Will Morrisey Reviews

Book reviews and articles on political philosophy and literature.

  • Home
  • Reviews
    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
  • Contents
  • About
  • Books

Recent Posts

  • Meditating on the Declaration
  • Political Parties: A Neo-Marxist Account
  • The Economic and Social Thought of the American Progressives
  • A Critique of Progressivism from the ‘Progressive Era’
  • The Northwest Ordinance and the Empire of Liberty

Recent Comments

    Archives

    • July 2026
    • June 2026
    • May 2026
    • April 2026
    • March 2026
    • February 2026
    • January 2026
    • December 2025
    • November 2025
    • October 2025
    • September 2025
    • August 2025
    • July 2025
    • June 2025
    • May 2025
    • April 2025
    • March 2025
    • February 2025
    • January 2025
    • December 2024
    • November 2024
    • October 2024
    • September 2024
    • August 2024
    • July 2024
    • June 2024
    • May 2024
    • April 2024
    • March 2024
    • February 2024
    • January 2024
    • December 2023
    • November 2023
    • October 2023
    • September 2023
    • August 2023
    • July 2023
    • June 2023
    • May 2023
    • April 2023
    • March 2023
    • February 2023
    • January 2023
    • December 2022
    • November 2022
    • October 2022
    • September 2022
    • August 2022
    • July 2022
    • June 2022
    • May 2022
    • April 2022
    • March 2022
    • February 2022
    • January 2022
    • December 2021
    • November 2021
    • October 2021
    • September 2021
    • August 2021
    • July 2021
    • June 2021
    • May 2021
    • April 2021
    • March 2021
    • February 2021
    • January 2021
    • December 2020
    • November 2020
    • October 2020
    • September 2020
    • August 2020
    • July 2020
    • June 2020
    • May 2020
    • April 2020
    • March 2020
    • February 2020
    • January 2020
    • December 2019
    • November 2019
    • October 2019
    • September 2019
    • August 2019
    • July 2019
    • June 2019
    • May 2019
    • April 2019
    • March 2019
    • February 2019
    • January 2019
    • December 2018
    • November 2018
    • October 2018
    • September 2018
    • August 2018
    • July 2018
    • June 2018
    • May 2018
    • April 2018
    • March 2018
    • February 2018
    • January 2018
    • December 2017
    • November 2017
    • September 2017
    • August 2017
    • July 2017
    • June 2017
    • May 2017
    • April 2017
    • March 2017
    • February 2017
    • January 2017
    • December 2016
    • November 2016
    • September 2016
    • August 2016
    • July 2016
    • June 2016
    • April 2016
    • March 2016
    • February 2016
    • January 2016

    Categories

    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
    • Uncategorized

    Meta

    • Log in
    • Entries feed
    • Comments feed
    • WordPress.org

    Powered by Genesis

    Moderation, All the Way Down

    April 17, 2024 by Will Morrisey

    Stephen G. Salkever: Finding the Mean: Theory and Practice in Aristotelian Philosophy. Part I: From Practice to Theory. Princeton: Princeton University Press, 1990.

    Aristotle: De Anima. C. D. C. Reeve translation. Indianapolis: Hackett Publishing Company, 2017.

    Thomas Aquinas: Commentary on Aristotle’s De Anima. Kenholm Foster and Silvester Humphries translation. Notre Dame: Dumb Ox Books, 1994.

    Aristotle: Nicomachean Ethics. Robert C. Bartlett and Susan Collins translation. Chicago: Chicago University Press, 2011.

    Aristotle: Politics. Carnes Lord translation. Second edition. Chicago: Chicago University Press, 2013.

     

    Aristotelian ethics commends moderation, comprehensively. Famously, Aristotle defines each virtue as a “mean”—the proximate center between two extremes. A virtue is not an exclusively human characteristic; the virtue of a horse is to run well, the virtue of an oak to grow tall and straight. Virtue is excellence in the nature and action of a being. Because “everything is continuous and divisible, it is possible to grasp the more, the less, and the equal, and these either in reference to the thing itself or in relation to us” (Nicomachean Ethics 1106a). “The equal is also a certain middle term (to meson) between excess and deficiency” (1106a). For human beings, “virtue is concerned with passions and actions, in which the excess is in error and the deficiency is blamed; but the middle term is praised and guides one correctly”; “virtue is skillful in aiming at the middle term” (1106b). Aristotle gives several examples: the virtue of courage is the mean between the deficiency, fear (cowardice) and the excess, confidence (recklessness); liberality the mean between stinginess and prodigality; magnificence the mean between parsimony and vulgarity; magnanimity or greatness of soul the mean between micropsychia, smallness of soul, and vanity; an unnamed virtue is the mean between unambition and ambition; gentleness the mean between unirascibility and irascibility; truthfulness the mean between an ironist, always understating matters, and the boaster, always overstating them; wittiness the mean between boorishness and buffoonery; friendliness the mean between surliness and obsequiousness. And so on.

    Unlike a geometric figure, however, the human soul resists measurement; finding the mean is an inexact science, not a simple exercise of applying a theoretically derived rule to human practice. What theoretical knowledge can do, however, is to clarify that practice. Salkever intends, Aristotle-like, “to clarify the character” of “Aristotle’s practical philosophy” and to undertake an Aristotelian approach to “contemporary discussions of liberal democracy.” Those discussions have ranged from “treating politics as a perfectly soluble problem”—the assumption of many contemporary ‘social scientists’—or as “a tragic dilemma or paradox,” as seen in writings by the numerous epigoni of Nietzsche and Heidegger. This (very wide) spectrum includes the conventionalism of Michael Oakeshott and Richard Rorty and the historicist progressivism of Hegel and Marx. Unlike so many thinkers, Aristotle doesn’t offer an ethics that operates like a computer printout; “in Aristotle’s understanding the relationship of theory to practice is not direct” but instead establishes “an indirect connection that avoids both dogmatism and relativism.” For him, “the theory of the human good aids practice by serving as a basis for drawing out and criticizing presuppositions about human needs that are implicit in particular political institutions and policies.” Because those particular institutions and policies must be adapted to the specific circumstances that prevail in and around a given political community at the time choices must be made, “the way in which goods are ranked relative to human needs in the abstract will not be the same as their ranking in any particular situation,” and so “theory can inform practical deliberation and judgment, but cannot replace it.”

    In Part I of his book, Salkever answers two challenges to Aristotelian ethics: one from moral relativists who deny that there is any “such thing as a human good apart from the goods or desires of particular individuals or cultures”; the second from those who affirm the existence of a human good but further claim that “this good is clearly and precisely intelligible to those who know how to see it.” 

    He begins with the relativists. Relativism is a theory, and, like all theories, it is “at its inception evaluative and explanatory,” beginning with “the sense that there is a human need for a universal perspective on the basis of which the local and particular things take on a new and better meaning, a meaning not supplied by the traditional accounts of the gods, by the poets, or by the city and its laws,” a need prompting an enterprise, “whether we call it scientific or philosophic,” that “is inseparable from the perception of a human interest in rationality as a way of life.” Theory aspires to universality and objectivity; relativists, for example, makes a universal claim about what the human good is, a rational claim about human irrationalism. They even may claim that knowing the irrationality of human ‘goods’ or desires is a good thing; knowledge is somehow inseparable from living well, even among those who deny that claims about living well have any rational content. 

    Heraclitus, Plato, and Aristotle claim that, on the contrary, human conduct is teleological by nature, and nature is rationally knowable. Although Heraclitus and Plato differ profoundly in their claims about nature—Heraclitean flux and Platonic forms could not be more opposed—both contend that “a certain disposition and orientation toward [the] phenomena [is] inescapable for anyone who accept the explanation” they offer. But whereas Heraclitus’ dictum, “Everything flows,” directly associates human life with the rest of the cosmos, Plato’s Socrates ‘brings philosophy down from the heavens,’ teaching that “the way to determine whether a proposed virtue of way of life is truly desirable is to ask whether that life corresponds to the function or work (ergon) that defines human beings as a specific class, different from, say, horses and knives”—related to “the rest of the universe,” to be sure, but distinct within it. Because human practice and indeed philosophy itself cannot be ‘read’ directly from ‘on high,’ Socrates and Plato both avoid the prophetic style of Heraclitus, speaking or writing with irony and playfulness. Socrates’ “unwillingness to say all that he knows, and his insistence on saying different things to different people consistently defeat the expectation that theorizing should result in a set of general rules or customs of the same order of determinateness and precision as those of the city,” with its laws. Because “nothing can be done as it is said,” “moderation and tact are the virtues controlling the philosopher’s speech,” and the philosopher’s theorizing “is not a substitute for particular choices” but “rather, it is a preparation for making them.” In the Phaedo, Salkever observes, Socrates says that logoi [speeches, including rational speeches] are like human beings: the surest way to end up hating either is to trust them without limit.”

    This leaves the status of Plato’s forms as it were up in the air. It may be that he propounds them with the same irony as he speaks to Adeimantus and Glaucon. Aristotle straightforwardly refutes the theory; although Plato says that particulars somehow ‘participate’ in the forms, this “metaphor is insufficient as a causal account.” Aristotle instead proposes that “while there are no universals which exist separately from individual instances, every natural thing can be understood in terms of the potentiality (dunamis) and function or actuality (energeia) which define it.” If the potential of the thing or an action might or might not be actualized, if its beginning (archē) ‘contains’ a manner of growth and motion (today’s example would be DNA), then an account of the nature of that thing or action must be “both explanatory and evaluative.” That is, the archē implies an end, a telos, which either does or does not fully unfold. A good oak, a good horse is one that has reached this end, achieved its nature without injury or impediment. “The form (eidos) or end (telos) or actuality (energeia) of a thing is the primary means of explaining what each natural thing is, and this explanation is at the same time evaluative or critical.”

    The same goes for human nature, for human beings, “since in giving an account of any given human being or human culture”—by which Salkever means a politeia or regime—we “must characterize its goals or practices in terms of and relative to the goals that define human being as a certain kind of entity.” This, however, with an important distinction, as already understood by Plato’s Socrates: “Human beings are unique among living things in being threatened with the danger of an episodic or disorganized life, and that is our greatest need (though generally not, as a matter of fact, our strongest desire) is to actualize our capacity for living according to some reasonable plan, the details of which will vary widely, just as our capacities and situations vary.” “Human nature understood as a hierarchy of ends serves as the perspective from which to judge the extent to which various characteristic ways of life and cultural institutions are just or right (dikaios) by nature,” providing “a ground for judgments that are at once causal and evaluative,” although that ground or standard does not take the form of a universal law. It “varies, within limits, from place to place and person to person.” The existence of the ground or standard, human nature, precludes moral relativism, while the sensitivity to the rational need to heed the circumstances by and in which human beings live their lives precludes moral ‘absolutism.’ The “central activity” of political philosophy or science provides “a causal account of particular things,” that is, the activity of “placing a particular individual or practice relative to the universal which defines it as human or mammalian or whatever.” 

