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    Liberalism and Statism in America

    October 1, 2019 by Will Morrisey

    Arthur A. Ekirch, Jr.: The Decline of American Liberalism. New York: Atheneum, 1969 [1955].

     

    By ‘liberalism,’ Ekirch means not progressivism—which defines individual liberty as the right to thoughts and actions deemed legal within, and by, a substantial administrative state—but as an attempt “to limit the authority of both church and state, and to protect certain fundamental individual rights from interference by governing power.” These rights include individual and political rights to self-government: for the individual, freedom of conscience and property; for a nation, independence or self-determination. Liberalism does not mean democracy, inasmuch as majority rule might repress these rights, nor does it mean “philosophical anarchism,” as a liberal might well advocate republicanism or representative government. Liberalism endorsed “the idea of a universe governed by natural laws” and the corollary “faith in human reason and in the ability of the educated individual to understand the laws of nature and guide himself accordingly.” This inclines liberals to accept ‘religion within the limits of reason,’ that is, religious conduct that does not impinge the natural duties and rights of the believer or of anyone else. The original liberals  limited the powers of the state, inasmuch as “arbitrary state regulations not only interfered with the operation of natural laws, but also curbed the natural rights of the individual,” as established by natural laws. “Political economy was a science devoted to the discovery and better understanding of natural laws” as they pertain to the natural human inclination to truck and to barter. “The state was limited in its scope of operations to the preservation and protection of the natural rights of its citizens,” as the Declaration of Independence does indeed declare. Liberals intend all of this to advance “the perfectibility of mankind,” not in any grand, utopian sense but in the sense of giving human beings the best practicable chance to realize their natures, as individuals and as political societies.

    Ekirch won his most enduring support among libertarians or, as they came to call themselves, “classical liberals.” As a conscientious objector during World War II who worked as a self-described “political prisoner” in government-assigned civilian occupations for the duration of that conflict, he turned to the study of intellectual history in an attempt better to understand how such things could have happened with the enthusiastic support not only of government officials but of the American people. He received his doctoral degree in history (studying under Merle Conti), and published The Decline of American Liberalism in the aftermath not only of the war but of the Army-McCarthy hearings in the United States Senate, an investigation in which one formidable part of America’s central-state apparatus faced off against an elected representative deploying methods that did little to advance the cause of civil liberties. In a preface to the book’s second edition, published fifteen years later, Ekirch insists that “individual freedom continues to be threatened by the forces of nationalism and war—and the resultant concentration of ever greater powers in the institutions of the modern stat and its corporate adjuncts.” The newer, ‘progressive’ liberalism “becomes more and more identified with the mass or the group and with the rights and privileges associated with large-scale organizations and their aggregation of private or public power.” Progressives argue that “if certain traditional individual rights are lost in the process, compensation… will come in the form of new privileges offered by the modern welfare state.” Perhaps so, Ekirch concedes, but “what the government grants it can also withdraw.” Hence “what were considered natural rights at the time of the Declaration of Independence proceeds apace.” And “something of real value has been lost” in a political order in which wiretapping, government secrecy, and travel restrictions have become routine. It is true that there has been one substantial victory for liberty since 1955: civil rights for African-Americans. But even these are limited, since American blacks remain subject to the same legal obligations as whites, such as conscription.

    Under such conditions, “I do not think many of the traditional freedoms will remain in any effective sense. Instead of fundamental liberties we will have privileges granted or taken away as the occasion permits.” This will be the culmination of a “gradual and cumulative” erosion of American liberties, an erosion made possible by a sort of deception: “What frequently passes for liberalism today is too often an opportunistic philosophy which, by its extreme relativist definition of terms, effectively conceals the disintegration of the liberal tradition.” Progressives have used a philosophic doctrine, historical relativism, to undermine a natural-rights doctrine, liberalism. And as a historian, Ekirch seeks to expose the ‘use and abuse of history’ for that erosive purpose.

