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    Chateaubriand’s Defense of Christianity

    July 28, 2021 by Will Morrisey

    François-René, vicomte de Chateaubriand: The Genius of Christianity, or the Spirit and Beauty of the Christian Religion. Charles I. White translation. Baltimore: John Murphy and Company, 1875.

     

    For several generations before Chateaubriand’s lifetime, many French intellectuals and European intellectuals generally had dismissed Christianity as mere propaganda for monarchic regimes and aristocratic civil societies. The Enlightenment inclined toward republicanism, which many Enlighteners expected philosophic materialism to reinforce. But if one denies that the fear of God is the beginning of wisdom, one might well suppose that fear of violent death is. And one might go further, taking revolutionary terror as effective preparation for the advent of republicanism. Yet the guillotine proved a poor teacher. French republicanism foundered within France, even if the French republican armies fought off the monarchies around them. By the beginning of the new century, a new kind of monarchy had replaced the republic, and its scarcely-pious monarch, Napoleon Bonaparte, made a gesture of reconciliation with the Catholic Church. The new generation of France’s secularist clercs—monarchists and republicans alike—was ready to rethink Enlightenment impieties.

    Enter Chateaubriand, author of two successful novellas on America—still an object of fascination among the French, who had come to the aid of the much more propitious American republican revolution, a generation earlier. Published in 1802 and promoted by the Emperor Napoleon, The Genius of Christianity helped (along with Goethe’s Werther) to inaugurate Romanticism, that great rebellion against Enlightenment rationalism, by defending Christianity, especially Roman Catholic Christianity, against its enemies.

    Such enemies long predated the Enlightenment. “Ever since Christianity was first published in the world, it has been continually assailed by three kinds of enemies—heretics, sophists, and those apparently frivolous characters who destroy every thing with the shafts of ridicule” (I.i.1). But while “numerous apologists have given victorious answers” to Christianity’s serious-minded attackers, “they have not been so successful against derision,” against the satirists (I.i.1). And so, when the Roman emperor Julian “commenced a persecution, perhaps more dangerous than violence itself, which consisted in loading the Christians with disgrace and contempt” (I.i.1). He stripped the churches of their wealth and prohibited Christians from teaching or even studying “the liberal arts and sciences”; he replaced the institutions of the Christian regime, its hospitals and monasteries, with his own government-controlled works of charity; he even “ordered a kind of sermons to be delivered in the Pagan temples,” hitherto the sites of religious rituals, only (I.i.1). But he and his court sophists also targeted Christian doctrine. “When Julian is serious, St. Cyril proves too strong for him; but when the Emperor has recourse to irony, the Patriarch loses his advantage,” as “Julian’s style is witty and animated,” whereas “Cyril is sometimes passionate, obscure, and confused” (I.i.1). It was only in the generations after Julian’s rule that the Church recovered.

    This pattern repeated itself throughout the centuries in which Christendom was challenged. The early Protestants were better literary stylists than their Catholic opponents, although “when Bossuet at length entered the lists, the victory remained not long undecided,” as “the hydra of heresy was once more overthrown” (I.i.1). Clarke and Leibniz were more than a match for Bayle and Spinoza, but in the eighteenth century “Voltaire renewed the persecution of Julian,” with his “baneful art of making infidelity fashionable among a capricious but amiable people,” wittily appealing to self-love against the love of God (I.i.1). “No sooner did a religious book appear than the author was overwhelmed with ridicule, while works which Voltaire was the first to laugh at among his friends were extolled to the skies”; “women of fashion and grave philosophers alike read lectures on infidelity” (I.i.1). “It was at length concluded that Christianity was no better than a barbarous system, and that its fall could not happen too soon for the liberty of mankind, the promotion of knowledge, the improvement of the arts, and the general comfort of life” (I.i.1). The ‘moderns’ began to find merit in the figures of Greek and Roman mythology, even as their often-unacknowledged model, Machiavelli, had held up certain examples of the ‘ancient’ statesmen and generals. Soon, the Enlighteners published their Encyclopédie, “that Babel of science and of reason” (I.i.1). “Men distinguished for their intelligence and learning endeavored to check this torrent; but their resistance was vain” against the scribblings of “the frivolous people who directed public opinion in France” (I.i.1).

    Defenders of Christianity against the Enlighteners committed the same mistake that Julian’s critics had made. “They did not perceive that the question was no longer to discuss this or that particular tenet since the very foundation on which these tenets were built was rejected by their opponents” (I.i.1). They now needed “not to prove that the Christian religion is excellent because it comes from God,” the claim Enlighteners denied and ridiculed, “but that it comes from God because it is excellent” (I.i.1); they needed to proceed inductively not deductively, somewhat more along the lines of their modern-scientific opponents, who esteemed proofs founded on experiment. At the same time, Christians made the mistake of taking satirists too seriously and not seriously enough. They failed to see that satire presents a real challenge to religion, which invokes reverence. And “they overlooked the fact that these people are never in earnest in their pretended search after truth; that they esteem none but themselves; that they are not even attached to their own system, except for the sake of the noise which it makes, and are ever ready to forsake it on the first change of public opinion” (I.i.1). Instead of aiming their replies at sophists and satirists, they should have addressed those whom the sophists and satirists “were leading astray” (I.i.1). Christian intellectuals need to show that ‘Christian intellectual’ is no oxymoron—that, “on the contrary, the Christian religion, of all the religions that ever existed, is the most humane, the most favorable to liberty and to the arts and sciences; that the modern world is indebted to it for every improvement, from agriculture to the abstract sciences”; that “there is no disgrace in being believers with Newton and Bossuet, with Pascal and Racine” (I.i.1). Sophistry aims at the head but satire aims at the heart. It was therefore “necessary to summon all the charms of the imagination, and all the interests of the heart” against the satirists and in defense of Christianity because “all other kinds of apologies are exhausted, and perhaps they would be useless at the present day” (I.i.1). 

    Pascal had already recommended a five-step strategy for addressing individual atheists, and near the conclusion of this book Chateaubriand cites it. First, demonstrate to the atheist that Christianity is “not contradictory to reason”; second, show that it is venerable; third, show that it respectable; fourth, show that it is “amiable,” exciting in the atheist the wish that it might be true; finally, “prove its antiquity and holiness by its grandeur and sublimity” (IV.vi.13). Chateaubriand writes that he has followed this conversational strategy throughout.

    He acknowledges the objection of those who find danger in this. “May there not be some danger in considering religion in a merely human point of view?” (I.i.1). No: Christianity does not “shrink from the light”; it will not “be the less true for appearing the more beautiful” (I.i.1). “Let us banish our weak apprehensions; let us not, by an excess of religion, leave religion to perish” (I.i.1). Lacking “the miraculous rod of religion which caused living streams to burst from the flinty rock,” Chateaubriand will attempt to prepare the minds and hearts of of sincere men and women for receiving grace, not to bestow it, which remains the work of the Holy Spirit. With respect to minds, “our arguments will at least have this advantage, that they will be intelligible to the world at large, and will require nothing but common sense to determine their weight and strength”; with respect to hearts, “the Almighty does not forbid us to tread the flowery path, if it serves to lead the wanderer once more to him; nor is it always by the steep and rugged mountain that the lost sheep finds its way back to the fold” (I.i.1).

    Accordingly, he divides his book into four parts addressing three main topics: Part One concerns dogma and doctrine; Part Two and Part Three “comprehend the poetic of Christianity,” “its connection with poetry, literature, and the arts”; Part Four concerns Christian worship—Church ceremonies and the clergy (I.i.1). That is, the first and fourth parts address the mind, the central parts appeal to the heart. The first part considers the limitations of the human mind. Against the Enlighteners, Chateaubriand commends modesty to thinkers. The fourth part more ambitiously advances a proof of Christianity’s genius and the likelihood of the truth of its claim to divine revelation.

    Respecting dogma and doctrine, Chateaubriand squarely faces the problem of the mysterious in Christianity, the miraculous—what the human mind most readily questions. He isn’t about to try to prove the unprovable. He instead observes that mystery is a commonplace in nature itself. “There is nothing in the universe but what is hidden, but what is unknown,” including man as well as God (I.i.2). To reject mystery, therefore, is irrational, unphilosophic: “It is a pitiful mode of reasoning to reject whatever we cannot comprehend” (I.i.3). The Trinity, for example, “the first mystery presented by the Christian faith, opens an immense field for philosophic study” (I.i.3). The doctrine of three persons, one God, need not involve a logical contradiction. Tertullian remarks that philosophers admit the existence of the Logos; what Christians claim is speech must have a speaker, that “the Word is spirit of a Spirit, and God of God, like a light kindled at another light” (I.i.3). Why then could God as Father not kindle God as Son in the womb of a virgin? “The two”—Father and Son—with “their spirit, form but one, differing in properties, not in number”—in “order, not in nature” (I.i.3). 

    Redemption too can be made to make sense if one accepts the doctrine of original sin, without which it is difficult to “account for the vicious propensity of our nature continually combated by a secret voice which whispers that we were formed for virtue” (I.i.4). Christ’s willingness to endure the torture of the Cross shows “the perfect model of a dutiful son” and the “pattern of faithful friends” (I.i.4); it is unheard-of in degree but not in kind. Nor is this most supreme of all sacrifices an irrational act; if God created human beings for some purpose, if sin interferes with that purpose, if God did not exterminate sinful or ‘fallen’ beings outright, and if human beings cannot redeem or perfect themselves, God must intervene to correct them as “a natural consequence of the state into which human nature has fallen” (I.i.4). Chateaubriand emphasizes, however, that his apologetic strategy doesn’t require him to lay down a demonstrative proof of Christian doctrine, only to show that “Christianity is not made up of such things as the sarcasms of infidelity would fain have us imagine” (I.i.4). Biblical doctrine “has not its seat in the head, but in the heart; it teaches not the art of disputation, but the way to lead a virtuous life” (I.i.4). And if you think men will live virtuous lives without it, think again; think of the French Revolution. “Long shall we remember the days when men of blood pretended to erect altars to the Virtues, on the ruins of Christianity,” arrogantly proclaiming the “Truth, which no man knows,” and the rule of “Reason, which never dried a tear” (I.i.4). What Christians can claim, against dogmatic atheism, is doctrine that withstands rational tests in the sense that they cannot be disproved by logical argument, and that upholds moral decency in civil society far more effectively than ‘secularism’ does.

    Christian sacraments can also be defended before the tribunals of head and heart. “The whole knowledge of man, in his civil and moral relations, is implied in these institutions” (I.i.6). Baptism “reminds us of the corruption in which we were born, the pangs that gave us birth of the tribulations which await us in the world,” while offering hope against all those things by “restor[ing] to the soul its primeval vigor” (I.i.6). “Baptism is followed by confession; and the Church, with a prudence peculiar to her has fixed the time for the reception of this sacrament at the age when a person becomes capable of sin, which is that of seven years” (I.i.6). “Without this salutary institution, the sinner would sink into despair,” inasmuch as human friends alone can scarcely be relied upon to hear it. “When nature and our fellow-creatures show no mercy, how delightful is it to find the Almighty ready to forgive!” (I.i.6). Similarly, Holy Communion at the age of twelve admits the youth, no longer merely a boy or a girl, “for the first time to a union with his God”—a strong bond needed to allay the strength of sexual passion (I.i.7). All of the Christian sacraments “exert the highest moral influence, because they were practiced by our fathers, because our mothers were Christians over our cradle, and because the chants of religion were heard around the coffins of our ancestors and breathed a prayer of peace over their ashes” (I.i.7). That is, in its evocation of God as Father and Son, Christianity and its sacraments invoke the natural authority of parent over children. In this way, “the Holy Communion constitutes a complete system of legislation” (I.i.7). “At the time when the fire of the passions is about to be kindled in the heart, and the mind is sufficiently capable of knowing God, [God] becomes the ruling spirit of the youth, pervading all the faculties of his soul in its now restless and expanded state” (I.i.8).

    That system of legislation follows the Christian to adulthood. Since, when it comes to the governance of sexuality, “there are but two states in life—celibacy and marriage”—Jesus Christ “divided society into two classes, and decreed for them, not political, but moral laws, acting in this respect in accordance with all antiquity,” which also separated priests from rulers, citizens, and subjects (I.i.8). While it is true that Christian clergy were initially permitted to marry, that clerical celibacy wasn’t “definitely established” until the twelfth century, even “from the time of St. Paul, virginity was considered the more perfect state for a Christian.” For those clergy who did not choose to practice it, the small, persecuted, and virtuous early Church communities allowed a married priest to dedicate himself to his duties even as his wife bore him children; his children simply “form[ed] part of his flock” (I.i.8). Moreover, “the Christians of that age had received from heaven a spirit which we have lost,” forming “not so much a popular assembly as a community of Levites and religious women”—all “priests and confessors of Jesus Christ” (I.i.8). “When the number of Christians increased, and morality was weakened with the diffusion of mankind, how could the priest devote himself at the same time to his family and to the Church? How could he have continued chaste with a spouse who had ceased to be so?” (I.i.8). As for Protestants, their priest is “very often a mere man of the world,” and the institution of confession to priests has accordingly been abolished (I.i.8). 