    Nature is teleological. This claim is neither “shocking nor contrary to the way in which we all encounter the world, without science, through language.” It only assumes that “our world happens to be the sort of place in which events are not loose and disconnected but occur in the context of wholes of the sort we call kinds or species and Aristotle calls natures.” The species we find in this world act in a way that moves toward the fulfillment of ends, and that includes “scientific inquiry itself.” Science means knowledge; as a matter of fact, in accordance with their nature, human beings want to know, and the knowledge acquired by “placing particulars relative to relevant universals is the single most desirable human acquisition or good, at least most of the time,” being the way in which we perceive, move toward, and coordinate all other ends. In parting from this “classical teleology,” ‘modern’ or ‘Enlightenment’ science follows Machiavelli, “subvert[ing] the ordinary way of encountering and articulating the world while endorsing the judgment of the great majority that the greatest human need is not rationality, but power or freedom.” The great majority: modern science is the brain, so to speak, of the phenomenon Tocqueville calls ‘democracy,’ in America and throughout the world.

    Modern science rejects teleology by (mis)understanding nature as matter in motion, as a set of particular events and elements which cause other events and combine into compounds by concatenations that follow certain predictable patterns or ‘natural laws.’ This science privileges physics over biology by reducing biological wholes to their parts, life into nonliving elements; modern social science imitates mathematical physics in the course of a cognate reductionism. Natural organisms are no longer said to be teleological wholes but teleology slips into modern social science, anyway, in the form of its attempt to (again, per Machiavelli) master human nature by discovering which causes result in which effects, then manipulating the causes to produce the effects social scientists desire. Embarrassment about this leads to ‘pragmatism,’ the attempt to make practice into and end in itself, as seen in, for example, the writings of Richard Rorty, who tells his readers that human communities are “shaped rather than found,” belonging to, loved by, their creators, who love them as their own. “What matters is our loyalty to other human beings clinging together against the dark, not our hope of getting things right”; community in the Cave, not the ascent from it. “But why,” Salkever asks, “should the need for community be more important than, for instance, the need for theoretical inquiry?” “To say that liberals can best justify themselves if they ‘simply drop the distinction between rational judgment and cultural bias'” is to deny the possibility of evaluative explanation at the same time one is practicing it,” to issue a command that exempts one’s moral and cultural relativism from its own strictures. The command rests on the decidedly non-relativist but usually unexamined claim that “the greatest human need is the need for power, in the sense of the maximally efficient accumulation of resources for achieving whatever goals our hearts happen to desire,” and, concurrently, that slavery is “the greatest threat to humanity”—an idea “expressed in our time as the need for emancipation or liberation or empowerment.” This is an “argument from a final cause,” but a “concealed” one, concealed indeed from most of its proponents. Aristotle already had his reply ready: although democratic, this belief “is uniquely dangerous to democracies because it acquires a certain respectability through the false identification of freedom with living as one pleases.” But since, as Socrates notes, the desires are foolish and contradictory counselors, a democratic regime founded on this identification will wreck itself, if it isn’t wrecked by rival regimes before it collapses by its own illogic. [1]

    Thus, teleology turns out neither to be hopelessly ‘metaphysical’ in the pejorative sense of the word nor “inextricably bound to a false cosmology.” It is biological, a science that begins with noticing that in “the world of observable change, of the generation and corruption of organisms,” patterns are discernible; Aristotelian biology seeks “to determine what these patterns are, to distinguish species from species.” Biology is an empirical science. Empirically, “the properties of living organisms are not reducible to those of their inanimate components.” That being so, “to be alive is to be a living something, a horse, a human being, and so on”—organisms are “individuated within species.” Both their irreducible wholeness and their species forms “a way of life definitive of a particular species.” (This will turn out to be politically important, since one element of a politeia or regime is its Bios ti, its way of life.) Wholeness in the way of the species constitutes what Aristotle calls the anima, the soul of the organism, which “is not separate from its matter or body,” except for purposes of analysis. In terms of life as lived, a corpse is no longer a human being, as it lacks soul, its principle of life, and movement (including its growth). “‘Matter’ is always relative to the form it takes, and souls is simply the functional state of such matter.” Thus, “an organism’s nature is determined more by its soul than by its matter, more by its species character than by its organs.” That way of life is its actuality, its energeia, aiming at its purpose or end. There are, then, “grades of being,” “from purely random potentiality (matter, body, parts) to purely organized actuality (form, soul, wholes, function)”. Not all natural phenomena are teleological; rainfall isn’t intrinsically teleological, nor are rocks. A biologist will see, as anyone can see, that organisms depend upon the nature of these nonteleological, nonliving beings for their own life, but this leaves open the question of whether that dependence implies an overall design or Designer of the cosmos. Living phenomena are teleological, including human beings. As such, one can call an individual organism better or worse “with reference to the being [ousia] of each sort of thing,” each species (Physics 2, 199b 30-32). In terms of cosmology, “the universe is neither a random heap nor a gigantic unitary animal; rather, it is composed of interdependent parts which are themselves wholes.”

    Aristotle denies that such species-defining actualities can be known with “the certainty and precision of mathematics.” Nonliving beings can be known more precisely than living beings; they are not self-directed but are subject to external forces more readily measured than the immanent and purposeful energeia of organisms. “The major resistance to the assumption of Aristotelian science is…more likely to be political than scientific,” as modern science has been animated by the Machiavellian/Baconian ‘project’ of mastering nature and fortune for the relief of man’s estate. We moderns want to control nature “for human ends,” and Aristotelianism resists that precisely in order to raise the question of what human purposes should be. Get rid of teleology and you don’t know, a problem that results in the tendency of ‘moderns’ to smuggle purposes in, surreptitiously, as noted.

    What, then, is the human purpose, the human ‘good’? Salkever finds “Aristotle’s approach to social science”—Aristotle himself always says “political science”—to be “superior to the two principal approaches characteristic of our time, empiricist and interpretive social science.” Empiricist social science can give no guidance for human action, although it can inform human choice of action; interpretive social science (much of anthropology, for example) can talk about purposes, but only “more or less ‘from the native’s point of view,'” that is, from the perspective of a given ‘culture.’ Interpretive social science cannot, and indeed in principle refuses, to say whether one ‘culture’ or regime is better for human beings than another. Aristotelian political science encompasses both empiricist and interpretive social science while also providing an account of human nature that serves as a framework for judging the relative goodness of the several regimes and their many variants. 

    Politics means ruling and being ruled in turn. In households, such rule is seen in the relations between husbands and wives, whereas the rule of parents over children and of masters over slaves are command-and-obey relations, the first for the good of the ruled, the second for the good of the ruler. All political regimes have three characteristics. They are structured by nomoi (meaning both laws and customs); they are also structured by “some procedure for ruling and being ruled in turn, rather than, say, by force, chance, or wisdom”; and the ruling choices “are motivated by the desire to improve the lives of all the citizens,” ensuring that they both live and live well. (In a masterly regime, neither of those goods are ensured.) Since so many regimes are in fact bad—defined by ruling for the sake of the rulers, exclusively—much of Aristotle’s political science “is devoted to explaining why politics is so unusual and how other kinds of associations,” not only bad regimes but such sub-political associations as families, clans, friendships, armies, and markets “distort real politics in his sense of the term.” 

    Stepping back for the moment, Salkever shows why modern empirical social science will not do. Aristotle never saw it, but he knew Democritus’ “assertion of the universality of external efficient causality (a claim shared by modern science).” Against this, Aristotle observed that all organisms are self-moving and that “all animals” moreover “move by choice (prohairesis) or intellection (noēsis).” In the De Anima, Aristotle calls the soul (psuchē) “the starting point [archē] of all living things,” not separate from the body (De Anima 402a2). Animals as distinct from plants gain knowledge of the world, and this knowledge begins with their souls. That knowledge informs its movements, whereas the movements of plants involve no knowledge. The souls of both plants and animals seek nourishment, but the growth enabled by the nourishment they find has limits imposed by nature, unlike fire (416a15; see also Aquinas, Lecture IX. 532). Limits imply knowability. Animals know things, and this knowledge begins with sense perception, which also has limits based upon a mean; place an object at some great distance from the eye and the eye can’t see it but place it on the eye and it can’t be seen, either. The same goes for sound, odor, and the other senses: too far or too close, too much or too little deranges sense perception. “Excesses in perceptible objects destroy the perceptual organs, for if the movement is too strong for the perceptual organ, the ratio is dissolved (424b25-30, Aquinas Lecture II.556); the “perceptual capacity…is not capable of perceiving after the perceptible object has been too intense” (429a30). The naturalness of the mean, then, holds well beyond ethical and political life—both of which govern the desiring, not the perceiving, aspect of the soul; the naturalness of the mean is not even distinctively human. Human beings are distinctive because their souls move in accordance not only with sense perception, desire, and knowledge but with rational understanding. Understanding receives the form, the species, of things; because it entails no organ that it can be injured, understanding receives the most intelligible things most clearly (429b1). Intense intelligibility doesn’t bother it; on the contrary, the more, the better. But by seeing the forms, the natures of things, including the soul’s several aspects, it can guide nourishment, perception, and desire toward the mean in action, although it does not directly prompt action. The soul, as Salkever puts it, is “the definitive activity of an organism,” or, in Aristotle’s metaphor, “If the eye were an animal, sight would be its soul” (412b18-19). 

    Only human souls are characterized by praxis, this concatenation of perception, thought, and desire. “The subject of politikē or political science is ta prakta, matters concerning practice.” This is not the will, which is nowhere to be found in Aristotle’s writings but “the result of a specific,” specifically human, “kind of desire.” While animals, like humans, can make mistakes, desire things that are bad for them, “in general, an animal’s pleasures are appropriate to its ergon: most dogs, spiders, and mules take pleasure in the sorts of things that all members of their species appropriately desire.” With human beings, however, desires vary considerably not as contrasted with other species but as contrasted among individuals of their own species; this is “the major source of human inequality,” as (for example) some yearn to rule, some to serve, many only to be ‘left alone.’ What is more, it is the human capacity to understand, to reason, that intensifies these intraspecies divergences. Some people are better at reasoning than others; “natural slaves” and children do not deliberate well, as they can make a choice (hairesis) but not a deliberate choice (prohairesis). “For human beings, biological inheritance is much less powerful in determining a way of life” than it is in other animal species, and this is true both for individuals and for the groups they form, from families to poleis. At all levels, “the heart of a specifically human life is not that it is freely willed rather than necessitated,” as the moderns sometimes insist, “but rather that it operates as a coherent whole rather than a series of moments.” Only we can ask ourselves, What is the good for ourselves? Given our diverse natural capacities, let alone our diverse circumstances, temperaments, habits, our answers will be controversial with others of our kind. “It is this controversy that provides the central problem for, and the raison d’être of, the social scientist. Awareness of the problematic character of human happiness leads to the realization that individual prohairesis requires theorizing about the human good in general.” We controvert one another’s claims about what living well is, and such controversies might lead to attempts at removing other humans’ capacity to live, at all.

