean. The Romans saw that “the Carthaginians had subjugated not only Libya but much of Iberia too, as well as controlling all the islands in the Sardinian and Tyrrhenian seas, and they were worried that, if the Carthaginians came to dominate Sicily too, they would become too much of a threat and a danger on their borders, since they would surround the Romans and threaten Italy on all sides” (I.x). Although the aristocratic Senate was cautious, the people wanted to defend the Sicilian city of Messana from the Carthaginians, motivated not only by geopolitical concerns but by “the certainty of significant profit for each and every one of them” if Roman rule over Sicily could be secured (I.xi). “That was the first time an armed force of Romans left Italy by sea” (I.xii), touching off the first war with Carthage. Just as in the United States, debate in the 1890s centered on the question of acquiring an ‘overseas empire’—as distinguished from the Jeffersonian ’empire of liberty’ extending across North America, which preoccupied American statesmen from the founding until 1890, a series of land purchases and conquests that had come to be described as the nation’s ‘Manifest Destiny’—so for Rome the advance to the neighboring island, Sicily, into the Mediterranean itself, was understood as a major step towards a ‘real’ empire. In this first imperial venture, the Romans won, defeating the Carthaginians and securing a foothold in Sicily. Their position strengthened when the Syracusan monarch, Hieron, chose to side with the Romans, becoming the Romans’ “source of provisions in times of emergency” and enjoying, in return, “safety for the rest of his life” (I.xvi). As for the Romans, in the ensuing conflicts with Carthage, they “were saved…by the excellence of their institution,” which (for example) habituated their soldiers to stand fast at their posts during a surprise raid by the Carthaginians (I.xvii).

    The Romans did well in the Sicilian land war, soon capturing the Carthaginian stronghold at Acragus. But “as long as the Carthaginians had undisputed control of the sea, the outcome of the war hung in the balance,” with coastal towns especially inclined to switch allegiance as easily as shifts in the sea breeze (I.xx). Therefore, “the Romans committed themselves to taking the sea along with the Carthaginians,” in the hope not only of defending their own coast against enemy raids but of taking the war to Libya (I.xx). “Their shipwrights had no experience at all” in building ships “but this is exactly what reveals, more clearly than anything else, the scope and daring inherent in the Romans’ decision”—a daring bred into them, as it were, by the military ethos of their form of republicanism (I.xx). By the year 260, having built a fleet modeled on a captured Carthaginian vessel, they were launching their own raids on enemy territory; with their own technical innovation the ‘raven,’ which enabled their men to board rival ships easily, they won a number of their early encounters with the far more experienced sailors of Carthage. 

    A couple of years later, they mounted a serious naval offensive, “want[ing] the Carthaginians to feel that their very existence and their homeland were at risk”—the “last thing the Carthaginians wanted, because they were aware that Libya was vulnerable to an offensive and that any invader would easily subjugate the entire population there” (I.xxvi). They made an unsuccessful attempt to intercept the Roman fleet at sea; the Romans went on to seize one of their coastal cities. Desperate, the Carthaginians appealed to the Spartans, who sent an experienced general to their aid; the Spartans had no interest in seeing Rome continue its expansion. With his advice and training, the Carthaginians defeated the invaders, capturing their general. 

    “There are a number of lessons to be learnt here, by any man of discernment, that should help him improve his life” (I.xxxv). First, “Regulus’ ruin brought home to everyone at the time in the most stark manner the advisability of distrusting Fortune, especially when things are going well” (I.xxxv). Second, in dealing with Fortune (as Euripides wrote), “A wise plan is stronger than many hands”: “just one man,” the Spartan general, Xanthippus, “one intellect, overcame a host that had seemed invincible and irresistible, revived a state that had plainly hit rock bottom, and alleviated the despair that had gripped its armed force” (I.xxxv). Third, it’s better to learn such things from reading a judicious historian than from the school of hard knocks; as Polybius drily puts it, “opportunities for changing one’s life for the better are afforded by both one’s own setbacks and those of others, and while learning from personal disasters drives the lesson home most forcefully, learning from others’ afflictions is less painful” (I.xxxv). “And so we see that there is no teacher better at preparing one for real life than the experience of reading political history, because only political history delivers, without pain, the ability to judge the better course of action, whatever the occasion or the situation” (I.xxxv). 

    The Romans evacuated their troops but the returning fleet was destroyed by a powerful storm along the Sicilian coast. “No record has survived of a greater single catastrophe at sea, and blame for it must go not, as one might unthinkingly assume, to Fortune, but to the commanders,” who had been warned by experienced pilots not to sail along the coastline facing the Libyan Sea, since “it was too wild for safe anchorage” during one of the frequent storms there (I.xxxvii). “Generally speaking, the Romans rely on force for everything,” regarding “nothing as impossible once they have made up their minds” (I.xxxvii). Such martial bravado often serves them well, especially on land, but the sea is more yielding to Fortune, and Fortune there is far more powerful than men, even Romans. 

    The war thus proved an equal struggle for many years, gouging each other on land and at sea “like pedigree fighting cocks” (lvii). Or, deploying another metaphor in describing the battles led by the great Carthaginian commander Hamilcar Barca and the Roman, Lucius Junius Pullus , “I cannot here give a thorough account of these struggles; the opposing generals were like a pair of exceptionally brave and skillful boxers fighting it out in a contest for first prize, who pummel each other so incessantly with blow after blow that it is impossible for either the contestants or the spectators to note and anticipate every single attack or punch, thought the overall vigor and determination displayed by the two men can be used to gain an adequate impression of their skill and strength and courage” (I.lvii). After twenty-four years of such struggle, the Romans’ persistence in fighting at sea finally made the Carthaginian occupation of Sicily untenable; they agreed to evacuate not only Sicily but all the islands between Sicily and Italy. 

    “Powers beyond the Romans’ control, such as Fortune, had no bearing on the assurance with which they set out to make themselves rulers and masters of the whole world; they had perfectly reasonable grounds for this, because of the training they received in the course of this critical and colossal war, and it was this training that enabled them to attain their objective” (I.lxii). The experience gained in this initial, prolonged struggle in effect both toughened and refined the overall character of their regime, which Polybius will describe more fully in Book VI—where it will, he assures us, “receive the prominence it deserves and will repay careful attention from my readers” (I.lxiv). 

    In the aftermath of their defeat, the Carthaginians faced a major civil war, a war caused by the commercial republican character of their own regime. Commerce lends itself to sea-craft, and Carthage held their own in the Mediterranean. Commerce does not lend itself to land armies, at least not to the extent that the military ethos of Roman republicanism did. As a result, the Carthaginians employed mercenary troops consisting of “various barbarian tribes”—unhesitatingly warlike, to be sure, but none too amenable to military organization and discipline (I.lxv). Having lost a long and expensive war, the Carthaginians couldn’t pay their troops, assuming “that they could get the mercenaries to forgo some of their back pay, if they made them all welcome en masse in Carthage” (I.lxvi). Still wanting the money owed them, and little scrupulous about how to obtain it, the barbarians almost immediately took to crime; more generally, “the unruliness of the mob became a matter of concern” (I.lxvi). Even after they were relocated to the town of Sicca, in Tunis, mutiny threatened. “But all the different peoples and languages created nothing but an incoherent muddle, and the state of the army may truly be described as one of frenzy”; “while ethnic pluralism in any army is a good way of reducing the chances of concerted dissidence or insubordination, it is a very bad idea when the men are resentful or hostile or mutinous, and need to have things explained to them, to be calmed down, and to have their false impressions corrected” (I.lxvii) Such men “behave in a deranged fashion, like the most savage of beasts” (I.lxvii). Too late, “the Carthaginians clearly understood how stupid they had been, and the magnitude of their errors” (I.lxviii). Even when the Carthaginians were able to meet their initial demands, the mercenaries upped the price of settlement.

    On top of that, Libyan rebels organized the mercenaries and “openly made war on the Carthaginians” (I.lxx). “The Carthaginians had always depended on the produce of their farmland [in Libya] to sustain them in their private lives,” with “mercenary troops [to] do their fighting for them. But now they had lost all of these resources at once, and as if that were not enough, these resources were being deployed against them” (lxxi). “Previously, they had been challenging the Romans for possession of Sicily, but now, with a civil war on their hands, their very existence and their homeland were at stake,” far more than it had been when the Romans sent their naval forces against them (I.lxxi). As a result of the Sicilian War, they had no ships in reserve; they had no supplies in the territories beyond the contested ground of Libya, and “there was no chance of any support from friends and allies abroad,” perhaps because a civil war didn’t threaten foreigners (I.lxxi). 

    They had no one to blame but themselves because “during the Sicilian War they had felt themselves justified in treating their Libyan subjects harshly,” taking half of their agricultural produce from them for decades and doubling the tax rate in Libyan cities and towns (I.lxxii). This notwithstanding, the commercial republic, despite its paucity of homegrown soldiers, did have capable generals. Hamilcar Barca was the greatest of them, but Hanno, who had served as military governor of the province so harshly during the Sicilian War, was a better general than civil administrator. The Carthaginians put him in charge of suppressing the revolt. Unfortunately, although he was good at war preparations he was “generally incompetent and negligent” on the battlefield (I.lxxiv). He had never fought battle-hardened troops before, having been detailed to defend Carthage against the Numidians, a nation whose troops “would vanish over the horizon and flee for two or three days once they had been turned in battle” (I.lxxiv). The mercenaries were tougher than that. Hanno was relieved by Hamilcar Barca, who made alliance with a young Numidian aristocrat who had Carthaginian ancestors. Combined, the Carthaginian and Numidian troops crushed the rebels in one battle, only to suffer reverses later on—reverses so severe that Carthage itself was besieged.

    Enter Hieron of Syracuse, who sent aid to Carthage after making “sure that it was in his own best interests…that Carthage should survive,” as “he did not want to see the stronger side in the Rome-Carthage balance to gain its objective without any struggle” (I.lxxxiii). “This was sound and sensible thinking on his part: such a situation should never be ignored, nor should one help anyone gain so much power that disagreement becomes impossible even when everyone knows where justice lies” (I.lxxxiii). Even Rome itself backed Carthage, perhaps because it preferred to deal with a civilized rival that it had defeated than an uncivilized one of the sort which had threatened Rome itself in years past. This policy served them well in the short run, although in the longer term they would regret it.

