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    Election 2016: Where Are We Headed?

    September 19, 2016 by Will Morrisey

    This lecture was delivered at two Hillsdale College Symposium events in Kerrville, Texas and Georgetown, Texas in September 2016.

     

    In assigning the title “Where Are We Headed?” to a talk on this year’s presidential election, the organizers of this Hillsdale Symposium may have given you the impression that I’ll be predicting the outcome of the November vote. That would be a fool’s errand—which of course may be the reason it was offered to me. But I learned a long time ago that there are far too many variables in most presidential elections to make accurate predictions two months in advance. I don’t pretend to know what will happen. What is more, all of us hear such predictions every time we turn on the television or open a newspaper. We already have more than enough pundits in this country. What could I possibly add to their mountain of a million molehills?

    Besides, when it comes to political predictions generally, I agree with George Orwell. If anything, Orwell was a better journalist than he was a novelist, and in one of his essays he observed that if you ask a man what he foresees you won’t get a reasoned analysis founded on careful observation of the way things are. You will much more likely get an expression of his hopes or his fears. He will tell you not what he thinks but what he feels. You will hear an expression of wishful or woeful thinking. Any sense of the realities of the matter as they exist outside his own head will not trouble him.

    So, no election prediction from me. But the question, “Where are we headed?” can have a broader meaning. There is a kind of political prediction that does make sense to attempt. This being an event sponsored by Hillsdale College, it’s quite possible that when the organizers devised the title they had in mind the opening sentence of a famous speech by Abraham Lincoln delivered to the Illinois Republican State Convention in June of 1858. Now known as the “House Divided” speech, it begins, “If we could first know where we are, and whither we are tending, we could better judge what to do, and how to do it.” Americans had reached the crisis of the house divided because the question of whether or not to extend slavery into the territories had so sharply split American public opinion that it threatened the Union itself. Lincoln argued, “Either the opponents of slavery will arrest the further spread of it, and place it where the public mind shall rest in the belief that it is in the course of ultimate extinction, or its advocates will push it forward till it shall become alike lawful in all the States old as well as new—North as well as South.” Lincoln based this conditional prediction squarely on what men like Senator Stephen Douglas and U. S. Supreme Court Chief Justice Roger Taney were saying at the time.

    So today, in 2016, where are we, and whither are we tending, in the larger sense that Lincoln meant? Today, where does American liberty, our natural and Constitutional right to govern ourselves, where does it stand, a century and a half after Lincoln issued his warning and fought a war to preserve the Union on the foundation of that natural right? In answering that question, I begin by promising you that I will show why it is that Orwell’s observation—that people so often think wishfully or fearfully, not reasonably, with little reference to reality—has become so generally true that it endangers our capacity for self-government, for liberty—the very thing that Hillsdale College “educates for,” and which we’re all here to exercise and support.

    The results of many presidential elections have been hard to predict, but so far this one has been even less predictable than most. In the Democratic Party, United States Senator Bernie Sanders—a socialist who never ran as a Democrat before—ran a campaign in the primary elections against a former First Lady, United States Senator, and Secretary of State that proved embarrassing-all-too-embarrassing to Mrs. Clinton and the Party regulars. And in the Republican Party, real estate developer and television entertainer Donald Trump—who had never seriously run for office at all, on any level—defeated an array of seasoned governors and senators, all of whom began the campaign assuming that `the Donald’ was more tabloid king than presidential prospect. What is going on, here?

    Many commentators point to economic causes, as many commentators so often do. Income inequality is rising, due to the effects of economic globalization. To identify a material or economic cause for any event is the very summit of their wisdom. This would explain a move toward populism and nationalism, all right, but American has seen populism before, and it was very different from what Mr. Trump and Mr. Sanders have had on offer. The 1890s saw depression on he farms and a flood of immigrants to our shores, but William Jennings Bryan stood firmly on the principles of the Declaration of Independence and the Constitution—neither of which has figured prominently in the speeches of Trump or Sanders, let alone Clinton. Populism and nationalism against globalization and economic inequality may explain part of what we’re seeing, but there’s more to it than that. We have the sense that none of these candidates understands where we are, or where we are going, although they are quite eager to lead us there.

    This political tremor, like those in nature, was very long in building. The tectonic plates have been under increasing pressure for more than a century. We need to go farther back than the past couple of decades to see what really is `going on here.’

    I aim to take you back not to any recent presidential election, but to 1840 and the second volume of Democracy in America, the famous book by the French traveler, Alexis de Tocqueville. Tocqueville had arrived here in 1830, commissioned by the French government to report on the American penal system. But his main personal interest in visiting was to come to a better understanding of the political implications of democracy.

    By democracy Tocqueville did not mean the American system of government. Having read James Madison’s tenth Federalist paper, he was well aware that Americans had a republic—a representative government—not a democracy in the ancient Greek sense of a regime in which all the citizens met together to vote laws up or down. Only the New England municipal governments featured such democracy, not the state or national governments. In Tocqueville’s vocabulary, democracy referred not to the government but to the society of America. In America, almost alone in the world at that time, much of society was egalitarian—not, obviously, in the sense that economic equality prevailed here, but because (with two important exceptions) no American could make the monarchic or aristocratic claim, `I am entitled to rule you by right of my birth into the ruling class.’ All Americans were in the ruling class; the people were sovereign. The only aristocrats left in America by the 1830s were the Indians—proud, warlike, and, in Tocqueville’s estimation, doomed to extinction—and the Southern planters—equally proud, almost as warlike, and quite as likely to fight a losing battle against the prolific commercial population of the North.

    In Tocqueville’s view, older societies had an aristocratic class that served as a buffer between the central government and the people, a class with the pride and courage to fight back against the encroachments of centralized power. Modern societies, increasingly without such a class, could see one of two regimes: federal republicanism, in which the states and the innumerable self-governing civil associations, organized by equal citizens, could resist the political center; or statist despotism, in which the state, probably controlled by one man, would abolish citizenship itself and rule without effective resistance. France had already seen despotism in the person of Emperor Napoleon I, and it would see it again in the decades-long rule of Napoleon III. In choosing between these two regimes, Tocqueville favored republicanism, in American and in France; he intended in his book to show Europeans how Americans governed themselves, under democratic social conditions, without an aristocracy to defend them from the central government.

    But the overt military despotism of a Napoleon was not the only kind of despotism Tocqueville feared. There was another, a kind more likely to overtake even Americans. Now, when giving a speech, one general rule is not to do what I am about to do, namely, to read a fairly long passage by some other writer. But this is a Hillsdale College event, and it’s in Texas, so let’s just go ahead and do it, anyway. And besides, this is easily the most intelligent thing I’ll be saying to you today. Even better, my eminent colleague, the political historian Professor Paul Rahe, is wont to read this same passage in some of his lectures. Here is Tocqueville writing in 1840, issuing a warning in the form of a prediction:

    “I want to imagine with what new features despotism could be produced in the world. I see an innumerable crowd of like and equal men who revolve on themselves without repose, procuring the small and vulgar pleasures with which they fill their souls. Each of them, withdrawn and apart, is like a stranger to the destiny of all the others: his children and his particular friends form the whole human species for him; as for dwelling with his fellow citizens, he is beside them, but he does not se them; he touches them and does not feel them; he exists only in himself and for himself alone, and if a family still remains for him, one can at least say that he no longer has a country.

    “Above all these an immense tutelary power is elevated, which alone takes charge of assuring their enjoyments and watching over their fate. It is absolute, detailed, regular, far-seeing, and mild. It would resemble paternal power if, like that, it had for its object to prepare men for manhood; but on the contrary, it seeks only to keep them fixed irrevocably in childhood; it likes citizens to enjoy themselves provided that they think only of enjoying themselves. It willingly works for their happiness; but it wants to be the only agent and sole arbiter of that; it provides for their security, foresees and procures their needs, facilitates their pleasures, conducts their principal affairs, directs their industry regulates their estates, divides their inheritances; can it not take away from them entirely the trouble of thinking and the pain of living?

    “So it is that every day it renders the employment of free will less useful and more rare; it confines the action of the will in a smaller space and little by little steals the very use of it from each citizens. Equality has prepared men for all those things: it has disposed them to tolerate them and often even to regard them as a benefit.

    “Thus… the sovereign extends its arms over society as a whole; it covers its surface with a network of small, complicated, painstaking, uniform rules through which the most original minds and the most vigorous souls cannot clear a way to surpass the crowd; it does not break wills, but it softens them, bends them, and directs them; it rarely forces one to act, but it constantly opposes itself to one’s acting; it does not destroy, it prevents things from being born; it does not tyrannize, it hinders, compromises, enervates, extinguishes, dazes, and finally reduces each nation to being nothing more than a herd of timid and industrious animals of which the government is the shepherd.

    “I have always believed that this sort of regulated, mild, and peaceful servitude, whose picture I have just painted, could be combined better than one imagines with some of the external forms of freedom, and that it would not be impossible for it to be established in the very shadow of the sovereignty of the people”

    To prevent this, as I mentioned, Tocqueville recommended the kind of political society he saw in America: democratic, yes, but federal in its governmental structure, with four levels of government: national, state, county, and municipal, each with its own sources of revenue and its own legal duties and prerogatives. And while the society was not hierarchical the way aristocratic societies are, American had instituted civil associations—voluntary organizations of equal citizens (from fire companies to churches to ethnic self-help societies). A republican regime with a federal state, both underpinned by an egalitarian (that is to say democratic) society full of self-governing civil associations: this was how the Americans had solved the problem of democracy. Americans did not need to succumb to the supine stupidity of soft despotism in the centralized, administrative state because they had arranged their society and their government in a way that preserved and strengthened what Tocqueville calls “the spirit of the city.”

    What does he mean by “the spirit of the city”? He means what Aristotle means by “politics.” Aristotle begins his book, The Politics, by describing the three kinds of rule seen not first of all in the city but in the family. In a family there is the rule of parents over children, the kind Tocqueville mentioned when he said that the aim of fatherly rule is to prepare men for manhood; there is also the rule of masters over slaves. (which, Aristotle says, could be lessened or eliminated if machines were invented that could move themselves). These are both one-way, command-and-obey forms of rule. But there is also the mutual rule of the married couple. This is a two-way relationship, rule by discussion not command; Aristotle describes it as “ruling and being ruled, in turn.” He also says—and this is crucial to understanding “the spirit of the city”—it is the only genuinely political form of rule in the family. It resembles the rule of free, self-governing citizens who deliberate and choose what actions to take in common. Only human beings can govern themselves this way because we are the only species capable of speech and reason. To govern ourselves politically, animated by this “spirit of the city,” is the very opposite of being a timid and industrious animal, herded by our shepherds or leaders.