    Human beings are political because they have reason and speech; they are not capable of reason in order to be political. By reason and speech, they seek justice, an ordering of life according to their claims of what it is to live well. The laws poleis establish express these claims. Speech is not simply, or even primarily, a means of conveying information or expressing one’s ‘self’—the ‘self’ being the modern substitute for soul. Reasoned speech “rather makes it possible for us to discover through deliberation the kinds of goals in terms of which we can best organize our lives—those means which for us constitute human happiness,” the purpose of human life as flourishing according to the nature of our species. As we do so, we need laws and customs—conventions—to “help bring us to an awareness of what is best for us.” Laws and customs can provide a framework for such deliberation, and themselves embody prior deliberations by those who have shaped them. It is in this sense that Aristotle calls the laws “reason without desire” (Politics 1287 a32). And “living according to laws is…said to be essential throughout life because unmediated logos is not strong enough to overcome most people’s occasional resistance to moderation and living well,” living in according to the mean between extremes. The laws’ impersonality helps, because, as Aristotle remarks, “people hate those who oppose their impulses, even if this is rightly done” but laws that require things that are rightly done cause much less sting of resentment (Nicomachean Ethics 1180a21-24). For Aristotle, “political life thus understood appears neither as the peak of human excellence nor as a strategy for protecting individual rights or powers” but instead “answers to the human need for authority, for a structure of reasonable prejudice to support and sustain good ways of life.”

    What does it mean to “live well” by nature, not merely by convention or by assertion? By nature, human beings live well insofar as their lives “are ordered by the specifically human telos.” Crucially, as with so many natural things, “this goal is expressed not in terms of some transcendent ideal or rule of obligation, but as a mean, which in turn is defined as an appropriate logos or proportion of opposing tendencies.” A good character “must be a mean relative to each individual’s capacities and circumstances. “In living this way, persistently over time, a human being develops a hexis,” a set of “qualities in an individual that are relatively firm and definite at any moment, the qualities that identify individuals as more, or at any rate other, than a bundle of unrealized potentials.” Not only human beings have a hexis; in all things, the hexis is “that by virtue of which [they] are what they are”—again, “ordered wholes rather than heaps of elements.” This is why Aristotelian political science resembles other sciences—less precise than the others but nonetheless seeking to know and to understand things as they are. “The basis for any understanding of human affairs must be a perception of what constitutes a well-ordered person, just as the practice of medicine must begin with a perception of what constitutes a healthy somatic constitution.” Both political science and medicine rely “on a procedure that can be figured by the metaphor of the mean, a certain optimal ordering of the elements of the thing being ordered, whether that thing is a person as such a simply a body,” although “the means that social science has in view is much more difficult to discern than the medical mean…and is even more subject to case-by-case variation,” souls and their relations with other souls being more complex than bodies.

    Regimes aim at instantiating ways of living well by the means of laws and customs. “To achieve the possibility of rational conduct we require a long period of habituation,” enhancing what we are naturally given. “The curious and decisive fact about human life is that we have a profound biological need for an institution that will shape our desires into healthy patterns, but a relatively weak natural impulse towards institutions of that sort (as opposed to our powerful natural impulse to form families or clans.” This is why poleis are so often badly ordered, why “there will almost always be a difference between a good human being without qualification and a good citizen of a particular city,” since “the conception of the human good implicit in the city’s laws may be mistaken,” and, “even if it is not, the good citizen must accept the interpretations of the laws made by others even if they seem less than fully rational, except when that citizen in turn holds political office.” Given this reality, often so difficult to accept, political scientists ought therefore to aim not at “fashioning a utopian alternative institution” or, alternatively, or at avoiding the tasks of criticizing and guiding altogether—tasks that will prove difficult enough. Human beings vary from one to another, complicating any attempt to formulate policies for a group of them; more, each polis aims at multiple purposes, which include living, living well, and living together—all of which can conflict, given the many circumstances in which the polis finds itself. “Political organization and authority are not fully justified unless the nomoi of that organization are reasonable means toward the development of healthy personalities, but that organization cannot continue to exist unless those same nomoi are also reasonable ways of providing for the security of the polis and maintaining a good level of integration or civil friendship”; further, “the requirements of virtue and those of peace and integration seldom coincide,” a dilemma that “does not admit of precise theoretical resolution.” And this is more, even, than the presence of good laws and customs: “Poleis will be well governed only to the extent that citizen-governors have or are virtuous hexeis; otherwise, the resources of the polis are likely to be used for the wrong purposes,” as “passion perverts even the best when they are ruling” (Politics 1287a31-32). And it is quite “difficult to persuade people to be just when they have the power to act unjustly,” a fact that involves political science with “a rhetorical problem,” in addition to all the others.

    For example, the deliberation rulers should undertake requires leisure. But such “unleisurely ways of life” as farming, commerce, and crafts “are absolutely necessary for the survival of the polis,” and the interests of the several classes will differ. “Therefore, some whose ways of life are necessary for poleis must as far as possible be excluded from active citizenship if the polis is not to be twisted by the pressing claims of private or economic interest.” In small towns today, local business owners may take control and then push forward policies that serve themselves, to the disadvantage of everyone else; parents on school boards will often pad the budget ‘for the sake of the children,’ that is, their children. “A determination will thus have to be made in each case concerning how far to modify the claims of excellence in view of the subordinate, though indispensable, requirements of stability and integration.” A well-modulated, just balance “must be struck,” but this will be “the work of the wise citizen (the phronimos) who has a solid grasp of the possibilities and dangers of local conditions, and not the social scientist,” usually. What the political scientist can provide is a “general theory based on considerations of human nature and the human good or goods,” as it is “only through such theorizing [that] we can gain a clear sense of the problems that politics must solve,” but this science, practiced prudently, will understand that “the problems it brings to light do not admit of precise theoretical solutions,” and those solutions seldom translate directly into practice.

    Theorizing constitutes only one of four tasks for political science. In addition to understanding the “best regime,” the “one to be prayed for” but hardly likely to be implemented, political scientists need to know what regime will be best under less than optimal conditions, “when we cannot take stability and integration for granted” (the topic of Politics Book 4), to know how a given regime may be made more stable and coherent (Book 5), and to know “the technique of bringing existing regimes closer to the best.” To undertake this task, political scientists need a well-measured recognition of the imprecision of their science but also a “proper habituation or upbringing” and the “maturity” that comes from experience—a sound hexis. (“This is not a problem for sciences such as arithmetic and geometry.”) “The distinction between youthful passion and mature reason, then, is not here a difference between heated commitment and indifferent reflection, but rather the difference between an observer who is a loosely knit collection of psychic parts and one who is closer to having become a distinct and irreducible organism.” [2] Such personal qualities serve all scientists, not only political scientists; an impassioned, inexperienced youth is likely to acknowledge that “the principle that the same thing cannot both be and not be at the same time,” inasmuch as he is less likely to reason, to think logically. He doesn’t really want to. [3]

    Political science is not self-sufficient but “rather an instrumental condition of practical wisdom (phronēsis), the excellence of deliberating about particular choices that Aristotle sees as the way to the best of goods among the practical things.” I “can clarify deliberation about our particular lives both by enriching our political vocabulary and by suggesting possible alternatives to political life as such.” The general good discovered by theorizing and the particular good achieved in practice are both the same and not the same, in the way that the road from Thebes to Athens is also the road from Athens to Thebes—a “single completed motion but as a continuous back and forth.” “The best work of social science would be the development of more clearheaded and less vehemently serious citizens.”

    Salkever completes his account of Aristotelian political science by looking still more closely at “how theory informs practice.” He is especially concerned to vindicate Aristotelian teleology from “the charge that it irrationally seeks to establish a dogmatic foundation for scientific and practical reason.” Aristotle regards scientific or theoretical reason not as “abstract speculation alone” but as “the activity of seeing the universal in the particulars before us.” Practical reasoning or prudence must differ from this, since deliberating well about living well can be done by “people of much experience and little theory,” as grandparents delight in remarking. Political philosophy and the political science that forms a part of it is primarily a matter of such prudential reasoning, although theoretical reasoning can helpfully inform it. Rules-based moralities (preeminently, now, Kantianism) abstract from “a central feature of human life,” the way of life of a given polis, and indeed the regime generally; they also abstract from circumstances, which even rule-bound judges concede to ‘alter cases.’ Rules-based morality strive for certainty, perhaps in an effort to replicate the certainty of faith in God and His commandments. But reasoning isn’t revelation, even if what God reveals is Himself as Logos. “Rule morality treats social life as fundamentally unproblematic,” treating persons impersonally. But for Aristotle, moral and political philosophy resemble biology more than mathematics—concrete, not abstract, and teleological, not deductive.

    Accordingly, “the phronimos, the person of practical wisdom or prudence,” does not formulate precise rules but thinks and acts in terms of “a metaphor—the metaphor of the mean—whose function is to clarify problems of practical choice, and not to resolve them.” As an example, Salkever considers E. M. Forster’s novel, Howard’s End, in which the main character, Margaret, comes to see that her captain-of-industry husband’s sentimental charitableness amounts to an “unweeded kindness,” a kindness without prudence, the sort one sees in “well-intended children.” “What is lacking in such a person is not the ability to desire or will some universal goal, but an ability to understand the problems and possibilities that belong to a particular context.” Aristotle commends no natural laws, whether Thomistic or Hobbesian, and no Kantian categorical imperative or utilitarian calculus, either. “Our needs,” which are “biologically inherited,” “constituted for us by nature, rather than created by our wants, desires, or actions,” are “complex and frequently conflict with one another.” Each individual is “heterogeneous,” reflecting “heterogeneous interests and needs”; so is each polis. For this reason, “good or reasonable action-choices are not deductively valid and necessary applications of universal rules, but more like well-informed guesses, resting on complex perceptions of that balance of importance and urgency that is likely to be best for us.” Moral and political theory provide not so much ruling principles from which right actions can be deduced as “rules of thumb that hold true usually or for the most part, such as the rule that one should repay debts in preference to doing favors.” Although it cannot “supply practice with determinate rules of action,” theory “can inform and improve situational judgment in three ways: by explaining why such judgment must attend to person, y pointing out the way in which different persons or relationships correspond to different needs, and by calling attention to the commonest sorts of errors,” thereby articulating “the richness and complexity of the natural world of human needs and interests.” In this, Aristotle comes to sight as more realistic than either the modern ‘idealists’—no great challenge—or modern ‘realists,’ the Machiavellians who dismiss Aristotelian morality as so much heavy baggage.

    But “can this approach to moral reasoning be extended to political or public matters”? And can it be so extended now, in modernity, where modern states have replaced poleis? Salkever turns to this question in Part II.

     

     

    Notes

    1. Salkever addresses one noble but incoherent attempt to remediate this dilemma, Alasdair MacIntyre’s After Virtue (Notre Dame: Notre Dame University Press, 1981). Because MacIntyre begins with the historical-relativist assumption that Aristotle reflects Greek political culture, rejection “the possibility of any natural or biological grounding for teleological explanation,” and because he also takes the characteristically ‘modern’ stance that “human beings are individuated within social roles, without qualification, as if Aristotle had never insisted on the distinction between the good human being and the good citizen,” his teleology is in the end a matter of convention, only. His book registers a “tone of frustration with philosophy as a whole,” resulting in his “proposal that what we need most now is not rationality but ‘the construction of local forms of community,’ the virtues of the monastery rather than the study.” For additional discussion of MacIntyre, see “Two Critiques of Nihilism” on this website, under the category, “Philosophers.”
    2. “According to Aristotle, experience (empeiria) is a more specifically human attribute than is sensation (aiesthēsis). All animals are capable of sensation, but humans are more capable of experience, of connecting sensations by memory and holding them together in the experience of a single universal (for example, human being) that arises from the sensation of individuals”; “for Aristotle the work of science is articulating experience, while for the mainstream of modern science it is connecting sensations.” 
    3. “Since the archai of first philosophy and natural science, like those of social science, come from experience, the young cannot become philosophers or natural scientists, although they can be first-class mathematicians or geometers” because “the principles of mathematics come from abstraction, the principles of the others come from experience.” There have been many chess prodigies, no political prodigies. This is well understood in monarchic regimes; when a king dies untimely, his young heir continues in school, leaving rule of the kingdom to a regency.