    The Enlighteners had objected that celibacy depopulates the earth. But, on the contrary, having been born of a virgin, having lived and died as a virgin, Jesus taught us, “in a political and natural point of view, that the earth had received its complement of inhabitants, and that the ratio of generation, far from being extended, should be restricted” (I.i.8). Chateaubriand argues that population excess, not dearth, ruins states. “We resemble a swarm of insects buzzing around a cup of wormwood into which a few drops of honey have accidentally fallen; we devour each other as soon as our numbers begin to crowd the spot that we occupy! By a still greater misfortune, the more we increase, the more land we require to satisfy our wants; and as this space is always diminishing, while the passions are extending their sway, the most frightful revolutions must, sooner or later, be the consequence.” (I.i.8). Celibate clergy have in fact regulated the population growth that has occurred “by preaching concord and union between man and wife checking the progress of libertinism, and visiting with the denunciations of the Church the crimes which the people of the cities directed to the diminution of children.” (I.i.8). Have domestic violence, readily available divorces, sexual ‘liberation,’ and the various forms of child abuse led to villages in which every child is raised well? On the contrary, “every great nation has need of men who, separated from the rest of mankind, invested with some august character, and free from the encumbrances of wife, children and other worldly affairs, may labor effectually for the advancement of knowledge, the improvement of morals, and the relief of human suffering” (I.i.8). As rulers of a family “would not the learning and charity which they have consecrated to their country be turned to the profit of their relatives?” (I.i.8).

    Celibacy affirms the dignity of man. It is sublime more than it is beautiful, resisting “the fierce rebellion of the passions” in the human soul (I.i.9). “The learned man it inspires with the love of study the hermit with that of contemplation; in all it is is a powerful principle, whose beneficial influence is always felt in the labors of the mind, and hence it is the most excellent quality of life, since it imparts fresh vigor to the soul, which is the nobler part of our nature” (I.i.9). And for the priest, servant of God as well as man, it is a necessity. The priest “will enjoy the respect and confidence of the people” so long as he remains separate from ordinary civil society, but “he will soon forfeit both if he be seen in the halls of the rich, if he be encumbered with a wife, if he be too familiar in society if he betray fault which are condemned in the world of if he lead thos4e around him to suspect for a moment that he is a man like other men” (I.i.9). “Poets and men even of the most refined taste can make no reasonable objection to the celibacy of the priesthood,” a reminder of “the innocence of childhood,” the “sanctity of the priest and of old age,” and of “the divinity in the angels and in God himself” (I.i.9). 

    Nor does the dignity of celibacy in any way denigrate the sanctity of marriage. “Europe owes…to Christianity the few good laws which it has,” since the canon law, “the fruit of the experience of fifteen centuries and of the genius of the Innocents and the Gregories,” “contains the essence of the Levitical law, the gospel, and the Roman jurisprudence” (I.i.10). Marriage law is the foundation of civil life—the “axis on which the whole social economy revolves”—and under Christianity it symbolizes Christ’s union with the Church (I.i.10). The prohibition of incest, “besides being founded on moral and spiritual considerations,” proves beneficial “in a political point of view, by encouraging the division of property, and preventing all the wealth of a state from accumulating, in a long series of years, in the hands of a few individuals” (I.i.10). Monogamy supports the natural principle of numerical parity between men and women against “the passions of men,” which would ruin the family “by alienating the paternal affections, by corrupting the heart and converting marriage into a civil prostitution” (I.i.10). (More, “the man who has not been the comfort of a first wife…who has not been able to bend his passions to the domestic yoke, or to confine his heart to the nuptial couch…will never confer felicity on a second wife”) (I.i.10). Deluded by passion, men fail to see that “habit and length of time are more necessary to happiness, and even to love, than may be imagined,” that “a man is not happy in the object of his attachment till he has passed many days, and, above all, many days of adversity, in her company” (I.i.10). Christianity’s strict marital law reinforces men where they are weak; “let us not give to matrimony the wings of lawless love; let us not transform a sacred reality into a fleeting phantom,” as you “compare one wife with another, her whom you have lost with her whom you have found,” a “disturbance of one sentiment by another [that] will poison all your pleasures” (I..10). It is not good for the man to be alone because “without woman he would be rude, unpolished, solitary” (I.i.10). 

    The Enlighteners sometimes maintained the moral superiority of paganism to Christianity. Chateaubriand rejects this claim. Christianity rightly teaches that pride is “the root of evil, that it is intermingled with all the other infirmities of our nature” (I.ii.i). “It beams in the smile of envy, it bursts forth in the debaucheries of the libertine, it counts the gold of avarice, it sparkles in the eyes of anger, it is the companion of graceful effeminacy” (I.ii.1). Politically, it stoked the ruinous imperial ambitions of the Athenians and of Cyrus the Great, “divided the empire of Alexander, and crushed Rome itself under the weight of the universe” (I.ii.1). Pride induces men to “attack even the Deity himself,” often in the name of supposed flaws “in the constitution of society or the order of nature” (I.ii.1). In attacking pride and esteeming humility, in “detect[ing] it in the inner recesses of the heart” and “pursu[ing] it in all its changes,” Christianity concentrates human attention on the taproot of evil. 

    The ancients rightly praised the virtues of courage, temperance, and prudence (Chateaubriand overlooks justice, the fourth virtue identified by Plato’s Socrates). Yet “none but Jesus Christ could teach the world that faith hope and charity are virtues alone adapted to the ignorance and the wretchedness of man” (I.ii.2). Faith in God, dependence upon Him, brings the power of conviction to bear on human action without the hazard of pride. “In the language of ancient chivalry,” for example, “to pledge one’s faith was synonymous with all the prodigies of honor” (I.ii.2). Aristotle attempts to find the virtuous mean between extremes, “ingeniously placing a virtue between two vices,” But the Christian lawgiver, Jesus, “completely removed the difficulty, by inculcating that virtues are not virtues unless they flow back toward their source—that is to say, toward the Deity” (I.ii.2). “The doctrine which commands the belief in a God who will reward and punish is the main pillar both of morals and of civil government” (I.ii.2). 

    “Almost as powerful as faith,” hope too is “the partner of power”: “Is a man disappointed in his plans? it is because he did not desire with ardor,” with “that love which sooner or later grasps the object to which it aspires,” the love by which God “embraces all things and enjoys all” (I.ii.3). Hope supplements faith because faith arises from “an external object,” focuses on something “out of ourselves,” whereas hope “springs up within us, and operates externally”; faith is obedience, hope love (I.ii.3). “The Christian, whose life is a continual warfare, is treated by religion in his defeat like those vanquished generals whom the Roman senate received in triumph. For this reason alone, that they had not despaired of the commonwealth.” (I.ii.3).

    In charity, religion “has invented a new passion” (I.ii.3). “She has not employed the word love, which is too common; or the word friendship, which ceases as the tomb; or the word pity, which is too much akin to pride: but she has found the term caritas, CHARITY, which embraces all the three, and which at the same time is allied to something celestial,” directing all those sentiments toward the Creator-God, and thus spiritualizing the fraternity the French revolutionaries turned to venom (I.ii.3). “By this [Christianity] inculcates the stupendous truth that mortals ought to love each other, if I may so express myself, through God, who spiritualizes their love, and separates from it whatever belongs not to its immortal essence” (I.ii.3). In so doing, it also works “in close alliance with nature,” with the harmony between heaven and earth, God and man (I.ii.3). “The moral and political institutions of antiquity are often in contradiction to the sentiments of the human soul,” but Christianity, “on the contrary, ever in unison with the heart, enjoins not solitary and abstract virtues, but such as are derived form our wants and are useful to mankind” (I.ii.3). In this last claim, Chateaubriand’s thought retains more than a tincture of Rousseau, ignoring the sinful human nature he had earlier remarked.

    He recovers somewhat in his account of moral laws, as distinct from moral sentiments. He is unimpressed with the legal codes designed by other lawgivers—Zoroaster, Minos, Solon, and the like—who offer too many “vague, incoherent, commonplace ideas” (I.ii.4). The philosophers’ efforts are no better: “The sages of the Portico and of the Academy alternatively proclaim such contradictory maxims, that we may prove from the same book that its author believed and did not believe in God; that he acknowledged and did not acknowledge a positive virtue; that liberty is the greatest of blessings and despotism the best of governments” (I.ii.4) Chateaubriand does praise the code propounded by the Athenian Stranger in Plato’s Laws —the “best of his works”—but observes that “these precepts were not reduced to practice; we shall therefore refrain from any notice of them” (I.ii.4). (“As for the Koran, all that it contains, either holy or just, is borrowed almost verbatim from our sacred Scriptures.”) (I.ii.4). The laws of Sinai were engraved by God “upon the heart of man,” with all the defects of that heart (I.ii.4). Although first given to the Israelites, it is universal, “the law of all nations, of all climates, of all times” (I.ii.4). By commanding men to love their fathers, God founds His law “on the very constitution of our nature” in full knowledge of “the fickleness and the pride of youth” (I.ii.4). And the eternal character of God’s law follows from the eternal character of God Himself—His name itself, Jehovah, “composed of three tenses of the verb to be united by a sublime combination: havah, he was; hovah, being, or he is; and je, which, when placed before the three radical letters of a verb in Hebrew, indicates the future, he will be” (I.ii.4). Whereas all the other religions of antiquity lost their “moral influence” when their priests and sacrifices disappeared, “it can be said of Christianity alone, that it has often witnessed the destruction of its temples, without being affected by their fall” (I.ii.4).

    And what of the greater fall, the fall of man? Chateaubriand points to the many ancient stories of an ancient period of human happiness followed by “long calamities” (I.iii.1). “It is not to be supposed that an absurd falsehood could have become an universal tradition” (I.iii.1). But of these tales, the Book of Genesis alone “exhibits the genius of the master” (I.iii.1). Given Man’s God-given intelligence and freedom, his God-breathed spirit, God “placed knowledge within his reach” while warning him “that if he was resolved on knowing too much, this knowledge would result in the death of himself and of his posterity” (I.iii.2). “The secret of the political and moral existence of nations, and the profoundest mysteries of the human heart, are comprised in the tradition of this wonderful and fatal tree,” which prompted “the demon of pride” to “borrow the voice of love to seduce” Man, as it was “for the sake of a woman that Adam aspires to an equality with God—a profound illustration of the two principal passions of the heart, vanity and love” (I.iii.2). From then on, “Adam”—red earth—became “Enosh”—fever, pain. And Woman bore her children in pain. Whereas the universe exhibits natural law, a harmony whereby “all the integral parts, all the springs of action, whether internal or external, all the qualities of beings, have a perfect conformity with one another,” and whereby the thoughts of animals “invariably accord with their feelings,” man alone is out of joint, in conflict with himself (I.iii.3). Here, Rousseau is right: “there is a perpetual collision between his understanding and his will, between his reason and his heart. When he attains the highest degree of civilization, he is at the lowest point in the scale of morality; when free, he barbarous; when refined, he is bound with fetters” (I.iii.3). Nations “exhibit the like vicissitudes” (I.iii.3). Man thus “stands in contradiction to nature,” with “a double character when every thing around him is simple” (I.iii.3). This disequilibrium occurred because “Adam sought to embrace the universe, not with the sentiments of his heart, but with the power of thought, and, advancing to the tree of knowledge, he admitted into his mind a ray of light that overpowered it,” leaving “his whole soul…agitated and in commotion,” its rebelling against his judgment, his judgment seeking to restore its rule over his passions”; “in this terrible storm the rock of death witnessed with joy the first of shipwrecks” (I.iii.3). By extending the notion of a tree of knowledge of good and evil, of morality, to knowledge generally, Chateaubriand subtly distorts the Biblical teaching, probably in an effort to advance a critique of Enlightenment rationalism. In the Bible, once Adam knows, not just intellectually but in his heart, the difference between good and evil, only the punishment of mortality can put a limit on human wrongdoing, and only a Messiah can save and purify him. Considering the more comprehensive aspirations of knowledge entertained by the Enlighteners, Chateaubriand resists their claims by emphasizing the importance of balancing knowledge with feeling, thereby contributing to the formation of ‘Romanticism.’ This commits him to ‘Rousseau-izing’ the heart, to making it more innocent than the Bible (and especially the New Testament) says it is; in effect, he is turning the French revolutionaries’ most cherished philosopher against them and, in that redirection, bringing Rousseau back into his own intended role as an acute critic of the Enlightenment. Romanticism would turn out to result in its own excesses, as Goethe understood early on, witnessing the effects of the example of Werther, his young hero, on European youth. Chateaubriand, witness to the irrational effects of Enlightenment rationalism on the French Revolutionaries, would bridle reason, remarking that, with death, “our lives are not long enough to confer success upon any efforts we could make to reach primeval perfection,” to recreate the Garden of Eden on earth (I.iii.4). 