    Self-government or genuinely political rule consists of a moral dimension and a social one. Morally, it means that the self-governing individual is ruled by his or her distinctively human characteristic: reason. Socially, it means the discussion, the consent, the give-and-take life of ruling and being ruled.

    In the America Tocqueville saw, two elements of the regime lent themselves to self-government: the structure of government and the civil associational character of our society. With respect to structure, and to bring things back to presidential elections, the Framers of 1787 had designed the path to the presidency to bring men of good character into the office of Chief Executive. The Electoral College meets as a body entirely independent of Congress or the Supreme Court. In Federalist #68, Alexander Hamilton sets down the reasoning behind this. As originally designed, the Electoral College “Afford[ed] as little opportunity as possible to tumult and disorder” in the election itself. By voting for electors and not a presidential candidate, voters were “much less apt to convulse the community with any extraordinary or violent movements than the choice of one who was himself to be the final object of the public wishes.” As we know, the Electoral College stopped working as planned—that is, as a deliberative body—as soon as George Washington left office and the Jeffersonians organized against John Adams and the Federalist Party. From then on, Americans were electing persons pledged to a party candidate, not persons prepared to consider and choose a candidate in consultation with delegates from the other states. Nonetheless, to this day the Electoral College does reinforce federalism by ensuring that our presidential elections are conducted as state-by-state campaigns.

    Fortunately, in place of the Constitutional system as intended, Americans found a solution based not on governmental structure but on the other part of Tocqueville’s political equation—civil society organized into civil associations. One of the most important political inventions of the generation following that of the Framers was already established by the time Tocqueville arrived here. Professor James Ceaser of the University of Virginia has written about the American system of political parties, designed by a future president, Martin Van Buren, in the 1820s. A political party is a civil association not mentioned in the Constitution but consistent with the democratic-republic regime of the Founders. It is a civil association designed to organize political vote-getting in a democratic society. In order to moderate the “personal factionalism” and “demagogy” seen in the 1820s, especially during the early years of Andrew Jackson’s political career, Van Buren proposed parties that would require candidates to win support not only from the people, but from “seasoned politicians”—party organizers or `bosses.’ The party bosses had every incentive to win because by winning an election for their party they controlled political patronage in the form of government jobs; would-be officeholders had every reason to listen to the bosses because officeholders needed the bosses’ organizational expertise in order to win election and re-election. The prospect of government jobs also meant the nineteenth century saw very high voter turnouts and strong enthusiasm for party candidates. After all, in every presidential election, each local postmaster’s job was up for grabs. There was no civil-service tenure until much later in the century.

    There’s an old article by a University of Chicago political scientist named Edward Banfield that describes what happened to the old party system; the article dates back to 1961. Almost alone in the reformist atmosphere of the early Sixties and the Kennedy Administration, Banfield stood for unreconstructed political parties. “Anyone who reflects on recent history must be struck by the following paradox: those party systems that have been most democratic in structure and purpose have been least able to maintain democracy.” He would have been thinking of Weimar Germany and the Third and Fourth Republics in France as prime examples of this. “Those that have been most undemocratic in structure and procedure—conspicuously those of the United States and Britain—have proved to be the bulwarks of democracy and civilization.”

    Banfield predicted increased voter manipulation by television news programmers and ideologues if party patronage declined further. A pessimist in Camelot, he predicted that egalitarian reforms would reduce the organized power of the American political system, its ability to get things done. “For as we become a better and more democratic society, our very goodness and democracy may lead us to destroy goodness and democracy in the effort to increase and perfect them.” Twenty years later, after the party reforms of the 1970s, Banfield wrote another article saying in effect, `I told you so.’ “During the Bicentennial period in which we celebrate the achievement of the Founders, we also complete the undoing of it.” The American founding had been undone because the attempt to establish direct democracy within the parties and in our elections—coupled with, I should add, the establishment of the centralized bureaucracy or administrative state Tocqueville had warned of—in practice leads to the ruin of those political authorities who once stood between the people and its most powerful rulers. By the 1980s, the non-aristocratic but not purely democratic bosses who headed the old civil-associational political parties were just about finished. I their place, a centralized by divided elite that attempts to rule a somewhat bewildered, restless people by holding up idols called images and extolling quasi-ideas called `values’ has led us away from Jeffersonian enlightenment and self-government. This has fostered the decline of political experience among ordinary citizens, who no longer understand the spirit of the city, the give-and-take, the ruling-and-being-ruled that only actual civic participation can give.

    The new `insiders,’ journalists and bureaucrats, lack this genuinely political experience. More, they also lack the political responsibility that the Founders prized and that the old bosses and their candidates had shouldered. If a party boss and his candidates lost too many elections, they would be turned out of work. But journalists and bureaucrats have no elections to lose.

    From Woodrow Wilson to George McGovern and down to today, party reformers have disliked the routine politics of getting things done, with its hierarchies and its limited capacity for rapid and radical change. The `open’ system of presidential primaries, which today does not even require that primary voters belong to the party for whose candidate they vote, resembles the factionalized and demagogic system of the 1820s, which Van Buren’s party system was designed to correct.

    But is it not true that the old party system lent itself to corruption? It did. But what is the modern, centralized, welfare, crony-capitalist state but a system of legal corruption that wants to think of itself as progressive, high-minded, and scientific? And, with tenure for civil servants, does this not give us a new aristocracy—hardly a humble `service class’ at all? But this aristocracy does not ‘buffer’ us from the centralized state; it is the centralized state. As the journalist Jonathan Rauch remarks in a recent issue of The Atlantic, in the days of party reform “it was easy… to see that there was dirty water in the tub. What was not so evident was the reason the water was dirty, which was the baby.” The baby was political life itself—messy, impure, inefficient, but also socially democratic and politically republican. Rauch calls the hostility toward American self-government ‘politiphobia,’ and right he is: as bureaucracy and the democratization of candidate selection advance together, we look for the `charismatic’ leader who will solve our problems for us, presumably by the copious use of executive orders.

    Fundamentally, there have been two ways to organize modern states, two ways to connect the central government to the people. One is the political way: by parties whose bosses control the distribution of government jobs but who also depend on keeping in touch with the citizens who will vote their candidates in or out of office. The other is the anti-political way, rule by professional bureaucrats whose claim to command-and-obey authority is based upon supposedly scientific expertise while democratized, de-bossified elections become competitions for media time and a battle of attention-getting ‘tweets.’ The candidates twitter while Rome churns.

    Both political parties have democratized themselves into near-obsolescence, further reducing Americans’ opportunities for real political experience. We often hear it said that regime change or ‘democratization’ won’t work in societies that have no experience in self-government. Well, what about us?

    Americans simply govern themselves less than they once did. This fact is easily obscured by the civil-rights victories of women and African-Americans, but it is no less true for that. And the spirit of the city that Tocqueville esteemed has been transformed by mixing the soft-despotic bureaucracy he described with the new technologies of information and entertainment the spectacularly democratic Internet brings. Today, many of us live large portions of our lives in ‘virtual’ reality, an entirely artificial and almost infinitely manipulable alternative world. Aristotle writes that partisans of democracy define freedom badly, conceiving of it as doing what one likes. The Internet is democratic not only in the usual sense that it erects very low ‘barriers to entry’ but also because it feeds this fantasy of false freedom. Virtual reality disconnects us from the natural reality that surrounds us. The problem is that the disconnection is only in our minds; we still sit and move in actual reality. In virtual reality, if I encounter anything or anyone I dislike, I simply hit the ‘delete’ button. But in actual or natural reality it’s not that easy. In political life, for example, I can easily delete Mr. Putin from my computer screen, but I can’t delete his tanks from Georgia just by hitting a button.

    Insofar as we funnel our minds into virtual reality, we lose patience with one another much more easily. We hit the delete button or change the channel, instead of talking things out, face to face. We cease to be practical. We cease to face reality, and the virtues that had steeled us to face harsh realities soften from disuse. Even as we rebel against the administrative state, we lose our ability to do anything but disrupt it with projects like WikiLeaks and cyberattacks. Those efforts can damage or maybe destroy, but what can they really build, other than websites—that is, more augmentations of virtual reality?

    The ‘social media’ dimension of virtual reality exaggerates another feature of democratic society described by Tocqueville. In aristocratic society, the social pressure to emulate others or to draw back from thoughts and actions others deprecate comes ‘from above’—from our social superiors, those who have established their claim to have been born to rule us. In democratic society, social pressure from above dissipates, replaced by social pressure that comes at us from all around us. We all remember ‘peer pressure’ in school, but the experience of being swarmed by nasty and often anonymous tweets can cause us to draw back even further from saying what we think—unless we too put on the mask of the avatar, which amounts to shedding responsibility for what we say to one another. Madisonian responsibility disappears under this hyper-democratization of public opinion.

    All right. That was the introduction to my talk. Now a word about this year’s election.

    How has this affected the 2016 election. This year, once again the Constitution is at issue, although in some ways less obviously so than in 1912, 1932, or 1964. The one candidate who based his campaign squarely on the hope of restoring the original understanding of American constitutionalism, Senator Ted Cruz, didn’t survive the primaries. Moving into virtual reality, then, what do the campaign websites of the two nominees tell us about how they understand American constitutionalism?

    Senator Clinton’s website has been entirely redone since she won the nomination. The last time I looked at it, the old website featured “112 reasons (and counting!) Hillary Clinton should be our next president.” One of them was that the next president will likely nominate several Supreme Court justices, a remark implying that Senator Clinton would surely make wiser choices than her opponent. Overall, however, the Constitution did not loom large on the list. Solar panels, background checks for gun purchases, student loans, health care, abolition of “sentence disparity between crack and powder cocaine” all got a shout-out. And perhaps above all, Senator Clinton is “a progressive who gets things done”—that being a slap at Senator Sanders, a socialist whose record of legislative achievement had not furnished him with any major talking points.

    It’s fair, then, to say that on Clinton-for-President website 1.0 the candidate self-identified with Progressivism and therefore with the notion of an “elastic” or “living” Constitution, whereby we go from law made by legislators to law made by judges, bureaucrats, and presidents via executive orders. Her list of legislative proposals did not say, but merely assumed, that they are constitutional, for the evident reason that under a living Constitution any ‘live law’ or law-like edict is constitutional. In the immortal words of Senator Clinton’s Progressive ally in the House of Representatives, Congressman Nancy Pelosi, upon being asked if nationalized health insurance is constitutional, “Are you kidding?” Or, as Ring Lardner chronicles the reply of an impatient father to his inquiring boy, “Shut up, he explained.”

    Clinton-for-President website 2.0 is quite different. It still gives us a substantial list of policy proposals. But it never mentions the Constitution or even the Supreme Court at all.