     

    Filed Under: Philosophers

    Undertaking Literary Study

    April 10, 2024 by Will Morrisey

    John Guillory: Professing Literature: Essays on the Organization of Literary Study. Part Two: “Organizing Literature: Foundations, Antecedents, Consequences.” Chicago: University of Chicago Press, 2022.

     

    From his discussion of the purposes of literary study in the first part of his book, Guillory turns to the matter of how literature has been defined. An “epochal change” occurred at the beginning of modern life, and he intends to show what it was and what its effects have been, not only on literary study but on the humanities as a whole. The objects of study themselves have changed, and along with them the ways in which those objects have been taught.

    He begins with art historian Erwin Panofsky’s 1940 essay, “The History of Art as a Humanistic Discipline.” Panofsky distinguishes between “documents” and “monuments.” Documents are “all those artifacts or traces of human making, action, or thought surviving into the present.” Monuments are the subset of documents that “have the most urgent meaning for us at any present moment, that most demand our recognition of study.” In literary study, documents range from Shakespeare’s Last Will and Testament to The Tempest. But only The Tempest is monumental. What has this to do with ‘the humanities’? It has to do with them because to study in a field called ‘the humanities’ one ought first to consider what a human is. Man is “the only animal to leave records behind him,” Panofsky writes, “for he is the only animal whose products ‘recall to mind’ an idea distinct from their material existence.” Such “records left by man” are often, though not always, intended to last beyond the lifetime of the man who made them. The “humanistic disciplines” belong “in the field of a long temporality, not that of memory but of memorialization,” as Guillory summarizes: “the domain of ‘culture.'” 

    Panofsky then establishes a second distinction, that between the humanities and the sciences. Scientists make their observations by using “instruments which are themselves subject to the laws of nature” they investigate. What they investigate is “the cosmos of nature,” something not constructed by man. Humanists use documents as instruments for the investigation of other documents, studying the notebooks of Leonardo to better understand his sculptures and paintings (or vice-versa). Humanists often then produce their own documents, recording the results of their investigation into the documents they have studied. Thus, humanistic study differs in its objects from scientific study, ‘ontologically’: “If documents existed in the natural world, it would be as though light could report on its own speed.” But that report might be false. Documents “do not bear with them the assumption of truth telling, as do scientific instruments, which are designed to say only what they must say,” assuming the scientist really wants to know, not to distort or conceal. Panofsky can see the difference between the sciences and the humanities as a radical one because modern science has redefined ‘matter’ as something “that eludes natural languages altogether and bears little relation at all to the perception of matter on the macro scale of the human sensorium.” In the higher, or at least the most obscure reaches of science, words fail us.

    As mentioned, some documents are also monuments. The word ‘monument’ derives etymologically from the Latin monera, which means “calling to mind.” They “make a particular demand upon us, whenever in human experience, past or present, that says ‘Remember me!'” Admittedly, one scholar’s monument is another’s document, “and vice versa”; “the condition of reversibility between document and monument obtains for all the objects of study in the humanities,” as a historian of the Renaissance might use Michelangelo’s Pieta as a document, while an art historian might use the historian’s history as a document that aids in understanding the Pieta. It should be noticed that this reversibility can deceive, as seen in Burckhardt’s Civilization of the Renaissance in Italy. There, the historian so to speak ‘folds Machiavelli into’ the Renaissance, obscuring the fact that Machiavelli aims at revolutionizing the Renaissance, not only by undermining the Catholic Church and Christianity itself but by undermining Renaissance humanism, including the way in which the literary classics beloved by the humanists were studied. [1]

    Treating a document as a monument implies a choice, since monumentality “crowds out other contenders to the margins or to obscurity”; Medusa-like, one statue might seem to turn another statue into mere stone, although in fact we are the ones who select the one over the other for our attention. (Critics can act as Medusas.) Whether considering documents or monuments, whatever the interchange we choose to make among them, “the humanities have an institutional home.” To have an institutional home is to have a regime, and the regime also ‘chooses’ what it holds up as a monument, and what it classifies as a document, as when it orders the removal of Robert E. Lee from his pedestal and places him in a warehouse, consigning him to documentary status, only.

    What, then, do the documents, whether monumental or ordinary, tell Guillory about the epochal change undergone by literary study? That change saw “the demise of rhetoric” as the centerpiece not only of literary study but of education generally, a discipline undertaken principally in Latin. Classical rhetoric consisted not only of speaking with force and elegance but of “the full array of pedagogic techniques for raising language to the level of a formal practice, what in Greek culture was called a technē and in Roman an ars.” While rhetoric had its critics among the philosophers, even they did not regard it as bad in itself, as Aristotle and Cicero show; education in Latin (and to some extent Greek and Hebrew) amounted to a words-centered education that comprehended both what we now call the arts and the sciences. “The rhetorical system must be seen as a total program of cognitive-linguistic training, whose parts, though conceptually distinct, were thoroughly interconnected in the actual rhetorical practice of the premodern world.” Central to it was inventio, which wasn’t ‘invention’ in our sense of the term, a form of devising, but a feature of Aristotelian logic described in his Topics, “support[ing] rhetoric as a form of reasoning,” not merely as beguiling sophistry. This suggests that the pedagogy of rhetoric had absorbed some of Plato’s critique of rhetoric. In strengthening the distinctive human capacity to reason, the art of rhetoric was understood to cultivate (‘culture’ in the older sense) human nature, to bring it closer to its telos.

    In this system of pedagogy, the ‘monumental’ registered in the practice of memorializing. For the ancients, memoria formed the basis of education, of rhetoric. Memoria was part of cognitive training. Moderns denigrate memorization as “rote”—that is, of mere parrotlike recitation. But under the pedagogy of classical rhetoric, memory was an art aimed at developing the human intellect, an art of mindfulness, an art that made human beings more human.

    The epochal break came with the promotion of reading and writing at the expense of speaking in the curriculum and the reconception of reading and writing as ‘basic skills,’ a reconception that democratized reading and writing, enabling them to be extended “to the populace as a whole.” This democratization also required that the vernacular languages displace Latin as the means of education, since the populace more readily learned to read and write their own language. “Vernacularization is a condition and a cause of the demise of rhetoric, a force undermining the ‘dead languages’ of antiquity that could not be resisted forever.”

    “But why was rhetoric not capable of vernacularization, leaving Latin behind?” It might have been; after all, oratory in English during the nineteenth century saw Daniel Webster and Abraham Lincoln among its practitioners, both trained under the auspices of a democratized but still largely traditional curriculum, including the King James Bible. But a verbal education did not serve the purposes of the ‘New Class’ of professional managers, who implemented what Woodrow Wilson (himself no mean orator) called the science of administration. “The new scientific and technical disciplines and vernacular language study together displaced the classical curriculum”—democratization for the populace, but underneath a new ‘aristocracy’ that based its claim to rule on the prestige of modern science. True, a part of rhetoric remained: oratory, “an elaborate program for training voice and gesture.” But this was turned to the service of education tailored to the new political regime. As early as the eighteenth century, oratory conceived not only as a means of delivering a speech but as developing a topic, arranging a speech logically and in an elegant style, was being replaced by ‘belles lettres,’ a pedagogy centered on writing, not speaking. Under the belletristic dispensation, speaking consisted of reciting “passages from works of literature”; that is, speaking was increasingly distanced from thought. Public speaking, the art of saying something one’s fellow citizens can judge, began to give way to polite speaking, which meant that speaking was increasingly relegated to civil society, to private life. This may well register modernity’s Machiavellian turn to statism, in which the prince wants to hear no ‘back-talk.’

    “It was only in the later nineteenth century,” however, “when an increasingly writing-based pedagogy converged with the new vernacular curriculum of literary, scientific, technical, and vocational subjects,” a coincidence in which “the complementary relation between speaking and writing was irrevocably altered and speaking ceased to be a mater of any but the most rudimentary instruction.” Speech has become informal, not part of the formation of students. 

    Guillory doesn’t know Machiavelli very well and does not appreciate his importance in the founding of modernity. But he does see the importance of several influential readers of Machiavelli. For René Descartes, memory is a “gift of the mind,” not a capacity to be developed as an important element of educating the human person. (Is there a ‘human person’ for Descartes?) Descartes rejects the art of rhetoric, turning instead to mathematics, to numbers not to words. And in his Thoughts Concerning Education, John Locke denies that reasoning is aided by rhetoric or even (primarily) by logic, which he associates with the Scholastics. “Locke envisions a pedagogical scene in which the effects of rhetorical persuasion are produced by an intuitive practice”—his ‘simple ideas’ or sense impressions, the building blocks of the complex ideas—and “that rests upon a theory of human nature rather than a notion of language art or technē.” This isn’t quite correct, however. The distinction isn’t so much between nature and art as between rival claims about human nature. Classical rhetorical education understood human nature as teleological, art as a means of ‘imitating’ nature and, in the case of education, getting students to imitate the best examples of human being, to get them to grow into full humanity. Locke founds his educational system upon a non-teleological conception of human nature, a materialist conception that aims at getting students to come down to earth, to avoid the word-nets of rhetoricians, whether clerical or statesmanly. Finally, Adam Smith reduced rhetoric and belles lettres to the expression of moral sentiment—again, pushing moral theory away from reasoning.

    But not quite finally. “The most sweeping critique of rhetoric” came at the hands of Immanuel Kant, who called rhetoric “the art of using the weakness of people for one’s own purposes.” Not art but “vigor” and sincerity were what Kant wanted in speech. The anti-Machiavellian Kant thus accepted the Machiavellian conception of rhetoric, the language of the fox, and rejected it for its Machiavellianism.

    “If the Western school was rhetoric, what is it now?” Modern pedagogy centers on a particular kind of knowledge, namely, “information.” Information is “knowledge detached from individual knowers,” stored or transmitted “in symbolic form,” whether as words or numbers. Information informs; it bypasses teaching by one person of another person. It is “knowledge in disembodied form,” depersonalized. One only need access to it. Technē as the imparting of knowledge from master to apprentice becomes limited to the ‘fine arts,’ on one end of the scale, and ‘craftsmanship’ (carpentry, bricklaying) on the other end. It is true that “the very practice by which information is generated, transmitted, and manipulated is itself an art which, by definition, cannot be reduced to information.” But in general modern education, following Descartes, attempts to teach by means of method, not technē in the classical sense. The very term ‘technical’ has come to be defined as methodical. “Always in our society there is an effort to reduce the transmission of an art to the transmission of information.”