    Polybius hints at why the Romans might regret the preservation of Carthage against the barbarians when he recounts the end of the war. True, “the mercenaries proved themselves the equals of their opponents in terms of tactics and daring, but often found themselves at a disadvantage because of inexperience. In fact, it looks as though it was possible at that time to see at first hand the great difference between generalship, with its scientifically acquired experience, and the mindless knack of soldiering, which lacks such experience.” (I.lxxxiv). Hamilcar fought “like a good backgammon player,” dividing and trapping his enemy in ambushes; “anyone taken alive was thrown to the elephants” (I.lxxxiv). “In the end,” the mercenaries “were reduced by starvation to cannibalism—divine retribution for their violation of the laws of gods and men in the way they treated others” (I.lxxxiv). First, they ate their prisoners, then their slaves; when “the officers were sure that the men would be driven by the severity of their suffering to make them their next victims” (officers, after all, tend to be sleeker and better-fed than common soldiers) they treated for peace. Hamilcar seized them as hostages when they arrived in his camp to negotiate the surrender then surrounded the Libyans and their barbarian allies and “slaughtered them all” (I.lxxxv). One of the rebel leaders was “crucified for all to see” (I.lxxxvi). His partner in rebellion escaped and managed to inflict more damage on the Carthaginian forces before his final capture.

    At this point Rome took its short-term reward. Over Carthaginian protests, Roman forces seized Sardinia. “With little choice in the matter,” the Carthaginians “not only gave up Sardinia, but paid an additional 1,200 talents to the Romans, to avoid facing another war for the time being” (I.xxxvii). But as civilized masters of war, they were not yet done with the Romans.

    Indeed, “as soon as they had settled affairs in Libya, the Carthaginians mustered an army and sent Hamilcar to Iberia,” a mission he undertook with his usual skill (II.i). He stayed there for nine years “and succeeded, by military means or diplomacy, in getting a great deal of the Iberian population to accept Carthaginian dominion” (II.i). He died in battle, not before apprenticing his son, Hannibal, to military and civilian rule, and swearing the boy to nurse a lifelong hatred of Rome. 

    The Romans had turned their imperial attention to Illyria and eastern Europe, where Demetrius II, king of Macedon, had bribed the Illyrian king to attempt to lift the siege of the Greek city of Medion, besieged by the Aetolians. The Illyrians and Medionites routed the Aetolians, lifting the siege. Polybius takes the opportunity to emphasize the power of Fortune. “It was as though Fortune were deliberately using [the Medionites’] situation to demonstrate her power to all of us, by allowing them to do to their enemies exactly what, not long before, they had expected their enemies to very shortly be doing to them. the lesson the Aetolians taught everyone else by their unexpected setback was never to treat a future event as if it were a fait accompli, and never to look forward with any certainty to anything that may yet turn out quite different. mere mortals should always make allowance for the unexpected, especially in warfare.” (II.iv). 

    Nor was Fortune done with her instruction. The Illyrian king died of pleurisy after his drunken victory revels, leaving his wife Teuta as inheritor of the throne. “Typically, given the way a woman’s mind works, she could see nothing apart from the victory they had just won and failed to take account of what was happening elsewhere” directing her officers to go on a plundering expedition along the coastline of Elis and Messenia (II.iv). They seized the Epirus by bribing Gaul mercenaries stationed there; the Epirots asked both the Aetolian League and the Achaean League for assistance in retaking their polis. Unaccountably, after their allies succeeded in expelling the Illyrians, the Epirots entered into an alliance with their erstwhile enemies against the two leagues. “The stupidity of this way of treating benefactors was obvious, but it showed how fundamentally their policies lacked intelligent guidance. When disasters are unforeseeable, as happens in the lives of men, we blame not the victims, but Fortune and any human agents who were responsible; but when someone’s stupid behavior brings utter ruin down on himself, when he could have avoided it, everyone recognizes that the victim himself is at fault.” (II.vi-vii). From trusting the Gauls to betraying their allies, the Epirots blundered their way towards a more lasting defeat, later on.

    Meanwhile, Queen Teuta’s continued depredations began to interest Rome. She treated Roman envoys “with an air of arrogance and disdain” (II.viii), pretending that the marauding Illyrian ships were mere privateers over whom she exercised no control. When the younger of the two envoys reprimanded her for this policy she had him murdered “in defiance of the law of nations” (II.viii). “When news of the murder reached Rome, the woman’s crime aroused such anger that military preparations became the first order of priority, and they set about calling up their legions and gathering a fleet” (II.viii).  For her part, Queen Teuta ordered her forces to besiege the Greek city of Corcyra, both the Aetolians and the Achaeans sent ships in an effort to lift the siege. But the Illyrians won the ensuing naval battle. Then the Roman navy arrived in Corcyrea, where they were welcomed by Demetrius of Macedon, who had allied with Teuta, occupied the city, but now saw good reason to cede it to the Romans, rightly calculating what the new balance of power in Greece was likely to become. With their habitual thoroughness, the Romans proceeded to wrest several Greek cities from Illyrian hands, leaving their administration to their newfound ally, Demetrius. Reduced to a more sensible mood, Queen Teuta concluded a peace treaty with the Roman general, Postumius, who then sent embassies to the Aetolians and Achaeans to “explain why they had fought a war on foreign soil” and to show them the treaty with Illyria. “The treaty made life considerably more secure for the Greeks, because at that time the Illyrians were not particular about whom they attacked; no one was spared their hostility” (II.xii). The Romans followed up this first military expedition to Greek territory with diplomatic missions to Corinth and Athens. 

    In Iberia, Hamilcar Barca’s son-in-law, Hasdrubal, succeeded him as provincial governor of Iberia. “The Romans could see that the Carthaginians were creating a larger and more formidable empire than before, and they committed themselves to a course of interference in Iberian affairs. They realized that they had been caught napping while the Carthaginians assembled a large army, so they wanted to move things along as quickly as possible, but in the short term they did not dare to give the Carthaginians an ultimatum or go on the offensive against them, because of the looming threat of a Celtic invasion, which they expected any day. They decided they had to pacify Hasdrubal and make sure he was no kind of threat, so that they could then attack the Celts and fight to the finish.” (II.xiii). They enacted a treaty with Hasdrubal, whereby the Carthaginians pledged not to cross the Ebro River in northeastern Iberia with their troops. “And then the Romans immediately embarked upon the war against the Celts” (II.xiii).

    Polybius takes care to describe the Celtic regime, which pervaded a set of tribes, ruling no fixed polis or empire. “Their villages were unwalled and lacked any other civilized amenities. They lived simple lives, sleeping on straw and eating meat skilled in nothing apart from warfare and farming, without the slightest inkling of any other science or craft. their wealth consisted of cattle and gold, because they were easily transportable wherever they went; whatever the circumstances, they could move these possessions from one place to another at whim. The most important thing was for a man to have a following, because whoever was thought to have the largest number of attendants and retainers was held in awe as the most powerful chieftain among them.” (II.xvii). They had warred with the Romans off and on for a long time, sometimes in alliance with the Gauls, who proved no more reliable allies of theirs than they did anywhere, with anyone. 

    By 232 BC, the troubles renewed, and in 226 the Gauls entered the fray, crossing the Alps into Italy. This actually helped Rome, as “the people of Italy were so frightened by the approach of the Gauls that they no longer thought of themselves as fighting in support of Rome, nor did it cross their minds that the purpose of the war was Roman supremacy; all the allies took the danger personally and saw it as a direct threat to their own cities and lands, and were happy to do what the Romans wanted” (II.xxiii). After inflicting heavy casualties on Rome and its allies, putting Rome itself in “terrible danger,” the Celts were defeated (II.xxxi). “In terms of the depravity and recklessness of the contestants, and also of the numbers of combatants and casualties involved in the battles,” this war “was second to none in recorded history” (II.xxxv). More than that, it is worth recording because “if future generations are unaware of these events, they will be utterly distraught at sudden and unexpected barbarian invasions, when all they need to do is briefly bear in mind that any barbarian threat is temporary and easily disposed of, and then they can endure the invasion and exhaust every last resource at their command, rather than give up anything important” (II.xxxv). Despite the “myriads of men” in the barbarian host, despite “all their fearlessness and their armament”—all elements of their regime, their way of life—they were “destroyed by the resolve and the resources of those who faced danger intelligently and rationally” (II.xxxv). No civilized people uncorrupted by luxury need be “dismayed by immense quantities of supplies and weapons, and hordes of troops, into abandoning all hope and failing to fight for his land and the country of his birth,” as the Greeks were in Polybius’ time, but as the Romans were not, and as the Greeks were not before that, when they confronted the Persian invasion chronicled by Herodotus (II.xxxv). 

    In Iberia, after Hasdrubal’s assassination by a Celt who harbored a personal grudge against him, young Hannibal took over the Carthaginian forces. True to his vow to the gods before his father, “right from the start of his command, he made no secret of his intention to make war on the Romans” (II.xxxvi). His spectacular crossing of the Alps and the ensuing “Hannibalic War” will occupy Polybius’ attention throughout Book III.  But it is the war between the Aetolian League and the Achaean League (with Macedon as its ally) serves as Polybius’ final topic in Book II. This war effected the beginning of the unification of the Peloponnese in a federal system of poleis. As a political historian, Polybius will explain how this unifying movement compared and contrasted with the successful unification of Italy under Rome.

    “There had been many attempts in the past to unify the Peloponnesians, but none of them succeeded because each polis was interested only in its own supremacy, not in freedom for all alike” (II.xxxvii). By Polybius’ time, he writes, “this cause has made considerable progress” because the regimes by then were “more or less identical from city to city” (II.xxxvii). It was the Achaeans who unified Greece for a time, as a result of their victory in the so-called “Social War.” “Why,” Polybius asks, “were they and everyone else in the Peloponnese happy to take on the Achaean system of government and the Achaean name? What induced them to do so?” (II.xxxviii). To say ‘Fortune’ will not do. “We need to look deeper for a reason, knowing that even things that seem improbable have causes, just as much as comprehensible events, because otherwise they would not happen” (II.xxxviii).

    Polybius locates that cause in the same place he locates the cause of Roman rule: the regime. “One would be hard put to find equality and the right to speak one’s mind in assembly—in short, the regime and principles of true democracy—in a purer form than among the Achaeans” (II.xxxviii). This mattered ‘geopolitically’ because democracy “won over” Greeks initially suspicious of it “by the persuasive power of reason”; those not so persuaded acceded at first to “the timely application of force” but soon “exchanged resistance for contentment” because democracy “reserved no privileges for any of her original devotees and treated all as equals, regardless of when they came over to her side”—a lesson followed by the Framers of the United States Constitution when they granted each new state equal standing in the American Union (II.xxxviii). “Democracy, then, was the instigator and agent, and we look no further to explain how the Peloponnesians came to cooperate and forge their current prosperity,” as well (II.xxxviii). Whereas Greek cities had been “rife with murder, conflict, and mayhem of all kinds,” it was only “the Achaeans whose integrity they trusted and to whom they looked for a solution to their current troubles” (II.xxxix). 

    The League was founded in 280 BC, with four members; in ten years it had ten members. Its founders had a model in the original Achaean League, founded long before but conquered by the Macedonians. Although that league featured monarchic regimes, the relations among them were democratic, with each of its twelve poleis having an equal vote on common policies. The new league was democratic in respect of both its federal relations and the regimes of the poleis composing it.