    In 2013 Senator Clinton became the proud recipient of the Liberty Medal, awarded annually by the National Constitution Center in Philadelphia. The Center selected her “in recognition of her lifelong career”—maybe she was baking Cookies for Peace with her mother at the age of two—”in public service and her ongoing advocacy effort on behalf of women and girls around the globe.” That is, the Constitution Center honored her for nothing specifically constitutional. Nor is the award intended for anyone necessarily national, that is to say, American. Last year, it went to the Dalai Lama—an estimable man, but a Tibetan or, if you prefer, a ‘citizen of the world’—a sort of virtual citizenship, inasmuch as the world doesn’t really offer citizenship in itself, having none to offer. Judging from this pattern, globalism trumps both nationhood and constitutionalism at the National Constitution Center. Globalization, however, does suggest a new way of organizing the world, one that vaguely resembles the old international society of aristocrats. Aristocrats married across national borders, forming a sort of interlocking network of birthright rulers. The new international aristocracy consists of a non-titled but exceedingly wealthy elite of similarly cosmopolitan orientation. Such personages do not need constitutionalism; they transcend it.

    Speaking of trumping, the website of the Republican Party nominee turns out to be an interesting mixed bag, so far as the Constitution is concerned. The good news is, it actually mentions the Constitution—or, at least, one part of it, the Second Amendment. And it doesn’t merely assert the right to bear arms. It goes further, saying where the right does not come from: “The Constitution doesn’t create that right—it ensures that the government can’t take it away.” The right to bear arms “is about self-defense, plain and simple.” If we already have a right to defend ourselves, prior to our Constitution—and indeed we were defending ourselves when we fought for our independence from the British Empire—then where does the right come from? Mr. Trump’s website does not say, but at least it doesn’t contradict the fundamental principle of the Founders, that rights exist by nature.

    Similarly, the website is consistent with, without clearly enunciating, the idea that the American union rests on a social contract among its members. “A nation without borders is not a nation” is a sentence implying that human beings come together to form nations, and not that nations arise from ‘blood and soil’—a European notion that has caused no end of trouble in the past two centuries. The call to “end birthright citizenship” also suggests a contractual rather than a biological bond uniting Americans. And it suggests that the widespread interpretation of the Fourteenth Amendment as establishing birthright citizenship is mistaken.

    Extending the search beyond the website itself, we learn that Trump is no Progressive when it comes to his understanding of the Constitution. In a televised interview, Anderson Cooper asked, “Do you see the Constitution as a living, breathing document, or do you see it as something set in stone a long time ago?” A college professor might object that the dichotomy is false and prejudicially stated. The Constitution isn’t “set in stone”; it has been amended 27 times. And the phrase “a long time ago” implies that in its original intent is somehow irrelevant to this day, outmoded. But true to his tendency to go ahead and gulp down his interrogator’s bait, then dare him to try to reel him in, Trump went right ahead and replied, “I see the Constitution as set in stone.”

    His critics are not so sure that he does. For example, when challenged on his stated intention to expand the libel laws to protect public figures such as himself, he cited not the U. S. Constitution but English common law, which does indeed put the burden of proof of libel on the alleged libeler and not the libeled. The obvious problem (as a patriot like Trump should see) is that this isn’t England. Critics have also pointed to Mr. Trump’s apparent enthusiasm for a rather expansive definition of eminent domain, one that seems to include takings of property not merely for clear-cut public goods—a highway, for example—but for the benefit of private developers (such as himself) whose acquisitions would lead to increased revenues or the municipality, and therefor (so his argument goes) serve the public good. That strikes many of us as a bit of a stretch.

    Probably the most intense unease about Mr. Trump’s constitutional bona fides arises in considering the general tone of his campaign. Entertaining and unforgettable it has been. But even his most devoted supporters find it hard to claim that he has elevated the tone of American political discourse. A candidate who takes pride in refusing to keep a civil tongue in his head raises understandable worries about his respect for the framework of civil society itself. The rule of law, including constitutional law, requires an underlying tone of law-abidingness and civility if we are to sustain it.

    On this 240th anniversary of our Declaration of Independence, a year away from the 230th anniversary of the Constitutional Convention, we see a presidential election contest between two candidates who give constitutionally-minded Americans cause for worry. The Democratic Party candidate gives every sign of continuing the longstanding Progressive effort to replace American moral and political principles, in part by treating the Constitution as malleable. To Progressives, the Constitution doesn’t really constitute anything. The Republican Party candidate articulates a reasonably sound basic understanding o the character of American constitutionalism, but also veers off that foundation in ways that do not build confidence in his civility, what might be called his constitutional temper.

    In this, Americans have reaped what academia has sown. Whether we consider the original, university-bred Progressivism of Wilson’s generation, with its elastic or living constitution, or the state-building, centralizing, ‘Brains-Trust’ New-Deal liberalism of FDR and LBJ, or the denigration of civility seen in the New-Left campus politics that has ensconced itself in academia and in the realms of entertainment and the news media in the past half-century, American educator have poorly served their fellow citizens. Although Hillsdale College teaches students in many ways as they were taught when the College began in 1844, when its curriculum was typical of small, liberal-arts colleges, it has since become (to borrow a term from current political debates) an ‘exceptional’ place, mostly because the other colleges and universities have turned away from their original missions. Had the universities continued to follow the path laid down by the Founders in the Northwest Ordinance, and by Jefferson in his plans for the University of Virginia, and by Franklin in his plans for the University of Pennsylvania—or the original intentions of the service academies at West Point and Annapolis—American constitutionalism and American statesmanship would have a very different tone, and our candidates for high office would be different kinds of men and women. Hillsdale would not be ‘exceptional’ in the least.

    The older kind of education was founded on the classics. Far from matters of merely antiquarian interest, the classics always make us look at real things—real human nature, real politics, and the need to live within those realities, not in fantasy worlds of infinite progress or wish-fulfillment. For the Greeks and the Romans, even the gods are human-all-too-human, and in the Bible there is only one perfect Man.


     

    Filed Under: American Politics

    Plato’s Gorgias: The Recovery of Socratic Virtue

    September 15, 2016 by Will Morrisey

    Nalin Ranasinghe: Socrates in the Underworld: On Plato’s Gorgias. South Bend: St. Augustine’s Press, 2009.

     

    If a political man might identify the love of fame as the ruling passion of the noblest minds, what is the ruling passion of the best minds? It is `philo-sophia,’ the love of wisdom, Socrates maintained. But unless defined carefully, neither the love of fame nor the love of wisdom encompasses goodness in the moral sense of the word, virtue or strength of soul. (And even virtue might be redefined immorally, as Machiavelli does with his virtù).

    Nalin Ranasinghe argues for an understanding of Socrates as a man whose love of wisdom reinforced virtue. Contemplating the cosmos, its nature, need not result in amoral estheticism or scientism, let alone immorality. The philosopher who considers the nature of human beings and the human place in nature as a whole will find that the wisdom he loves strengthens his courage, moderation, and justice. The Gorgias, Plato’s account of Socrates’ dialogues with the most eminent Sophist of his day, the Sophist’s disciple, and an impassioned, highly intelligent immoralist, highlights the virtue of Socratic philosophy by plunging Socrates into an underworld of political intrigue and educational corruption.

    Ranasinghe begins by remarking that “many close readings of the Gorgias suggest that Plato uses his text’s many moral impasses to indicate the impotence and inadequacy of Socratic ethics” (1). The “backdrop” of the dialogue—”the long and brutal Peloponnesian War”—itself lends itself to nihilism, even as the First World War and the Holocaust would do, centuries later. But on the contrary: “I will contend that the true focus of the Gorgias is the instrumental perversion of speech introduced by its namesake. Although the trajectory of the dialogue moves away from the sophist himself, Socrates’ extended debate with Callicles employs indirect communication and reductio ad absurdum argumentation to show the itinerant Gorgias the long-germ result of his manipulative technique and moral irresponsibility—effects extending into our own times” (4). Good as his word, Ranasinghe illustrates many points in the dialogue with parallels between Gorgian sophistry and what has come to be called ‘postmodernism,” with its claim that human beings either manipulate or are manipulated by the verbal tropes they invent.
    Against this, “more than any other [Platonic] dialogue, the Gorgias vividly depicts the great value that Socrates and Plato attached to the soul’s freedom and integrity” (4). And even this isn’t strong enough; Ranasinghe’s interpretation finds Socrates and Plato discovering that freedom and attachment, not merely `attaching value’ to it. “The passionately written Gorgias militates against the separation of moral from intellectual virtue and requires that its readers souls be integrated and fully engaged by the labyrinthine work before it” (5). By this act of intellectually erotic integration, our souls re-enact and recover “the Socratic vision of a morally governed cosmos that eventually provided both the language and concepts by which the sublime message of Christianity spread throughout the Hellenized world and gave birth to Western Civilization” (6).

    Socratic philosophy counteracts the nihilism that finds its most courageous expression in Nietzsche, its most democratized expression in the writings of our contemporary disciples of Derrida. But unlike Leo Strauss, who also praised Socrates as the philosopher who stands at the core of the West, Ranasinghe points to the Gorgias, not the Republic, as the Socratic-Platonic dialogue we most need now. In Strauss’s lifetime, the crisis of the West consisted first and foremost of the attack on human nature seen in modern tyranny, usually called (but not by Strauss) ‘totalitarianism.’ As Strauss understood it, the Republic gives its careful reader a devastatingly ironic account of the evil and folly of a political regime that attempts to order human lives as if they were ideas. Today, however, “nihilism replaces totalitarianism as the main challenge facing humans” (7). Ideas in the Platonic sense are not abused; they are dismissed, rejected as nonsense, as `mere rhetoric.’ With its unmasking of the blandishments of sophistic rhetoric, the Gorgias becomes the Platonic dialogue to study now. Strauss was right to recover Platonic political philosophy, but as the political circumstances under which we live differ from those Strauss faced, our ‘point of entry’ into that philosophy should change.

    The dialogue is anything but a history, an account of a series of events that really happened. Even Socrates’ most vehement interlocutor, Callicles, may well be an invention of Plato. But the diplomatic mission of Gorgias to Athens, his successful persuasion of the Athenians to make war on Syracuse on the side of his own embattled city, Leontini, did indeed occur, and the Gorgias “has to do with Socrates’ efforts to heal the effects visited by the plague of rhetoric on the city. In other words, while the Republic warns us against tyrants trying to supplant politics, the Gorgias depicts the contrary danger of a demagogic political regime that would transcend gods and nature and eventually leave everyone alienated from reality” (8). Wars don’t make nihilism; nihilists and their sophistries do. “Gorgias, [who] valued victory over truth, answers over questions, and satisfaction over learning,” who taught men “to use language in an opportunistic or instrumental way,” thereby “corrupted Greek culture and denied humanity the interrelated experiences of participation in the logos and the cosmos,” a severance that “slowly poisons the soul itself” wherever it becomes the regnant “attitude toward life” (8).