    Modern pedagogy replaces comprehension in the sense of comprehensiveness—any “knowledge expressed in language, about any subject,” including both moral and natural philosophy—with “differentiation”—knowledge acquired by learning and applying methods “specific to different kinds of object.” “The emergence of new sciences in the early modern period was contingent on the differentiation of knowledge discourses and the development of new information technologies, such as the algebraic geometry,” the calculus. With this, mathematics became “a language for representing and intervening substantially into this world, not an ideal or Platonic realm of numbers and shapes.” Math became Machiavellian/Cartesian/Baconian, adapted to the conquest of nature. [2] Modern thinkers transformed logic, as well, shunting aside “the old formal logic of the syllogism” as well as the practical reasoning esteemed by Aristotle and Cicero, central to political life, for logics reducible to mathematical symbols, probabilities that could be calculated. This enterprise sharpened the difference between mathematics and what we now think of as the ‘hard’ sciences and ‘the humanities,’ now scarcely considered rational at all. In the classical sense, the humanities have been dehumanized, as seen in the title of José Ortega y Gasset’s The Dehumanization of Art. This brings a characteristic feature of the modern university, and of the modern way of life generally, its specialization of knowledge(s). “Many discourses we now think of as distinct disciplines, such as psychology or poetics or political science,” which once could be understood “within and through rhetoric, as belonging to technē” broadly defined, fit into bureaucratic ‘departments’ because they have become epistemologically compartmentalized.

    Guillory acknowledges one important advantage moderns enjoy over the ancients. The rhetorical system, “rigorous and comprehensive” though it was, “was limited as a means of developing new knowledge.” The ambition to conquer nature, made desirable by the re-conception of nature as manipulable matter with no stable form and no inherent purpose, and therefore unfriendly to man, spurred an effort to learn more about matter itself, a practical interest in knowing one’s enemy. Such knowledge of matter can be accumulated, as Bacon recommended, discovered by experimentation instead of formal reasoning. Bacon’s The Advancement of Learning marshals the techniques of the old rhetoric in order to persuade one of the supreme use of non-rhetorical, non-verbal learning. Bacon specifically redefines inventio as the discovery of “what we know not” instead of “recover[ing] or resummariz[ing] what we already know.” “Knowledge in the form of accumulated information seems to stand outside of the body, as a ‘body of knowledge.'” Disembodied knowledge is knowledge readily manipulated, an “art of devising methods.” Masters of the art of devising methods are the “experts,” the members of the professional-managerial “New Class.” “The new class of knowers was in possession of greater knowledge than all the generations of its predecessors, but at the price of understanding less well than ever the process, of learning, the relation between art and information,” the verbal arts that “stretch beneath and across all the fields of knowledge as their common cognitive foundation.” No amount of information, and no mathematical formula, can teach a student why he should learn.

    With modern research universities establishing themselves, literature professors struggled to find a place in the new regime. Two such attempts enjoyed only fleeting success: belles lettres and philology, which “belong neither to the older curriculum of the arts nor to the current system of the disciplines.” (“The history of Western education can be summed up” in the phrase, “From arts to disciplines.”) Guillory identifies the origin of belles lettres to the 1746 publication of The Fine Arts Reduced to a Single Principle by the philosophe Charles Batteux. In that book, Batteux classified poetry, painting, sculpture, music, and dance as the fine arts, arts which “have in common the intention to give pleasure”—Batteux had Epicurean leanings—which he distinguished from the utilitarian “mechanical arts” and the partly utilitarian, partly pleasurable arts of rhetoric and architecture. G. W. F. Hegel later lent his considerable philosophic heft to this classification. A generation earlier, the French historian and educator Charles Rollin popularized the term ‘belles lettres’ in a work translated from the French into English in 1734, thereby “establish[ing] the idea of belles lettres as a course of study in England.” For Rollin, belles lettres included not only the fine arts but philosophy and rhetoric, too, making it into “a comprehensive system of education,” albeit one heavily weighted to the esthetic genres, those that give “pleasure.” For example, Adam Smith delivered a series of lectures on rhetoric and belles lettres at the University of Edinburg in the 1762-63 term and his former student Hugh Blair published an influential book based in part on those lectures twenty years later. Blair brought the term ‘taste’ into vogue in English literary study (“Latin had no word corresponding” to it), a term then allied with ‘criticism,’ which included the discriminations concerning poetry (John Dryden, the essayists Addison and Steele), of ‘moral sentiments’ (Smith), and civil society (Shaftesbury, Hutcheson). Such thinkers made belles lettres “a way of systematizing judgment across a range of writing genres.” In the commercial and industrial regime late nineteenth-century America, however, such an attempt could not sustain itself as a mode of university study, given the ever-increasing prestige of the sciences.

    Enter philology, which claimed scientific status—an import not from France but from Germany. German Kultur centered on the study of vernacular languages, consonant with the nation-state the Hohenzollerns and Bismarck had built. “The German university successfully transmitted” an even “more powerful ideal to its Anglo-American counterparts: research.” This was indeed congenial to the notion of ‘discipline,’ and also to the sharp division between moral and natural philosophy, inaugurated long before by Hume but institutionalized in Germany as the division between the humanities and the sciences. Philology attempted to mediate between the two. “By giving nations a cultural origin in a common language, philology effectively fused the philosophical [German idealist] concept of culture with that of ethnos” in a discipline that could be understood as empirical. Philology could bring study of the classics, history, philosophy, and literature “into a close relation to current standards of scientific knowledge at the same time that it unified scholarly enterprises within a total view of the history of civilization,” as propounded by such historicists as Hegel, but now within a positivist framework. “In England and the United States, the philologists who trained in the German universities of the later nineteenth century returned to their home institutions with a conception of their discipline more than ever prescribed by norms of scientific investigation, as well as by the turn to vernacular languages.” This put philologists squarely into conflict with belletrists.

    As Hegel might have predicted, the two disciplines did not so much kill each other off as ‘synthesize’ into ‘literary history.’ “By the 1890s, the curricular structure of literary study in the university was organized according to the period concepts of literary history the same period concepts that organize the discipline today.” But in institutional terms, the synthesis was far from complete, as belletrists and philologists stuck to their lasts, continuing to compete with the new literary historians and even the remaining teachers of rhetoric, now reduced to teaching composition classes. The problem for philologists, whose discipline might have seemed the most compatible with the new university regime, was that literature “resisted scientific treatment,” “yield[ing] diminishing returns when applied to literature.” What can philology tell me about Paradise Lost that Milton wants me to know? As a consequence, philology “open[ed] space for a new science of language: linguistics,” which eventually “traveled very far indeed from philology” into the realms of such ‘harder’ sciences as biology and psychology. As for belles lettres, the criticism it fostered now inclined to resist utilitarianism, industrialism, and ‘scientism’ generally, arguing that such disciplines may at best serve but never rule human beings, never support the civility of civil society, never lend prudence to politics. But given the universities’ esteem for the sciences, this has caused literary study to become more marginal to academic life. Tocqueville might well have nodded with approval at the reading clubs that arose in the nineteenth century and continue to this day.

    The reading clubs, consisting of ‘lay readers,’ evidently follow Tocqueville’s understanding of democratization, being democracy’s equivalent of the aristocratic salons. Thus, “the word literacy did not become current until later in the nineteenth century, when the ability to read one’s native tongue was becoming universal” and the study of classical languages declined. Guillory recalls that the Latin word literatus referred “only to someone who read Latin”; one who had no Latin was a laicus, a layman. Initially, this distinction characterized clergy from non-clergy, but also those practicing the professions of medicine and law. Even as the elevation of vernacular languages to professional status began, professionals developed their own specialized ‘languages’ or jargon, deploying vernacular terms in ways incomprehensible to outsiders, as readers of medical and legal ‘literature’ quickly discover. In universities today, this has led to the establishment of ‘composition’ courses intended to teach students to ‘write for business,’ or, as one observer has put it, to “teach students how to write the kind of utilitarian prose they will be asked to produce in their other college classes and later on in their jobs.” Boswell has triumphed over Johnson.

    Even the reading of poetry and imaginative prose became ‘professionalized,’ with the rise of literary “modernism.” James Joyce and Ezra Pound aren’t easy to read. Both polemicized against rhetoric, against writing and speaking that aims at being understood by laymen. Guillory cites Wallace Stevens, who called poetics “the imagination’s Latin,” the new demarcation line between the learned and the unlearned. “A defense of modernism such as we find in Robert Graves and Laura Riding’s important Survey of Modernist Poetry projected a reading public that was rapidly bifurcating into those who were receptive to the experiments of the modernists and those who were resistant, those Graves and Riding called ‘plain readers.'” The adoption of literary modernism by academics subordinated judgment of texts to the interpretation of them, a task that was manifestly more difficult when dealing with the new vernacular literature. Interpretation soon extended to earlier literary works (as seen in William Empson’s Seven Types of Ambiguity), which were discovered to have difficulties of their own, difficulties insufficiently clarified by literary history. “This movement gave birth to a discipline of reading even as it rescued older vernacular literature in English from oblivion.” 

    Today, professional and lay reading divide along four lines: professional reading is work, lay reading leisured; professional reading is disciplined by certain accepted techniques and procedures (which, however, change over time), lay reading undisciplined in that sense; professional reading scrutinizes the pleasure readers take in reading, lay reading simply enjoys the ride, which may or may not include moral edification; professional reading is of, by, and for members of the literary profession, university professors, lay reading solitary or within a reading group, that is, among friends. Guillory regrets that “lay reading so often falls to the level of ephemeral consumption, with no other end than pleasure or distraction”; he also regrets “the mutual incomprehension of these two practices of reading.” Neither of these conditions need be, if professionals will begin to think of reading as an “ethical practice,” that is, the development of character, an ethos reinforcing, and reinforced by a way of life, a Bios ti, itself one element of a regime, a politeia. Guillory distinguishes classical ethics from Christian morality, the former being “a cultivation of the self”—actually, the soul, inasmuch as the ‘self’ is a modern, Montaignian invention—unburdened by “notions of salvation or damnation.” “Lay reading is best understood as a practice that belongs to the ethical domain,” a domain Guillory tends to conceive of in terms of a democratized Epicureanism including “physical exercise, cooking, conversation with friends, sexual activity, or any number of other pleasures which enlarge our experience and enrich our sensibilities,” a “practice of pleasure” that makes pleasures both more intense and “better for us.” Professionals, too, experience such pleasure, albeit in “rarefied” form. To reconceive reading as an ethical practice might have “political consequence,” although it must be remarked that the original Epicureans shunned politics and the first modern political Epicurean was Hobbes, that great despiser of literature, followed by Locke, who advised the father who detected any literary inclinations in his son to move decisively to stamp it out. Admittedly, the American Epicureans amongst the Founders, Franklin and Jefferson, were less unrelenting.

    Guillory isn’t thinking of the American Founders, however. He has his critical sights on New Left literati of the past few decades, who defend pleasure “only when it comes dressed in the garb of a transgressive politics,” only when it has been politicized—that is, moralized, reduced to separating moral sheep from sinful goats. “If the failure of both lay and professional readers to recognize reading as an ethical practice underlies their mutual antagonism and miscomprehension, I have, alas, no program for reconciling these practices.”  Still, “many lay readers very much desire the improvement of their reading experience, a desire that is widely expressed in lay engagement with the other arts as well.” Indeed, but perhaps this receptivity might only be answered by professionals less bent on proselytizing transgressive politics?