    Enlightenment rationalism attacked the Bible on natural-scientific as well as moral grounds. Chateaubriand addresses critiques of Old Testament chronology, denying claims that the human race dates back to a remote antiquity the Bible fails to account for. Civilizations are not the product of some painfully slow historical process. European history proves this. “Scarcely twelve centuries ago our ancestors were as barbarous as the Hottentots, and now we surpass Greece in all the refinements of taste, luxury, and the arts: (I.iv.2). The formation of abstract ideas in language dates back only to the ancient Greeks. Similarly, modern scientists’ claim that the universe itself is far older than the Bible claims should be viewed with suspicion. First, many of the greatest modern scientists have been Christians who accepted the Biblical account of creation. Second, the atheist turn in modern science, whereby the successors of Copernicus, Kepler, and Newton “imagined that they held the Deity within their crucibles and telescopes, because they perceived in them some of the elements with which the universal mind had founded the system of worlds,” bespeaks “the vanity of science” to which “we owe almost all our calamities” during “the terrors of the French Revolution” (I.iv.3). Recurring to his interpretation of the Book of Genesis, Chateaubriand asserts, “the ages of science have always bordered on the ages of destruction” (I.iv.3). He dismisses geological evidence of an ‘old earth’ by observing that “God might have created, and doubtless did create, the world with all the marks of antiquity and completeness which it now exhibits” (I.iv.5). Had he not done so, “if the world had not been at the same time young and old, the grand, the serious, the moral, would have been banished from the face of nature; for these are ideas essentially inherent in antique objects,” lending nature to “poetical inspiration” (I.iv.5). 

    This brings Chateaubriand to his version of the argument from design. “Adhering scrupulously to our plan, we shall banish all abstract ideas from our proofs of the existence of God and the immortality of the soul, and shall employ only such arguments as may be derived from poetical and sentimental considerations—or, in other words, from the wonders of nature and the moral feelings” (I.v.1).

    “How could chance have compelled crude and stubborn materials to arrange themselves in such exquisite order” as prevails in the universe? (I.v.2). Is it not only more plausible but also more interesting to think otherwise—to think “that man is the idea of God displayed, and the universe his imagination made manifest“? (I.v.2). And you admit “the beauty of nature as a proof of a supreme intelligence,” you can now conceive that “motion and rest, darkness and light, the seasons, the revolutions of the heavenly bodies, which give variety to the decorations of the world, are successive only in appearance, and permanent in reality” (I.v.2). The permanent things generate perpetual change. In its “absolute duration,” the “beauties of the universe are one, infinite, and invariable”; by means its “progressive duration,” the beauties of the universe “are multiplied, finite, and perpetually renewed” (I.v.2). Without absolute duration, “there would be no grandeur in the creation”; without progressive duration or change, the universe “would exhibit nothing but dull uniformity” (I.v.2). And so, for example, “every moment of the day the sun is rising, glowing at his zenith, or setting on the world,” as “the orb of day emits, at one and the same time, three lights from one single substance”—a picture of the trinitarian character of the unitary God (I.v.2). 

    As with the universe, so too with organic life. The intricate organization of each species of plant and animal, of each individual organism within each species, bespeaks a telos for every one of them and for the whole ‘ecosystem,’ as later writers would call it. Deviations from these patterns strike us as monstrous, but if “some have pretended to derive from these irregularities an objection against Providence,” on the contrary, they manifest Providence: “God has permitted this distortion of matter expressly for the purpose of teaching us what the creation would be without Him” (I.v.3). [1] Similarly, the “instincts” of animals point not to the random chance posited by materialists but to intelligent design. How else would animals know how to do what they do?  Recalling the beaver he saw in the forests of North America, Chateaubriand asks, “Who, then, placed the square and the level in the eye of that animal which has the sagacity to construct a dam, shelving toward the water and perpendicular on the opposite side” What philosopher taught this singular engineer the laws of hydraulics, and made him so expert with his incisive teeth and his flattened tail?” (I.v.4). Who taught songs to birds and gave them the ability to construct nests? “Who can contemplate without emotion this divine beneficence, which imparts industry to the weak and foresight to the thoughtless?” (I.v.6). And in this contemplation, in our own delight in birdsong and animal engineering feats, we acknowledge that they sing and work for human beings, too, enjoying our “empire” over nature, which the grace of God did not strip from us, even in curing Adam (I.v.5). 

    At the same time, human beings can make themselves monstrous by “follow[ing] the same law as carnivorous animals” (I.v.5). Perhaps glancing at Napoleon, and surely at the likes of Robespierre and Danton, Chateaubriand remarks, “There have been many instances of tyrants, who exhibited some mark of sensibility in their countenance and voice, and who affected the language of the unhappy creatures whose destruction they were meditating. Providence, however, has ordained that we should not be absolutely deceived by men of this savage character: we have only to examine them closely, to discover, under the arb of mildness, an air of falsehood and rapacity a thousand times more hideous than their fury itself.” (V.vi.149). It is the consideration of the natural order, in which God has included carnivores, that enables us to recognize the predators among us. Speaking from his own experience, Chateaubriand also finds in Racine a suggestion that the migration of birds amounts to a figure of exile, one of the punishments tyrants inflict, a punishment Racine saw in the displacement consequent to civil wars. Chateaubriand suffered exile at the hands first of the revolutionaries and then of Napoleon—of a regime of ‘the many’ and a regime of ‘the one’—but he distinguishes “the exile prescribed by nature” from “that which is ordered by man” (I.v.7). “Is the mortal, driven from his native home, sure of revisiting it again?” (I.v.7). Rather “let us place all our hope in heaven, and we shall no longer be afraid of exile: in religion we invariably find a country!” (I.v.7).

    Nature also provides men with pictures of political life that is well-ordered. “Sea-fowl have places of rendezvous where you could imagine they were deliberating in common of the affairs of the republic”—Chateaubriand’s version of an image dating back to the Middle Ages, the Parliament of Fowles as conceived by, among other poets, Chaucer (I.v.8). Nor do birds in their ‘political’ character serve only their own poleis. “All the accidents of the seas, the flux and reflux of the tide, and the alternations of calm and storm, are predicted by birds”—the mariners’ ‘stormy petrel,’ the farmer’s robin (I.v.8).  “These men, placed in the two most laborious conditions of life, have friends whom Providence has prepared for them. From a feeble animal, they receive counsel and hope, which they would often seek in vain from their fellow-creatures” (I.v.8). Again contrasting the unteleological nature of the modern scientist with the purposeful nature discovered by “the simple heart that investigates [nature’s] wonders with no other view than to glorify the Creator,” Chateaubriand finds ‘scientific’ nature “dry and unmeaning,” nature understood both poetically and practically “significant and interesting” (I.v.8). The understanding of nature he prefers is also more reliable. “While the philosopher, curtailing or lengthening the year, made the winter encroach upon the domain of spring” with his calendar (I.v.8). But “the husbandman had no reason to apprehending that the bird or the flower, the astronomer sent him by Heaven, would lead him astray” (I.v.8). His labors, diversions and pleasures are “regulated, not by the uncertain calendar of a philosopher, but by the infallible laws of Him who has traced the course of the sun” (I.v.8).

    “I am nothing; I am only a simple, solitary wanderer, and often have I heard men of science disputing on the subject of a Supreme Being, without understanding them; but I have invariably remarked, that it is in the prospect of the sublime scenes of nature that this unknown Being manifests himself to the human heart” (I.v.12). At the same time, Chateaubriand finds in the human heart an instinct as powerful as that seen in any animal, an instinct that runs counter to wandering, to the exile imposed by tyrants and their wars. “The instinct with which man is pre-eminently endowed—that which is of all the most beautiful and the most moral—is the love of his native country” (I.v.14). Were this not so, “all mankind would crowd together into the temperate zones, leaving the rest of the earth a desert” (I.v.14). Indeed, misery attaches human beings more firmly to their homelands than prosperity does, as “the profusion of a too fertile soil destroys, by enriching us, the simplicity of the natural ties arising from our wants; when we cease to love our parents and our relations because they are no longer necessary to us, we actually cease also to love our country” (I.v.14). The Eskimo don’t move south. “The heart is naturally fond of contracting itself; the more it is compressed, the smaller is the surface which is liable to be wounded,” as seen especially in “persons of delicate sensibility,” who “prefer to live in retirement,” and even in the not-so-delicate Romans whose citizens “joyfully sacrificed their lives in her defense” when the republic was small but “ceased to love her when the Alps and Mount Taurus were the limits of her territory” (I.v.14). 

    Love of country “perform[s] prodigies” because “what sentiment gains in energy it loses in extent” (I.v.14). “We even doubt whether it be possible to possess one genuine virtue, one real talent, without the love of our native country” (I.v.14). Yet although love of country “produced a Homer and a Virgil” in antiquity, “it is the Christian religion that has invested patriotism with its true character” (I.v.14). The ancients carried to “to excess,” committing crimes under its sway, whereas while “Christianity has made it one of the principal affections in man,” it is not “an exclusive one”—commanding us “above all things to be just,” to cherish “the whole family of Adam, since we ourselves belong to it, though our countrymen have the first claim to our attachment” (I.v.14). Although Machiavelli and others unjustly accuse Christ of “attempting to extirpate the passions,” in fact “God destroys not his own work”; “the gospel is not the destroyer of the heart, but its regulator,” “retrench[ing] all that is exaggerated, false, common, and trivial” and “leav[ing] all that is fair, and good, and true” (I.v.14). The Christian religion, rightly understood, is only primitive nature washed from original pollution,” not the crabbed and enfeebling thing Machiavelli and his innumerable followers pretend it to be (I.v.14). 

    What links the human heart to the place we were born? “It is, perhaps, the smile of a mother, of a father, of a sister; it is perhaps, the recollection of the old preceptor who instructed us and of the young companions of our childhood; it is, perhaps, the care bestowed upon us by a tender nurse, by some aged domestic, so essential a part of the household; finally, it is something most simple, and, if you please, most trivial—a dog that barked at night in the fields, a nightingale that returned every year to the orchard, the nest of the swallow over the window, the village clock that appeared above the trees, the churchyard yew, or the Gothic tomb”—all intensified by gratitude for the providential hand which placed us there, among those persons and those things.

    The final Christian doctrine Chateaubriand defends, the immortality of the soul, also carries evidence for itself in the human heart. If the soul dies with the body, “whence proceeds the desire of happiness which continually haunts us,” never fully satisfied in this life? (I.vi.1). “If every thing is matter, nature has here made a strange mistake, creating a desire without any object” (I.vi.1), a striving for power after power that ceases only in death. No animal betrays such dissatisfaction. “Man…is the only creature that wanders abroad, and looks for happiness outside of himself” (I.vi.1). What is more, human beings alone have a conscience, an inner “tribunal, where he sits in judgment on himself till the Supreme Arbiter shall confirms the sentence,” even while “the tiger devours his prey and slumbers quietly” (I.vi.2). True, there may be “men so unfortunate as to be capable of stifling the voice of conscience,” but why would we take them as models of human nature? (I.vi.2). True, there are “morbid regions of the heart”; they are what Christianity corrects (I.vi.2). “Toward the criminal, in particular, her charity is inexhaustible; no man is so depraved but she admits him to repentance, no leper so disgusting but she cures him with her pure hands” (I.vi.2). Christianity is “a second conscience for the hardened culprit who should be so unfortunate as to have lost the natural one,” and this “evangelical conscience” possesses a power beyond the natural one, “the power to pardon” (I.vi.2) sinful acts the natural conscience has proved too weak to prevent. Christianity prepares the immortal soul for the true happiness unavailable in this life.

    A conviction in favor of the immortality of the soul also redounds to this-worldly benefit. “Morality is the basis of society; but if man is a mere mass of matter, there is in reality neither vice nor virtue, and of course morality is a mere sham” (I.vi.3). Again contra Machiavelli, Chateaubriand doesn’t mean to suggest that “religion was invented in order to uphold morality”; this would be to “tak[e] the effect for the cause,” since “it is not religion that springs from morals, but morals that spring from religion” (I.vi.3). Anticipating Dostoevsky, Chateaubriand insists that “men no sooner divest themselves of the idea of a God than they rush into every species of crime, in spite of laws and of executioners” (I.vi.3). Those who posit of ‘religion of humanity,’ a philanthropy constructed “on the ruins of Christianity” left by the French revolutionaries and itself arising “out of the infatuation of the French revolution,” build on sand (I.vi.3). Such a doctrine cannot even extend the span of human life on earth. “What then but nothingness canst thou draw forth from the bottom of thy sepulcher to recompense” a man’s virtue, his sacrifice of immediate pleasure? (I.vi.3). “Are a few grains of dust worthy of our veneration?” (i.vi.3). 