    A major advance for the League came in 243 BC, when the twenty-year-old Aratus “liberated his city,” Sicyon, “from tyranny through his own valor and courage, and brought Sicyon into the League. He had always been an admirer of the Achaeans’ political principles.” (II.xliii). As a general, he liberated Corinth and Megara, at the same time that Rome forced the Carthaginians to evacuate Sicily. All [Aratus’] policies and all his actions were directed towards a single goal: expelling the Macedonians from the Peloponnese, banishing the tyrants, and guaranteeing every polis its ancestral freedom, as a member of the League” (II.xliii). Initially, the Aetolians allied with the Macedonians in attempted to destroy the League, but after the death of the Aetolian monarch in 239 the two leagues joined forces against the Macedonians. Ten years later, with the death of the Macedonian king, Demetrius II, the remaining tyrants in the Peloponnese abdicated, seeing that they could no longer maintain their rule without their principal backer. This unified the Achaean region in a single federation.

    The Aetolians, “an innately aggressive and rapacious people,” soon broke their alliance and renewed their alliance with Macedon (II.xlv). They also hoped to bring the Spartans into their alliance. “In all probability they would soon have met with success, except they overlooked a critical flaw in their plans. They failed to take into consideration that this initiative of theirs would bring them up against Aratus, a man who could cope with any crisis.” (II.xlv). Aratus did the Aetolians one better, making a secret alliance with the Macedonian king, Antigonus Doson, persuading him that the Aetolians were more dangerous to Macedon than the Achaeans. Defeated in three battles by the Spartans, he then called upon the Macedonians for assistance; the Achaeans appointed Antigonus as the commander-in-chief of the allied armies. In 222, he defeated the Spartans. Crucially, and despite the harshness of the Spartans during the war (they destroyed the Achaean polis of Megalopolis, Polybius’ home town), his treatment of the enemy “was nothing but generous and humane, and he reestablished their ancestral regime,” which had been overthrown by the tyrant Cleomenes, the Spartan ruler during the war (II.lxx). “He had personally made it possible for all the inhabitants of Greece to look forward to a better future, not just as a result of what he had done for them in the field, but even more because he was a man of principle and integrity” (II.lxx). 

    The Cleomenean War, as this one was called, preceded the Social War, to which Polybius will turn in a subsequent book of this pentad. He has shown how the Romans, having established hegemony in Italy, began their overseas empire by taking Sicily and Sardinia from the Carthaginians and by a short-lived foray into Illyria. He has described the Carthaginian consolidation of rule in Iberia and the founding and defense of the Achaean League. All of these events will contribute the establishment of the Roman empire throughout the Mediterranean, the “known world.”

    In the course of relating these events and establishing their causes, Polybius clearly presents the elements of the political education he intends to provide through political history, which provides those who aspire to statesmanship or to historiography (Polybius was an accomplished practitioner of both arts) with some of the experience needed to build up the practical wisdom necessary for success in either of those fields of endeavor. He invites his readers to learn politics by considering four main topics.

    First, he measures the strength and limitations of Fortune. No doubt, there are forces beyond human control—the sudden storm, the untimely illness, the small accident that brings on a calamitous outcome. But although Polybius would never claim that Fortune can be mastered, as his admirer Machiavelli contends, he does think that intelligent and experienced statesmen and generals can minimize it, often by avoiding extremes of passion and the actions prompted by them. This is the advantage civilized peoples enjoy over barbarians, and he takes care to notice both the Carthaginian defeat of barbarian mercenaries and the Roman defeat of the combined forces of Celts and Gauls—demonstrating that two sharply differing republican regimes could knock down the worst efforts of warlike, sizeable but ill-organized and ill-disciplined tribal hordes.

    Second, and with respect to regimes, he contrasts the military republic of Rome with the commercial republic of Carthage. The disadvantage of the commercial republic is its practice of trying to buy the armies that defend it; mercenaries prove less reliable than one’s own troops (and here Machiavelli wholeheartedly concurs). A potential weakness of the military republic is over-reliance on force; accordingly, Polybius emphasizes Rome’s civilian control of its military, its successful diplomatic efforts, and the effectiveness of a prudent mixture of persuasion and military action seen in Aratus, the great statesman/general of the Achaean League. 

    Third, in addition to regimes he addresses the matter of what might be called ‘states’—political communities organized not only according to the number and types of rulers, ruling institutions, purposes, and ways of life but with respect to size and degree of centralization. Tribal organizations are too small by themselves, too apt to fall into frequent disputes amongst themselves when confederated, and almost always too impassioned to think straight. Empires consist of the rule of one people over a collection of subordinate peoples. They defeat barbaric tribes, thanks to their superior organization and rationality. They can be vulnerable to civil war, including civil wars fomented by their enemies, who aim at re-dividing them out of self-defense or in the hope of conquering them and incorporating them into their own empires. Despite the spectacular success of Rome, Polybius seems to favor the federal state, seen in his native Achaea, whereby democratic-republican regimes combine for purposes of defense and commerce.

    Finally, in terms of geopolitics he describes the beginnings of the interconnectedness of Italy, Libya, Greece, and Asia. He does so, however, in a manner distinct, and distinctly more accurate than, the ‘geopoliticians’ of the last century-and-a-half, often devotees of the German school of Realpolitik, who reduce politics to power relations. That is, not only are the Mediterranean regions shown to be interconnected militarily, politically, and commercially, his four topics intertwine, as well. Under Polybius’ Aristotelian gaze, Realpolitik looks not so real and not so politic.

     

     

     

    Filed Under: Nations

    What Is “The Great Reset”?

    April 28, 2021 by Will Morrisey

    Klaus Schwab and Thierry Malleret: COVID-19: The Great Reset. Cologny: Forum Publishing, 2020.

     

     

    Written six months into the coronavirus pandemic, this book urges the use of the disease to accelerate the project variously known as ‘world government,’ ‘global governance,’ or ‘globalism’. Both authors are economists (the senior author no less than the executive chairman of the World Economic Forum); they keep their ultimate goal vaguely stated, but the end game is fairly obvious. More than three decades ago, I had a conversation with a young middle-management fellow who worked on Wall Street. He earnestly explained how the world would be much better off if executives of international corporations ruled it. Our authors are less blunt in their advocacy for a global oligarchy but it’s safe to say that that’s what they want.

    Their rhetorical strategy cannot be described as subtle. The pandemic is “our defining moment”; “many things will change forever.” Luckily, such “deep, existential crises” as this “favor introspection and can harbor the potential for transformation.” Indeed “people feel the time for reinvention has come.” What people? People like themselves, at least for starters, and what a heady thought that is: “A new world will emerge, the contours of which are for us to both imagine and draw,” now that “a fundamental inflection point in our global trajectory” has so happily occurred. How fundamental? Well, “Radical changes of such consequence are coming that some pundits have referred to a ‘before coronovirus’ (BC) and ‘after coronovirus’ (AC) era.” That would be fundamental, all right. One could almost say ‘messianic.’

    Past epidemics, notably the Black Death, have led to pogroms, wars, famines. Admittedly, this one “doesn’t pose a new existential threat,” as “whole populations will neither be exterminated nor displaced.” Nonetheless, “the pandemic is dramatically exacerbating pre-existing dangers that we’ve failed to confront adequately for too long,” the chief of which is “the partial retreat from globalization” seen in the rise of nationalism. The authors therefore undertake to show that the only cure for such a horror is a firm move towards internationalism, assuring their readers that “the possibilities for change and the resulting new order are now unlimited and only bound by our imagination, for better or for worse.” “We should take advantage of this unprecedented opportunity to reimagine our world, in a bid to make it a better and more resilient one as it emerges on the other side of this crisis.” “Better and more resilient” means (they assure us) “more egalitarian” not “more authoritarian,” with “more solidarity” not “more individualism,” “favoring the interests of the many” not “the few.” Exactly how the administrative rule of organizations like the World Economic Forum would make things more egalitarian, fraternal, and people-favoring has proved a puzzle for ‘progressives’ for the last two centuries or so. For the most part, our authors tiptoe around questions regarding the underlying political question: the regime they have in mind.

    Economists to the bone, they deploy textbook jargon in labeling the book’s three main topics: the “macro reset,” the “micro reset,” and “possible consequences at the individual level.” The “macro reset” consists of five categories: economic, social, geopolitical, environmental, and technological; it is noteworthy that “geopolitical” substitutes for political, which would bring up such messy problems of conflicting political regimes which rule sovereign countries.  Throughout the discussions of these categories they provide a “conceptual framework” which identifies “three defining characteristics of today’s world”: interdependence, velocity, and complexity. By “interdependence” they mean “the dynamic of reciprocal dependence among the elements that compose a system.” The “system” they have in mind is of course the world itself, which they liken to a cruise ship currently afflicted with a contagious disease spreading from cabin to cabin,” owing to “global governing failure.” By “velocity” they mean the “culture of immediacy” the Internet has wrought. Velocity engenders impatience, a time lag between events and the ability of rulers to react to them, and an overload of information that slows rulers’ decision-making still further. By “complexity” they mean “what we don’t understand or find difficult to understand”—the results of categories 1 and 2 combined with “non-linearity,” which means that “a change in just one component of a system can lead to a surprising and disproportionate effect elsewhere.” One might suppose that this would lead our authors to worry that “global governance” might well prove a hopeless task. One would be mistaken. For example, “Many Asian countries reacted quickly” to the pandemic “because they were prepared logistically and organizationally,” thanks to the previous SARS epidemic, to say nothing (which is exactly what they do say) about the lack of civil liberty under those many regimes. 

    How would global governance work? Planning, my boy, planning. In terms of economics, we already know that because “wars destroy capital while pandemics do not” economies rebound faster in the aftermath of wars, as people rebuild their cities and factories. When, at the beginning of the pandemic, “governments worldwide made the deliberate decision to shut down much of their respective economies”—a choice the authors endorse because a higher death rate would injure economic life even more—this caused “an abrupt and unsolicited return to a form of relative autarky, with every nation trying to move towards certain forms of self-sufficiency” at the cost of “a reduction in national and global output,” especially in such countries as the United States, where the ‘service sector’ (more seriously injured by policies of ‘social distancing’ than any other) provides 80% of the jobs. “Such a scenario will almost inevitably lead to a collapse in investment among business and a surge in precautionary saving among consumers, with fallout in the entire global economy through capital flight, the rapid and uncertain movement of large amounts of money out of a country, which tends to exacerbate economic crises.” Additionally, the pandemic will accelerate replacement of jobs with machines; while this normally boosts employment in the long run, the velocity of the current shift will lead to greater dislocations, especially among “low-income workers in routine jobs.” The rich may or may not get richer, but the poor will get poorer.