    The professoriate is unlikely to reform itself anytime soon. One problem, quite possibly intractable, is what Guillory calls “the democratization of the educational system,” by which he means the refusal of graduate program administrators and indeed of undergraduate program administrators to restrict access to higher education when fewer non-academic institutions want to hire the graduates. Ordinary businesses respond to flagging market demands by reducing supply, by lowering prices, and/or by attempting to (as economists say) ‘creating’ greater demand. Colleges and universities succeeded in persuading potential students and their parent that what they offer is valuable—people still want to ‘go to college’—but the resulting oversupply of graduates devalues the degrees themselves in the eyes of the marketplace. This might turn out to be a good thing: “I would like to think that the devastation of the job market might liberate students to pursue whatever mot interests them.” I would like to think so, too, but, as a critic once said, if wishes were horses, beggars would ride.

    The European model of the research university makes sense if you run your university as the Europeans do—by being undemocratic, restricting admissions to students who are ready to learn, thus freeing professors to teach good students and conduct research, as well. Otherwise, one gets a two-tiered faculty; senior, tenured researchers with a few good students combined with part-time people who do the grunt work of teaching the masses. Guillory holds up the example of the “composition course,” wherein junior faculty teach writing in the “new professional, managerial, bureaucratic, and technical settings,” which has largely jettisoned the inventio of the old rhetoric instruction, “the finding of arguments.” But students learn how to write by reading good books, by following the reasoned thought of writers who know how to think. Not enough of that gets done, anymore, and the composition courses are reduced to the application of rules—that is, to the managerial, the bureaucratic, and the technical. Guillory supposes that removing grades from freshman composition courses might “de-inhibit writing,” get it away from the dreary grind of such pedagogy, although it might also (probably would?) de-inhibit working, too. He also wants English departments to reach out to the field of “communications studies,” to widen their ‘market’ by allying with those who teach the non-written ways in which human beings signal one another. That might work as a business model, but in doing so it blurs the distinction Aristotle sees between human beings, who speak to one another, and birds, which merely call.

    And this isn’t what Guillory really wants, as he shows in his concluding chapter. What is literary study for? Once settled, how shall that purpose be attained? What sort of curriculum is needed? And how shall teachers balance the various elements within that curriculum?

    “The study of literature is a rational procedure for establishing what can be known about an object,” a “discipline,” not “an ineffable expression of taste or the intuitive cultivation of sensibility.” Its purpose is knowledge, presumably about things worth knowing, as identified by the rulers of the university regime. (As with all regimes, there are better and worse.) A discipline or way of life in a regime requires a plan, in the case of the university a plan of study or curriculum, as outlined in a variety of thinkers, including Erasmus, Bacon, and Vico; the contrast between the curricula of Erasmus and Bacon reflects the difference in the regime purposes of each. In language, “the knowledge that was foundational for this structure was the ability to read, write, and speak Latin (or sometimes both Latin and Greek”), but “this linguistic coherence disappeared from the educational system with the venularization of learning”—fortunately, not quite an Ivory Tower of Babel, in part because Latin remained de rigeur (as we vernacularists might say) in the sciences for a long time, and partly because mathematical science began to tie the system together, across national boundaries. Given vernacularization, literary study can no longer be unitary but it can be coherent if its practitioners think in an orderly way. 

    Guillory begins by identifying five “rationales” for literary study: linguistic/cognitive, moral/judicial, national/cultural, esthetic/critical, and epistemic/disciplinary. Linguistic/cognitive literary study establishes a parallel between writing and speaking, with writing being speaking’s “companion art,” a means of formulating an rational argument, or at least a persuasive one, before you open your mouth. The Greeks understood arts to “refer to cognitive abilities and not to the objects that such abilities might bring into existence”—forming a plan for your statue and a rational means of realizing that plan. Teachers of literature “no longer see what we do, even though we have always been engaged in the transmission of this art.” Since “no one can deny the importance of language arts among the modes of cognition,” of reading before we write, listening before we speak, and thinking while we do all of those things,” an effort to recover the way of the ‘ancients’ might yet regain momentum, energeia. 

    “The moral/judicial rationale is as old as the linguistic/cognitive, but it subjects the accumulation of writing to greater selection; the judiciousness of its designers gives students a praxis to emulate.” “The occasions of rhetoric in ancient Greece—the forensic, the deliberative, and the epideictic—largely involved moral judgments, expressed in highly structured arguments.” It is the purpose of presenting moral/judicial arguments to students that discourages mindlessness or, as Guillory more courteously puts it, “defaults” to judgment’s “intuitive base, where it often echoes contemporary norms and biases.” As “teachers know,” or once knew, “the impulse to judge characters in literature is difficult to resist and that it often precipitates judgment of the work,” making readers “heavy-handed,” inducing them to indulge in “an overwriting of the literary work by unexamined moral attitudes.” Guillory hopes that the (to us) immorality of the “moral norms” that informed the earlier societies which characters in that literature often exemplified will prove “the motive for a deeper inquiry into the historicity of moral precepts.” But if historical relativism prevails, what good does it serve, and why is that putative good not itself an artifact of ‘history’? And if current “moral norms” are historical artifacts, how would one justify changing them, as Guillory evidently wants to do, regarding literary study? 

    The national/cultural rationale for literary study obviously addresses politics, regimes, more directly than any of the others, although all of them have political implications. Vernacularization of literary study went with the formation of modern states, particularly of ‘nation-states,’ as seen in (for example) Machiavelli and Montaigne. “The notion of the ‘transnational’ that literary scholars favor at present”—notice that the question of historicism persists—is “at once a repudiation of the ‘national’ and at the same time an invocation of it.” That is, it might decline toward a universal ‘culture’ under a world state or a demand to treat all ‘cultures’ equally, or a claim that one ‘culture’ is superior to all the others (yesterday, Germany, today, China, in practice if not in theory, America). “Literary study can only liberate itself from its bond to national languages” (again, because that’s the current fashion?) “by thinking through its own origins.” This returns Guillory to Panofsky’s distinction between documents and monuments, preservation and canonization. “Let us admit that cultural production today is no longer principally constituted by works of literature”; this notwithstanding, there is a new universal language, English. “To whom does Shakespeare belong?” To anyone who can learn English and then learn in English but ‘making it his own’—but there’s the rub. Ezra Pound appropriated Confucius in the service of Italian Fascism. That is, the liberation of literary studies from its bond to national languages, or the universalization of one of those languages, will not settle the regime question.

    Can literary study attempt to float above the regimes altogether? Guillory recalls the origin of ‘aesthetics’ in a study by the German philosopher Alexander Baumgarten, who flourished in the eighteenth century. In his Aesthetica, Baumgarten took the Greek word, aisthesis, meaning sensibility as “sensory experience,” and elevated it to our contemporary meaning, the refinement of such experience, setting standards for it, in relation both to nature and to works of art. Esthetics shifts judgment from an appreciation of form as it relates to ethics to an appreciation of form alone. In the hands of Kantian ‘epistemology’ (another coinage derived from Greek, appearing a century later), this “sacrifice[ed] the objective status of aesthetic judgment” by asserting that esthetic judgment is “without concept.” Such a conceptless conception militates against Guillory’s argument for the rational practice of literary study, unless he recurs to historicist doctrine as the authoritative framework for rationalism. Recent history tells him that “the waning of literary culture is a ‘media situation’ that is probably irreversible,” turning literature into yet another form of “entertainment.” And to view literature as entertainment, alone, means that there is little point in reading anything that takes effort to understand. This again suggests that the democratization of literary study proceeds apace.

    Guillory’s fifth and final rationale for literary study, the epistemic/disciplinary, pushes against the reconception of literature within the limits of entertainment alone. “Literary scholarship is most definitely a form of knowledge,” but it is knowledge quite different from that pursued by modern scientists. Literary knowledge does not accumulate, except insofar as it is knowledge of literary history. For this reason, “scientists do indeed wonder whether disciplines such as literary study produce knowledge” at all. In their terms, it doesn’t, or doesn’t produce much. “Arguments in literary study” not only contradict each other, as scientific hypotheses do, but they cannot be confirmed “in the manner of scientific hypotheses,” by experimentation. In reply, Guillory “want[s] most to bring to light…that the articulation of understanding can be communicated a knowledge but not as fact.” Accumulating facts is one thing, understanding them another. By understanding, Guillory means the kind of knowledge that says, “I know what you mean.” “The proof of that knowledge is the ability to articulate understanding—to say, in other words, what you mean.” That is, literary scholars and all students of literature intend “to express their understanding of literary works in other words, that is, their own words.” In doing so, they integrate those works into their own souls, first by understanding them as their authors intended them to be understood (the proper understanding of ‘historicity’) and only then by subjecting them to assessment, to judgment, to ‘critique.’ In this, literary study can contribute to what the litteratteur/philosopher/scientist Francis Bacon calls “the advancement of learning.”

     

     

    Note

    1. See Harvey C. Mansfield: Machiavelli’s Effectual Truth: Creating the Modern World. New York: Cambridge University Press, 2023. For discussion, see “What Is ‘Effectual Truth’?” on this website under the category, “Philosophers.”
    2. On the philosophic significance of the calculus, see Jacob Klein: Greek Mathematical Thought and the Origin of Algebra. New York: Dover Publications, 1992 [1968].

     

     

    Filed Under: Manners & Morals

    What Is the Point of Studying Literature?

    April 3, 2024 by Will Morrisey

    John Guillory: Professing Criticism: Essays on the Organization of Literary Study. Part One: The Formation and Deformation of Literary Study. Chicago: University of Chicago Press, 2022.

     

    A skeptic might wonder if, by “professing criticism,” Professor Guillory means that professing criticism is all English professors really do, without ever getting around to criticism itself. But he doesn’t mean it that way, exactly, and it would be odd if he did, since criticism sometimes seems to be about all many such professors now do, using their authority, such as it is, to issue ‘critiques’ of modern societies, critiques informed by a variety of egalitarian sentiments. 

    Guillory rather intends to consider “an unresolved problem in how literary study understands its purpose.” Should works of literature be studied at university or criticized? Or both? To study, one must first establish a “discipline,” “identify[ing] objects of study by differentiating these objects from others, by specialization”; a discipline is a discipline by virtue of its implied command, ‘Stay in your lane.’ Study requires no university framework, nor indeed an institutional framework of any kind. A student of literature or of physics might even prefer to be a lone wolf. A profession does require such a framework because a profession sets “the requisites and perquisites common to all the disciplines,” with the expectation that all members of that profession will adhere to them. Readers of Plato will understand this as a political-philosophic question, the exigencies of political life (reverence for the gods of the city, deference to the rulers and the laws) versus philosophers’ desire to know and therefore to inquire, to question human rulers, gods, and laws. In modern tyrannies, this tension becomes acute; modern commercial republics have attempted to resolve the matter by establishing liberty of speech and the press, but universities—regimes within the larger regimes—have their own set of rulers and ruling institutions. To “profess” literature, to speak and write within the ruling institutions of a university, may be to collide with the university’s regime, which may want to define scholarship in ways some scholars do not want to follow. 