    Some philosophers object, arguing that the mind’s energies follow physical age, gaining from infancy to maturity, declining in old age. Chateaubriand responds that correlation isn’t causation. Being insusceptible to extension or division, mind must be essentially different form matter. Atheists also point to insanity, brain injuries, and fever delirium as proof of their claim that mind is material. But what these phenomena demonstrate isn’t materialism but “a disordered imagination connected with a sound understanding”; such unfortunates “only draw logical conclusions from unsound premises” generated by the disorders they suffer (I.vi.4). Their minds are intact but operate from perceptions deranged by material defects of the brain. Similarly, against Montesquieu’s theory on “the influence of climate upon the mind, which has been alleged as a proof of the material nature of the soul,” Chateaubriand begins his refutation by observing that human beings, unlike all other species of mammals, lives in all regions of the world. It is the human soul which puts itself “in direct opposition to passive nature,” which “sickens and languishes when in too close contact with it” (I.vi.4). The human body languishes in extreme climates principally because the mind becomes dejected when forced to struggle too much against the elements. “It is not the mud that acts upon the current, but the current that disturbs the mud; and, in like manner, all these pretended effects of the body upon the soul are the very reverse—the effects of the soul upon the body” (I.vi.4). They are, as we would say, ‘psychosomatic,’ “a real intellectual dejection, produced by the state of the soul and by its struggles against the influence of matter” (I.vi.4).

    Atheists often preen themselves on their supposed hardheaded realism, their ‘utilitarian’ or ‘pragmatic’ astuteness. The honest ones forthrightly claim “that the world belongs to those who possess the greatest strength or the most address” (I.vi.5). The “hypocrites of infidelity,” on the other hand—a “thousand times more dangerous”—feign benevolence, “calling you brother while cutting your throat,” mouthing “the words morality and humanity” (I.vi.5). By contrast, the Christian hero is morally what an old tree presents physically—a “rugged bark” covering the sweetness of maple sugar. And the Christian woman’s days “are replete with joy; she is respected, beloved by her husband, her children, her household; all place unbounded confidence in her, because they are firmly convinced of the fidelity of one who is faithful to her God” (I.vi.5). The atheist woman “spends her days either in reasoning on virtue without practicing its precepts, or in the enjoyment of the tumultuous pleasures of the world,” her “mind vacant and her heart unsatisfied”; she dies “in the arms of a hireling nurse, or of some man, perhaps, who turns with disgust from her protracted sufferings” (I.vi.5). 

    Very well then, but did not many of the ancients propound the doctrine of the soul’s immortality? True, but “in the Elysium of the ancients we find none but heroes and persons who had either been fortunate or distinguished on earth” (I.vi.6). It has no place for children, slaves, or the poor. who “were banished to the infernal regions” (I.vi.6). Elysium promises only an endless succession of “feasts and dances, the everlasting duration of which would be sufficient to constitute one of the torments of Tartarus!” (I.vi.6). As for the more rarefied versions of the afterlife imagined by Plato and Pythagoras, “in this case, it must at least be admitted that the Christian religion,” which is said to imitate them, “is not the religion of shallow minds, since it inculcates what are acknowledged to have been the doctrines of sages” (I.vi. 6). Further, “a truth confined within a narrow circle of chosen disciples,” such as the students of philosophers, “is one thing, and a truth which has become the universal consolation of mankind is another” (I.vi.6).

    In Part One of The Genius of Christianity, Chateaubriand establishes that Christian doctrine may be taken seriously by intellectually and morally serious people, that the teachings of Christianity are neither well nor readily replaced either by the many competing religions, by ancient paganism, or by philosophic ethics. Satires on the alleged absurdities of that doctrine by Enlightenment rationalists prove less persuasive than they seem, since Christianity proves often sustainable in reason but more, admirable in its effects on the human heart, and thus on human conduct.

     

    Note

    1. And monstrousness itself has its purpose in nature’s overall design. Chateaubriand insists that the Florida “crocodile” has “sometimes proved a stumbling-block to atheistic minds,” who see no purpose for them. On the contrary, crocodiles are “extremely necessary to the general plan” of God, as “they inhabit only the deserts where the absence of man requires their presence: they are placed there for the express purpose of destroying, till the arrival of the great destroyer. The moment we appear on the coast, they resign their empire to us, certain that a single individual of our species will make greater havoc than ten thousand of theirs” (I.v.10). What is more, crocodiles exhibit “some marks of divine goodness,” as when they care for their young, the females guarding not only their own young but sometimes the offspring of another. “A Spaniard of Florida related to us that, having taken the brood of a crocodile, which he ordered some negroes to carry away in a basket, the female followed him with pitiful cries. Two of the young having been placed upon the ground, the mother immediately began to push them with her paws and her snout; sometimes posting herself behind to defend them, sometimes walking before to show them the way.” (I.v.10). And, indeed the “deserts” or “morasses” they inhabit, “however noxious they may seem, have, nevertheless, very important uses. They are the urns of rivers in champagne countries, and reservoirs for rain in those remote from the sea,” “possess[ing],” moreover, “a certain beauty peculiar to themselves,” with “plants, scenery, and inhabitants of a specific character” (I.v.10). And the hurricanes that sweep through the Everglades rip fruits from the trees, “carried by the billows to inhabited coasts, where they are transformed into stately trees—an admirable symbol of Virtue, who fixes herself upon the rock, exposed to the tempest” (I.v.11). 

    Filed Under: Bible Notes

    The “Constitutional Sheriff” and the Rule of Law

    July 21, 2021 by Will Morrisey

    Richard Mack: The County Sheriff: America’s Last Hope. Self-published, 2009.

    Richard Mack: Are You a David? America’s Last Hope, Volume II. Self-published, 2014.

    Frederic Bastiat: The Law. Dean Russell translation. Irvington-on Hudson: The Foundation for Economic Education, 1997 [1850].

     

    Given the often overbearing actions of America’s administrative state, citizens seek ways to resist. Mr. Mack, formerly sheriff of Graham County, Arizona, hopes that he has found one in the office of county sheriff. Consonant with his esteem for rugged individualism, he published his books himself. In receiving my copies, I was surprised to find that the distributor had kindly added a copy of Frederic Bastiat’s The Law, and while any free-enterprise-oriented economist would rightly insist that there’s no such thing as a free book, I am grateful that some residue of my payment enabled him to be so generous. I interpreted the gesture as a hint that the Bastiat tract, long a staple among libertarians, provides the theoretical framework for Sheriff Mack’s modest proposals. 

    Mack sees that the regime of the American founders and the principles upon it rested has been partly replaced by a new regime, based upon such Marxian principles as “forced equality through governmental redistribution of wealth” and “the removal of religious beliefs and expressions from our public institutions.” What he adds to a defense of American constitutionalism and a critique of the Left is the claim that county sheriffs can legally resist the encroachments of the centralized, administrative state. His argument was first formulated by William Potter Gale, who founded the Posse Comitatus movement in the 1980s; Gale claimed, among other things, that citizen posses are entitled to hang public officials who, in the judgment of the posses, have violated the United States Constitution. [1] Mack offers a more sober agenda.

    “The County Sheriff is our nation’s last line of defense, for the preservation and return to fundamental and individual liberty.” He begins with an account of his own rather impressive act of resistance. In his initial work as a police officer in Provo, Utah, he had followed the program of the city department, which demanded strict enforcement of local ordinances, generating revenues from fines, in exchange for more manpower and equipment for the police department. But he soon reversed course.

    After reading the United States Constitution, which he had been sworn to uphold, he “gain[ed] a complete disdain for abusive government.” Moving to Arizona in 1988, he was elected Graham County sheriff in 1990, re-elected in 1992 and 1994. In those years Congress and the Clinton administration enacted the Brady Act, named for President Reagan’s aide, James Brady, who was seriously wounded by a would-be assassin wielding a handgun. The Brady Act required a five-day waiting period for purchase of handguns, during which time the chief law enforcement officer in a county or municipality would do a background check on the would-be purchaser. “This law literally forced each sheriff to become a pawn for the Federal Government and to do their bidding to promote gun control within our jurisdictions”—providing no funds for its enforcement. “Here’s the U.S. Congress making an unconstitutional gun control law, requiring a county official to enforce it and pay for it, and then threatening to arrest him if he refuses! What a government!” In 1997, Mack won his case (Mack v. U.S. 856 F Supp. 1372). While denying Mack’s claim that the law violated the Thirteenth Amendment’s prohibition of involuntary servitude (noting that, unlike a slave, Mack could evade compliance by leaving his job), the Court ruled that Mack was being “forced to choose between violating his oath or violating the Act,” which was a violation of the fifth and tenth amendments. The law’s requirement that sheriffs make a “reasonable effort” to enforce the law was too vague, and therefore in violation of the due process clause of the Fifth Amendment. And while the distribution and sale of firearms across state lines undoubtedly can be governed by federal law under the Tenth Amendment commerce clause, the federal government may not regulate interstate commerce in the way the Act did. Laws for that purpose must apply to states generally and not be specifically directed at a particular group—in this case, chief law enforcement officers. And while it was true, as the United States attorneys argued, that the Act didn’t require states to do anything to enforce its provisions, it did require sheriffs to do so, and Mack was within his rights to refuse.

    Mack exaggerates when he claims that states are not subject to federal jurisdiction. He quotes Justice Antonin Scalia, who reaffirmed that “the Federal Government may not compel the states to enact or enforce a federal regulatory program,” but that is very far from saying that states are free of federal law. Federal officials are fully empowered to enact and to enforce federal laws within the states; that was one of the principal differences between the United State Constitution and the Articles of Confederation. The states have the right not to help them do so, but not the right to nullify federal law or to interfere with its enforcement. Neither Scalia nor any of the other Supreme Court justices made an argument for nullification. 

    Therefore, when James Madison wrote that “We can safely rely on the disposition of the state legislatures to erect barriers against the encroachments of the national authority,” Sheriff Mack should less confident than he is, when he avers, “I am more than certain President Madison and his fellow framers would not mind one iota, if other town and county officials” joined their states in erecting such barriers, or did so unilaterally without their states’ approval. When Madison writes, “The local or municipal authorities form distinct and independent portions of [the people’s] supremacy, no more subject, within their respective spheres, to the general authority than the general authority is subject to them within its own sphere,” he means just that: there are indeed federal and state/local “spheres” of government, but they do not mean that a state or a county may constitutionally bar the federal government from passing legislation that ‘reaches into’ the territories of states and counties—only that federal officials may do so only in accordance with the powers granted by the people to the federal government, powers enumerated in the Constitution. Mack claims that “the original intention of our Founders [was] to maintain the federal ‘sphere’ as small and impotent,” he is talking nonsense, unless he means the Articles of Confederation government, not the United States Constitution—that is, the one Sheriff Mach swore to uphold.

    None of this precludes the right to revolution, which the Constitution effectively ‘reserves’ to citizens by guaranteeing the right of the people to bear arms. As Mack exclaims, “Who did Paul Revere call to arms? None other than the citizens volunteers, the militia, who kept their ‘assault rifles’ in their closets just in case they were ever needed in defense of liberty. This is the very reason the Founders established the Second Amendment, so that the people or the ‘militia’ would always possess arms in defense of this nation against tyrannical government!” This right to revolution is indeed the final defense against “cruel or stupid laws,” the enforcement of which “is defined by the blind enforcement of stupid laws…. We are not puppets for the courts or legislatures!”

    Mack hopes “to keep this revolution a peaceful one,” however. “There is a man who can stop the abuse, end the tyranny, and restore the Constitution, once again, as the supreme law of the land. Yes, it is you, SHERIFF!” Mack traces the office of sheriff to eleventh-century England, where the “shire reeve” was appointed by the sovereign monarch, defender of the realm. In America, a county sheriff is elected by the sovereign people, and has “the power to call out the ‘militia’ to support his efforts to keep the peace in his county.” The only other officials empowered to do so are state governors and the president of the United States, although Mack is careful not explicitly to name the latter. Since “the Constitution is no longer the compass that guides our country,” sheriffs must step up to interpose what he takes to be their constitutional authority against federal government encroachments. He cites the example of the Nye County, Nevada sheriff who “informed federal agents who came in to confiscate cattle from a local rancher, Wayne Hague, that if they tried to take the cows that he would arrest them. The cattle stayed right where they were.”

    More ambitiously, Mack claims that county sheriffs could block the “Gestapo of America”—the agents of the Internal Revenue Service—from collecting income taxes. “The IRS should never have been in existence in the first place” because “there should be no tax on incomes,” as “the 16th amendment, which supposedly authorized congress to do so, was never ratified by the States.” Here he tacitly draws from the argument advanced by William J. Benson and Martin J. Beckman in their 1985 book, The Law That Never Was: The Fraud of the 16th Amendment and Personal Income Tax. Benson and Beckman argue that no state ratification conventions were called, and that the text of the amendment ratified by the state legislatures contained variants in capitalization, spelling, and punctuations. It should be almost needless to say that this argument has been rightly dismissed as trivial when advanced in federal courts. 