    Ekirch thus earns credit as one of the earliest scholars to identify the historicist, specifically Hegelian, source of liberal anti-liberalism. In the nineteenth century, he observes, economic nationalism and imperialism amounted to the thin end of the wedge that pried loose the forces of “the totalitarian nationalisms” (and internationalisms?) “of the twentieth century.” “Plans for state education and social security were advanced side by side with the conscription of individuals for military service,” especially in Bismarck’s Prussia but also in England. “During these years certain English intellectuals became admirers of Bismarck’s state socialism, while Hegel, according to the French historian Halévy, had more avowed followers in Britain than in Germany.” Limited government under the rule of law seemed much too slow and inefficient to ardent reformers, who “were prepared to welcome a coming era of strong executive administration.” By 1900, English liberals were caught between “two extremes”: ‘Left’ demands for social legislation and economic reforms; ‘Right’ demands for protective tariffs to finance a bigger navy, defending the empire for formidable rivals—very much including Wilhelmine Germany, successfully united by Bismarck and the first Wilhelm and now ruled by Wilhelm’s unruly son in association with military aristocrats. Under Liberal Party leader Lloyd George, “Liberals gave up their individualism and instead turned to new taxes”; the First World War would “wreck the Liberal party and fatally undermine English liberalism.” This would serve not as a warning to Americans but as a model. By the 1912 election, the forlorn sitting president, William Howard Taft, would come in a distant third to progressives Woodrow Wilson and Theodore Roosevelt.

    America had been settled by men and women “fleeing absolutism.” Such persons were welcome to go, as far as the European regimes of absolute monarchy were concerned. Except for slaves and indentured servant, American colonists were substantially free if not civilly and socially equal; even slaves and servants were intended for liberty, subjects of “educating and Christianizing” preparation “for eventual freedom.” Whether Deists or evangelical Christians, Americans affirmed “the importance of the individual in religion and his emancipation from older and more conservative”—read ‘hierarchical’ or ‘authoritarian’—”forms of worship.”

    In philosophy, Americans turned away from Calvinist determinism and toward John Locke’s view (as Ekirch not-so-accurately depicts it) of a “plastic theory of human nature” whereby “man’s nature was subject to change and that reform could be achieved through an improvement of the environment.” This confuses Locke theory of the human mind as a tabula rasa with his much less “plastic” account of human passions, which Locke considered both innate and selfish. It would be better to say that Locke comes down somewhere between Calvin and Rousseau. But he does indeed reject the assumption that subjects must never rise up to make citizens out of themselves, forthrightly asserting a right to revolution unseen in his liberal philosophic predecessor, Thomas Hobbes.

    “The American Revolution was an event of transcendent importance in the history of the liberal tradition,” asserting self-government on the basis of the natural rights of individuals. “Better than any other single document, the Declaration of Independence stated the liberal political philosophy on which the ideology of the Revolution was based,” and did so in the “mild and dignified” language of Thomas Jefferson’s syllogism, which “argued the cause of revolution in a rational and restrained manner.” Showing that the imperial state and monarchic regime of Great Britain waged war against them, not the other way around, the revolutionaries did not so much as call Americans to arms (as the French would do, later) but “appealed to world opinion to recognize the justice and merits of the American position.” This resulted in a commercial republic governed initially and only in part by General Washington, not a military republic followed by a military despotism ruled by General Bonaparte.

    Ekirch imagines that most of the Founders “probably thought in terms of freedom and equality only for those already free or of freedom for political man as he existed in the eighteenth century.” In this dubious assumption he anticipates the ‘Left’ criticisms of the Declaration and the Constitution familiar today. But unlike these latter-day polemicists, he observes that “the question… was at least left open,” and even if (for example) “only a quarter of the adult male population was able to vote,” this “moderate concession to popular rule was regarded as a real advance toward democracy,” given the political conditions prevailing everywhere else in the world at that time. Even during the Revolutionary War itself, “many Americans, despite the state of hostilities, were able to carry on their normal peacetime interests and pursuits.”

    It should be added that many were not: Loyalists eventually were driven out and their property confiscated—an omission that tells on Ekirch’s argument very quickly. He calls the Constitution produced by the 1789 Constitution convention the product of “conservative reaction.” But of course the real ‘conservatives’ had been driven out; the politics of throne and altar, even in its mild, unwritten-constitution British form, no longer had any real partisans in America. What Ekirch calls “the shift in thought in the period between the Declaration of Independence and the adoption of the Constitution” could not have been a fundamental shift, as there was no one among the Framers who denied the natural right to liberty. To appropriate the formulation of an early American progressive, it wasn’t that progressives wanted to use Hamiltonian means for Jeffersonian ends (in fact, as Ekirch rightly observed, progressive ends weren’t Jeffersonian at all, and their means weren’t simply Hamiltonian). Rather, Hamilton wanted to use Hamiltonian means for Jeffersonian ends, that is, to use government to secure natural rights, rights he never failed to endorse in The Federalist and on every other relevant occasion. A stronger federal government, the national bank, the protective tariff, and internal improvements were all so intended. The quarrel with Jefferson and his followers centered on whether such means advanced or instead threatened the agreed-upon end.