    Although not a history, the dialogue has its own order or “interior proportions” (9). These are geometrically exact: four sections of equal length: Socrates’ interrogation of Gorgias; Socrates’ victory over Polus; Socrates “spirited discussion” with Callicles; Socrates’ speech about the underworld. The number 4 parallels the four principles that order the cosmos: earth, air, fire, water. Socrates’ art imitates nature. The imitation of nature by the philosophic artist contrasts sharply with an interpretation of the Platonic dialogues Strauss himself unearthed, namely, the claim by medieval Islamic theologians that “all philosophers are atheists and that ethics merely serves as an exoteric pretext for helping friends and harming enemies” (11). In this, the theologians opposed religious bellecism to philosophic eroticism. But this charge should have been directed at the sophists, not the philosophers; in Plato’s Philebus “Protarchus claims to have heard Gorgias insist that persuasion is superior to all the other arts because it enslaves all of them by their own consent” (12)—just the sort of thing an enterprising immoralist would want to do. Gorgias also anticipates postmodernism by claiming “that in the absence, inaccessibility, or inexpressibility of Truth our reality is held together by a worldwide web of persuasive words” (13). Far from strengthening democracy, sophistry ancient, modern, and postmodern warps the soul into a being incapable of self-knowledge, forgetting its natural place in the cosmos and viewing itself instead “as the measure of reality” (14). Severing the souls of citizens from reality causes democracies to choose their wars foolishly and fight them blindly, sending ignorant armies to clash by night.

    As previous commentators have observed, the word polemou—”war” or “battle”—begins the dialogue. Ranasinghe provides the account of the Leontine embassy to Athens written by Diodorus Siculus, who says that the Athenians were susceptible to Gorgias’ eloquence for two reasons: they “are by nature clever and fond of dialectic,” and so Gorgias’ speech filled them with “wonder”; they had long “been covetous of Sicily because of the fertility of its land” (16). This puts an important limit on Ranasinghe’s gloss—”the gods deluded the Athenians into exchanging much gold (and priceless blood) for a few brazen words of flattery” (17)—because it indicates what really happened: Gorgias was telling them what they wanted to hear, giving them an excuse for their land hunger, rather in the manner that some American orators told their fellow citizens that a continental empire was their “Manifest Destiny.” While the corruptive power of sophistic rhetoric must not be underestimated, it works best with those already somewhat corrupt, given to wishful thinking and even fantasy because their desires are so strong.

    Ranasinghe is especially alert to Platonic play with Greek legends. “Gorgias” sounds a bit like “Gorgon,” and sure enough, Socrates parodies Odysseus’s “deadly fear of the Gorgon’s deadly beauty” (held to turn men into stone) by arriving late to Gorgias’ display-speech. Indeed, Callicles, the host, effectively calls Socrates a coward for arriving late to the battle, a jab he will come to regret having made. Far from cowardly, Socrates will soon put Gorgias himself on display, and not in the most flattering light. But Gorgias begins the battle with supreme confidence, rather as the Athenians will invade Sicily. Socrates’ friend, Chaerephon, had once asked the Delphic Oracle whether there existed any man wiser than Socrates; here “it is Gorgias himself who plays the role of the eminent Oracle,” who promises to answer any question put to him (19). Gorgias supplants a god. “With his feigned omniscience, Gorgias—an intellectual molehill—has made the oracles, and indeed the gods, redundant” (19). Socrates “is not responsible for bringing this strange new god or post-theological phenomenon into the Agora,” but he will meet the invader in battle.

    But Gorgias first sends out an expeditionary force, his student Polus, to test the mettle of the challenger. “It seems that Gorgias is not merely omniscient, [but] also capable of transferring his wisdom to anyone” (20); “it is striking that Socrates was never known to have claimed Chaerephon was his student” (24). This can only occur because to Gorgias and his students ‘omniscience’ derives from their nihilism, their very belief that there is nothing that can be known. If so, omniscience consists in the ability to say anything others can be brought to believe, and no real “religious and moral bonds” to restrain them (20). “For Gorgias the questioning process ends not with truth, or zetetic insight, but in the termination of the wonder that gave rise to the question and its replacement by the satisfaction or pleasure of the questioner. To this way of thinking democratic citizens were but a herd of auditory animals ruled by desire, ignorance, and passion.” (20) By contrast, “Socrates will oppose this bid to draw nihilistic conclusions from what must be seen as conditions for the possibility of human freedom and excellence” (21). Gorgias “bases his claims to omniscience on his power to reduce human diversity to a generic uniformity of need and desire through flattery and obfuscation” (23); he “creat[es] democratic truth, by saying whatever he believes his audience needs and wishes to hear” (25). To Gorgias’ self-deluding delusiveness, Socrates will oppose self-knowledge, the foundation of self-government. To democracy’s tendency toward political arithmetic—counting heads without regard to what is in them, identifying the good with majority opinion, and in our day taking polls the way an invalide imaginaire takes his own temperature—Socrates will oppose geometry, “the art dealing with ratios between naturally unequal entities” (21). He will oppose human freedom to the sophistic/democratic inclination to treat human beings as “free to be bought, sold, and counted like money” (21). In this sense he anticipates philosophically what Abraham Lincoln expressed politically in his debate with Stephen Douglas: natural right against undiluted popular sovereignty.

    For his part, Gorgias enters the fray with such supreme confidence that he agrees to answer Socrates’ questions briefly, not with the long, winding speeches for which he is famous. After all, His Omniscience surely masters discourses long and short. More, he “is so much in love with his cleverness that he displays the naked truth of his art—in the hope of gaining greater acclaim” (26). ‘I am so good at what I do, I can tell you what I am doing to you and still do it.’ And why not, if one conceives of learning not as the noetic perception of reality, of nature, of being, but as an experience of word alone? “The rhetorician only learns from experience to speak eloquently on these very subjects through the experience of speaking frequently on them” (28). “For Gorgias the art of rhetoric is not embodied in or related to nature but rather represents the power of the eloquent will to create a realm of meaning that is independent of elusive or hostile nature” (28-29). Although a Leontine on a mission for his home city, as a sophist Gorgias is a traveling man. Here today and gone tomorrow, scouring the cities of Greece for new audiences and especially clients, he “will inevitably experience and portray reality as thoroughly fickle and changeable” (29). If modern science aims at conquering nature, in manipulating it for human advantage, at least it assumes that nature is really ‘there’ and knowable, even if scientists need to ‘torture’ nature with their ‘experiments’ so as to force her to reveal her secrets. But sophistic rhetoric, ancient and post-modern, operates through language alone, exercising “a pseudo-scientific power that seems to order or conquer nature” with words alone (29), a power to rule in one’s own city or in any city one passes through. “However, as Socrates soon points out, Gorgias and his students do not see that rule of the temperate man over himself, as opposed to the power to rule over others—even if this is limited to the populace of one’s own city—is the greatest human action” (29). Without that, the rhetorician catches himself in the self-contradiction seen in Gorgias’ own way of life: this cosmopolitan undertakes a mission in the service of his own city because even a cosmopolitan needs some physical and political platform upon which to speak. To put it in current-day terms, as I sit peacefully typing these letters onto a computer screen, I may imagine myself as free of nearly all constraints, physical and political. Am I not now entirely a ‘citizen of the world,’ preparing my thoughts for presentation to any reader who happens by, whether next door or in Myanmar? The answer is ‘no.’ I am in fact sitting in a chair, safely at home in a building that does not collapse, protected by police and fire departments, in a country that defends my right to freedom of speech and the press. I am firmly located in nature and in political life, whether I think about it or not. But if I don’t think about those realities, they may well change, and not to my advantage. The apolitical politics of sophist rhetoricians will otherwise deceive me, and them. Or, as Ranasinghe puts it (more forcefully), “a freedom that is created by speech alone tends to threaten to supplement and annihilate the ethos that gives it meaning” (31). The God of the Bible can create something out of nothing by the power of His Word, but I cannot, and even Gorgias cannot. There is “a subtle difference between rule over oneself and self-persuasion”; to ignore it is to engage in “the very delusory act of persuading [one]self that he is engaged in self-creation”  (32). The attempt at self-creation ends in self-destruction. Even God does not create Himself.

    Sophists can manipulate a political community, but they cannot establish one. Ranasinghe asks “how sophists can genuinely interact with each other” (32). As he has learned from Augustine, even robber gangs need to maintain honor amongst themselves. But like the three Gorgons, the three sophists in the Gorgias do not “persuade or converse with one another”; “genuine interaction between avowed relativists and flatterers is impossible” (32-33). They may form alliances, but the friendships upon which social and political life depends cannot exist among them. Socratic philosophy, which openly admits that it know that it doesn’t know, “does not necessarily hurl us to the depths of non-being” or nihilism, the night in which all cows are black and no friends can be found; “prudentially mediated human truth is available in the metaxy or in-between realm, where we ‘participate’ in reality without having creative mastery over it” (33-34). To say that reality or nature is not fully transparent, that full ‘Enlightenment’ is impossible, is not to say that we do not glimpse nature and come to some understanding of it, even if that understanding is limited. Self-knowledge and knowledge of other persons is also limited, but sufficient for strengthening the virtue of souls and friendships among those souls. Sophistic rhetoric blocks these things from happening because it prevents self-correction and shields us from correction by our friends. Socrates can feel gratitude to the one who refutes his argument, but a sophist can feel only resentment, “growing in thumos rather than eros” (37).

    Gorgias does exhibit a sort of prudence; he wants to bail out of his sinking rhetorical ship. Having been forced to choose “between being exposed as a knave or as a fool”—an untrustworthy nihilist who doesn’t believe in the justice to which he must appeal or an incompetent speaker who pretends to supreme technical mastery of speech— he decides that when the going gets tough, the tough get going—right out of town. Or at least out of the conversation. He is rescued from continued embarrassment by his disciple, Polus, who intervenes by attempting to shame Socrates into a like silence. But Socrates proves difficult to shame, inasmuch as he has nothing to be ashamed of.