    To this perennial problem, literary study has added another, a problem of self-definition. Literary study, the discipline, has become a profession, but it didn’t start out that way. In earlier modern centuries, those who studied literature thought of themselves as literary critics. And before that, those who studied literature considered themselves rhetoricians, or philosophers, or sophists. “The discipline’s enthusiastic embrace of professionalism” in the past hundred years or so “betrays an ambivalent relation to its amateur past.” “The essays in this book consider how literary study has been organized, both historically and in the modern era, both before and after its professionalization.” After all, if literary scholars cannot clearly define what they do, how shall they defend their position within the university regime? In the early twentieth century, scholars labeled what they proposed to do in the university with “a surprising array of names: philology, belles lettres, rhetoric, literary history,” before finally settling on “a new name,” “literary criticism,” after the Second World War.

    This is, then, a political question. Guillory addresses it sociologically, however. Sociology focuses on subpolitical categories, while inevitably bringing political considerations in, albeit with insufficient clarity. In this book, one hears about Weber and Veblen, but not Aristotle (except for the Poetics), Tocqueville, or Machiavelli. Tocqueville would be especially helpful, since his analysis of democracy as the ruling condition of civil society remains unsurpassed and supremely relevant to what literary scholars have been doing in modernity. But this caveat should not deter anyone from learning from Guillory’s immense erudition and formidable analytic strength. He knows what he studies and professes, better than just about anyone else. And he does use at least one political term, calling “the perpetual churn in literary study” a “constant revolutionizing of its methods and objects.” Regime change, indeed.

    “Literary study in the past did not take the form of a professional activity at all; for most of its history, literary study was a set of practices with many different sites, both within and outside the university,” ‘professionalizing’ itself only in the late nineteenth century, “and then only fully after the First World War”—that is, with the rise of Progressivism, a movement addressed by and in large measure to, the expanding class of persons who thought of themselves as ‘professionals.’ “The theory and practice of professionalization was a hallmark of the Progressive Era, when the university gathered an extraordinary number of disciplines and professions within its pale, organizing them in the bureaucratic form of the ‘department'”—bureaucracy (somewhat contradictorily) at the service of historical movement toward ever-increasing social egalitarianism being Progressivism’s signature. By professional, Guillory doesn’t mean, merely, someone who gets paid for what he does—a professional wrestler, for example. Earlier specialists in literature “achieved great visibility and influence without depending upon academic credentials”—in England, Carlyle, Arnold, and in America Emerson; “they were in that sense truly amateurs, representatives of the common reader,” possessing “a kind of expertise that was self-authorized,” founded on public recognition. Later scholars and critics committed themselves to “the ideal of professionalism,” that is, recognition within the institutional setting, the regime, of the university, which requires credentials. 

    To be accepted within such a regime, literary criticism needed redefinition. No longer a “practice of judgment”—how shall a bureaucracy assess that?—it became a “method of interpretation” focused on a “proper disciplinary object,” in this case “the verbal work of art.” As a method, it made sense, at least marginally, to the university administrators; interpretation sounded sort of scientific, or at least something that could make a claim to know. Famously, the kind of knowledge claimed by post-World War II literary scholars proved unsatisfactory to administrators after the administrators’ student population deemed it ‘irrelevant’ to the social and political controversies of the late 1960s: sexual liberation, psychedelic drugs, and fear of getting shot in a rice paddy in Southeast Asia (a fear dignified by the term ‘anti-imperialism’). In response, “the discipline and its institutional structures, especially the curriculum, were reimagined as surrogates for the social totality,” an ambitious claim indeed, which Guillory kindly calls “the profession’s overestimation of its aims.” But at this same time, not only the well-calculated irrationalism of the New Left but “the proliferation of new media” has “displaced literature itself from its historical position as the premier medium of entertainment and edification.” Guillory cogently remarks, “It does not matter how politically ambitious the aims of literary study might be if literature itself continues to contract in social importance.” The ‘social-activist’ turn in literary study brings the discipline to the bar of its “real effects in the world,” a “position of justification by faith,” which he doubts to be “either warranted or likely to sustain the discipline in the future.” This may then be what educationists call a ‘teachable moment’ for teachers of literature, and Guillory undertakes “to give an account of the profession’s formation and deformation according to a guiding principle of what the Greeks called parrhesia, or speaking the truth freely.”

    Every regime features a way of life that tends to produce a characteristic human ‘type.’ In Guillory’s preferred sociological terms, “all professional formation is also, by necessity, deformation,” not necessarily in a pejorative sense but indeed as a necessity of mastering the task. The hand of the dyer gets stained; the back of the scholar, leaning over the book on the table, gets hunched. And of course these habitual behaviors form and deform minds at least as much as bodies. This is true of scholarship pursued in solitude or within the university bureaucracy, that “highly organized, even byzantine form of collectivity.” Bureaucracies ‘compartmentalize’ human activities, thoughts, habits; “the fact that the division of knowledge during the nineteenth century into ever more specialized disciplines necessitated the reorganization of university faculty into departments, the most conspicuous feature of our institutional geography.” A type of human being called a ‘clerk,’ closely aligned to ‘clericalism,’ could be described by Nietzsche as zealous, serious, and even furious; this character hasn’t gone away but it has adapted itself to the universities’ turn “away from the church.” “Literary study is not alone among the humanistic disciplines in its struggle to define a social mission that would justify its corporate identity as a profession or to resort to overestimation as compensatory response to uncertainty of aim.” And as Nietzsche well knows, scholars are not philosophers; they are oxen, plodding over the field of knowable things, at best directed by philosophers or, as likely, followed by philosophers who harvest their gleanings. In Nietzsche’s formulation, however, philosophers imitate life itself by partaking of life’s universal will to power, a doctrine that distorts Plato (Guillory cites the superficial Hannah Arendt on this, with altogether too much credence) and deformed Heidegger (fair enough). The problem of deformation, Guillory maintains, in philosophy or in any other discipline, must be “redressed by a better estimation of philosophy, as of any scholarly discipline.” (Yes and no: a better estimation than Nietzsche’s, to be sure, but not an estimation that fails to distinguish philosophers from scholars—in this instance, from professors of philosophy or, to use an older word, philosophes.) 

    Returning to the Progressives and their distinctive kind of bureaucracy, Guillory cites the “new professions [that] both displaced and transformed the system of the three ‘ancient’ (that is, medieval) professions” of law, medicine, and divinity. As Plato almost says of the idols of the cave, “it is difficult to see through the professionalization of literary study to its long prehistory”; “almost” because the Platonic ascent rises to nature, not to history. Guillory presents an “epochal break” whereby “claims to professional identity b a proliferation of new technical and managerial workers effectively entailed a reconceptualization of cognitive labor itself,” a reconceptualization “expressed in a great burst of theorizing that lasted from the later nineteenth century until the Second World War.” That theorizing, it should be seen, consisted precisely of a shift in political thought that mirrored a prior shift in philosophy, the shift called ‘historicism,’ replacing both Biblical commandments and natural right as the source of moral and political principles. Guillory here cites Kenneth Burke, who, although no Edmund Burke, understands clearly enough that “a society’s ways of life affect its modes of thinking, by giving rise to partial perspectives,” which both form and deform citizens. Guillory provides the necessary application: in “much Progressive Era theory, the professional organization serves as a model for society itself.” As both Burkes, Aristotle, Progressive stalwart John Dewey, and many others acknowledge, “all education can be understood as a process of habituation, the embodiment of knowledge,” and “what one learns changes one’s behavior, but it can also induce a maladaptive hardening of behavior over time.” Progressives especially concerned themselves with inculcating expertise, wielded by (in Woodrow Wilson’s phrase) “experts in the relations of things,” prepared to coordinate the relations of those “things,” including persons, in the march toward social justice as they conceived it. “This ideology of professional expertise is in some ways as constitutive of modernity as the rise of the natural sciences,” and indeed conceives the ‘social sciences’ and at times the humanities along the model of experimentalism at the service of the mastery of nature and of ‘fortune.’ Dividing intellectual from manual labor, professionalism animates “a new class” of professional managers, which “arrogates ‘intellectual’ labor to itself,” and thus moral and political authority to itself. Although Guillory finds “the explosion of professions in the Progressive Era” “difficult to explain,” that may be because he considers neither Machiavelli (and following him Bacon), whose prince knows how to “master Fortuna” by the means of the lion and the fox, nor Tocqueville, who traces the longue durée of democratization. If the professions valorized by Progressivism as instruments of historical progress toward egalitarianism have proliferated, this registers the modern philosophic attempt to rule nature combined with the modern philosophic esteem for equality; the ambition to rule according to the dictum, ‘Knowledge is power’ and to ‘democratize’ the ruled, simultaneously, requires the expansion of professionalism to disciplines well beyond the medieval trinity.

    For literary scholars, the problem has been that their discipline “was not an easy fit for the university,” so reorganized. “The establishment of new disciplines in the university system, and their ultimate bureaucratic organization into departments, was premised on a normative conception of knowledge identified with what the age called science.” Science meant not only natural science but “other forms of empirical investigation, such as history and philology,” both of which had to do with the study of literature. As scholarship generally became increasingly institutionalized within universities, “many nonscientific professions came increasingly to imitate the scientific form of knowledge production through disciplinarization, that is, by the strategy of locating the production and reproduction of their expertise in the university,” as universities “brought the professions into permanent fusion with the system of the disciplines, which in turn transformed the university itself.” In the United States, in the eighteenth and well into the nineteenth centuries, colleges had trained clergymen and coated the sons of commercial and industrial entrepreneurs with “the veneer of European civility.” American gentry, so formed, returned to the enterprises of their fathers, or invented new ones, but had no substantial bureaucracy to enter and so needed no education to fit them for it. When philosophic doctrines of historicism, democratized as a reader of Tocqueville might anticipate, turned the universities away from Bible-based theology and natural rights-based civic life, there was no political class to resist them, to guide democracy away from them, as Tocqueville had hoped his own aristocratic class would do. Thus, “in the era of the great university presidents—Charles William Eliot of Harvard, Danield Coit Gilman of Johns Hopkins, Andrew Dickson White of Cornell” (one might add Wilson at Princeton)—the “Latin and Greek curriculum was replaced by the system of electives, which permitted specialization directed toward a career” and also permitted professors not only to teach but to do research. “These professors acquired sophisticated new conceptions of research in part as a consequence of study abroad, primarily in the German universities.” The American universities (and, under Dewey’s influence, high schools and elementary schools) taken together amounted to “a new kind of school,” one committed not to transmitting the principles of the existing regime to subsequent generations but to move toward a new regime altogether, one founded upon the new, historicist principles. Under this new dispensation, literary study could thrive in the universities under the rubric of philology, the scientific study of language. “But this was only a temporary rapprochement” between literary study and the ‘harder’ sciences.