    Crucial to our authors’ ‘globalization’ argument is their need to link the global pandemic to another main ‘globalist’ talking point, climate change. Originally, internationalists advocated world government as a cure for war, but now that nuclear weapons have made world wars considerably less palatable to ambitious rulers, climate change has taken its place. “The deep disruption caused by COVID-19 globally has offered societies an enforced pause to reflect on what is truly of value. With the economic emergency responses to the pandemic now in place, the opportunity can be seized to make the kind of institutional changes and policy choices that will put economies on a new path towards a fairer, greener future.” This in turn “will require”—notice the imperative language—a “shift in the mindset of world leaders”—no longer merely statesmen—to “place greater focus and priority on the well-being of all citizens and the planet.” This means a concurrent shift in the “metrics” by which those “leaders” measure “progress”—specifically, a shift from emphasis on quantitative, material well-being measured by ‘gross domestic product’ (now much too gross and much too domestic—indeed, a form of “tyranny”) toward such ‘quality of life’ activities as “the care economy” (childcare, eldercare), education, and medicine. In keeping with the rhetoric of ‘progress,’ our authors identify “forward-looking countries” as those which “prioritize a more inclusive and sustainable approach to managing and measuring their economies, one that also drives job growth, improvement in living standards and safeguards the planet.” 

    This is all very well for countries that can afford it, our authors remark, but what about “emerging and developing economies”? “Most of them don’t have the fiscal space required to react to the pandemic shock.” This may well lead to a scenario that any respectable member of the World Economic Forum well might dread: politicians might push central banks into finance “major public projects, such as an infrastructure or green investment fund”—policies leading to huge financial deficits as governments give the banks’ money to their constituents and the consequent “uncontrollable inflation” as governments aim at paying for those expenditures with devalued money. Even in the affluent countries, politicians will be tempted to pursue such policies. If they occur in the United States the dollar itself—long the most trusted currency in the world and the lynchpin of the American economy as it has interacted with the rest of the world—could result in “a much reduced geopolitical role or higher taxation, or both” and more, the possible abandonment of the dollar as the world’s dominant currency. 

    “To a large extent, US global credibility also depends on geopolitics and the appeal of its social model.” Turning next to the “societal reset,” our authors cite the criticisms of governing institutions throughout the world, very much including the United States, and the exacerbation of social problems in the poorer countries. Countries that have fared better in the pandemic were (sure enough) those for whom “inclusivity, solidarity, and trust” are “core values.” In less hazy terms, that means “cost-effective and inclusive healthcare” systems, bureaucratic preparation, “rapid and decisive decisions,” and “citizens” (one would not wish to say ‘subjects’) who “have confidence in both the leadership and the information they provide” (not to be stigmatized as ‘propaganda’). Therefore, our authors rather breathlessly anticipate a “post-pandemic era” characterized by “massive wealth redistribution, from the rich to the poor and from capital to labor,” the “death knell of neoliberalism” which favors “competition over solidarity, creative destruction over government intervention and economic growth over social welfare.” “It is no coincidence,” they intone, “that the two countries that over the past few years embraced the policies of neoliberalism with most fervor—the US and the UK—are among those that suffered the most casualties during the pandemic.” Ah yes, the frightful Reagan and Thatcher: into the dustbin of History with them! “Massive social turmoil” is in the future of such malefactor societies, and they deserve it. 

    Help is on the way. “One of the great lessons of the past five centuries in Europe and America is this: acute crises contribute to boosting the power of the state.” This time, too, “governments will most likely, but with different degrees of intensity, decide that it’s in the best interests of society to rewrite some of the rules of the game and permanently increase their role,” “as happened in the 1930s.” They will move toward “a broader, if not universal, provision of social assistance, social insurance, healthcare and basic quality services” and toward “enhanced protection for workers and for those currently most vulnerable.” In particular, “the COVID-19 crisis has laid bare the inadequate state of most national health systems.” One might ask, “inadequate” for what? An worldwide emergency—that is, a thing by definition insusceptible to fully effective national responses. And what might meet such an international or global crisis other than “improved global governance”? Our authors hope that you will answer, “Nothing!” and take your bearings from precisely the global crisis instead of the routine national and even regional or local crises. 

    Hence their central “reset,” the “geopolitical reset.” In this century, “the determining element of geopolitical instability is the progressive rebalancing from the West to the East,” particularly the confrontation between the “rising power,” China, and the “ruling power,” the United States. The “progressive disengagement” of the United States from the world additionally causes countries which had relied on the United States for such “global public goods” as defense of sea lanes and counterterrorism “to tend to their own backyards themselves.” “The 21st century will most likely be an era devoid of an absolute hegemon”; “as a result, power and influence will be redistributed chaotically and in some cases grudgingly.”

    Economic globalization will continue, although the pandemic will slow and even reverse it for a time. Our authors instead maintain that economic globalization, political democracy, and the nation state are “mutually irreconcilable.” One of them will need to go, and it isn’t hard to anticipate which one they would like to kiss goodbye. “The rise of nationalism” is their bugbear, “global governance” their preference. As they define it, global governance isn’t exactly equivalent to a world government, at least not yet. Global governance is “the process of cooperation among transnational actors aimed at providing responses to global problems,” encompassing “the totality of institutions, policies, norms, procedures and initiative through which nation states try to bring more predictability and stability to their responses to transnational challenges”—an “effort bound to be toothless without the cooperation of national governments and their ability to act and legislate to support their aims.” That is, global government resembles the law of nations, except that “transnational actors” must seek to bring national actors into line with what transnationalists want to do. For this, the pandemic (added to climate change) may prove a useful crisis, as “COVID-19 has reminded us that the biggest problems we face are global in nature,” yet it hasn’t “triggered a set of measures coordinated globally,” but has instead done the opposite: “a stream of border closures, restrictions in international travel and trade introduced almost without any coordination, the frequent interruption of medical supply distribution and the ensuing competition for resources.” “In a functioning global governance network, nations should have come together to fight a global and coordinated ‘war’ against the pandemic” but the existing system “failed, proving either non-existent or dysfunctional.” Alas, the authors sigh, “the United Nations organization has no power to compel information sharing or enforce pandemic preparedness.” 

    You can tell that a contemporary political writer is getting desperate when he reaches for analogies to quantum mechanics. Supposedly, the quantum mechanics model teaches us that when it comes to political principles and regimes, “there isn’t a ‘right’ view and a ‘wrong’ view, but different and often diverging interpretations that frequently correlate with the origin, culture, and personal history of those who profess them.” That is, nature as seen through the lens of quantum mechanics yields moral and cultural relativism in world politics. You may “think that observation and measurement define an ‘objective’ opinion, but the micro-world of atoms and particles (like the macro-world of geopolitics) is governed by the strange rules of quantum mechanics in which two different observers are entitled to their own opinion (this is called a ‘superposition’: ‘particles can be in several places or states at once’).” Therefore, “a ‘Chinese’ view and a ‘US’ view can co-exist, together with multiple other views along that continuum—all of them real!” 

    What an entertaining sophistry! I exclaim, demonstrating that I too can deploy exclamation points. If nation-states are like subatomic particles, then they too should be capable of being in several places or states at once. But they’re not. A nation-state has borders over which it is sovereign. Those borders may change but they scarcely act as subatomic particles act, or seem to act, depending upon the position of the observer. What our authors could argue to make their argument coherent, if still dubious, is this: habits of mind and heart generally shared in one regime—or, more broadly, in one civilization—often differ radically from habits of heart and mind generally shared in another; the differences between those sets of habits may differ so radically that citizens or subjects within those regimes may form far different opinions concerning moral and political phenomena. Their divergent opinions are indeed equally ‘real’ in the sense that they are sincerely and deeply held. This reality must be taken into account by statesmen—sorry, ‘global leaders.’ But that doesn’t mean that “two different observers are entitled to their own opinion.” It only means that each does in fact have one.

    As with almost every political appeal to moral or cultural relativism, our authors’ quantum-mechanics jive covers their own political agendum. Sure enough, a few pages after instructing us on modern physics’ correlation to political science we read: “Wealthier countries ignore the tragedy unfolding in fragile and failing countries at their peril.” A consistent quantum mechanist in politics would add, “or not.” But now our authors have discovered themselves entitled to make such judgments despite their self-alleged incapacity to do so.

    Indeed, they insist on it. Both the pandemic and climate change amount to “existential threats to humankind”—objectively speaking, in their opinion. They share five attributes: first, “they are known…systemic risks that propagate very fast in our interconnected world and, in so doing, amplify other risks from different categories; second, “they are non-linear, meaning that beyond a certain threshold, or tipping point, they can exercise catastrophic effects” regionally or globally; third, “the probabilities and distribution of their impacts are very hard, if not impossible to measure”; fourth, and crucially for the ‘globalist’ argument, “they are global in nature and therefore can only be properly addressed in a globally coordinated fashion”; fifth, “they affect disproportionately the already most vulnerable countries and segments of the population.” Finally, both are tied to worldwide population growth, as crowding facilitates viral contagion and larger populations expend more of the pollutants that are said to contribute significantly to global warming. To combat both, “it will be incumbent on us all to rethink our relationship with nature and question why we have become so alienated from it.”

    I can answer that last one. We have become alienated from nature because nature can be harsh, with or without global warming. The same science that has theorized quantum mechanics was inaugurated as an effort to conquer nature for the relief of man’s estate—deemed to be solitary, poor, nasty, brutish, and short by one of modern science’s earliest advocates. One need not take so extreme a view, or project so optimistic a solution, to see the point. 

    But to return to our authors. They propose four main preliminary approaches to these troubles. “Enlightened leadership” will “make ‘good use’ of the pandemic by not letting the crisis go to waste.” They “may want to take advantage of the shock inflicted by the pandemic to implement long-lasting and wider environmental changes”—clearly the intention behind this book. They will emphasize that “we ignore science and expertise at our peril”; that is, we should be more compliant with policies proposed and enforced by people like our authors. This means we must change our “behavior,” acknowledging that we have “no choice but to adopt ‘greener living.'” We should applaud “the motivation for change” which has been “emboldened” by the pandemic, “trigger[ing] new tools and strategies in terms of social activism.” How those “tools” differ from those familiar to anyone who recalls the ‘Movement’ politics of the 1960s remains unclear. However, unlike many on the old New Left, and many in the environmentalist movement, our authors would have us embrace technology, especially contact. But will technology turn into a tool of social and political oppression, as it has done in many of those regimes whose ‘points of view’ (we’ve been assured) are entitled to their own opinions? “It is for those who govern and each of us personally to control and harness the benefits of technology without sacrificing our individual and collective values and freedoms,” they intone, neglecting to suggest how they, and we, might go about doing that. They hurry on to the next level, the “Micro Reset.”