    Polus attempts a more open defense of rhetoric. Eschewing the appearance of justice, he thinks that “the inherent weakness of human nature makes it possible and necessary that rhetorical power should rule openly over man, nature, and the arts” (45). Socrates slows him down by asking what he thinks rhetoric is. Socrates challenges him to defend himself from the charge that rhetoricians qua rhetoricians do not understand politics at all; they have mastered only “a semblance of a branch of the art of politics” (46). The distinction between what is real and what only seems to be real begins to put rhetoric in its place. Socrates then gets Polus to admit two particular instances of that distinction: the real and only ‘seeming’ health of the soul and the real and only ‘seeming’ health of the body. But if so, Polus owes his interlocutors, and indeed himself, an account of why “the power and glory” that rhetoric brings to the rhetorician is good for anyone, first of all himself. Socrates then names four “false” arts—cookery, cosmetics, sophistry, and rhetoric—false because “they guess at the pleasant without concern or regard for what is best” (48). Cooking with lard results in a tasty cake, but the cook evidently doesn’t care much about my cholesterol count. Similarly, sophistry and rhetoric produce “phantasms” which “supplant natural phenomena and blind us to reality” (48).

    Ranasinghe observes that although victory-loving Polus takes all of this sourly, his mentor Gorgias gets interested in Socrates’ argument, to the extent of breaking his self-imposed silence and asking a question or two. He is at least open to learning. This raises a very good question: “The absence of clear and definite knowledge, especially with regard to nature and the gods, is partly responsible for the prevalence and proliferation of flattery, but this being the case, how can we account for one man becoming a Socrates”—who never flatters without irony—”and another a Gorgias”—who flatters with an eye to power and profit? (49). This directs us to considering “the soul and the foundational moral experiences constituting it” (49). What is good for the soul, that thing sophists, rhetoricians, and philosophers alike must attend to?

    What Ranasinghe considers the second quarter of the Gorgias “begins with Polus indignantly asking Socrates whether he thinks that rhetoric is but flattery” (50). Socrates deflects what he rightly considers a ‘rhetorical question,’ then denies Polus’ assertion that rhetoricians enjoy great power in the city. In so doing, he does points the young man to a more careful understanding of what power is; “the word translated power, dunamis, means ‘potential’ and is not considered something desirable in itself… Raw potential needs to be realized and actualized as energeia; otherwise happiness (eudaimonia) will not result” (51). Rhetoricians may or may not succeed in manipulating public opinion, but they lack real power because they depend upon their audience. And even when they succeed, they fail, because “tyrannical acts of this kind defeat the purposes inherent in human action itself to desire and do what is best” (52). Power exists for a purpose; it is not an end in itself. To treat power as if it were a purpose “only destroys the deliberative capacity essential to making something turn out for the best” (53). “Power should not be purchased at the cost of self-knowledge” (54), as the Delphic oracle might say.

    Socrates goes on to make his celebrated, radical argument that suffering evil is better than doing evil. “To Polus’s way of thinking, the interior (the intellect) is a calculating infrastructure that exists purely for the greater glories of one’s image and passions” (58). The tyrant Archelaus is his hero—Archelaus, who not only sustained his tyranny but burnished his reputation by patronizing Euripides, thus doing “all he could to ensure that his legacy was spun to the best extent possible” (58). But Socrates is the last person to allow himself to be swayed by image-makers and the favorable public opinion they inspire. “This Archimedean Point of personal integrity”—this refusal to ‘go along to get along,’ much less to warp one’s perceptions in order to bring oneself into accord with what ‘everybody else says’—”represents an understated reference to what is surely terra incognita to Polus: the human soul” (59). Socrates found in himself the strength of soul to resist public opinion up to and including its verdict of death upon Socrates. “While Polus regards the soul egotistically as a power capable of triumphing in the shadow games played out on the wall of the cave, Socrates’ soul exists in another dimension of reality—one where moral principles are not created by necessity but rather guide the actions of free men” (59). “Socrates does not claim that unjust or excessive punishment is good; it would not be good for a minor offender to be delivered into the hands of sadistic and vicious judges. We may well contrast the strikingly different manner in which Jesus and Socrates were executed. It is also significant that Socrates viewed the relatively mild manner of his death as a sign of great divine favor” (61). It is also significant that Socrates never implied that he was God; he was charged with the impiety of denying the existence of the gods, not of claiming to be God.

    Socrates undermines Polus’ self-assurance by inducing him to admit that although “it is worse to suffer injustice than to inflict it,” it is also “more shameful or ugly (aiskion) to do injustice than to suffer it” (63). But if so, then there must be some way to define the noble and the shameful, to distinguish them, and thus to account for our feelings of shame at doing injustice. Committing a shameful act is not physically painful, as suffering injustice often is, but then our discomfort must stem from some sense that injustice is bad for us. The soul has something in it that feels bad when it does bad things. “Doing injustice is worse than suffering it” (64) because doing injustice troubles the soul, whereas suffering injustice pains the body.

    Although Polus concedes the truth of this, Ranasinghe remarks that a man “ruled by shame” might still commit injustice if he knew his crimes would go undetected. If Polus could make himself invisible, would he still avoid wrongdoing? To truly come around to Socrates’ view, Polus would need to see “why what is shameful and bad, is bad for him” (64), whether or not others knew his crimes. This is the weakness of the rhetorician’s soul, dependent upon public opinion, partly resentful of its sway and attempting to manipulate it, but finally bowing to it. This is why Socrates next suggests that of the three kinds of baseness—poverty, disease, and “defects of the soul”—the latter is worst because it alone brings “moral repugnance” in its train (66). This “psychic account of evil,” this understanding of evil as damaging to the soul of the evildoer, stands as “one of the deepest insights provided by the Gorgias” (66). If the remedy for poverty is money-making and remedy for disease is medicine, the remedy for defects of soul is “the art of justice” (67). The demi-art of rhetoric won’t cure a defective soul. “The true arts… connect the self to reality, rather than knack-like methods for excessive material accumulation or thumotic display without any moderating form or limiting principle” (68). The tyrant Archelaus terrorizes and image-builds adroitly, but why should one envy him his soul? “Human flourishing or happiness occurs in a setting requiring the individual soul to interact with others in the world through speeches and deeds…. [T]his is precisely what an unjust life cannot allow since it seeks to make itself the center or omphalos of being. Accordingly it sets out to warp everything, including the perception of other humans, around its singular and diseased perspective on reality” (70). Nor should we admire the democrat. “The chronic democratic temptation to pursue ‘freedom for oneself and hegemony over others’ ignores the crucial Archimedean point of self-rule” (70).

    Socrates seldom speaks in public. He practices his dialectic on individuals in private. This comports with his insistence on the importance of the souls of his interlocutors. He does not seek to shame them in public, although he may cause them to blush in shame in front of a small circle of friends and relatives. Public shaming does not reach into the individual soul. Shaming by public rhetoric will not cure the soul so shamed. Shaming by private dialectic leads the individual soul to convict itself, and thus to desire to cure itself. “Our ignorance about what is positively just is unavoidable as long as the state, rather than the soul is viewed as the origin of virtue”; “a true regime of virtue can only be founded in the soul; it can never be imposed on [or, in any thoroughgoing way, by?—WM] any larger unit” (75). “Socrates teaches Polus, a professional rhetorician, to see the limitations of this outlook by helping him to understand that speech and truth, rather than being derivative from manipulated appearances, were founded on the moral quality of the soul and the reality of the world. In other words, Polus is shown the intentional structure immanent in speech itself; he also sees how this order reflected the self-evident teleology of the human desire for what was truly noble and good” (76). “Rhetoric works through breaking down the unity of the human soul into a great many unruly and needy desires”; this is to say that rhetoric ‘democratizes’ the soul, persuades it to imitate the desirous clamor of assembly and marketplace (76). “Conversely, Socrates’ art sets out to restoratively recollect the integrity of the individual and the genuine plurality of the citizenry,” while also “restor[ing] the self-knowledge of the soul and the self-evidence of the kalon [the noble]”—a restoration indispensable to both man and citizen.

    Seeing that Polus began to lose the argument when he admitted to the experience of shame, Callicles jumps into the dialogue with an assertion of his own proud shamelessness. “Far more of a hedonist and nihilist” than Gorgias or Polus, Callicles proves “far harder to educate than either of the other two men” (77). He speaks “for the blinded and speechless desires” (78). Socrates accordingly replies by describing the two loves in the souls of the two men: Socrates loves Philosophy and Alcibiades, Callicles the Athenian people and Demos, son of Cleinias. But this means that Socrates loves the intelligent, Callicles the unintelligent. And Callicles confuses himself by claiming that his twin loves are really expressions of his own version of natural aristocracy, namely, the strength of his soul needed to pursue one’s desires without moderation. “Unlike Polus, who prefers to be one of the manipulators of shadows in the cave, Callicles desires to be powerful and shameless enough to charge into the cave like a rampaging lion and terrorize its hapless denizens” (84). To him “philosophy is the earliest and lowest stage on the intellectual ladder that culminates in tyranny” (85); he advises the aged Socrates to quit acting like a child. Anticipating the advice of the ‘postmoderns,’ Callicles would make philosophy into “a language game that future leaders must learn to play so that they may lie fluently to the masses when it’s time to go down to the cave and preside over the shadows” (87). “According to Callicles’ upside-down realism, men can only grow up when they become just as unjust, irrational, and power-driven as reality itself” (88).

    How can Socrates reply to such a man? In the dialogue’s third part, “the obstacles Socrates faces in his agon with Callicles are quite unlike those he encountered with Gorgias and Polus? (94). Recalling the tripartite division of the soul outlined in the Republic, Ranasinghe finds the dialogue with Gorgias to have been “abstract and cerebral”—a battle fought by reasoning “on the chessboard of ideas” (94). The dialogue with Polus centered on thumos or spiritedness, with Socrates showing him that the very nature of logos or speech, the rhetoricians’ stock in trade, did not lend itself to the satisfaction of the “personal pursuit of political power and glory” (94). But Callicles valorizes the third ‘part’ of the soul, the desires; his “cultivated shallowness ensures that his pursuit of hedonism cannot be interrupted either by pure intellectual speculation or by practical reflections within himself concerning the compatibility between his methods and his long-term goals” (94). “Libido ergo sum is his intemperate motto,” as he “aspires to be the strongest beast amid chaos” (94-95). More, “Callicles’ shameless words, once acted on, will help to create the chaos in which he expects to thrive” (95). Callicles combines the teachings of Callicles with the lawless and tyrannical ethos of wartime Athens, the Athens of the Thirty Tyrants.