    In his peroration at the end of The County Sheriff, Mack asks “What would it really hurt if we actually tried this? What damage would it cause if all sheriffs and police literally followed the Constitution and refused to have anything to do with its violation? I only see one result; our officer and protectors and the people get their freedom back.” If, however, as seems likely, what Sheriff Mack intends to do is to reconstitute the Articles of Confederation under cover of constitutionalism, it could do substantial damage to rights local officials chose not to defend, and to the constitutional union that has protected Americans from foreign invasion since 1814.

    In the second volume of the work—heroically titled, Are You a David?—Mack elaborates and refines his argument. Distancing himself from the likes of Gale and the white supremacist militias, he assures us that “this book and its author will never advocate violence of any kind.” [1]  He goes so far as to invoke the Reverend Dr. Martin Luther King, who “stated frequently that we have a moral responsibility to obey just laws. However, we likewise have a duty and moral responsibility to disobey unjust laws.” Very true, except that Dr. King’s doctrine of civil disobedience included a willingness to accept unjust punishment for violating unjust laws. This is precisely what Sheriff Mack prefers to avoid.

    In so hoping, he again relies on the United States Constitution. He understands the purpose of American government to secure life, liberty, and the pursuit of happiness, very much including property ownership. The purpose of the Constitution is to establish and to preserve a governmental structure that contains parameters to protect individual rights—strict limitations on government as it operates to fulfill its purpose. The purpose of the Bill of Rights is to list certain innate and immutable rights that the government may not infringe. On the latter point, it would be more accurate to say that the Bill of Rights lists certain civil rights that the Framers take to follow from natural rights; for example, by human beings have the right to defend their lives, liberty, and property, and the civil rights to bear arms and to enjoy a speedy and public trial may well be said to follow from that. 

    It does not necessarily follow from natural right or from the Constitution that states have the constitutional right to nullify federal regulations whenever a state or group of states deems those regulations unconstitutional. Although Mack deems it “irrefutable” that “prescribed constitutional law enforcement assignments” are limited to treason, counterfeiting, piracies and felonies committed on the high seas, offenses against the Law of Nations, and invasion, he overlooks the constitutional power to lay and collect taxes, duties, imposts, and excises, to regulate interstate commerce, and to guarantee a republican form of government to every state.

    This is not to say that Mack has some sensible things to say about constitutionally dubious bureaucratic overreach. He rightly observes that many Americans shy away from resisting encroachments for fear of losing federal grant monies or out of sheer complacency. The practice of the Environmental Protection Agency, which “now issues fines to citizens without due process” and the move toward government-mandated universal healthcare surely number among unconstitutional abuses of power, inasmuch as they obviously exceed the powers enumerated in the Constitution. It would be hard to gainsay the sheriff as he writes that “when the government controls the land, the jobs, the air, all waterways, industries, pensions, health care, education, and the re-distribution of wealth, the conclusion is inescapable; it’s communism!” And he is correct in saying that the school of constitutional interpretation that calls for an “elastic” or “living” Constitution has nothing to do with the thought of the Framers. Finally, he makes good sense in remarking, “the Constitution will never protect you. It will not stop tyranny or corruption or the criminality of government agents. But YOU can! The Constitution can only protect us IF we have someone willing to enforce it!” 

    Very well then, what specifically can a county sheriff do? In 2011, Sheriff Mack formed the Constitutional Sheriffs and Peace Officers Association. He devotes a chapter to reprinting its resolution announcing that its members will neither allow nor tolerate a number of government practices, including registration of personal firearms, confiscation of firearms, audits or searches “of a citizen’s personal affairs,” property inspections, detainment or search of citizens, and “arrests with continued incarcerations” without probable cause, due process, and “constitutionally compliant warrants.” The resolution also rejects “domestic utilization of our nation’s military or federal agencies operating under power granted under the laws of war against American citizens,” a stance that may or may not cast a shadow on the constitutionally stipulated Congressional power to provide for calling forth the militia to execute the laws of the Union and to suppress insurrections. As always, such brave pronouncements rest on solid grounds insofar as they amount to a refusal to do the federal government’s work for it, but tend to step outside the limits of constitutional law insofar as they aim at interfering with the enforcement of federal law, when constitutional. As long as the “Constitutional Sheriffs” understand that they are proposing extra-constitutional actions, they will exhibit a realistic sense of what they are doing. The fact that their actions are extra-constitutional is precisely what Sheriff Mack denies.

    The gift of Frederic Bastiat’s The Law provides an opportunity to wonder if the underlying theory of the Constitutional Sheriff movement lies neither in the American founding nor in white-supremacy ‘race science’ but in libertarianism. Bastiat’s esteem for law puts him, and his form of libertarianism, at odds with anarcho-capitalism à la Murray Rothbard, with whom constitutional sheriffs could not treat, inasmuch as they depend upon tax revenues from the sovereign people. [2] 

    Bastiat asserts that the law and the police power of the modern state have been “perverted,” having become weapons “of every kind of greed.” Although life in its physical, intellectual, and moral dimension is a gift from God, He “has entrusted us with the responsibility of preserving, developing, and perfecting it.” Laws exist because life, liberty, and property need to be secured; that is the right function of law, properly “the collective organization of the individual right [or ‘natural right’] to lawful defense.” “If every person has the right to defend—even by force—his person, his liberty, and his property, then it follows that a group of men have the right to organize and support a common force to protect these rights constantly.” Such a “collective right” stems from “individual right.” There is no other purpose for a legal code. Conversely, under this definition of law, “the common force…cannot lawfully be used to destroy the person liberty, or property of individuals or groups.” The common force may “do only what the individual forces have a natural and lawful right to do.” 

    Bastiat brushes off the question of regimes, of “political form.” Any form is just, so long as the stated criteria are met. Given the instability of the regimes in France between the 1780s and Bastiat’s lifetime, it makes sense for him to downplay the regime question, protesting that “no one would have any argument with government, provided that his person was respected, his labor was free, and the fruits of his labor were protected against all unjust attack.” By “argument” he likely means “rightful argument,” as there is seldom any shortage of souls unsatisfied with mere guarantees of life, liberty, and property.

    And indeed, “the law has been used to destroy its own objective, “plac[ing] the collective force at the disposal of the unscrupulous who wish, without risk, to exploit the person, liberty, and property of others,” “convert[ing] plunder into a right, in order to protect plunder,” “lawful defense into a crime, in order to punish lawful defense”—crimes committed by “stupid greed” and “false philanthropy.” Such misrule often marches behind the flag of ‘progress,’ but “if everyone enjoyed the unrestricted use of his faculties and the free disposition of the fruits of his labor, social progress would be ceaseless, uninterrupted, and unfailing.” 

    Unfortunately, too many people “wish to live and prosper at the expense of others”—a “fatal desire [which] has its origin in the very nature of man,” in “that primitive, universal, and insuppressible instinct that impels him to satisfy his desires with least possible pain.” To live and to “satisfy his wants,” someone must work. But better you than me. “Since man is naturally inclined to avoid pain—and since labor is painful in itself—it follows that men will resort to plunder whenever plunder is easier than work.” Plunder stops “when it becomes more painful and more dangerous than labor,” and it is the right function of law to arrange that. Unfortunately, law must itself be made by men, “by one man or one class of men.” Hence “the almost universal perversion of the law.” Hence also the tendency toward democracy; the plundered want “somehow to enter—by peaceful or revolutionary means—into the making of laws,” intending either “to stop lawful plunder” or “to share in it.” 

    Legal plunder is the perversion of law and it intensifies the moral perversion that led to it. First, “it erases from everyone’s conscience the distinction between justice and injustice,” imposing upon citizens “the cruel alternative of either losing his moral sense or losing his respect for the law.” And so, “if there exists a law which sanctions slavery or monopoly, oppression or robbery, in any form whatever, it must not even be mentioned.” Second, legal plunder perverts education by causing universities to endow teaching positions intended to promote regulation of industry,” twisting work itself to its purposes. 

    All of this “gives an exaggerated importance to political passions and conflicts, and to politics in general.” Universal suffrage, for example, should not be considered “one of those sacred dogmas which it is a crime to examine or doubt,” and probably isn’t worth fighting for. After all, it isn’t really universal—women, minors, criminals, and the insane being excluded. “This controversy over universal suffrage (as well as most other political questions) which agitates, excites, and overthrows nations, would lose nearly all of its importance if the law had always been what it ought to be.” Then, no one would care. Bastiat already has given us the refutation of his own utopianism, however, having admitted that many people are eager to live at the expense of others. And indeed he corrects himself: Under prevailing circumstances, “certainly every class will aspire to grasp the law, and logically so”—even “beggars and vagabonds will then prove to you that they also have an incontestable title to vote.” Ah, but M. Bastiat, not only under prevailing circumstances, but under the circumstance of right law that you esteem there will always be those who want more—as you admit, citing human nature.

    And so one does indeed see in the United States of 1850, where a better-than-usual set of laws exists. This notwithstanding, Americans are wracked by two evils which “have always endangered the public peace there”: slavery, “a violation, by law, of liberty,” and tariffs, “a violation, by law, of property.” These are two examples of “legal crime.” Meanwhile, in Europe, socialism arises—legal plunder par excellence, whereby “the law takes from some persons what belongs to them, and gives it to other persons to whom it does not belong.” Legal plunder has many ways of proceeding: tariffs, protection, benefits, subsidies, encouragements, progressive taxation, public schools, guaranteed jobs, guaranteed profits, minimum wages, a right to relief, a right to the tools of labor, free credit, and so on and so on. “All these plans as a whole—with their common aim of legal plunder—constitute socialism.”

    There are three possible ways to deal with plunder: the few plunder the many; everybody plunders everybody; nobody plunders anybody. (Given Aristotle’s observation that the many might also plunder the few, Bastiat’s first category should by ‘somebody plunders somebody,’ but that is a mere refinement.) It should be needless to say that Bastiat prefers the last choice, whereby nobody plunders anybody.

    This means that Bastiat advocates what is sometimes called ‘negative liberty.’ “When law and force keep a person within the bounds of justice, they impose nothing but a mere negation. They oblige him only to abstain from harming others. They violate neither his personality, his liberty, nor his property. They safeguard all of these. They are defensive; they defend equally the rights of all.” The idea of just law “excludes the idea of using law (force) to organize any human activity whatever [presumably other than legislation and law enforcement] whether it be labor, charity, agriculture, commerce, industry, education, art, or religion.” Law may (for example) rightly restrain religious acts injurious life, liberty, and property—prohibiting the sacrifice of virgins to the sun god, let’s say—but it may neither encourage nor restrain religious practices that injure no one. Law must not be used for philanthropic purposes. The democratic-socialist president of France during the short-lived Second Republic, Alphonse de Lamartine, wrote to Bastiat, invoking the slogan of the French revolutionaries: “Your doctrine is only the half of my program. You have stopped at liberty. I go on to fraternity.” “I answered him: ‘The second half of your program will destroy the first.'” Bastiat explains that fraternity must be voluntary, and that fraternity cannot be “legally enforced without liberty being legally destroyed, and thus justice being legally trampled underfoot.” If selfishness or greed is one extreme that ruins liberty, the other is this “false philanthropy”—false because while it may be heartfelt it does not achieve its intended purpose, loving mankind not wisely but too well, thoughtlessly ardent in its enforced transfer from one person to another. “We repudiate forced fraternity, not true fraternity…. We do not repudiate the natural unity of mankind under providence.”

    Bastiat admits of degrees of plunder, from the “limited” plunder of protectionism to the “complete” plunder of communism. Plunder “substitutes the will of the legislator for their own wills; the initiative of the legislator for their own initiatives.” Laws that plunder denature human beings by obviating the “need to discuss, to compare, to plan ahead,” making their intelligence, the distinctively human characteristic, “a useless prop.” “They cease to be men.” Public education only reinforces this malign practice by its tendency to indoctrinate, to discourage independent thought. 

    What about the third element of the French revolutionary slogan, equality? Bastiat claims (rather implausibly) that iniequality exists only because “old conquests and lootings”—acts of plunder by persons who eventually came to call themselves aristocrats—were legitimized, their economic and social results long since solemnized. Socialists are the new would-be aristocrats. Every socialist writer imagines “that he himself—under the title of organizer, discoverer, legislator, or founder—is this will and hand, this universal motivating force, this creative power whose sublime mission is to mold these scattered materials—persons—into a society,” rather as a gardener shapes trees and shrubs. Bastiat blames this ambition on “classical education.” Study of the classics is “the mother of socialism” because “conventional classical thought everywhere says that behind passive society there is a concealed power called law or legislator…which moves, controls, benefits, and improves mankind.” This same education seduced almost all of the major French thinkers from Bossuet to Fénelon to Montesquieu to Rousseau (“leader of the democrats”) to Raynal, Mably, and Condillac. Bastiat overlooks the possibility that these ‘moderns’ may have gotten the ‘ancients’ wrong, intentionally or by mistake. A founder or legislator as conceived by Machiavelli or Rousseau (for example) may differ from a founder as conceived by Aristotle, Livy, or Polybius. 