    Our authors define “micro” institutions as those governing business and industry. The message is simple: Get on board, or fail. Forget about “a return to business as usual. This won’t happen because it can’t happen.” For capitalists, “the key issue will be to find the apposite balance between what functioned before and what is needed now to prosper in the new normal.” More specifically, this means accelerating the trend toward “stakeholder capitalism,” a term that evidently denotes not simply concern for the demands of consumers and of workers but for the those of climate change activists, advocates of “gender diversity,” and similar groups self-classified as proponents of social justice (typically defined as social egalitarianism). “The pandemic leaves no doubt in boardrooms that the absence” of such considerations “has the potential to destroy substantial value and even threaten the viability of a business” through the “reputational cost” of lawsuits and boycotts. “The ‘price’ of not doing so will be too high in terms of the wrath of activists, both activist investors and social activists.” If sufficiently frightened by the scarecrow of activism, capitalists too can be deployed in cooperation with rather than in opposition to the global governors; both ‘sides’ will work (intentionally or not) at the service of globalists.

    As Tocqueville taught his readers nearly two centuries ago, such ‘intermediate’ institutions as townships and counties can inhibit the ambitions of statist centralizers and maintain the spirit of liberty among citizens. On the level of globalism, nation-states serve that function, but so do many capitalist institutions, cities, and universities. Our authors therefore applaud what they take to be the likelihood of de-urbanization in the pandemic’s wake, as companies shift their employees from working in offices to working at home. This will result in “far fewer tenants to rent empty office buildings,” “puncturing the global real estate bubble that [has] been years in the making” and bringing much of the residential real estate market in cities down with it. Same for universities (“particularly the expensive ones in the Anglo-Saxon world”): they, too, “will have to alter their business model or go bankrupt because COVID-19 has made it obsolete.” Why pay “the same high tuition for [the] virtual education” to which universities have resorted? Sure, the online model of education, or some hybrid form resulting from mating it with in-person education, “has the disadvantage of erasing a large aspect of social life and personal interactions on a campus.” Too bad, but that’s the way it will be. The noteworthy, if unstated, theme here is ‘divide and conquer.’ The fewer social “interactions” at work and at school and the more social life becomes ‘virtual.’ the less real resistance to global governance there can be. Traditional institutions capable of resisting globalism will weaken, and flash mobs organized by online agitators won’t stand up for long against well-organized, trained law enforcement officers—especially if they learn to talk the talk of ‘diversity’ and ‘inclusion’ which are becoming the (largely rhetorical) price of doing real business.

    Finally, the “individual reset.” Whereas natural disasters usually “bring people together,” pandemics “drive them apart.” “Psychologically, the most important consequence of the pandemic is to generate a phenomenal amount of uncertainty that often becomes a source of angst,” then shame, as we hesitate to step up and help one another for fear of infection. “Often, the fear of death ends up overriding all other human emotions.” Fueled by such fear, false rumors and conspiracy theories erode social trust. But this too is only one more crisis not to be wasted, as it invites a debate over what the common good is. For example, in the United States and Britain—those two bastions of the ‘neoliberalism’ our authors earlier scorned—there are persons who argue that recessions kill people as surely as diseases do, and that governments should not be too quick to shut down economic activity in an attempt to control the coronavirus. Ah, yes, our authors riposte, “in the US, recessions do indeed kill a lot of people because the absence of limited nature of any social safety net makes them life-threatening.” And so we are left with what is “ultimately a moral choice about whether to prioritize the qualities of individualism or those that favor the destiny of the community.” Individuals, too, stand in the way of global governance. Community “destiny” ‘must’—as a matter of both historical and moral necessity—take precedence. From complacency about social life in workplaces and schools, our authors now veer toward an endorsement of sociality. “We are social animals for whom the many minor and often nonverbal clues that normally occur during physical social interactions are vital in terms of communication and mutual understanding”; without such communicative clues, our brain is “simply overwhelm[ed], and “we get the feeling of being drained of energy and left with a sense of profound dissatisfaction,” which “in turn negatively affects our sense of mental well-being.” This points to a “reset” of sociality, away from workplaces and schools—let alone the civil associations of self-government Tocqueville admired in America—towards a bureaucratized society, its global governors well out of the reach of its subjects, in which sociality is somehow experienced through government-sponsored social welfare programs. It will be called a worldwide ‘social democracy’ but it will be a socialist oligarchy. 

    In preparation for this new order, ‘we’ shouldn’t let the crisis go to waste. “Offering as it did the gifts of more time, greater stillness, more solitude (even if an excess of the latter sometimes resulted in loneliness), the pandemic provided an opportunity to think more deeply about who we are, what really matters and what we want, both as individuals and as a society.” Alone, we can undergo a “period of enforced collective reflection”—a very fine turn of phrase, indeed, for connoisseurs of adroit self-contradiction. And what shall ‘we’ think about? Our authors stand ready with helpful suggestions: “Do we know what is important? Are we too selfish and overfocused on ourselves? Do we give too great a priority and excessive time to our career? Are we slaves to consumerism?” Having already pointed us toward their preferred answers, Mssrs. Schwab and Malleret hit their ‘environmentalist’ key: “One clear message has emerged from this: nature is a formidable antidote to many of today’s ills.” “Nature makes us feel good.” Very well then, as the Sixties Left once insisted, ‘If it feels good, do it.’ Forward with global governance in the name of climate protection.

    “We need to change; we should change. But can we?” “Simply put, will we put into motion the Great Reset?” The Great Reset is “about making the world less divisive, less polluting, less destructive, more inclusive, more equitable and fairer than we left it in the pre-pandemic era.” And what can ‘we’ do to effect this consummation so devoutly to be wished? “The absolute prerequisite for a proper reset is greater collaboration and cooperation within and between countries.” Without “shared intentionality” to “act together towards a common goal” we “simply cannot progress.” In the face of the prospect of a world “even more divided, nationalistic and prone to conflicts than it is today,” ‘we’ have “an opportunity to embed greater societal equality and sustainability into the recovery, accelerating rather than delaying progress towards the 2030 Sustainable Development Goals and unleashing a new era of prosperity.” For those so benighted as not to know what the “Goals” are, suffice it to say that they were adopted by the United Nations in 2015 (during the Obama administration) and center on the rather ambitious goal of ending poverty in the world.

    Our authors are confident that this can be done because “a multitude of surveys conclude that we collectively desire change,” including “international surveys finding that a large majority of citizens around the world want the economic recovery from the corona crisis to prioritize climate change and to support a green recovery.” Quite apart from the question of how effective wishful thinking is likely to be, this raises a problem our authors do not consider. What “international survey” of public opinion could register public opinion in, say, China, Russia, or any of the other illiberal oligarchies? And if regimes still matter, where does that leave the claim that all ‘opinions,’ like all subatomic particles, are entitled to vibrate with equal velocity? And if they are, where does that leave this rather dodgy ‘we’ for which our authors so confidently speak?

    Filed Under: Nations

    The First Epistle of John

    April 21, 2021 by Will Morrisey

    John the Apostle: The First Epistle

     

    This letter exemplifies the Apostle’s pastoral care. He writes out of a concern about false teachers, offering not a formal rebuttal of their doctrines but nonetheless intending to protect Christians from their teachings—encouraging them to live according to orthodoxy, right opinion. John evidently writes to no specific church (as Paul usually does); this is rather a circular letter, one intended to be copied and ‘sent around’ to a number of Christian congregations. 

    Commentators often write that the specific unorthodox, wrong opinion that concerns John is Docetism, which claimed that Jesus only appeared to have taken physical shape, that he remained a pure spirit who gave his witnesses the illusion of bodily life. This would make sense of John’s initial insistence on the physical reality of Jesus: “That which was from the beginning, which we have heard, which we have seen with our eyes, which we have looked upon, and our hands have handled, of the Word of life” (I.i)—that is, God incarnate, whom we heard, saw, felt—this is the Person John invokes. “From the beginning” refers to the opening words of John’s Gospel, “In the beginning was the Word, and the Word was God and the Word was with God.” With Jesus Christ, that Word has “become flesh,” living among the Apostles; “the life was manifested” (I.ii).

    Because the Word of life has been manifested in the living Person of Jesus, “we have seen it, and bear witness, and show unto you that eternal life, which was with the Father” (I.ii). “We,” John, serve as the living witness of the living Word, that which has existed from the beginning, the Archē, the origin that gave form to the heavens and the earth. It is significant that John associates two of the three ways in which he has known God with his own physical organs, but not the first way. He saw Jesus with his eyes; he felt Jesus with his hands. He does not mention that he heard Jesus with his ears, only that he heard Him. He not only heard God but he believed the Word that he spoke, which is an operation of the mind. It is the mind, which apprehends and believes that Word; the mind is more important than any sense perception. ‘Seeing is believing’ but what you see isn’t always what you get; you may be looking at a mirage. What you feel is solid, physically real, but it (pace Machiavelli) it tells you nothing. Only words can convey the Word.

    This leads to a problem, however. What of the believers who never heard, saw, or felt God? How are they to believe?

    “That which we have seen and heard declare we unto you, that you also may have fellowship with us: and truly our fellowship is with the Father, and with his Son Jesus Christ (I.iii.).” What I, John, have witnessed, I now witness, declare, testify to you. As Jesus passed the Word to me, so I pass it on to you. I do so in order that you may have fellowship with me, be like-minded, alike in spirit, as I had fellowship with Him, Father and Son. “And these things write we unto you, that your joy may be full” (I.iv.). His written words bring assurance of the spoken Word, itself written down by the apostles who heard Him. The telos or purpose of writing these words expressing that Word is to bring your joy to fulfillment, your joy in salvation.

    What is the substance of that Word? And why should it bring you joy—that is, what is He saving you from? “This then is the message which we have heard of him, and declare unto you, that God is light, and in him is no darkness at all” (I.v). The message of the Word transmitted now to you, in writing, comes first in a metaphor, in “light,” as indeed in the beginning there was not only the Word of God, as the Gospel of John says, but the light, as the Book of Genesis says. “If we say that we have fellowship with him, and walk in darkness, we lie, and do not the truth” (I.vi). Without light you cannot see where you are walking, cannot follow the true way which the light illuminates for us. As the culmination of the acts of creation which began with the words, “Let there be light,” the good of the human being, which alone brings him joy, must follow that way of life, that regime of God, or else it will stumble and fall into misery. False words, lies, darken the mind; they contradict the words which convey the Word, which rightly guides our actions. “If we walk in the light, as he is in the light, we have fellowship with one another, and the blood of Jesus Christ his Son cleanseth us from all sin” (I.vii). The life-blood of God is the only kind of blood that cleanses; all other kinds of blood leave a stain. But a sacrifice aims at cleansing, and that was the effect of the sacrifice Jesus made on the Cross, for those who attend to His words and walk in the way they map out for human beings, for their good and their joy in attaining it.