    But this combination cannot sustain itself, any more than the Athenian empire could. If Callicles would dominate chaos, he himself must remain resolute, not chaotic. But if the chaotic ‘many’ who rule in democracy are the stronger, and they legislate for equality, then must they not be the truly natural men, not Callicles? Socrates thus shames the shameless Callicles, “making [him] feel an interior dimension that he most manifestly cannot control through violent power, a cave whence he cannot storm out like an unchained young lion” (98). “Callicles’ chaotic reality is much like ours; peopled by ungrateful freedmen, it is like Plato’s Cave without anyone in charge of the shadows” (101). Once again, in a way Socrates himself does not win the argument; logos does. Socrates “starts to triumph over Callicles the moment he forces his adversary to describe his infinite desire in words” (105).  Callicles tries to escape into silence, but it is too late. Returning the favor that Callicles had done him when he had tried gracefully to bow out of his own dialogue with Socrates, Gorgias intervenes to urge Callicles on—for his, Gorgias’, sake and for the sake of the argument. Gorgias understands that in refuting the arguments and assertions of his students, Socrates embarrasses the master rhetorician himself, the man whose career depends upon never being ‘shown up.’

    Radical hedonism requires its devotee to refuse “solidarity with the rest of reality” but instead to use it as if the cosmos were a peach to be sucked dry by the hedonist (112). Ranasinghe criticizes Devin Stauffer for regarding Callicles’ hedonism as inconsistent because he praises prudence and courage, arguing that for Callicles these virtues are merely instrumental to his pursuit of pleasures. Similarly, he criticizes Stauffer for claiming that Callicles’ professed admiration for certain prominent Athenian statesmen bespeaks a “commitment to something beyond glory and hedonism” (114 n. 25). Callicles is more likely to (mis)understand such statesmen in the manner characteristic of Callicles’ assumptions: as instances of Athenian glory and dominance. “Conversely, a Socratic would attach great value to the Athenian discovery of the connection between logos and the cosmos” (114 n. 25). It might have been better to have written “discover great value in” rather than “attach great value to.” However that may be, “Callicles’ problems stem from knowing too much about his desires and too little about his soul” (115); “one who lives by desire cannot see his soul as anything but a nexus for the continued enjoyment of pleasure” (116). Gorgias, who is not nearly so far gone in mindlessness, watches and listens, and maybe learns. But Ranasinghe does not contend, as Stauffer does, that Gorgias will ever truly befriend Socrates because “there is a fundamental difference between rhetoric and philosophy”: “Dialectical speech is ruled by its ends and cannot proceed by the sophistical devices of exploiting ignorance and creating false certainty. While Gorgias pushes ignorance, Socrates’ eloquence comes from his being pulled towards a cosmic order that he will soon describe” (118 no. 29).

    In politics, Callicleanism plays out as a quest for Athenian glory by means of the cultivation of the strong amidst the chaos of the weak. The shameless, hedonic master spirits will thrive in the democratic chaos of Athens, rule the stupid and spineless many, and thereby turn Athens among the cities into the kind of ravening lions they are, among the Athenians. Like themselves, Athens will prove voracious, rapacious, and dominant. Socrates opposes his ‘theory of the ideas’ to this because the ideas or forms are “not simply creatively imposed from above” but “discovered” as the self-definitions of nature. Reasoned speech, guided by the principle of non-contradiction, describes the nature of which it is a part; to be governed by reason is the soul’s true nature. Just as “physicians generally allow healthy people to satisfy their desires, but do not extend such freedoms to the sick—presumably because their desires are in disarray,” so the soul, when “filled with vices… must not be permitted to indulge its desires and perform actions other than those which will improve it” (119). This is “why just punishment—even including death—may be preferred to living on with a diseased and untreated soul” (119). Socratic ‘idealism’ is “more realistic” than Calliclean ‘realism’ (122).

    The final part of the Gorgias consists of Socrates’ own speech, his own rhetorical performance, as he tells a myth that illustrates what he has argued dialectically in the first three parts. Ranasinghe observes that Socrates, having defeated each of his three would-be conquerors, has left himself to deliver a “sort of internal dialogue” (123) in fact, he does not call this a myth at all, but a logos, clearly implying that he regards his speech as an extension of his reasoned argument. Unlike the sophistical rhetoricians, “the philosopher will emphasizes causes and ends rather than effects and means; he also privileges the recovery o erotic being over the sophistical aim of creative dominion over godforsaken becoming” (124).

    Socrates has argued that the good is superior to pleasure, that the good means the presence of virtue in the soul, and that virtue means right order. Right order in the soul is by nature, but this natural order can be improved or deranged. Philosophy improves it, sophistry deranges it. “The very nature of the incomplete but erotic human soul seems to necessitate that it choose and actualize its own virtue from within itself, albeit in circumstances that inspire it toward transcendence with a vision of the nobility and beauty of the cosmos” (124). Happiness “is an internal state of flourish that is not dependent on external events” (125); eudaimonia “literally means having a happy guiding spirit” (125). Old, henpecked, poor, ugly Socrates is a happy man because he loves wisdom, opens his soul to the order of the cosmos and orders his soul so as better to understand the cosmic order. His reason rules him, and so his soul does not oscillate between prickly, honor loving thumos and self-contradictory physical desires. By contrast, the tyrant’s deranged, badly ordered, soul cannot trust others because it cannot trust itself; it cannot trust itself because it whipsaws from one tormenting desire or fear to another (128).

    This rightly-ordered soul comports with the well-ordered cosmos. In perceiving, partially understanding, and teaching others about the cosmos the man of this always limited, but always growing wisdom serves as a kind of daimon or messenger from the cosmic order to his fellow-men; the order of his soul, conveyed by his speaking and reasoning, his logos, improves the orderliness of their souls. In so doing, he adds a bit to the good order of the cosmos of which all human beings form a part. “This cosmic flourishing is neither a divinely granted revelatory dispensation… nor is it a wholly human creation” (130). It is an act of “non-coercive erotic authority” (131). “God is neither dead to the world nor a double-predestining, doom-dealing puppeteer”; to believe so is to reject the metaxy, that in-between position “where participation [in the cosmic order] occurs,” which “cannot be over-determined” (131). “What Socrates has described is a partnership between the human and the divine that allows god to be god and man to be man” (131). There cannot be “perfect knowledge of all that ever will be,” nor can there be “perfect technical knowledge over human souls” (133). And this is good news for human beings and for the cosmos itself. The modern-philosophic promises to achieve such mastery over nature “through the existence of technical power” (133) are both impossible and bad. “Socrates’ point is that instead of being based on selfish calculations regarding probable events in the future quite beyond man’s (or god’s) control, human beings should instead be ruled by the ideas of justice and temperance,” a condition of the soul that puts it “into harmony with the cosmic order” (134). The philosopher is the daimon who brings this message (or, to use another Socratic metaphor, the midwife who delivers), this modestly improved orderliness to human souls by bringing them to imitate the cosmos instead of trying vainly (in both senses of the word) to master it. Friendship can then replace manipulative rhetoric and tyranny. In his final comment to Socrates, Callicles indicates that he “now knows what Socrates was talking about, even though his body is un-persuaded by this non-rhetorical reasoning” (141). He will never philosophize, but he can be brought to think, a little. This is one modest achievement of Socrates’ “true political art” (142), and the limitations of the achievement underline Socrates’ ready insistence that human speech can only go so far in its effects. When a radio quiz show host asked witty Dorothy Parker to use the word ‘horticulture’ in a sentence, she famously replied, “You can lead a whore to culture, but you can’t make her think.” Socrates would say you might be able to, but just barely. Both the ugly old man and the beautiful young men and women will discover that limits to their erotic attractiveness. If Socrates goes before a jury in Athens, he already knows what the likely verdict will be.

    Socrates final logos describes the cosmic order in terms of the god Kronos and his sons Zeus (a god of the sky, the air), Poseidon (a god of the earth and the sea), and Pluto or Hades (a god of the underworld). The “underworld” of Ranasinghe’s title refers to Hades, and the actual underworld Socrates is “in” is the city, the Cave of the Republic and specifically the city of Athens; in each of these three underworlds, the “denizens have ‘no-idea’ (a-eidos) of who they are, but see and know themselves only as shadows,” manipulated by “orators, poets, and politicians” (149). Although Zeus is the god of the sky, he is not the sky itself. “The mysterious distinction between the sky and the gods is better understood when we take the sky to represent a realm of eternal unchanging ideas to which even the gods are subject; this issue was notably examined in the Euthyphro—where the virtues are recognized by the gods and cannot be whatever the arbitrary deities happen to fancy. The further implication of this is that the gods themselves are but time-bound representatives of the Platonic forms or ideas” (150).

    Similarly, human beings come from the earth, but are not the earth. They are down-to-earth political animals, but also capable of navigating by the stars in the sky. Socrates, the messenger who mediates between sky and earth, gods and men, is guiltless of the charge the Athenians bring against him, the charge of impiety. He did not introduce “strange deities” to replace the gods of Homer; “rather, he is upholding the higher timeless principles that the sky represents in his model of the four-fold [cosmos]” (151). In the Gorgias he “provides a logos of psychic interiority to support its after-worldly mythos (152). In so doing, he would replace the warrior-gods of Homer (who have misled Athenians into believing they can fight the Peloponnesian War as if they were Achilles and Odysseus at Troy) while resisting the blandishments of Dionysus, “the demi-god of drunken democracy” (158), at whose shrine ambitious young Athenians like Callicles are inclined to burn the candles of their souls. “Socrates overthrows the blood-stained Olympian tyrant and replaces him with a regime of virtue” (156), a regime strong enough to resist the insurgent Dionysians, as well.

    The Socratic regime or “way of life” rests on five tenets: “fear doing injustice more than suffering it”; “value being good in private and public over seeming good”; “see that goodness comes first with just punishment next”; “flee all flattery”; “take care that rhetoric should be used only to serve justice” (160). The “true political art” or statecraft founds this new regime of the soul’s self-knowledge, against the bad regime of a soul corrupted by those who “pander pleasure and pain” (161). In the larger realm of city politics, Athens must “disgorge her vast imperial acquisitions,” the winnings “of the grandiose imperialism of Cimon and Pericles” (161). “The future of the School of Hellas must be found in thought rather than deed,” as “the torch of Prometheus is passed from Pericles to Plato,” from whom it will eventually “blaze open a path that will carry the imperishable logos from Jerusalem, through the Hellenized World, all the way to Rome” (161). Ranasinghe thus modestly points the reader toward his own Catholicism, often held to combine Athens and Jerusalem, reason and revelation.