    As Ekirch remarks, following Henry Adams, by the beginning of the next century “the defeated Federalists… had the grim satisfaction of seeing their Jeffersonian opponents embrace many of the same consolidating principles”—more accurately, means—”that they had earlier bitterly denied.” Jefferson’s “liberalism and radicalism fell mainly within the periods when he was not holding an administrative public office.” Just so, and rightly so, one might comment, as the president “came to grips with the heart of the liberal’s dilemma,” namely, “there was danger that any government entrusted with authority would degenerate into one of force and tyranny,” and yet governmental authority must have recourse to force, if not tyranny, if it is to govern those persons, foreign and domestic, that seek to ruin it and the liberalism animating it. This is tantamount to admitting what should be obvious: liberalism needs a political regime to instantiate its philosophic and religious principles. Loyalists, ‘Tories,’ monarchists, eventually fascists and communists likely will not go quietly; their liberties, even at times their lives, may well be violated by the elected representatives of the people in a liberal regime in defense of the lives and liberties of the citizens of that regime. Ekirch wants to warn that in such efforts of self-defense, liberals may encroach upon their own liberal principles by altering their liberal practices, and so they may. But that is not to say that the Founding-era liberals, whether Federalist or Anti-Federalist, later Hamiltonian or Jeffersonian, truly ‘anticipated’ or paved the way for the administrative state. They made such a state possible only in the sense that they did in fact preserve a state in America, the federal union that served as part of the centerpiece of American political controversy, along with slavery and the increasingly anti-republican, oligarchic regimes of the Southern states, from Washington to Lincoln.

    And so, for example, Jefferson’s Louisiana Purchase was indeed an extra-Constitutional move but, as Jefferson wrote at the time, control of the Mississippi River was geopolitically and economically indispensable to the safety and prosperity of Americans. Such vagaries were not merely “related to the fatal dilemma posed by the long drawn-out war in Europe,” but a recognition that what Jefferson called the Empire of Liberty was indeed imperial, that is, a form of rule exercised over a territory that ought to be configured in such a way as to secure the natural rights of the citizens of the American regime. The question in such circumstances will always be a matter of prudential not theoretical reasoning, of means to an end. Citizens will need to remain vigilant in those circumstances, but it is when the end changes that they may need to reach for their muskets.

    One of Ekirch’s merits is that he does see this, intermittently. “In contrast to a policy of economic nationalism which [Jeffersonian] Republicans had proposed after the War of 1812, the Jacksonians revived in realistic and practical fashion much of the old Jeffersonian individualist philosophy.” Less “optimistic than the Jeffersonian apostles of the Enlightenment had been about the nature of man and the possibility of his achieving Utopia,” the Jacksonians accepted industrialism and forged an alliance between urban workers and farmers—”a program for the lower middle class, or the plain people” which guarded their rights, including their liberty to be capitalists. Jacksonians frowned on internal improvements sponsored by the federal government, but they didn’t try to stop the states from undertaking them, and they did. “Economic liberalism of an agrarian, laissez-faire nature was as much a part of the states’ policies as it was of the national government’s from the 1830s until the Civil War,” always with the vicious exceptions of mistreatment of slaves and Indians. In fact, Ekirch underestimates the Jackson Administration’s Indian policy, taking the now-exploded view that the president intended the removal of the Five Civilized Tribes from Georgia as an attack on their rights rather than as a (botched, catastrophic) attempt to protect them from the Georgians. Ekirch returns to firmer ground in observing that western expansion, including the Mexican War, amounted to a sort of “agricultural imperialism” that “linked democracy to expansionism” (as later seen in Senator Stephen Douglas’s unbridled version of popular sovereignty) that made the Civil War “possible.” What it really did was to make the Civil War even more likely, although a regime-based analysis of the Southern states would indicate that such a war was quite possible with or without expansion, since the Northern republicanism and Southern oligarchy didn’t really ‘mix.’