    Bastiat claims that later writers “did not understand that knowledge appears and grows with the passage of time; and that in proportion to this growth of knowledge, might takes the side of right, and society regains possession of itself.” In point of fact, the moderns above all touted the notion of human progress and therefore supposed that human institutions could be designed to rechannel human nature or even (as in the case of the later moderns) to transform it. The ancients were more modest—very much including Plato, whose ideal politeia is presented with Socrates’ characteristic irony. It is rather Bastiat who shares the optimism of the Enlightenment, replacing egalitarianism and fraternity with liberty as the agent of human perfection.

    Bastiat’s negative liberty doesn’t aim at merely prevention of plunder and despotism. “Is not liberty the freedom of every person to make full use of his faculties, so long as he does not harm other persons while doing so?” By “organizing the right of the individual to lawful self-defense” and “punishing injustice,” and doing no more than that, law rightly understood will liberate human beings to achieve their nature. But to define liberty as power, to claim that civil societies owe every person an education aimed at ’empowering’ him, will have the opposite effect: “the total inertness of mankind, the omnipotence of the law, and the infallibility of the legislator.” This socialism is anti-social, “regard[ing] mankind as little better than mud”—clay in the hands of a Legislator who sets himself up as a god but is in fact nothing more than a would-be sculptor of dumb idols. And socialists who proclaim themselves to be egalitarians, to be democrats, respect elections only until they are safely in office. “The people are returned to assertiveness, inertness, and unconsciousness; the legislator enters into omnipotence.” 

    Attempting to subordinate politics altogether, Bastiat insists that “a science of economics must be developed before a science of politics can be logically formulated.” Economics, not politics, is “the science of determining whether the interests of human beings are harmonious or antagonistic.” After that question has been answered, the science of law must precede political science, inasmuch as “law is the common force organized to act as an obstacle to injustice,” that is, to minimize antagonism, maximize harmony, by restricting itself to matters of public safety, including the protection of property, but surely (he confidently anticipates) not to “regulate our consciences, our ideas, our wills, our education, our opinions, our work, our trade, our talents, or our pleasures.” This is where the “constitutional sheriff” can be fitted in, the person who represents “the collective force” which “use[s] force for lawful self-defense.” Beyond that, a society will travel “the high road to communism.”

    Naively, Bastiat “def[ies] anyone to say how even the thought of revolution, of insurrection, of the slightest uprising could arise against a government whose organized force was confined only to suppressing injustice.” The people never rose against the Court of Appeals, the Justice of the Peace, “in order to get higher wages, free credit, tools of production, favorable tariffs, or government-created jobs.” Quite possibly so, but what has that to do with the tribe of the lion and the eagle? “If government were limited to its proper functions, everyone would soon learn that these matters are not within the jurisdiction of the law itself.” Yes, but tyrannical souls can dream, can’t they? Bastiat remarks, if “these organizers of humanity” claim that “the natural tendencies of mankind are so bad that it is not safe to permit people to be free, how is it that the tendencies of these organizers are always good?” Their answer will be, ‘We are the vanguard of historical progress.’ But even if, with Bastiat, one disbelieves such pretensions, Bastiat’s own argument only shows why the political problem is perpetual, not that liberty as he defines it will solve it. “The solution to the problems of human relationships is to be found in liberty.” But what if there is no solution to human problems, absent divine intervention? 

    Whether propounded by a citizen like Sheriff Mack or by a thinker like Frederic Bastiat, plans for reducing government to the function of protecting lives and property (broadly understood), minimize the importance of political regimes, and of political activity generally. They incline to reduce politics to sub-political categories (law enforcement, economics) without seriously considering the possibility that Aristotle is right to consider human beings political animals.

     

     

     

    Note

    1. Gale was a white supremacist, a fact that looms large in any ad hominem argument against his movement. As with all ad hominem arguments, it cannot be used to refute his argument about lynching public officials, an argument which has its own difficulties, as Sheriff Mack evidently sees. Similar charges of racism against Mack and his associates themselves may or may not be true but also stand as irrelevant to the question of whether the arguments they actually make follow the principles of the Declaration of Independence and the Constitution.
    2. This point is lost on the Republican Party of Hillsdale County, Michigan, where I live, whose leaders endorse both the slogan, ‘Taxation is theft’ and the notion of constitutional sheriffhood. 

    Filed Under: American Politics

    Dante on Monarchy

    July 14, 2021 by Will Morrisey

    Dante Alighieri: Monarchy. Prue Shaw translation. Cambridge: Cambridge University Press, 1996.

     

    The author of the Divine Comedy practiced politics. As Prue Shaw writes in her incisive introduction, in the 1290s and early 1300s he served among the six priors who ruled Florence and as an ambassador on a mission to the vulpine Pope Boniface VIII, “whose aggressive and duplicitous intervention in the affairs of Dante’s native city threatened its independence and stability.” It was while serving on that mission that a rival faction within his Guelf Party, acting in alliance with the pope, falsely accused Dante of corruption and had him “condemned to death at the stake should he ever return.” Dante the political thinker profited from the exile of Dante the politician, as he now began extensive travels throughout Italy, “observing at first hand the devastating effects of factional intrigue and papal meddling in temporal affairs”; in effect, exile induced him to study what academics today call ‘comparative politics’ in addition to concentrating his mind on what political philosophers call ‘the theologico-political question.’ Shaw remarks that there is some tension between these tasks, as the Monarchy dwells mostly on the latter at the expense of the former. Dante asks his reader to think primarily about first principles; he is no Montaigne or Tocqueville. As she observes, Dante mentions historians in passing while “the poets are quoted verbatim.”

    Shaw additionally calls attention to an important structural feature of the book. “In each book the most important argument is placed right at the center, physical centrality reflecting intellectual weight and cogency.” Indeed, “the treatise may have been planned by Dante around a numerical model, the mathematical shaping and ordering principles which underlie reality itself built into the very structure of the text,” with the tripartite division “echo[ing] not only the structure of the Trinity but also that of the syllogism (three terms, one argument; three propositions, one conclusion.” 

    Book One consists of sixteen sections. In the first section he appeals to “Higher Nature,” nature in the mind of the First Mover—the idea of nature which precedes the creation of nature itself. Dante’s stated intention parallels, on the human level, the universality of Higher Nature: “I wish not just to put forth buds but to bear fruit for the benefit of all, and to reveal truths that have not been attempted by others” (I.i). [1] Specifically, “among the truths which are hidden and useful, a knowledge of temporal monarchy is both extremely useful and most inaccessible”; “no one has attempted to elucidate it” because it does not lead “directly to material gain” (I.i). In so doing, Dante seeks not material gain but “glory”—trusting, however, “not so much in my own powers as in the light of that giver who [in the words of I Corinthians] ‘giveth to all men liberally, and upbraideth not'” (I.i). To counterbalance the universal power of the Papacy, then, Dante will propose a universal temporal monarchy, taking care to invoke the same source of wisdom the pope claims to tap.

    Dante means “temporal” literally. The secular emperor would have authority over things “measured by time” (I.ii). Is such a universal monarchy “necessary to the well-being of the world”? (I.ii). When the ancient Romans ordained such an emperor, did they act “by right”? (I.ii). And does the monarch’s authority “derive directly from God or from someone else,” such as the pope? (I.ii). Finally, what is the first principle of Dante’s inquiry?

    He addresses the last question first, distinguishing between things beyond human control, about which we can only theorize, and things concerning which we can both theorize and act. Following Aristotle, he remarks that we theorize about things within human control “not for the sake of theory,” not only to satisfy our wonder, but to take action (I.ii). Political actions number among those things human beings control; this treatise therefore aims at action, primarily. Action aims at end, a telos. “Whatever constitutes the purpose of the whole of human society (if there is such a purpose) will be here the first principle” (I.ii).

    All human things have a purpose. The parts of the human body serve the purpose of the “whole person”; similarly, households, tribes, cities, kingdoms, and “the whole of mankind” have purposes (I.iii). “In the intention of its creator qua creator the essential nature of any created being is not an ultimate end in itself; the end is rather the activity which is proper to that nature” (I.iii). The activity “specific to humanity as a whole” is to strive for “the highest potentiality of mankind,” the fulfillment of its nature (I.iii). This follows from the definition of human beings as rational animals; “the highest potentiality of mankind is his intellectual potentiality or faculty,” and “since that potentiality cannot be fully actualized all at once in any one individual or in any one of the particular social groupings enumerated above, there must needs be a vast number of individual people in the human race, through whom the whole of this potentiality can be realized” (I.iii). This activity isn’t limited to the perception of “universal ideas or classes,” to theoretical activity, but to particulars, to matters of “doing and making,” actions “regulated by political judgment, and its products, which are shaped by practical skill” (I.iii). All of these practical arts “are subordinate to thinking as the best activity for which the Primal Goodness brought mankind into existence,” and is consistent with Aristotle’s “statement in the Politics that ‘men of vigorous intellect naturally rule over others'” (I.iii)—a statement Aristotle doesn’t explicitly make in the Politics, as Shaw duly notes, but which is more or less in line with his definition of the best form of kingship.

    Aristotle refers, however, to a just king ruling over a polis, not a universal monarch. There is no notion of a universal monarch in Aristotle, despite the attempts of Alexander the Great, whom he is said to have taught. Aristotle locates human flourishing in particular regimes ruling particular (and fairly small) sovereign political communities. It isn’t clear that he would regard a world empire (if feasible) as genuinely political at all, and therefore as genuinely conducive to the flourishing of a rational and political animal. Between Aristotle and Dante, Christianity has intervened, and especially the Christian church or assembly, then ruled by its monarch, the pope. If politics strictly speaking consists of ruling and being ruled, of reciprocity, then Dante evidently responds to the advent of Christianity, the universal assembly of God ruled on earth by one monarch, by proposing a parallel monarchy aimed at restoring the reciprocity of political life on the much grander scale now envisioned by the Catholic Church. The Church’s monarch and the temporal monarch would recapitulate the relationship of the husband and the wife in Aristotle’s understanding of the household, who share rule, ruling reciprocally—the definition of political rule proper. [2]

    In practical terms, then, if “the activity proper to mankind considered as a whole is constantly to actualize the full intellectual potential of humanity, primarily through thought and secondarily through action (as a function and extension of thought)” then the aim of this “almost divine” activity is “the calm or tranquility of peace,” the “universal peace [which] is the best of those things which are ordained for our human happiness,” as exemplified by the Christian blessing, “Peace be with you” (I.iv). This is because peace follows from the activity of the intellect, the human power which aims at what Aristotle identifies as the human end, eudaimonia or happiness. [3]

    Having established the first principle of his inquiry, Dante recurs the first of his questions: Is temporal monarchy necessary for the well-being of the world? It is: “When a number of things are ordered to a single end, one of them must guide or direct, and the others be guided or directed” (I.v). In the individual person this is the intellectual faculty, reason; in the family it is the pater familias; in the city it is its politeuma, its ruling body; in a kingdom it is its king (as a kingdom divided against itself will not stand); in the world it must be an emperor. In Aristotle, a ruling body might be one, few, or many, and any of these might be good or bad. Considering the papacy, a monarchy with universal claims, Dante prefers a temporal monarch as its counterpart. He argues that “as a part stands in relation to the whole, so the order in a part stands to the order in the whole. A part stands in relation to the whole as to its end and perfection: therefore the order in a part stands to the order in the whole as to its end and perfection” (I.vi). Since “the goodness of the order in a part does not exceed the goodness of the order in the whole, but rather the reverse,” a regime ordered by a “single entity” is better than one ordered by a multitude of entities. Therefore, all kingdoms “must be ordered to one ruler or one rule, that is to be a monarch or monarchy.” (I.vi) This goes also for the universal monarchy’s relation to the whole universe, under “its ruler, who is God and Monarch” (I.vii).

    “It is God’s intention that every created thing should show forth His likeness in so far as its own nature can receive it” (I.viii). Man was created in God’s image, and indeed “the whole universe is simply an imprint of divine goodness” (viii). so mankind is in a good (indeed, ideal) state when, to the extent that its nature allows, it resembles God. But mankind most closely resembles God when it is most a unity, since the true measure of unity is in him alone”; politically, this means “mankind is most like God when it is ruled by one ruler, and consequently is most in harmony with God’s intention,” (I.viii), obeying a single source of motion in accordance with a single law.