    However, “if we say that we have no sin, we deceive ourselves, and the truth is not in us” (I.viii). If our own words, our own testimony before one another and before God, claims sinlessness for ourselves, we lack self-knowledge. The truth is not in us. But sin is. By so speaking, remaining in the sin we refuse to admit in words, we sever the bonds of true fellowship with God and with each other. We don’t ‘enlighten’ ourselves, when it comes to our sins; only God can do that, although we can turn our backs on Him and walk some other way, exile ourselves from His regime. The truth that the light illuminates is that when we deny that we sin we ‘have’ sin, whether we say we do or not. We testify against ourselves. Speech is the bond of all communities. Speak falsely and you break the bond, dissolve the community, by ruining the trust truthful words establish.

    Nevertheless, “if we confess our sins, He is faithful and just to forgive us our sins, and to cleanse us from all unrighteousness” (I.ix). That is, if we do have the truth in us, if the light that is God does illuminate our minds and hearts, and if we confess, speak out, use words to speak the truth about ourselves, to say that we have sins, God will cleanse us of them. He does this because, first of all, His actions never contradict His words; he is faithful to His covenants with His people, including his guarantee to save those souls who put their trust in Him with respect to their salvation. He is also just, a fair-dealer, not one to betray the trust souls who trust Him. When it comes to wrong acts, justice can inflict punishment but it can also seek the rehabilitation of the criminal. God is just in both ways. His fidelity and His justice lead him to forgive our sins; not only has He said He would do so, He knows us to be incapable of cleansing ourselves from our sins, needing His grace, His sacrifice, on our behalf to make us worthy of fellowship with Himself and with one another. Is there a difference between “sins,” which we have, and “unrighteousness,” which can be removed? There might be, in the sense that ever-sinful human beings might still follow the light along the right way, within the regime, the Kingdom, of God. It will be the written words of God, and the fellowship with other members of God’s regime—here, one of the Apostles—that we may become more mindful of that way, winning our consent to return to it when we walk off its boundaries. 

    If, rather, “we say that we have not sinned, we make Him a liar, and His word is not in us” (I.x). By denying that we commit sins we accuse God, pretending that He violates His own commandment against false testimony. This reverses the right relationship of judge and those judged. We then commit injustice; we then commit infidelity to God, to one another, and to ourselves as individuals. We have lost our self-knowledge as creatures of God, rightly ruled by Him by the light that is His Word, as conveyed by His words and those Spirit-guided writers who have set it down for us to read, long after their bodies, and Jesus’ body, departed from the earth, where we can no longer hear, see, our touch them.

    John calls his addressees “my little children” (II.i), recalling the theme of transmitting the Word, this time not through space but through time. He is their father inasmuch as he brings the words of the Son who followed His Father to the apostles. In commanding them “that ye sin not” (II.i), John exercises paternal authority, paternal wisdom, and paternal care. Knowing that human beings will commit sins despite the divine commands, he reminds them of divine grace; “if any man sin, we have an advocate with the Father, Jesus Christ the righteous” (II.i), a defense attorney in the divine court. As members of God’s regime, before its court, the unrighteous have a righteous defender, one on whom we can rely, one who won’t betray us even when we unrighteously betray the Father.

    More than an advocate, Jesus Christ is “the propitiation for our sins”—the appeaser of the Father’s anger at us, the unrighteous. He took the penalty of God’s wrath upon Himself for us, an act by which the Father showed us His own graciousness, having sent His Son for that purpose. And not for the sins of the members of the Father’s regime, the sons in the Father’s family, did Jesus become the Christ; he did this “also for the sins of the whole world” (II.ii). All human beings are invited to become members of God’s regime and family.

    “And hereby we do know that we know him, if we keep his commandments” (II.iii). That is, we have self-knowledge but also knowledge of our fellows as members of God’s regime, His family, by obeying our acknowledged Ruler, by ‘being ruled’ in accordance with His commands. We know Him by knowing His mind, His stated intentions; to be laws, commands must not only be thought but promulgated. “He who saith, I know him, and keepeth not his commandments, is a liar, and the truth is not in him” (II.iv); saying must not only match doing, doing must match saying. “But whoso keepeth his word, in him verily”—truly and verifiably—is “the love of God perfected: hereby know we that we are in him” (II.v). 

    As the saying goes, What’s love got to do with it? God issued His laws out of love, as a parent does in commanding a child ‘for your own good.’ God’s love is perfected when those He loves do what is best for them. In obeying God’s commands we prove not to Him (who knows us already) but to ourselves (prone to self-deception at least as much as deception of others) that we are “in” Him; even more firmly and intimately than as consenting subjects of a regime or obedient children in a family, we are members of His body. And like members of a body, we move with that body. “He that saith he abideth in him ought himself also so to walk, even as he walked” (II.vi). Jesus walked in the way of His Father, the way of life set down by the Father’s commands, including His laws, part of the righteous order of His regime, His family. 

    John then addresses not “little children” but “brethren”—fellow Christians in their status as more nearly equal to himself, not as persons obligated to obey commands but as persons receiving commands. “I write no new commandment unto you,” he assures them, “but an old commandment which ye had from the beginning,” “the word which ye have heard from the beginning” (II.vii). God commands have always prohibited sinful acts. In this sense, we are under no new regime, with no new purpose, issuing no new commands. The Son faithfully obeys the laws of the Father, and so commands us to do.

    However, it is also “a new commandment I write you, which thing is true in him and in you: because the darkness is past, and the true light now shineth” (II.viii). The Word is new in the sense of a renewal. Israel has been the light unto the nations—outside them, beckoning them. Now, the regime and family of God have been extended to the nations; it is now in them, insofar as some among ‘the Gentiles’ have consented to God’s rule and therefore to the true ‘way.’ Love rules from ‘inside’.

    As the ‘spirit’ of God’s lawful commands, agapic love animates not only the relationship of God and man but the relationships among men themselves. “He that saith he is in the light, and hateth his brother, is in darkness until now. He that loveth his brother abideth in the light, and there is none occasion of stumbling in him. But he that hateth his brother is in darkness, and walketh in darkness, and knoweth not whither he goeth, because that darkness hath blinded his eyes.” (II.ix-xi). Light permits knowledge; agapic love enable the mind to direct our ‘steps’ rightly along the ‘way’ of God’s regime, whereas hatred of fellow citizens blocks the light, prevents the hater from knowing not only the way but the destination the way leads, God’s purpose in setting down His way.

    John now discloses his own purpose in writing this letter. Insofar as he writes to them as “little children,” he wants them to know that their “sins are forgiven you for his name’s sake”—one’s “name” being one’s reputation, and Jesus’ name being the Christ, the Savior (II.xii). The Father forgives your sins, your violations of the laws of His regime, in faithfully upholding the purpose for which He sent the Son, a purpose announced in his “name,” his title within the Father’s regime, his reputation. Rulers depend upon their reputation, and the Father upholds his son’s reputation just as Jesus upheld the reputation of His Father. As “little children” they have “known the Father” (II.xiv), understood his intention in sending His Son to take the acts that have enabled the Father to forgive them, thanks especially to the Son’s words on the Cross, “Father, forgive them, for they know not what they do.”

    John writes to his correspondents as “fathers” or his equals insofar as they too have “known [God] from the beginning” (II.xiii). Some commentators identify the “little children” as new believers, particularly new Christians, and the “fathers” as the mature believers and/or perhaps as Jewish believers as distinct from Gentile converts.

    Finally, he writes to “young men,” who have “overcome the wicked one,” the ‘Satan’ or ‘enemy’ of God, His regime, His commands (II.xiv). Young men have strength. Insofar as they have shown strength in overcoming the one who would subvert God’s rule, the strength to resist sin, John’s addressees deserve their own good reputation, good standing in the regime of righteousness founded by God.

    In their strength or ‘youth’ the citizens need encouragement and continued right direction. “Love not the world,” John tells them, “neither the things that are in the world” (II.xv). “If any man love the world, the love of the Father is not in him” (II.xv). Why not? Because “all that is in the world, the lust of the flesh, and the lust of the eyes, and the pride of life, is not of the Father, but is of the world” (II.xvi). Lust is love misdirected, love directed away from the Father, the Creator of the world, toward the world He created. It is love unworthy of a human being, whom God made capable—alone among the creatures of the earth—of loving the true Ruler of the world. “The world passeth away; and the lust thereof; but he that doeth the will of God abideth forever” (II.xvii). The Creator-God is eternal, unlike the world He created. Love of the eternal, being godly or God-given, is also eternal, unlike the love of flesh, love of the visible, love that comes through the eyes and not through the ears. Although the apostles saw and touched Jesus, they loved Him as the Word of God, loved Him insofar as He told them things lastingly meaningful to their ‘hearts’—that is, their minds and their sentiments as perceivers of the invisible, the things that can only be heard, not seen or touched like bodies which, for all their beauty, are dumb.

    Addressing his correspondents again as “little children”—as knowers of God, as sinning members of His regime who understand nonetheless that their sins are forgiven—John reminds them of something else “ye have heard,” something about the wicked one, the enemy, whom they have overcome in their capacity as “young men.” “Ye have heard that antichrist shall come, even now there are many antichrists,” many enemies of God and His regime (II.xviii). By this, “we know that it is the last time” (II.xviii). 

    The antichrists “went out from us, but they were not of us; for if they had been of us, they would no doubt have continued with us: but they went out, that they might be made manifest that they were not all of us” (II.xix.). That is, although they behaved like ‘missionaries,’ the antichrists had the opposite intention: subtracting from instead of adding to God’s family or regime. They are ‘expatriates’ and, worse than that traitors, pretended citizens and brethren who were never truly such. They did not partake of the spirit of God’s ecclesia or assembly. Whereas Jesus made manifest the Word of God, the antichrists make manifest the wrong word, the wrong teaching, the anti-Christian word. To put it in terms of the American regime, it is as if a legal citizen of the United States were to renounce the principles of the Declaration of Independence, maintaining that all men are not created equal with respect to their unalienable rights.

    By contrast, the remaining true Christians “have an unction from the Holy One, and ye know all things” (II.xx). “Unction” means authorization; specifically, it refers to the anointing of the new monarch’s head with an oil that symbolically confers supreme authority. For Christians, this authorization by the Holy Spirit confers knowledge of “all things,” meaning all things needed for salvation from the many other ‘regimes’ that enforce anti-Christian principles. Therefore, “I have not written unto you because you know not the truth, but because you know it, and that no lie is of the truth” (II.xxi). If Jesus embodies the Logos and if the Holy Spirit enters into the souls of Christians, conveying that Logos and anointing them with its authority, then logos or reason, thought governed by the principle of non-contradiction, rules out lies, any ‘word’ that contradicts the truth of God.