    Slavery was “the greatest single factor in the decline of nineteenth-century American liberalism.” Ekirch gives the standard economics-based account of Southerners’ newly ardent defense of slavery—the industrial revolution in general, the cotton gin in particular—but also gives prominence to decline in “the older faith of the Enlightenment in the natural rights of man,” bringing on attacks on “the philosophy of the Declaration of Independence with its assertion of the equality and natural rights of man.” Even in the North, segregation of the races increased, and the proposal to emancipate and resettle blacks in Africa replaced the earlier intention to educate and Christianize them. Nat Turner’s armed revolt in Virginia spurred anxieties; as Southern prejudices hardened, the small but vocal Abolitionist movement contributed to the climate of polarization which led to civil war. Although Ekirch cites Calhoun and James Fitzhugh as critics of the Founders’ principles, he makes no attempt to link their opinions to the historicist doctrines he cited previously.

    The “incompatibility of war and liberalism becomes even more true in the case of a vast internal conflict such as the American Civil War.” He cites President Lincoln’s assumption of such extraconstitutional powers as troop call-ups and suspension of habeas corpus without Congressional approval, and conscription (initiated by the Confederacy, but enacted by Lincoln soon afterward). He also objects to the expansion of military training, which continued after the war, along with the pensions granted to Union military veterans, whose lobbying organization, the Grand Army of the Potomac, also enabled “a host of ambitious Republican politicians” who “would be able to refight the Civil War in their election campaigns.” The need to pay for these postwar programs caused Republicans to turn the Whig Party’s policy of higher tariffs. “The downfall of the lost cause was not the real tragedy of the Civil War, for the South in its perfervid defense of slavery had long since ceased to be the champion of liberalism. The essential tragedy of the Civil War was rather the failure of free society in the North to follow up the liberal ends implied by its wartime goals of the preservation of the Union and the abolition of slavery” by inculcating a “new nationalism, involving a frank repudiation of a former American liberalism.” By this, Ekirch means first of all the failure and corruption of Reconstruction, which “encourage[ed] the freedman to believe that he was a privileged ward of the Federal government.” Second, Reconstruction gave full civil rights to freedmen immediately, before the needed period of civic education; Republicans wanted black votes in order “to stay in power” in the South. This, coupled with eventually successful Southern resistance to Reconstruction, set liberalism back.

    Once again, however, Ekirch misses the regime issue, writing that “it is difficult to escape the conclusion that the rights of all individuals and groups were regarded as inferior to the overriding demands of a victorious nationalism and statism.” What if Republicans needed to stay in power precisely because they —were republicans, politicians who intended to prevent the antebellum oligarchies of the Southern states from reconstituting themselves? While claiming that “the remnants of the older natural rights and state rights philosophies of government were now replaced by the new teachings of nationalism,” he fails to cite any examples of this, and, as Forrest Nabors has shown, the Radical Republicans consistently explained their policies in terms of natural rights and republican regime change, not nationalism. [1] If “the Reconstruction policy of the North, based on force and military occupation of the former Confederacy, was the opposite of liberal,” then why was the Revolutionary War not the opposite of liberal? Liberalism without a regime is only a theory, and a regime that will not enforce its principles will not survive.

    Nor is there much evidence that Republicans assumed that the United States Constitution was “a permanent contract”; Lincoln and others instead maintained that popular sovereignty was limited by natural rights and constitutional consent, the latter rejecting secession only as unconstitutional if the other parties to the contract did not consent. In the sentence immediately following his assertion that Unionists understood sovereignty to reside “in the people as a whole and not in the states or in the people of the separate states,” he claims that “northern writers on politics now located sovereignty in the Federal government.” But sovereignty can’t rest in the people and the government at the same time. It must be one or the other. He is right to remark the way in which such writers as Elisha Mulford replaced “John Locke and other philosophers of the natural rights and compact theories of government” with “Hegel and the German idealists, whose philosophy glorified the role of the state,” “following Hegel in giving the state the human characteristics of personality and conscience,” but Mulford was an academic, not a Radical Republican in the Reconstruction-era Congress.