    Practically speaking, the several kings who rule the several kingdoms will stay at peace only if they have a common judge to settle disputes. “The world is ordered in the best possible way when justice is at its strongest in it,” and “justice is at its strongest only under a monarch” (I.xi). But what if the universal monarch is not perfectly just, as he is indeed unlikely to be, given his flawed human nature? “Justice,” Dante admits near the center of Book One, “is sometimes impeded in the will; for where the will is not entirely free of all greed, even if justice is present, nonetheless it is not entirely present in the splendor of its purity” (I.xi). Nonetheless, justice is also “sometimes impeded by power,” or rather the lack of it; therefore, “justice is at its strongest in the world when it resides in a subject who has in the highest degree possible the will and the power to act,” and this occurs only when justice “is located in the monarch alone” (I.xi). Dante understandably places his radical proposal for a universal emperor, his acknowledgment of its hazardous character, and his reason for proposing it nonetheless, in the center of Book One.

    But again, what if the powerful world monarch is unjust? Dante begins his answer by observing that “the thing most opposed to justice is greed,” which “easily leads men’s minds astray” (I.xi). But “where there is nothing which can be coveted, it is impossible for greed to exist, for emotions cannot exist where their objects have been destroyed” (I.xi). Being both universal and the ruler, the universal monarch would have nothing to covet, “for his jurisdiction is bounded only by the ocean”—unlike all other rulers, “who sovereignty extends only as far as the neighboring kingdom” (I.xi). Therefore, only the universal monarch can be “the purest embodiment of justice” (I.xi). 

    But will he be such an embodiment? Quite possibly so, in Dante’s judgment, because not only will the universal monarch covet nothing, his status will make his charity or “rightly ordered love” stronger (I.xi). “Greed, scorning the intrinsic nature of man, seeks other things; whereas love, scorning all other things, seeks God and man, and hence the true good of man”; “the monarch more than all other men should feel rightly ordered love” (I.xi). Why? Because “the closer any loved object is to the lover the more it is loved; but men are closer to the monarch than to other princes; therefore they are more loved by him, or ought to be” (I.xi). Why are men closer to the monarch than to other princes, especially since the other princes rule more ‘locally’? Because “the more universal a cause is, the more truly it is a cause, because the lower is not a cause except by virtue of the higher”; “the more truly a cause is a cause, the more it loves its own effect, since this love follows from the cause as such. Therefore since the monarch is the most universal cause among mortals that men should live the good life (for the other rulers are a cause only by virtue of him), it follows that the good of mankind is dear to him above all else.” (I.xi). That is, although subordinate monarchs are closer to their own people, the universal monarch is closer to mankind as a whole, loves mankind as a whole more than the others are likely to do.

    In addition to justice, freedom also conduces to human flourishing, if freedom is defined rightly not as doing what one wants but as doing what accords to reason, the distinctively human characteristic. “Free will is free judgment in matters of volition,” and judgment links “perception and appetition” inasmuch as “first a thing is perceived, then it is judged to be good or evil, and finally the person who judges pursues it or shuns it” (I.xii). Freedom means judgment’s freedom from desire; “that is why the lower animals cannot have free will, because their judgments are always pre-empted by desire” (I.xii). This “principle of all our freedom” is “the greatest gift given by God to human nature…since by virtue of it we become happy here as men” and “become happy elsewhere as gods” (I.xii). On earth, the fullest freedom can exist only under a monarch, since “only then are perverted forms of government (i.e. democracies, oligarchies and tyrannies), which force mankind into slavery, set right,” and “only then do kings, aristocrats (known as the great and the good), and those zealous for the freedom of the people govern justly” (I.xii). Themselves unfree, slaves to their desires, the rulers of perverted regimes enslave those they rule; the “just forms of government aim as freedom, i.e. that men should exist for their own sake” (I.xii). 

    This gives a clearer picture of what regime Dante intends. The universal monarch or temporal emperor will serve as an arbiter over a set of regimes that may include not only kingdoms but aristocracies and mixed regimes (‘republics’), as seen in Aristotle’s classification of regime types. As the arbiter among this set of just regimes, the emperor “is to be considered without doubt the servant of all men,” and “mankind living under a monarch is in its ideal state” (I.xii). “The person who is himself capable of being best disposed to rule is capable of disposing others best, for in every action the primary aims  of the agent, whether it acts because its nature compels it to or as a matter of free choice, is to reproduce its own likeness” (I.xiii). For the reasons already stated—justice and judgment—the monarch is the ruler “best disposed for ruling” (I.xiii). Additionally, a monarch is (as we would now say) more efficient; “what can be brought about by a single agent is better done by a single agent than by more than one,” as he will do nothing “unnecessary and pointless” (I.xiv). Dante is quick to say that “this is not to be taken to mean that trivial decisions in every locality can be made directly by him,” for (as Montesquieu would insist, centuries later) “nations, kingdoms and cities have characteristics of the own, which need to be governed by different laws” (I.xiv). Rather, “mankind is to be ruled by [the emperor] in those matters which are common to all men and of relevance to all, and is to be guided towards peace by a common law” received “from him by individual rulers, just as the practical intellect, in order to proceed to action, receives the major premise appropriate to its own particular case, and then proceeds to the action in question” (I.xiv). The emperor is the guardian of these “universal principles” (I.xiv).

    In ruling this way, the emperor comports with not merely a natural but a metaphysical principle. “Being, unity, and goodness are related in a sequence”: “Being naturally comes before unity, and unity before goodness; perfect being is perfect unity, and perfect unity is perfect goodness” (I.xv). As “in every species of thing the best is that which is perfectly one,” unity “seems to be the root of what it is to be good, and plurality the root of what it is to be evil,” and sin is nothing other than to spurn unity and move towards plurality” (I.xv). In this, Dante substitutes Aristotelian metaphysics for Aristotelian politics, inasmuch as he ignores Aristotle’s critique of Plato’s ‘ideal’ regime—that it strives for a too-simple unity, reducing “a theme to a single beat.” Hence Aristotle’s preference in practice for the mixed regime, even if a virtuous king would be best if he is truly superior in justice and judgment to all others in the polis. Dante may acknowledge this in writing “the whole of mankind in its ideal state depends on the unity which is in men’s wills,” a unity which “cannot be unless there is one will which controls and directs all the others towards one goal, since the wills of mortals require guidance on account of the seductive pleasures of youth” (I.xv, italics added). 

    Dante’s relative optimism concerning the universal monarchy derives in part from “a remarkable historical fact” which Aristotle could not see (I.xvi). The Son of God chose as his moment for His life on earth the time of world peace “under the immortal Augustus, when a perfect monarchy existed” (I.xvi). The Apostle Paul “called that most happy state ‘the fullness of time,'” a seamless garment eventually “rent by the talent of cupidity” (I.xvi). Against the pope, who might otherwise portray himself as the universal monarch, Dante holds up the temporal empire of ancient Rome. This raises at least two obvious difficulties. Although Christ came to earth during the reign of Augustus, it was a Roman ruler who signed off on His crucifixion; further, as Dante here acknowledges, the monarchic regime in the Empire soon corrupted itself, ruled as often by tyrants as by kings. It is to the question concerning the rightfulness of Roman rule—the second question he had posed at the outset of his treatise—that Dante turns in Book Two.

    When he first studied the history of the Empire, Dante confesses, “I thought that they had attained their supremacy not by right but only by force of arms” (II.i.). “But when I penetrated with my mind’s eye to the heart of the matter and understood through unmistakable signs that this was the work of divine providence,” he came to “cry out in defense of that glorious people and of Caesar,” supplanting St. Augustine’s mockery of Rome with “natural love” (II.i). That “the Roman empire is founded on right” is “revealed not only by the light of human reason but also by the radiance of divine authority,” and “when these two are in agreement, heaven and earth must of necessity both give their assent” (II.i).

    What evidence can be adduced to show the providential character of the worldwide rule of Augustus? Dante again has recourse to a metaphysical first principle. Nature first exists in “the mind of the first mover, who is God”; it is then “in the heavens, as in the instrument by means of which the image of eternal goodness is set forth in fluctuating matter” (II.ii). As a fluctuating substance, matter lacks the perfection of the divine and heavenly forms; “whatever flaws there are in earthly things are flaws due to the material of which they are constituted, and are no part of the intention of God the creator and the heavens” (II.ii). All that is good in matter derives come from God and the heavens; “the right is willed by God as being something which is in him,” that is “divine will is right itself” (II.ii). Nothing not in harmony with divine will can be right, including all things in “human society” (II.ii). When looking for evidence of divine Providence, we cannot peer into God’s mind (even less than we can read other human minds), but we can understand His intentions through the things he has made, as the Apostle Paul says in his letter to the Romans.

    “It was by right, not by usurping,” that the Romans became the ‘monarch’ or sole ruler “over all men” (II.iii). We know this, first, because “it is appropriate that the noblest race should rule over all the others,” and the Romans were the noblest “race” or nation (II.iii). “Men become noble through virtue,” and the founder of Rome, Aeneas—that “supremely victorious and supremely dutiful father”—gained his nobility—his justice, his piety, his greatness in war—by a “double confluence of blood” (II.iii). His ancestors were noble and so were his wives. His first wife, Creusa, daughter of Priam of Troy, represented Asia; his second wife, Dido the Carthaginian, represented Africa; his third wife, Lavinia, daughter of King Latinus, represented “Italy the most noble region of Europe” (II.iii). “Who will fail to recognize divine predestination in all of this?” (II.iii).

    Second, one can see Providence in the miraculous events that sustained Rome in its advance toward world rulership. The shield that fell from heaven into Rome as Numa Pompilius sacrificed to the gods; the geese warning the Romans about the Gauls’ night attack; the hailstorm that deterred Hannibal’s troops from taking Rome—all these events and many others evidence the intervention of God’s will, showing that “he who ordained all things from eternity in harmonious order” had ordained these acts, too, “as testimony” (II.iii). 

    Third, “whoever has the good of the community as his goal has the achievement of right as his goal,” right being “a relationship between one individual and another in respect of things and people,” preserving human society (II.iv). Right aims at the common good, and right laws “bind men together for mutual benefit” (II.iv). “Therefore if the Romans had the good of the community as their goal, it will be true to say that the achievement of right was their goal” (II.iv). That was indeed their goal, for they “cherish[ed] universal peace and freedom” for the benefit not only of themselves but mankind as a whole (II.iv). As Cicero testified, Rome conquered not so much for the sake of ruling the world as for the sake of protecting it, as seen in the lives of such public-spirited Romans as Cincinnatus, Fabritius, Camillus, the first Brutus, Mutius, Cato, and the Deciii. Although it is possible to attain a right end by evil means, this is only an accident; to have attained the right end of world peace consistently, over many centuries, by evil means is unlikely or impossible. Overall, the intentions of the Roman statesmen who guided Rome to triumph must have been noble.

    Dante reserves the fourth proof of the rightness of Roman rule for the central chapter of Book Two. There, he argues that “it is right to preserve what nature has ordained, for nature in the measures it takes is no less provident than man”; indeed (and contra the ‘moderns,’ beginning with Machiavelli) nature is prior to man in goodness (II.vi). “Nature orders things according to their capacities, and this taking into account of their capacities is the basis of right established by nature in the created world” (II.vi). Dante never claims that ‘history’ or the course of events ordained the Roman Empire. Rather, “the Roman people were ordained by nature to rule,” a claim proven by the way nature works (II.vi). “Just as a craftsman would never achieve artistic perfection if he aimed only at the final form and paid no need to the means by which that form was to be achieved, so too nature would fail if it aimed only at the universal form of divine likeness in the universe, yet neglected the means to achieve it; but nature is never less than perfect, since it is the work of divine intelligence,” willing “all the means through which it achieves the fulfilling of its intention” (II.vi). Aristotle sees that nature is teleological, “always act[ing] with an end in view”; nature achieves this through the celestial powers of the planets, the geographical features of the earth, and the “vast number of people [it] fit[s] to different functions” (II.vi). “This is why we see that not just certain individuals, but certain peoples are born fitted to rule, and certain others to be ruled and to serve, as Aristotle affirms in the Politics” (II.vi). What Aristotle affirms in the Politics in fact refers only to individual human beings, not peoples; Dante actually follows a “prophetic prediction to Aeneas” reported by Virgil (II.vi). This is to say that in the central chapter of the central book of his treatise, Dante makes his claim justifying Roman rule dependent upon the testimony of a fellow poet, whom he takes (and he was far from alone in the Middle Ages and the Renaissance in doing so) as a true prophet and not a mere fabricator of myths or repeater of them. It is almost needless to say that Dante took up the Virgilian mantle in his own poetry, and so has every reason to admire, conspicuously, the prophetic powers of a great poet.