    Fortunately for the status of literary studies in the university, not science itself but professionalism became the authoritative criterion for inclusion in the new regime. “Social authority” “came to be based on the very institutional and cultural forms science had helped to establish: the professional association, the academic discipline, the department, professional and graduate schools, the higher degree”; “in the end, professionalism triumphed even over science.” “Knowledge workers” have become “a new ruling class,” and as that class invents more new technologies that enhance their rule, more wealth, prestige, and political power accrues to them. All regimes have rulers; all rulers make claims to rule, upholding some idea of justice and maintaining that they know how to obtain it. Rule by experts maintains its authority by defining professionalism in terms of cognitive or abstract work, by asserting a specialized knowledge that excludes non-experts from the work of rule, by organizing ruling institutions, including publishing enterprises that make their principles and practices known to one another and to the general public, along with professional organizations and educational institutions, by establishing bureaucracy as a main arm not only of government conventionally defined but in education and in ‘private enterprise’ (the business corporation), and finally by “ideologies of social presentation or legitimation” such as “public service” (a nod to democracy by the undemocratic) or, even more pointedly, by means of such locutions of ‘being on the right side of history’ and indeed on the ‘cutting edge of history,’ and the now-familiar ‘diversity, equity, and inclusion’—all within the bureaucratic institutional framework peopled by the new ruling class. Commerce and industry can thus be brought to heel—more readily than one might suppose, thanks to their own bureaucratic structures peopled by university graduates saturated by historicist ideologies.

    Within those universities, given the material difference between “a new and potentially lucrative discovery in chemistry” and “a new reading of Joyce’s Ulysses,” “much depends on the maintenance of professional identity” among those who produce the latter sort of thing. Such professionalization “insulates some kinds of knowledge work to a certain extent from the volatility of the market,” seldom kind to new readings of Joyce’s Ulysses. To keep literary studies in the same institutional setting as chemistry, physics, and biology requires not only a claim to professionalism, however, but an additional claim not to commercial or industrial benefit, which would be supremely implausible, but to social benefit. And this, too, is only somewhat less tenuous. To the rescue comes the ‘market’ within the universities themselves, where the humanities have competed fairly well with natural and social sciences in terms of ‘customers’ and ‘products’ —the “number of students taught or books published and, ultimately, to a measurable index of institutional reputation.” Three consequences follow from these circumstances: “standardized, universalized, ritualized, and above all compulsory” professional standards such as academic degrees, attendance at academic conventions and conferences, and publications; the attempt to innovate (fitting well with Progressivism); and the “professional profile,” most notably “the ability to analyze or make complex arguments, in spoken or written form.” For professors of literature, this has issued in “desires to effect change directly through the critique expressed in literary criticism.” And this leads back to the problem of “overestimation” of the value of literary studies and criticism, or what an advertising man would call ‘puffing.’ Among academics, however, puffing is very close to professing, and may often be done with considerable sincerity, if not naivete. This can be a problem, since literary study now calls itself literary criticism, and “no other discipline” than literary criticism “incorporates the concept of criticism into its name.” Puffing and criticism rest uneasily together, given the inclination of the criticized to answer with critiques of their own, and given the occasional inclination of critics to criticize themselves. “If criticism is a kind of Archimedean lever by which literary critics hope to move the world, it must be a wonderful device indeed, wherever one stands in order to push down on this lever.”

    Where, then, shall the literary critic stand? What is “the particular field of professional expertise” where he “plants his flag”? After all, the professional training of literary scholars “by no means confers upon literary scholars the authority to speak on social and political matters in public venues,” a point about which no less an eminence than Joseph Schumpeter groused about back in 1942, calling literary criticism the “profession of the unprofessional”—a palpable hit, indeed, if one makes much of one’s professionalism, as literary scholars and social scientists like Schumpeter must alike do, if they profess within a modern university.

    Criticism came to sight in the late seventeenth century as “the name of a genre of writing” in which writers judged plays and poems, usually in prose but occasionally in poetry, as Alexander Pope did. As the eighteenth century saw Enlightenment philosophes coming to the fore, and as the nineteenth century saw the acceleration of the movement toward ‘democracy’ or social equality, criticism ranged afield, eventually to critiques of “society itself.” This attracted no stern objections until literary criticism “competed for territory among the academic disciplines,” as it was compelled to do in the decades before Schumpeter published his riposte. Guillory hastens to say, “I do not believe the criticism of society is the province of any particular discipline, much less that it can be institutionalized in departments of literature”; “criticism is the privilege of no one discipline and the obligation of all.” Other university denizens are less ‘inclusive.’ Yet criticism implies a criterion or set of criteria for judgment. What will that be, for literary scholars?

    At the time literary criticism had established itself outside the universities, formidable Samuel Johnson had defined its task as “to establish principles,” thereby “improv[ing] opinion into knowledge” with his essays in The Gentleman’s Magazine. Although Guillory does not mention it, Johnson was speaking in Platonic terms, the ascent from opinion to knowledge of nature being the philosophic ascent, the ascent from the Cave. A ‘discipline’ indeed, as Plato himself makes plain in his Letters. [1] In a sense, the ‘caves’ of Europe had multiplied by Johnson’s time, as many clergy and statesmen alike had separated their regimes from the Catholic Church, causing Bibles to be translated into vernaculars; literary critics, for their part, wrote in the vernacular on literary works written in the vernacular. The reign of Latin had weakened and would weaken still more. 

    Johnson’s life ended shortly after the United States of America gained independence from his sovereign. As in England and in Europe generally, American literary critics operated outside of academia for the next century, but when the study of literature gained entrance into the universities, “the classically trained teaching corps of the university system had to be recommissioned for the new vernacular curriculum.” Between the world wars, universities welcomed many of the literary critics to their faculties, “whatever their credentials.” This meant that literary criticism “became an academic profession before it became a discipline.” The critics professionalized themselves by formulating a method of interpretation, the most successful being the New Criticism of John Crowe Ransom at Vanderbilt, later at Kenyon. Ransom “made the stakes of the procedure explicit: ‘Rather than occasional criticism by amateurs, I should think the whole enterprise might be seriously taken in hand by professionals.'” This amounted to a challenge to the scholars, by now primarily literary historians; the New Criticism insisted that a literary work be interpreted within the framework of the text itself, not as a token of the ‘time’ in which it was written. Although Guillory describes the literary historians as positivists, one might more cogently describe them as historicists, meaning historical relativists—having derived their intellectual assumptions from the several neo-Hegelian doctrines then taught in the graduate schools, the philosophic framework of Progressivism. Ransom and his allies often resisted Progressivism not only in literary study but also in politics, as seen in their collection of essays on social and economic topics, I’ll Take My Stand.

    By the years subsequent to World War II, literary and social critics independent of the universities had dwindled in number, the “New York Intellectuals” being the most conspicuous holdouts. Historians and textualists papered over their differences and proceeded to school the Baby Boomers. But “the postwar settlement was fragile: the merger of criticism and scholarship drove the criticism of society underground, as the cost of compromise.” Pressured by the New Left, and at the same time getting a bit bored with what they were doing (“endlessly repeated celebrations of great literature”), the literary professoriate welcomed “the reassertion of criticism,” and indeed of criticism of topics well beyond literary forms. If neo-Hegelianism galvanized the professors of the late nineteenth and early twentieth centuries, neo-Marxism or ‘cultural Marxism’ galvanized the younger scholars in the universities, soon joined by the New Leftists who had escaped conscription by going to graduate school. (New Leftists began as critics of academic professionalism, as seen in Tom Hayden’s 1962 Port Huron Statement, but quickly adapted to university forms upon getting gainful employment—tenured employment, at that.) New methods were needed to maintain this professional status, and there was no shortage of those, thanks to prior efforts by European leftists, among whom Jacques Derrida, armed with ‘deconstructionism,’ was perhaps the most popular initially, although feminism to some extent eclipsed it. “At present, theory is disseminated largely by means of anthologies that offer theoretical approaches to interpretation, like choices on a menu (I invoke the banal simile to underscore my point).” As a result, in literature departments today, “criticism is what we really profess,” “claim[ing] to wield an Archimedean lever,” “want[ing] to rule the world.”

    As Guillory satirically puts it, this combination of university requirements and perquisites—a quasi-aristocratic status—and taking one’s stand on the Left, for ‘democracy,’ means that “the professional career of the scholarly critic today functions simultaneously as a covert prophetic career.” Guillory hastens to remark that this is indeed literary criticism is “a spurious form of prophecy, the religious trope by which Weber grasps the politicization of the lecture hall and of scholarship,” warning, as Weber put it, that “the prophet and the demagogue have no place at the lectern,” that they belong out on the street, haranguing passersby. In Weber’s Germany, things of that sort would get noticeably worse before they got better, a point one may take when considering the universities today, although for the moment Guillory considers academic prophets to be animated by “the scholarly imaginary.” Taken by themselves, yes, but when backed by the administrators, they influence the people who go on to find jobs in the ruling professions, do they not? Yes, he soon observes: “It seems reasonable to suppose…that teaching in humanities disciplines has had a significant impact on political attitudes in the demographic of the ‘college-educated.'” But this doesn’t “mean that the college-educated fully understand the structural bases of social injustice or see clearly what must be done politically to transform these structures.” In fact, your reviewer has encountered distinguished professional political scientists who have never read Aristotle’s Politics. 

    What is more, lit-crit attempts to address politics via such subpolitical, social and economic categories as “black, Chicano, or female studies,” or such polemicized political categories as “Revolutionary Literature,” “Imperialism,” or “The Antislavery Struggle” have achieved results less than satisfactory to the ideologues who teach in accordance with them. This brings “renewed uncertainty about the justification of the discipline,” as well it might. In today’s academe, “the system of rewards encourages us to imagine that we are being rewarded for the criticism of society. I think we might expect such rewards in heaven.” (Or not. Heaven reportedly declines to reward hubris.) “The absurdity of the situation should be evident to all of us: as literary study wanes in public importance, as literature departments shrink in size, as majors in literature decline in numbers, the claims for the criticism of society are ever more overstated.”

    With its excess of “rebarbative” jargon and its failure to identify a “proper clientele” for the multisyllabic and bloodless words it has on offer, academic literary critics have ignored “readers of literature.” “To name our clientele as the readers of literature argues rather for…the reestimation of aim, a better understanding of how literary works are read, both in the schools and without, and what literary study might do to improve the reading of literature, even reading as such.” As implied by the adjective itself, “amateur readers” “love what they read” (or sometimes hate it—are engaged by it, at any rate). “I would like to believe that the value of criticism inheres in its discovery of a truth in literary or other cultural works, whatever feelings of affection or disaffection the critical reader might have about a given work.” Dr. Johnson and his guide, Aristotle, were right: Man does indeed want to know.

    The regime of the university, with its departments of literary study, thus need a new purpose. “The criticism of the text can also be the criticism of society,” but this criticism needs “to move beyond the phase of manifesto.” “Long ago, literary education was the chief requisite for a voice in the public sphere; that day is over.” Get over it and move on. One way to do so (if I may so bold as to suggest) would be to assume that the ‘canonical’ authors are often smarter than the professors and students who study them, then take things from there, both in class and in the journals.

    Note

    1. See Ariel Helfer, ed.: Plato’s Letters: The Political Challenges of the Philosophic Life. For commentary, see “Plato’s Politic Practice” and “What Is Politic About Political Philosophy?” on this website under the category, “Philosophers.”

     

     

     

     

    Filed Under: Manners & Morals

    • « Previous Page
    • 1
    • …
    • 34
    • 35
    • 36
    • 37
    • 38
    • …
    • 244
    • Next Page »