    “Who is a liar but he that denies that Jesus is the Christ?” (II.xxii). This is the premise of John’s logical argument, founded on the Logos and on logos, that he who denies the Christhood of Jesus denies the truth, contradicts the truth. “He is antichrist”—against the true claim that Jesus is the Christ—who “denies the Father and the Son” (II.xxiii). And therefore “whoever denies the Son, the same has not the Father: but he that acknowledges the Son has the Father” (II.xxiii). Father and Son constitute a family; logically, there can be no father without a son (or daughter) and no son (or daughter) without a father. To deny the Son-hood, the Christhood, of Jesus is to deny his true title to rule, effectively denying the Father whose intention it was to send His Son to embody His supremely authoritative commands, His Word, to human beings.

    The Holy Spirit, conveying the Word or commands of God to those who became Christians, following the Word that Jesus as Christ embodied “abides” within the souls of Christians. John commands Christians to keep “that which you have heard from the beginning,” God’s Word, the founding declaration of God’s family and regime, within themselves, within their minds and hearts (II.xxiv). Let that authoritative and authorizing Word “remain in you”; if you do, “you also shall continue in the Son, and in the Father” (II.xxiv). You will have within yourselves the Holy Spirit, the mind and heart, of God as Father, God as Son.

    Why should I want the Holy Spirit within me? Because God’s commands include His covenant with us, and that covenant entails “the promise he has promised us, even eternal life” (II.xxv). All other covenants are ‘worldly,’ temporary. They can be tempting to ‘sign on’ to, but, John says, “I have written unto you concerning [these things] that seduce you,” deceive you (II.xxvi)—perhaps more precisely, things that would deceive you if you had not the Holy Spirit to remind you of the truth. “The anointing which you have received of Him abides in you, and you need not that any man teach you: but as the same anointing teaches you of all things, and is truth, and is no lie, and even as it has taught you, you shall abide in Him” (II.xxvii). The authority-granting anointing also granted the knowledge that authorizes right rule, since it was an anointing by the Holy Spirit, who knows all that is needful for salvation, for eternal life in the best regime.

    Since the Holy Spirit ‘enrolls’ members of God’s family and regime invisibly, how are we to know who is a brother, who is a fellow-citizen? Partly by the words they speak but mostly by their actions: “If you know that [God] is righteous, you know that every one that does righteousness is born of him” (II.29).

    In the third chapter of his letter John discusses more precisely the character of that enrollment. We know God initially through hearing His Word. With this, we begin also to “behold”—to see—the “manner of love the Father has bestowed upon us,” the way of that love (III.i). Seeing is the use of the light of knowledge to know the way. We behold the way, the kind of love the Father’s love is, the love that makes us “sons of God” (III.i). This love is not erotic/desirous but agapic/graceful, an expression not of God’s need (He obviously has none) but of His care, His benevolence. He ‘adopts’ us into His family. As a consequence, “the world knows us not because it knew Him not” (III.i). The world did not recognize Jesus as the Christ, and therefore does not know Christians as sons of God, members of the ruling family.

    “Beloved, now we are the sons of God, and it does not yet appear what we shall be, but we know that, when he shall appear, we shall be like Him; for we shall see Him as He is” (III.ii). In this “last” time Jesus will appear, or reappear, this time “as He is”—knowable not only in hearing but in sight (III.ii). His transformation will cause a transformation in Christians, too; we shall, like God, “be what we shall be,” beholders of Christ as He is. A new sight, a new form of knowledge, transforms the seer, the knower. This will enable us to become more like Him, to increase our ‘family resemblance’ to Him. In the meantime, “Every man that has this hope in Him purifies himself, even as He is pure” (III.iii). 

    A Christian purifies himself, just as any obedient son or law-abiding citizen makes himself ‘more like’ the other members of the family or the regime by steadily acting according to the rules of the family or regime. Steady acting brings habituation, ‘habits of mind and of heart’ that accord with the prescribed way of life. “Whosoever commits sin transgresses also the law; for in sin is the transgressing of the laws” (III.iv). ”Commitment’ here means ‘habituation,’ steadiness of action. Such a person habituates himself to the way, the path, of some other family, some other regime. 

    All human beings sin, just as all members of families and countries disobey the commands of the rulers, including their rules or laws. This doesn’t mean that they are no longer members of the family or the country but it does mean something must be done about them if the family or country is to survive. Christians “know that He was manifested to take away our sins, and in Him there is no sin” (III.v). By that visible act, the sinless Ruler demonstrated Himself ready to redeem or forgive the sins of the ruled, forgive transgressions of the commands He issued to them. He will not forgive the transgressions of those who have renounced His regime altogether. 

    Insofar as Christians “abide in Him” they “sin not”; those who sin—sin habitually—show by their actions that they “have not seen Him, neither known Him” (III.vi). In the Gospel of John XV.iv Jesus tells His disciples, “Abide in Me and I will abide in you.” Abiding means staying; “in” suggests a very close, intimate bond between Ruler and ruled. It is a condition that points from being a family member by adoption toward being a family member by birth, being ‘born again.” 

    Hence John commands, “Little children, let no man deceive you: he that does righteousness is righteous, even as He is righteous” (III.vii). The deceiver will induce you to go in the wrong direction, along the wrong path or way. “He that commits sin is of the devil; for the devil sinneth from the beginning” (III.viii); the devil rebelled against God’s regime and has sought to add to the body of those ruled by him. Because this happened, God “manifested” His Son, “that he might destroy the works of the devil,” redeem those caught in the devil’s regime. Here the metaphor of birth appears: “Whosoever is born of God does not commit sin; for [God’s] seed remains in him; and he cannot sin, because he is born of God”; there is no sin in his ‘DNA,’ as it were (III.ix). The human being who abides in God and in whom God abides may think or behave in contradiction to this nature but it is still his nature. This is the strongest family bond of all, analogous to biological inheritance in being ineradicable so long as the human being exists. According to God’s covenant, that life will be eternal.

    Visually perceptible acts of righteousness express invisible agapic love. “For this was the message that you heard from the beginning, that we should love one another” (III.xi) as children of God and therefore brothers in Christ. Cain remains the example of brother-murder. As one who abided “in the wicked one,” Cain murdered Abel because “his own works were evil, and his brother’s righteous” (III.xii). Brothers in blood, they were enemies in spirit, members of rival spiritual families. It is then no wonder that the world hates Christians, just as Cain hated Abel. “Whosoever hateth his brother is a murderer; and you know that no murderer has eternal life abiding in him,” having opposed the regime of eternal life, just as the member of God’s family wants life for his brother. Far from killing his brother, the Christian will imitate Christ, “who laid down his life for us” (III.xvi). Those who shut themselves off from agapic love for a brother in need cannot be said to have “the love of God” abiding, dwelling, in him (III.xvii).

    The physical reality of Jesus and of His physical act of self-sacrifice are, then, decisive for knowledge of Him and of Christian conduct. “My little children, let us not love in word, neither in tongue, but in deed and in truth” (III.xviii). That is how “we know we are of the truth, and shall assure our hearts before Him” (III.xix). Shifting back to the regime metaphor from the family metaphor, John envisions a court in which God judges us. “For if [or “whenever”] our heart condemns us” God “is greater than our heart, and knows all things” (III.xx). By overruling our just apparently self-condemnation, God exercises His superior knowledge not only of ourselves but of the spiritual order within which we exist. Given the agapic love manifested in this judicial act, we are rightly humbled and accepting of God’s rule. Further, “if our heart condemns us not, then we have confidence toward God. And whatsoever we ask, we receive of Him, because we keep His commandments, and do those things that are pleasing in his sight.” (III.xxi-xxii). As Christians, our hearts have the Holy Spirit abiding in them, aiding our self-knowledge and self-judgment. If what we intend and do pleases God, the Holy Spirit will so advise us. Sight being the way to perceive actions, God will see the right things we do, consistent with the promptings of His Spirit and the Word of His Son.

    What does God want us to do? “This is His commandment,” first, “that we should believe on the name of His Son Jesus Christ” and, second, that we should “love one another” (III.xxiii). “And he that keeps His commandments dwells in Him, and He in him. And hereby we know that he abides in us, by the Spirit which he has given us.” (III.xxiv). This teaching may be compared and contrasted with Aristotle’s definition of politics, which he finds first of all in the relationship of a husband and a wife. Husbands and wives rule and are ruled, in turn. This reciprocity in ruling is the model of the political life, in contrast with kingship (rule for the good of the ruled) and tyranny (rule for the good of the ruler). John understands God’s rule as a kingship, rule for the good of the ruled, but it is a kingship whose bond is remarkably ‘tight’ or intimate, inasmuch as God’s subject abide in Him, and He in them; more, God’s agapic rule secures the good of the ruled by knowing the defects, the sinfulness, of the ruled and by forgiving them, so long as they abide in Him, within His regime, unlike the ‘apostates’ or ‘traitors’ who reject God’s regime and enroll in the regime of the devil.

    At the beginning of the fourth section of his letter, John addresses a problem crucial to his argument, the problem of how to distinguish Christians from “antichrists.” After all, those who separate themselves from God’s assembly often claim that the assembly has gone wrong, that they are the true Church. We are leaving, come with us. “Beloved, believe not every spirit, but try the spirits whether they are of God: because many false prophets are gone out into the world” (IV.1). But how are we to test persons animated by a spirit that is invisible and, even if it were visible, hidden within their minds and hearts? The Signers of the American Declaration of Independence acknowledged that only God can judge “the rectitude of our intentions,” yet in some proximate sense human beings must ‘judge’ or assess the motives of those we encounter.

    Here, John writes, is how to “know…the Spirit of God” (IV.2). First, “every spirit that confesses that Jesus Christ is come in the flesh is of God,” while those who deny this are animated by “the spirit of antichrist,” which “even now already is…in the world” (IV.3). You will know them by their words. Knowing them, you overcome them, you are not deceived by them, because Spirit of God is “greater” than “he that is in the world” (IV.4). The more you hear from them, they easier they are to recognize. “They are of the world: therefore speak they of the world, and the world hears them” (IV.5). The world wants to hear about itself, about its concerns, and the antichrists want the world to hear them. Christians, however “are of God: he that knows God hears us; he that is not of God hears not us” (IV.6). We can distinguish “the spirit of truth” from “the spirit of error” not only by the substance of the words we hear but by their effect, by noticing who it is that listens to what we say and who it is that listens to what they say.