    In his epilogue, Ranasinghe recalls Gorgias’ “triple denial of Truth’s existence, its know-ability, and its speak-ability” (162). Socrates rejects both Gorgias’ claims about nature and (consequently) his “way out of the abyss by persuasive manipulation of democratic opinion” (162). “Like the Gorgon’s head, seductive sophistry has the power to kill souls by placing them in a this-worldly Hades” (162). Socratic dialectic liberates souls from this cave or underworld. “Since Christianity has altered Socrates’ model by externalizing good and evil and placing the complementary concepts of an omnipotent merciful God and original sin, like a good and bad angel, on either side of us, the resultant synthesis is unequal to the task of confronting the problem of evil unless the soul’s power to choose between good and evil is taken very seriously” (163). One does so by seeing the parallel between the natural order of the soul and the order of nature itself, the homology of man and cosmos which the daimon/philosopher can show us by his dialectical arguments. “Socrates suggests that it is within the power of the human soul to deliberate well and prudently when confronted with the many dyadic categories (freedom and necessity, good and evil, nobility and vice) that operate on it” (164). Socrates proved this to be possible by living the philosophic way of life, embodying the self-knowing, soul-ordering regime of philosophy.  Contra Machiavelli, who teaches that men must learn not to be good in order to survive in a dangerous world, Socrates shows that “good humans do their polity a priceless service by constantly proving that virtue is immune to the false necessity of vice” (167). Such humans can be true friends, and true friendships strengthen the political community. “Socrates’ inspiring example suggests that true happiness is gained neither through ‘spinning’ vain fabrications in the void nor by being envied in the cave-like abyss of non-being”; eudaimonia can only be earned by using the `enduring power’ of the human soul to participate in the beauty of the cosmos” (168).

    In considering the interpretations of Devon Stauffer and Nalin Ranasinghe, one sees that both scholars recover the Socratic understanding of the philosopher as a man of both intellectual and moral virtue. Stauffer emphasizes Socrates’ efforts at reforming rhetoric, at teaching Gorgias how his art might be put to better use if it observed the virtues of justice and moderation. Ranasinghe pays more attention to Socrates’ use and understanding of Greek myths as a way of showing the connection between the distinctive feature of human nature, logos, and the larger nature or cosmos which our logos perceives and attempts to describe. In rightly delineating the limits nature sets on human beings, the philosopher’s way of life finds its home in the cosmos. But this ‘cosmopolitanism’ respects the political order that human speech and reason also generate, by arts that can do a better job of aligning that order with nature than sophists and rhetoricians have been inclined to do, then and now. Both of these studies prove to be good companions in the sociable, political philosophy Socrates inaugurated.

     

     

     

     

     

     

     

     

     

    Filed Under: Philosophers

    American Foreign Policy Today

    August 13, 2016 by Will Morrisey

    This is the second of two lectures first delivered at Hillsdale College in the spring of 2016.

     

    By the time George Washington published his Farewell Address in September 1796, the United States had added three new states to the Union: Vermont, Kentucky, and Tennessee. James Madison’s “extended republic” had begun to push west, adding to its strategic depth. And of course the substantial Northwest Territory was waiting to be populated. Out of it would come the states of Indiana (1800), Ohio (1803), Illinois (1818) and, a generation later, Michigan (1837) and Wisconsin (1848). Washington knew some of this land quite well, having surveyed and purchased some Ohio property before the Revolutionary War. A major domestic and foreign-policy objective takes up the first half of his Address, namely, the political union of the United States, which he calls “the main pillar in the edifice of your real independence,” providing tranquility at home and peace abroad—the foundation of Americans’ safety, prosperity, and liberty. The Union provides safety by making the United States more formidable to would-be invaders; it provides prosperity be establishing a large free-trade zone; and it provides liberty because it obviates the need for “those overgrown military establishments” which “are to be regarded as particularly hostile to Republican liberty.” A broken-up North America would feature a collection of small and medium-sized sovereign states suspicious of one another, armed against one another, and to the extent armed prey to military coups d’état. No mere alliance among such states could substitute for their constitutional union, Washington argues. Indeed, disunion or faction is by itself “a frightful Despotism,” quite apart from the threat of military oligarchy to republican liberty.

    In terms of the first two considerations I mentioned in the previous lecture, Washington addresses the need for a unified, modern federal state as the means to a stable, republican regime—both at the service of securing Americans’ natural rights to life, liberty, and the pursuit of happiness.

    The second half of the Address, now the most celebrated portion, addresses geopolitics. Unlike so-called foreign-policy ‘realists,’ Washington regards geopolitics as no less a realm to be governed by moral standards as domestic politics. In fact he regards what academic and journalistic commentators now call ‘idealism’ and ‘realism’ as indispensably linked, not contradictory.

    Americans should, he writes, “observe good faith and justice to all nations while cultivating peace and harmony with all.” As we’ve seen, this policy had governed his dealings with the Cherokee, and it had also governed his policy of neutrality respecting the wars attendant upon the French Revolution. During those wars, the French ambassador to the United States, Edmond Genêt, had attempted to whip up sentiment for American intervention on behalf of his country. On the contrary, Washington says, we should adhere to neutrality because “religion and morality enjoin” it, and prudence does, too. In sharp contrast to the advice of Machiavelli, who contended that a prince must learn “how not to be good,” Washington’s anti-monarchic, non-‘princely’ republican foreign policy rested on the claim that it’s smarter to cultivate virtue than virtù.

    But how to bring this general set of rules into action?

    The centerpiece of Washington’s advice to his countrymen is to avoid “permanent, inveterate antipathies” toward and “passionate attachments” to any particular nation. In the 1790s, with memories of the Revolutionary War still vivid, Americans understandably inclined toward antipathy toward Great Britain—our “unnatural Mother,” as one patriot described her—and leaned toward sentimental attachment to our ally, France, without whose naval intervention the war would have dragged on for years longer. But a policy, a plan of action derived rationally from the politics of the national community (its regime, its state, its geography), must avoid such impassioned, unreasoning sentiments. Passions are slavish, not self-governing, in the soul of a creature capable of reason. Specifically, permanent antipathies and attachments—hostility or alliance unrelated to changing circumstances—will produce bad economic and political consequences, weakening our security in the enjoyment of our natural rights.

    With respect to political economy, such antipathies and attachments put our trade at a disadvantage. If we favor one nation for reasons of sentiment alone over another, we will lose the value of the free market, wherein foreign nations compete for our market— a large and expanding market, given the westward march of Americans that had already begun, a march made possible by vigorous population growth. Politically, they open us to foreign influences—the likes of Genêt—which exacerbate our own internal factions and thus threaten the Union.

    Therefore, Washington argues, “The great rule of conduct for us, in regard to foreign nation is in extending our commercial relations, but to have with them as little political connection as possible.” He is thinking particularly of Europe, which “has a set of primary interests, which to us have no, or very remote relation. Hence she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence therefore it must be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships, or enmities.” Fortunately, we are “detached and distant” from Europe; our geographical position across the Atlantic Ocean affords us the capacity to “choose peace or war, as our interest guided by justice shall counsel.” That is, under ordinary circumstances we will stay out, although there may be extraordinary circumstances—presumably, a situation directly affecting our safety and happiness—in which we might intervene.

    Washington isn’t an ‘isolationist,’ opposed to all alliances, much less a pacifist, opposed to all war; he had not suddenly become ashamed of his status as a war hero and Commander in Chief of the United States armed forces. He rather opposed alliances committing us to war in advance and thus, as he puts it, “entangle war, peace and prosperity” with European ambitions and interests. Two decades later, Washington’s former protégé James Monroe and Monroe’s Secretary of State, John Quincy Adams, would formulate the Monroe Doctrine, intending to limit the expansion of Old-World empires of monarchy and aristocracy in the New World, where the Empire of Liberty was beginning to see republican regimes—friendly regimes—replacing Spanish imperial rule.

    Beyond Europe, and regarding the foreign world generally, we should also “steer clear of permanent alliances” and “safely trust to temporary alliances for extraordinary emergencies.” A good example of this policy was the war against the three Barbary States—Morocco, Algiers, and Tripoli—which sponsored piracy against our Mediterranean shipping. The Jefferson and Madison administrations fought those states in the early 1800s, and rightly so, by Washington’s standards. The Barbary States were attacking the commercial interests of the American commercial republic, specifically defying the principle of free commercial traffic on the open seas. Similarly, the War of 1812—the first of the five declared wars we’ve fought under the 1787 Constitution—was fought in defense of the principle, “Free ships, free goods, free men.”

    Washington concluded his address by explaining, “With me, a predominant motive has been to endeavor to gain time to our country to settle and mature its yet recent institutions, and to progress without interruption , to that degree of strength and consistency”—the political equivalent of moral character—”which is necessary to give it, humanly speaking, the command of its own fortunes.” Unlike Machiavelli, who claims that the prince can determine his own fortunes and those of his principality, Washington understands that the laws of nature and of nature’s God have a moral content, that foreign policy can issue in peaceful friendship and not a perpetual war of all against all.

    Washington’s policy of gaining time, extending the republican empire of liberty westward while avoiding major wars with great powers, governed American foreign policy for the next century. It isn’t at all clear how far west Washington himself would have wanted to go. For example, several decades later, the Whig Party tended to prefer not to go farther than the Mississippi River, whereas the Democrats—more favorable to the extension of slavery and also amenable to very substantial self-government by the states even at the expense of the coherence and indeed the perpetuation of the Union—optimistically pressed the nation ahead, through Texas and on to the Pacific Ocean. The resulting conflict over territorial expansion nearly split the Union, but by 1890, when we’d consolidated our Pacific claims and the frontier was judged to be ‘closed,’ we had some very substantial choices to make.

    As far back as 1787, in The Federalist, Alexander Hamilton had argued that oceans are as much highways as they are barriers; as a Caribbean-born transplant to New York, he knew that very well. By 1890, technology had made this much more so, with steam-powered vessels having replaced the old sailing ships and telegraphs making ‘messaging’ nearly instantaneous. These improved means of transportation and of communications had strengthened European empires; by Queen Victoria’s Diamond Jubilee in 1897, Britannia not only ruled the waves but about one-fourth of the land on earth and about one-fifth of its population, while France, Germany, Russia, Austria-Hungary, Turkey, and even Belgium had substantial holdings as well.

    Also as a result of these technological advances, rulers were beginning to reconceive the world as one ‘system’; our term ‘geopolitics’ was invented at this time. The leading naval strategist of geopolitics was the American, Alfred Thayer Mahan, among whose readers and correspondents numbered an ambitious and vigorous young American politician, Theodore Roosevelt. In the English-speaking world, the leading geopolitical writer who concentrated  his attention on land masses was Halford Mackinder. Whereas Mahan focused on the importance of controlling key oceanic chokepoints as indispensable to world commerce, Mackinder pointed to what he called “the World Island”—the giant land mass comprised by three interconnected continents: Asia, Europe, and Africa. Mackinder understood that if you lay a political map over the map of the World Island, you see that the central flashpoint for conflict in the twentieth century would be the large, flat European plain running from the Atlantic to the Urals; along this plain, the central region (the flashpoint within the flashpoint) is the space between Germany and Russia. World Wars I and II would in large measure be ‘about’ control of that Heartland of the World Island, and the Cold War would ‘freeze’ rival forces in that place, too, as NATO forces confronted those of the Warsaw Pact.