    Regarding prophecy, Dante distinguishes two ways of discovering “divine judgment in earthly affairs,” namely, faith and reason (II.vii). By reason (for example) man can discover God’s judgment that “a man should sacrifice himself to save his country” because he thereby sacrifices “a lesser good for a greater” (II.vii). By God’s Word alone, however can man discover God’s judgment that a human being can only be saved by faith, “no matter how perfectly endowed he might be in the moral and intellectual virtues in respect both of his character and his behavior” (II.vii). The only other source by which God’s judgment may be discerned is “special grace”—either “by a spontaneous act of God, or by God in response to prayer” (II.vii). Spontaneous acts of God may be either a direct message from God or a sign. One may test the veracity of what one takes as an act of special grace in two ways: by lot or by contest. Contests may be conflicts, as in a prize fight, wherein “the contestants may obstruct each other,” or they may be competitions, as in a race, where no such obstruction is permitted (II.vii). The Romans “won the race to rule the world” and therefore did so by divine decree (II.viii). It may be recalled that nineteenth-century Europeans engaged in what the contestants called ‘the race for empire’ or ‘the scramble for empire,’ sometimes with a similar rationale.

    “Furthermore, whatever is acquired through trial by combat is acquired by right,” as trial by combat occurs when “human judgment” fails and all other means of settlement have been exhausted (II.ix). “The contenders or champions enter the arena by mutual agreement, and not out of hatred, nor out of live, but solely out a passionate concern for justice…in the name of God,” as in the contest between David and Goliath (II.ix). Similarly, the Romans achieved world empire “through trial by combat” (II.ix).

    Although Dante has alluded to St. Augustine’s critique of the Roman Empire and indeed of all worldly regimes, he now explicitly answers “those who style themselves ardent defenders of the Christian faith who most of all have ‘raged’ and ‘meditated vain things’ against Roman authority” (II.x). Such persons “have no pity for Christ’s poor,” whom the Church has neglected to help, instead funneling relatives to the relatives of churchmen (II.x). More important, “if the Roman empire was not based on right, Christ by his birth assented to an injustice”; but Christ chose to be born of his Virgin Mother under an edict emanating from Roman authority, so that the son of God made man might be enrolled as a man in that unique census of the human race,” an edict that likely “came by divine inspiration through Caesar” (II.x). The Roman Empire finally disintegrated only when the Emperor Constantine, “weakened by his own pious intentions,” split it into two sections, East and West (II.xi).

    Having thus vindicated the right of Rome to rule the world—at least to his own satisfaction—Dante addresses his third and final question: Would the authority of the Roman emperor he wants to see restored derive his authority directly from God or from some intermediary, such as the pope? He bases his answer on a principle he has already asserted, that “what is contrary to nature’s intention is against God’s will” (III.ii). What kind of men oppose Dante’s proposal? First, there are the churchmen, who “perhaps” oppose it “out of zealous concern and not out of pride” (III.iii). Second, there are those “whose stubborn greed has extinguished the light of reason,” sons of the devil who “profess themselves to be sons of the church,” men who tacitly deny the first principles Dante has enunciated (III.iii). Finally, there are the decretalists, men “ignorant and lacking in any philosophical or theological training,” who base their stance strictly on papal decrees, “stubbornly insist[ing] that the traditions of the church are the foundations of faith,” ignoring the fact that some Scriptures preceded the founding of the Church (III.iii). They too are “slaves to their own greed,” men “incapable of seeing first principles” (III.iii).

    All of these persons “assert that the authority of the empire is dependent on the authority of the church,” as the light of the moon reflects the light of the sun (III.iv). “The whole force of their argument rests on this claim,” which Dante rejects as “completely untenable” (III.iv). Dante supposes that the moon produces some of its own light, and even if it does not do so, the spiritual realm and the temporal realm are not analogous to the sun and the moon, inasmuch as “the temporal realm does not owe it existence to the spiritual realm, nor its power (which is its authority, and not even its function in an absolute sense” (II.iv). The spiritual realm directs man toward his eternal salvation; the temporal realm directs man toward happiness on earth. At most, the temporal power may receive a blessing from the spiritual realm, through the pope. But he should not rule it.

    Dante next refutes five Scripture-based arguments for papal supremacy. The first draws from Genesis 29. Jacob’s sons, Levi and Judah, are said to prefigure the priestly and temporal powers, respectively; since Levi was the eldest and took precedence over Judah, so too should the Church take precedence over the empire. But seniority doesn’t necessarily imply authority, Dante observes, noting that within the Roman Catholic hierarchy itself there are bishops “younger than their archdeacons” (III.v).

    The second argument points to God’s command to Samuel to remove King Saul (I Samuel). “From this they argue that just as he, as God’s vicar, had the authority to give and take away temporal power and transfer it to someone else, so now too God’s vicar, the head of the universal church, has the authority to give and to take away and even to transfer of temporal power, from which it would undoubtedly follow that imperial authority would be dependent in the way they claim” (III.vi). Dante answers by denying that Samuel was God’s vicar; he was only “a special emissary for a particular purpose” (III.vi). Whereas a vicar is authorized to “take action by applying the law or using his own discretion in matters of which his lord knows nothing,” an emissary has no such authority (III.vi).

    Proponents of papal supremacy also point to the homage paid by the Magi to the infant Jesus, again drawing an analogy between Jesus and God’s vicar. But “Peter’s successor is not the equivalent of divine authority at least as regards the workings of nature, for he could not make earth rise nor fire descend by virtue of the office entrusted to him” (III.vii). By nature, even God’s vicar cannot take away what belongs to another man, innately. In the language of later thinkers, some property is unalienable; “no one can give away what does not belong to him” (III.vii). “The creation of a prince is not dependent on a prince”; consequently, “no prince can appoint a vicar to take his place who is equivalent to him in all things” (III.vii). A temporal prince cannot renounce his authority to a spiritual power.

    What about Jesus’ substantial grant of authority to Peter, that “whatsoever thou shalt bind on earth shall be bound in heaven, and whatsoever thou shalt loose on earth shall be loosed in heaven”? Dante grants that this is true, but only within the constraints of previously established divine law. Peter wasn’t entitled to alter the Ten Commandments, for example. Also, Jesus refers to “the office of the keys of the kingdom of heaven,” not to the office of the temporal ruler (III.viii). [4]

    Finally, Dante must address the ‘two swords’ doctrine, based on an incident recorded in the Gospel of Luke. “This too must be answered by demolishing the allegorical interpretation on which they base their argument” (III.ix). Contra the apologists for papal supremacy, the two swords do not represent the papacy and the emperor. Jesus was rather commanding his disciples to purchase the means by which they could defend themselves against “the persecution and contempt they would face” after His departure (III.ix)—weapons He had forbade them to wield while He was still with them. Jesus added that if each apostle could not afford a sword, two swords would suffice for their defense.

    Moving from Biblical exegesis to the current circumstance of the Church, Dante turns to the Donation of Constantine. This critique occupies the center of Book Three. Constantine had no authority to give the “seat of empire,” Rome “along with many other imperial privileges,” to the papacy, “nor was the church in a position to accept them” (III.x). As “can easily be seen from the first part of this treatise,” the purpose of the emperor “is to hold mankind in obedience to a single will” (III.x). This he failed to do. “Just as the church has its foundation, so too the empire has its own,” and to divide it “would be to destroy it—for the empire consists precisely in the unity of universal monarchy” (III.x). The empire is both temporally and logically prior to any given emperor; “from this it is clear that the emperor, precisely as emperor, cannot change it, because he derives from it the fact that he is what he is” (III.x). And, given that the Church’s kingdom is not of this world, it may not legitimately receive the empire or any part of it, regardless of what an emperor might attempt to do.

    In addition to the scriptural and ‘historical’ arguments, papal supremacists make an “argument based on reason,” albeit one falsely reasoned (III.xii). Since “all things belonging to a single species are referred to one thing which is the measure for all things which belong to that species”; and since “all men belong to the same species”; “therefore they are to be referred to one man as their common measure”; furthermore, “since the supreme Pontiff and the emperor are men…it must be possible to refer them to a single man,” and “since the pope must not be referred to any other man” the pope must be the measure of the emperor (III.xii). Dante agrees that all men belong to the same species and therefore “should be referred to a single measure for that species” (III.xii). He rejects the conclusion, however, as an instance of the accidental fallacy. “It is one thing to be a man, another thing to be an emperor,” a father, a master, or a pope (III.xii). A man is a man because he has the “substantial form” of a man; a man is an emperor, a master, or a pope because he happens to be one “by virtue of certain relationships” to certain roles or offices (III.xii). Popes and emperors are equally men, but that has no bearing on their offices, or on the relationship of their offices to each other.

    Dante then advances his own arguments based on reasoning, first on reasoning from Scripture. Repeating that the Roman Empire predated the Church, he observes that Jesus accepted punishment at the hands of the imperial authority. “If Caesar had not at that time had authority to judge temporal matters, Christ would not have submitted to this” (III.xiii). Indeed—and reversing the papalists’ argument—if they do not recognize the legitimacy of the Emperor over temporal matters, how could they accept his Donation? “It is foolish to think that God would wish that something should be received which he has forbidden should be offered” (III.xiii).

    Moreover, the Church is “not an effect of nature”; therefore, it could not have authority over the emperor according to natural law (III.xiv). Nor did the Church receive such authority by divine law, so it could not have derived such power ‘from itself,’ as it were. “The church’s nature is the form of the church,” and “the ‘form’ of the church is simply the life of Christ, including both his words and deeds”—His life being “the model and exemplar for the church militant (III.xv). But Christ enounced the kingdom of the world.

    Dante ends his treatise by addressing his third question, Does the emperor derive his authority directly from God? He begins by observing the dual nature of human beings. Among all creatures, “man alone is the link between corruptible and incorruptible things,” by which he means that man alone consists of body and soul, the corruptible/mortal and the incorruptible/immortal (III.xvi). “Since every nature is ordered towards its own ultimate goal, it follows that man’s goal is twofold” (III.xvi). As a mortal being “in this life”—on earth, “this threshing-floor of mortals”—his goal or telos is happiness, which “consists in the exercise of our own powers” in this life (III.xvi). As an immortal being, his goal is eternal happiness, “which consists in the enjoyment of the vision of God” in the “heavenly paradise” (III.xvi). These two goals “must be reached by different means”: through “the teachings of philosophy, provided that we follow them putting into practice the moral and intellectual virtues”; and “through spiritual teachings which transcend human reason, provided that we follow them putting into practice the theological virtues, i.e., faith, hope and charity” (III.xvi). Reason, through the philosophers, teaches us insofar as we are a combination of body and soul; the Holy Spirit, “through the prophets and sacred writers” and above all “through Jesus Christ the Son of God” and his disciples,” teaches us insofar as we are souls encumbered by now-natural “human greed” (III.xvi). “It is for this reason that man had need of two guides corresponding to this twofold goal,” namely, “the supreme Pontiff, to lead mankind to eternal life in conformity with revealed truth, and the emperor, to guide mankind to temporal happiness in conformity with the teachings of philosophy” (III.xvi).

    “Their understanding clouded by the fog of greed,” papal supremacists covet earthly dominion in addition to spiritual dominion (III.xvi). Dante is happy to point this out to them, and to his other readers. “The disposition of this world is the result of the disposition inherent in the circling heavens”; good order in this world requires “useful teachings concerning freedom and peace…applied appropriately to times and places” (III.xvi). Hence the necessity of providing “a protector to be made by Him who takes in at a glance the whole disposition of the heavens” (III.xvi). Only God can choose and confirm the one to take on this responsibility, since He alone “has none above Him” (III.xvi). Insofar as they choose rightly, the human electors of the emperor merely proclaim God’s providence. Insofar as they may “disagree among themselves,” their “understanding [is] clouded by the fog of greed,” which causes them to “fail to perceive what God’s dispensation is” (III.xvi).

    Dante’s Monarchia seeks to recapture political rule as Aristotle understood it in the profoundly un-Aristotelian circumstance of a prophetic religion with universalist claims as it sought to dominate the city-states of Italy and the feudal conditions prevailing in Europe. This daunting task did not succeed. Machiavelli, whose ‘prince’ would replace Dante’s ‘monarch,’ took the world in a different direction, though not necessarily a better one.

     

    Note

    1. Whether by accident or by design, Dante overlooks Marsilius of Padua and his The Defender of the Peace. He is nonetheless arguably very cognizant of Marsilius, who was punished for his efforts at limiting papal power by excommunication. Of Monarchy may be considered an effort at engaging in a dialogue with Marsilius.
    2. Marsilius, by contrast, suggests that the Roman papacy should not be universal, nor should the Roman emperor. In this, he anticipates Machiavelli, albeit without Machiavelli’s radical attempt to reconfigure human life by mastering ‘Fortuna.’
    3. In his emphasis on peace as the end of human political society, he echoes Marsilius, while differing with him with respect to the means to that end.
    4. In this and much else, Dante follows Marsilius quite closely.

     

     

    Filed Under: Philosophers

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