    Beyond words, Christians can tell fellow Christians from antichrists by observing actions. “Beloved, let us love one another; for love is of God; and every one that loves is born and God, and knows God” (IV.7). Conversely, “he that loves not knows not God; for God is love” (IV.8). To know God is to know that He is love (which is not to say that love is God). A child shares the nature of his father; Christians are children of God; Christians share (some) of the nature of God (in modern terms, they will have love in their ‘DNA’). Such love is manifest to the Christian by looking within himself but, when considering others, into whose souls we cannot see, we see love or the lack of love in actions. This supreme example of this is God Himself, into whose mind and heart no one can see, but whose love “toward us” was “manifested,” made visible, “because that God sent his only begotten Son into the world, that we might live through Him” (IV.9). “Herein is love, not that we loved God, but that He loved us, and sent His Son to be the propitiation for our sins” (IV.10). What kind of God do those who renounce the Church uphold?

    Logical arguments concerning practice or action typically contain ‘if/then’ clauses. If x, then y: y follows logically, necessarily, from x; there is no contradiction. “Beloved, if God so loved us, we ought also to love one another” (IV.11). Since “no man has seen God at any time” insofar has he abides or dwells within us, our acts of love toward one another give evidence of that abiding, that indwelling (IV.12). Further “his love is perfected in us” (IV.12); that is, it reaches its telos, its purpose and culmination. Loving one another, and doing so increasingly, manifests by action the intentions of Christians, against which the intentions of antichrists can be measured. This is how we “know” and not merely guess that “we dwell in Him, and He in us, because He has given us of His Spirit” (IV.13). 

    Although we cannot see the work of God’s Spirit within anyone other than ourselves as individuals, but can only listen for it in their words and look for it in their intentions as these manifest themselves in loving actions, John himself has in fact “seen and do[es] testify that the Father sent the Son to be the Savior of the world” (IV.14), as stated in v. 9. In the face of that world, which doesn’t know it wants to be saved and consequently does not listen to Christians, “whosoever shall confess”—say out loud and act in a manner that follows logically from what we say—that “Jesus is the Son of God, God dwelleth in him, and he in God” (IV.15). This saying expresses what is inside us, that “we have known and believed the love that God has to us,” that the God who is love dwells or abides in us (IV.16). 

    It is that abiding or indwelling that perfects “our love,” so that “we may have boldness in the day of judgment; because as He is, so are we in this world” (IV.17). Human nature has its telos, the perfection of its natural powers of body and soul, and especially of its reason, which distinguishes our nature from that of other living species or ‘kinds’. Adam could be ‘tasked’ with naming the other species in Eden precisely because he could recognize differences among those ‘kinds,’ through his capacity to think according to the principle of non-contradiction, of reason. This capacity doesn’t save us from sinning, however, and therefore does not save us from the consequences of sin. For that, Jesus Christ’s sacrifice and the Holy Spirit’s indwelling alone suffice. Only through that sacrifice and that Spirit can we achieve our true telos, which is living with God under His regime in his ‘state’ or kingdom, which is Heaven.

    Fear of God is the beginning of wisdom. We rightly fear God for the punishments He can inflict upon us if we depart from His regime, His way. But fear is not the end, the purpose, the telos, the perfection of wisdom. “There is no fear in love; but perfect love casts out fear: because fear has torment. He that fears is not made perfect in love.” (IV.18). We did not initiate this love; He did. Christians have only responded to that love, with ours, but ‘only’ is nonetheless all-important when it comes to salvation from the punishments we would otherwise rightly fear. 

    Returning then to the problem of testing, “If a man say, I love God, and hates his brother, he is a liar; for he that loves not his brother whom he has seen how can he love God whom he has not seen?” (IV.20). The test of genuine fidelity to God, the visible and audible test, is love of brother, love of neighbor. That is the part of agapic love Christians can witness in others, as distinct from the part of agapic love they can witness in themselves and witness or confess to others. Loving one’s brother—the audible, visible, touchable human being in front of me—is the command that follows, and logically follows from, the command to love God. “And this commandment have we from Him, that he who loves God love his brother also” (IV.21). God speaks to us in order to say what we must do, and God’s words themselves are also actions, as seen in the act of Creation, speaking the world into existence, and the act of Crucifixion, saving that part of the world that sees and listens to Jesus Christ from the ruin inherent in the regime of God’s enemy and that enemy’s allies, the antichrists.

    That is how can I can test others. How can I test myself? In that, I have a resource unavailable when I consider others: introspection. “Whosoever believeth that Jesus is the Christ is born of God: and every one that loveth him that begat loveth him also that is begotten by him” (V.1); if you love the Father, you love His Son. Alexis de Tocqueville wrote that “the great writers of antiquity,” being “part of an aristocracy of masters,” had difficulty conceiving of human equality. “It was necessary that Jesus Christ come to earth to make it understood that all members of the human species are naturally alike and equal.” [1] Christianity makes the idea of human beings’ equality before God ‘thinkable.’

    The consequence of this is to extend our love of the Son of God to all the sons of God. “By this we know that we love the children of God, when we love God and keep his commandments” (V.ii). Christians believe Jesus is the Christ, born of God; that belief is the foundation of their knowledge of our love of neighbor, a love commanded (as we know from His words) by Jesus as the Christ and the Son of God. The command we know, obeying because we believe the One who commanded it is who and what He said He is, is “not grievous” or heavy (V.3); we therefore have no excuse to disobey it. We find obedience to the command to be a light burden because whoever “is born of God overcometh the world: and this is the victory that overcometh the world, our faith” (V.4). The world, unloving and unfaithful, finds obedience to Jesus’ commands to love God and neighbor to be unbearable; strengthened by Holy Spirit, Christians do not find it so. “Who is he that overcometh the world, but he that believeth that Jesus is the Son of God?” (V.5). 

    Jesus overcame the world for whomever believes in his Savior as the Son of God. “This is he that came by water and blood, Jesus Christ; not by water only, but by water and blood” (V.6). Commentators dispute the meaning of “water,” many associating it with baptism and recalling that water and blood both flowed from Jesus side when a centurion pierced it with a spear as He hung on the Cross. Jesus also “came” by water when He walked on it, and he proved His mastery over water by calming the storm on the Sea of Galilee. These images recall water as the condition of the cosmos before God ordered it—fluid, chaotic. If blood symbolizes life, the giving of blood sacrificing life, water may mean the setting-apart of the one who is baptized with it, citizenship in God’s kingdom as holy or separate from the kingdoms of this world; insofar as water also symbolizes chaos, rule over it symbolizes the triumph of the Son of God, and through His grace the children of His household and kingdom, over the worldly kingdoms. John the Baptist was entitled to perform the ceremony of separation but only the Christ can both separate His children from the world and sacrifice His life in order to save their lives.

    Baptism and sacrifice are acts. How can we know what they signify? Only by the mind, the capacity for understanding both deeds and words. But human minds can err. What guarantees the truth of their interpretation? A  superior mind: “It is the Spirit that beareth witness, because the Spirit is truth” (V.6). A body can baptize; a body can bleed; only a mind can witness. “There are three that bear record in heaven, the Father, the Word, and the Holy Ghost; and these three are one” (V.7). The Word is Jesus, the Logos made flesh. In a court of law, it is better to have three witnesses to testify to the truth of actions than it is to have only one. The Trinity, the three ‘persons’ or personae of God, are three in one: God as Father/Lawgiver; God as Son/Savior (from the stern verdict based upon the Law); God as Holy “Ghost” or Spirit, as the One who enters the minds of Christians and guides them respecting the substance of their belief. The Spirit is the link between heaven and earth. “There are three that bear witness in earth, the Spirit, and the water, and the blood: and these three agree in one” (V.8). That is, baptism and sacrifice are outward evidences of Christian belief, whereas the Holy Spirit witnesses the minds of Christians, leading them to those right actions of separation from the world and sacrifice for the sake of ‘worldlings’ or subjects to the worldly regimes. In denying that Jesus came in the form of a physical body, Docetists could affirm baptism but denied the blood, the sacrifice, the Cross.

    Other men will see what we do, hear what we say, but “if we receive the witness of men, the witness of God is greater” (V.9); indeed, “he that believeth on the Son of God hath the witness in himself,” in the form of the Holy Spirit (V.10). To deny that witness is to make God “a liar,” inasmuch as God gave us his Word, the “record” of “his Son” (V.10). That record clearly states that God’s Son’s sacrifice of His life on earth gave us “eternal life” so far as we trust in Him at his word—Himself embodying as well as speaking that Word, a Word of God the Father and from God the Father. “He that hath the Son hath life; and he that hath not the Son of God hath not life” (V.12). 

    In conclusion, John tells his correspondents that he has written to them as fellow Christians to reaffirm the knowledge of their salvation, knowledge founded on their belief “the name of the Son of God” (V.13). The name of the Son of God is Jesus, meaning ‘deliverer’ or ‘rescuer.’ To believe in His name is to believe that He is what His name indicates that He is. “This is the confidence that we have in him, that, if we ask any thing according to his will, he heareth us” (V.14). Hearing us, He will heed our requests, but especially our requests to “deliver us from evil,” as the Psalmist writes. For example, “If any man see his brother,” his fellow Christian, “sin a sin which is not unto death, he [the petitioning Christian] shall ask, and he [Jesus, the Christ] shall give him life” (V.16). Not so, the one who commits “a sin unto death: I do not say that he [the petitioning Christian] shall pray for it” (V.16]. If “all unrighteousness is sin,” what is the specific form of unrighteousness that is a sin unto death, a deadly sin? (V.16). There are, famously, seven deadly sins, but all who commit them may be redeemed. It may be that the sin unto death simply means a sin that a sinning brother Christian continues to commit until death; or John might be saying, even more simply, that prayers to redeem a sinner will not avail after his death. 

    Or is the sin unto death idolatry, disbelief in God? John lists three things Christians know, based on our belief in Jesus as Son of God and as the Christ. “We know that whosoever is born of God sinneth not” at least insofar as he remains cognizant of the water and the blood of his rescuer; the “wicked one,” Satan, “toucheth him not,” cannot claim him for his regime of ‘the world, the flesh, and the devil’ (V.18). We also “know that we are of God, and the whole world lieth in wickedness” (V.19). In actions, then, and also in ‘family’ or in ‘regime’ Christians are distinct from and opposed to the ‘family’ or ‘regime’ of Satan. They are safe, ‘saved,’ because Jesus overcame, conquered ‘the world’ by the water and the blood of the Cross. Finally, “we know that the Son of God is come, and hath given us an understanding, that we may know him that is true, and we are in him that is true, in his Son Jesus Christ” (V.20). This third thing Christians know is itself threefold: we know the Messiah, the Rescuer has come; we know He has given us “an understanding”—not only a set of facts but the meaning of those facts—and we are “in him,” within His Spirit, a spirit who is true in the sense of being real and true in the sense of being trustworthy. “This is the true God, and eternal life” (V.20). Therefore, “little children, keep yourself from idols,” from the untrue—gods who are false and untrustworthy, agents of the evil one whose name means ‘enemy.’ 

     

    Note

    1. Alexis de Tocqueville: Democracy in America. II.i.3.

     

     

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