    Such a radically changed circumstances presented American strategists with a set of problems noticeably different from those seen by Washington and his successors. Would the strengthening empires block American trade? Would they once again threaten American shores, as they had not done since 1812? Further, having fought a devastating civil war, a war on our own territory, we were less likely than ever to want to fight a war on our own territory—especially given the increasingly devastating power of modern weapons and of the well-organized and trained mass armies raised by modern states. We needed to re-think the question of strategic depth, a question we thought we’d answered in turning the middle part of North America into an empire of liberty. And we also needed to re-think our policies regarding international commerce.

    American strategists proposed several choice. The first, advocated by German immigrant and old Republican Party ally of Abraham Lincoln, Carl Schurz, was simply to continue the Washington policy: to reject not only empire beyond our own continent (“overseas empire,” as he called it) but even to reject any major strengthening of the military—this, on the traditional grounds that big military establishments threaten republican regimes and that a bigger navy would be a “dangerous plaything” in the hands of ambitious men. By far the most distinguished American statesman to carry this policy forward was Herbert Hoover, whose “magnum opus” (as he rightly called it), Freedom Betrayed, was published for the first time only a few years ago, after decades of suppression by the Hoover estate.

    The second, opposite, policy was advocated by the young Indiana Republican Senator Albert J. Beveridge, who called for a vast imperial project based upon the alleged superiority of the white race, a notion itself based upon the ‘race science’ that formed part of early Progressivism. The most famous of Beveridge’s speeches remains “The March of the Flag,” delivered at a Republican Party convention in Indiana. In it, Beveridge called for American conquest of the rest of the Americas and their incorporation into the United States—not, to be sure, as equal states but as colonial territories. Such an expression of racial superiority fit right into the Progressivism of the day, and Beveridge might be described as the most vocal representative of the militarist wing of the movement, which ranged from the militarism of Beveridge to the pacifism of Jane Addams.

    Two in-between policies also emerged, and from them flow the American versions of foreign-policy ‘realism’ and foreign-policy ‘idealism.’ Heading the realist camp was TR, who advocated the use of a greatly-expanded navy, which he eventually succeeded in obtaining, and peacetime military conscription for the army, which he hinted at but never formally proposed. These forces, but especially the navy, would be used not so much for imperial expansion but for obtaining naval bases throughout the world, usually but not always with the consent of foreign governments. These bases would counterbalance the much more expensive (and, as it turned out, untenable) imperialism of the Europeans.

    To reinforce America’s opposition to European imperialism in the New World, Roosevelt also propounded his well-known “Corollary” to the Monroe Doctrine, stipulating an American right to intervene in Latin American countries if they fell down on their debt payments to European nations. Such refusal to repay loans, if they became “chronic,” invited European military intervention into the Western Hemisphere—which the original Monroe Doctrine was intended to discourage. If looked at from this perspective, TR’s foreign policy becomes quite coherent: drive the weakened Spanish imperialists out of the Caribbean and the Philippines, avoiding the acquisition of such countries by other empires (especially the Brits and the Germans) while eventually spurring the newly-acquired countries to govern themselves. The policy deploys the old Washingtonian policy of regime change to obviate any need to (quite implausibly) make them into U. S. states while also avoiding their (un-American) use as permanent colonies of our own. Add the Panama Canal, linking the Atlantic and Pacific oceans for both trading and military purposes, and you see that TR aimed at recovering America’s strategic depth under new circumstances.

    As an aside, I should mention that Roosevelt’s ‘realism’ differed sharply from the academic schools of foreign-policy ‘realism,’ seen (for example) in the writings of the late Hans J. Morgenthau. Academic realism focuses entirely on economic, military, and political ‘power relations’ among states; as such, it is amoral. TR on the contrary was nothing if not a moralist. His geopolitical calculations aimed at the promotion of what he described in one essays as “realizable ideals”—policies that were informed by such general moral principles as honesty and human rights, but which were at the same time practicable. Up to and including his years in the presidency, TR did not assume that the realization of such ideals could be complete, nor did he assume that something called ‘History’ would inexorably deliver them. Statecraft depended upon “fearing God and taking your own part,” to cite one of his many book-titles.

    The other policy, advanced most conspicuously by TR’s great rival, Woodrow Wilson, has come to be called ‘liberal internationalism.’ Wilson’s phrase, “The League of Nations,” comes from the famous essay “Perpetual Peace,” published by the German philosopher, Immanuel Kant, in 1795. Someday, Kant predicts, the European system of sovereign states, solemnized by the 1648 Treaty of Westphalia, will break down as the result of a cataclysmic war. All the major powers will exhaust themselves. Seeing the error of their ways, they will form a League of Nations to prevent any future wars. Wilson evidently saw in the Great War exactly this Kantian apocalypse. As the war dragged on, he proposed what he originally called a “League to Enforce Peace,” which was actually more descriptive than “League of Nations,” inasmuch as the League did in fact commit its members to intervention —diplomatic at first, but military if needed—to stop cross-border wars and to punish “aggressors.” What Wilson called “the organized major force of mankind” would be rapidly mobilized to prevent another world war, making this one (he hoped) a “war to end war.” Although the United States Senate refused to ratify the treaty that would have brought us into the League, President Franklin Roosevelt’s subsequent plan for the United Nations amounts to essentially the same thing. That is, instead of avoiding “entangling alliances” in order to avoid unnecessary wars, the United States would involve itself in a sort of comprehensive entanglement in the hope of preventing small wars from becoming world wars.

    Why did Wilson suppose that this would be feasible rather than exhausting? He does not say. But given his confidence in historical progress, my guess is that he believed that human nature was getting the aggression bred out of it, that ‘History’ was ‘moving on’—progressing—beyond war-consciousness and towards peace-consciousness. That is, liberal internationalism in its more buoyant forms may depend on the belief that peace can be made permanent because human nature isn’t, because we are near ‘the end of History.’ Wilson’s ideals, always more ambitious than those of TR, seemed realizable to him because ‘History’ was on his side. For a League of Nations really to enforce peace around the world, wars would need to become not only small but rare.

    With these innovations—some consistent with American principles, some not—we see clearly the elements of American foreign policy today. The undermining of European imperialism continued, as the Austro-Hungarian and Ottoman empires collapsed in the First World War; the German Empire went down, too, then reconstituted itself before collapsing again in the Second World War; the British and French empires were the next to go, critically weakened during that same war;  the Russians expanded, then lost their empire at the end of the Cold War. The United States had a hand in hastening the demise of each of these empires. Although one piece of TR’s policy—routine intervention in Latin American affairs—was bridled, the centerpiece of that policy—a network of naval bases supporting an extensive fleet (later supplemented with air forces) endures to this day. I am not sure that Alexander Hamilton would have disapproved and, given the Jeffersonian/Madisonian defense of U. S. shipping in the Mediterranean even the old Democratic Party might have hesitated to condemn it under contemporary conditions.

    On the other hand, liberal internationalism would have been viewed by the Founders with much more suspicion. Such a strong and continuous requirement to intervene may strike one—as it did indeed strike the majority of U. S. senators during the League of Nations treaty debate—as a weakening of American sovereignty. Since the end of the Cold War, every president and Congress have been forced to choose the places in which we intervene, although the principles of liberal intervention open the possibility of such intervention in any instance of cross-border aggression. But what liberal internationalist principles do is to bias the debate in favor of economic, military, and diplomatic intervention, thereby distracting statesmen from their more fundamental task of defending the self-government of the United States.

    In terms of our self-government, the U. S. Constitution has also seen a subtle but profound alteration, at least in the way it is interpreted or perhaps misinterpreted by the Supreme Court. The pivotal case here was U. S. v. Curtiss-Wright Export Corporation. In this case, decided in 1936, the Court opined that, first, foreign policy is preeminently the domain of the executive and, second, that the necessary and proper clause applies only to domestic matters and not to foreign policy. This gave President Roosevelt and subsequent presidents very great discretionary powers indeed—powers they have at times not hesitated to exercise. Now, once again, it should be noticed that in the case of war a president has always had the right and in fact the duty, as Commander in Chief, to take immediate action against enemy attack without a declaration of war by Congress. Of the roughly 200 wars the United States has fought since the ratification of the Constitution, only five were formally declared.

    But the decision in Curtiss-Wright had nothing to do with U. S. military action. It authorized the president to embargo two Latin American countries that were at war. While Congress continues to exercise the power of the purse, and thus can shut down presidential ventures in foreign policy in due course, ‘due course’ may take a lot of time. In both foreign and domestic policy, the new constitutional dispensation under the aegis of Progressivism and its several variants (New Deal-ism, Great Society-ism, and so on) have inclined toward the practice of generous transfers of authority to the executive branch—whether to the executive branch proper, that is, the White House, or to the administrative agencies, which have become a sort of fourth branch of government. That is, we have moved some distance from a regime of democratic republicanism, and from a federal state, toward a centralized state governed by a mixed regime featuring an executive who enjoys quasi-monarchic powers in foreign policy and an administrative elite or ‘meritocracy’ which reminds one a bit of Old-World aristocracy, absent the blue blood. The Founders would be less than pleased about all of that.

    As to Washington’s policy prescriptions, we have mostly avoided permanent, impassioned attachments or antipathies toward any nation, although our ‘special relationships’ with Canada, the United Kingdom, and Israel have become partial exceptions to that rule. These partnerships are far less worrisome than they would have been in the 1790s, given the similarity of the regimes involved and also given American power, which far exceeds that of any of the countries in question. And of course all of these countries continue to serve our strategic interests. Washington’s policy of avoiding all but necessary political relations has been violated or upheld, depending on whether you regard the United Nations, the North Atlantic Alliance, SEATO, and other such organizations as necessary to the defense of American rights. The Founders would have examined each of these alliances carefully, probably regarding the United Nations as the most dubious.

    And finally, on the matter of immigration—unmentioned by Washington in his Address but of great interest to the Founders generally from the Declaration of Independence on—the questions remains as it was: Who do we want as fellow-citizens in our shared enterprise of self-government under the laws of nature and of nature’s God? We have usually wanted immigrants, as the Declaration makes clear. At that time, we wanted Europeans because Europeans were understood to be civilized, ready for self-government, to a degree that most likely immigrants from other countries were not. This no longer holds, to the degree that it did. But we are unquestionably entitled to control our borders, to enforce the laws that the representatives of “We the People” as sovereigns have enacted, and to be the final judges of the criteria for citizenship. Insofar as we depart from those principles, the Founders would once again demur.

    Filed Under: American Politics

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