    Ekirch notes the tendency of the renewed Southern oligarchy, led by the “Redeemers,” as they were called, to brandish state rights with one hand while holding out the other for protective tariffs and internal improvements, a habit which would persist into the 1930s Tennessee Valley Authority projects and beyond. In the North, civil service reformers urged the replacement of party-selected bureaucrats with professionals: “Generally overlooked, however, in the American enthusiasm for civil service reform, were those few individuals [E. L. Godkin among them] who complained that a class of Federal officeholders, guaranteed permanent tenure, might become an insolent aristocracy comparable to the bureaucracies of the Old World.” In addition, the Homestead Act, intended to help small farmers settle the West, was mis-crafted, enabling speculators to purchase large tracts for development by large railroad corporations and forcing “authentic homesteaders” further west. With the exception of Henry George, whose agrarianism recalled Jeffersonian individualism and agrarianism, “doctrines of laissez-faire and of the limited state were being twisted and distorted from their original meaning,” toward the defense of corporations re-defined as ‘persons,’ even as the nation-state increasingly was re-defined. The Supreme Court now extended the due-process clause of the Fourteenth Amendment to corporate ‘persons,’ and such Congressional enactments as the Interstate Commerce Act of 1887 and the Antitrust Act of 1890 (which “actually encouraged monopoly in the new form of the holding company”) extended governmental centralization, establishing nonpartisan regulatory bodies “with quasi-judicial authority”—effectively the beginnings of a new branch of government. Indeed, the political struggles of subsequent decades featured corporate ‘persons’ against the ‘person’ of the national state, with real persons, individuals with natural rights, left behind as spectators, diminished as citizens.

    “The abandonment of liberalism was to be made explicit in the 1900s, when the reformers adopted the name Progressives and accepted much more than the liberals or Populists a frank nationalism and centralization under the aegis of the Federal government.” Although usually animated by an intention to curb corporate abuses, Progressives established federal bureaucracies that the corporate oligarchs often captured. As corporation attorney Richard Olney shrewdly argued, respecting the Interstate Commerce Commission, “the older such a commission gets to be, the more inclined it will be found to take the business and railroad view of things.” Therefore, “the part of wisdom is not to destroy the Commission, but to utilize it.” Progressivism, Ekirch remarks, drily, was “not primarily a liberal movement,” but “was based on a new philosophy, partly borrowed from Europe, which emphasized collective action through the instrumentality of government”; in Wisconsin, where “German influences were powerful,” the famous reforms of Robert La Follette rested squarely on his “great admiration for the social legislation of the German states.” For his part, University of Wisconsin president Charles R. Van Hise maintained that “The United States cannot successfully compete in the world’s markets without large industrial units,” which therefore deserved federal-government protection along with regulation—an arrangement corporate executives found not entirely uncongenial. “American reformers and scholars” had turned “to Bismarck’s Germany and to the Fabian Socialists in England as models for their political and economic theories.” Reformers even redefined the Social Darwinism of Herbert Spencer (itself ontologically identical, if economically opposite, to Progressivism) as a call not for competition but cooperation and social control: “governments and reform agencies, the progressives believed, could help reshape the environment to meet the needs of individuals or of the species. Darwinian evolution, expressed in social terms, became reformism”—a democratized, materialist Hegelianism sometimes calling itself ‘pragmatism,’ as in the writings of John Dewey. [2]

    Ekirch depicts the nationalist side of Progressivism less convincingly, amalgamating the military preparedness doctrine of Theodore Roosevelt with the imperialism of Senator Albert J. Beveridge—”big navy and dollar diplomacy” men. That they were, but Beveridge was a real imperialist who advocated the military conquest and colonial rule of Latin America, whereas Roosevelt wanted no part of real imperialism, preferring to extend the American defensive perimeter by establishing naval bases located at geopolitical chokepoints around the world, typically with the consent of the local government (although admittedly defining ‘consent’ rather loosely, in some cases). Ekirch also badly misreads the Progressive internationalism of Woodrow Wilson—quite distinct from either the Beveridge or the Roosevelt policies—as nationalistic, adding erroneously that Wilson only began to “embrace the nationalistic and progressive currents of his time” when he left academia for politics; as a matter of fact, Wilson made his academic reputation with his article “The Administrative State,” while still a professor at the Johns Hopkins University, and whatever nationalist sentiments he may have harbored were powerfully qualified by his advocacy of a Kantian League to Enforce Peace among nations, with its obvious diminution of national sovereignty. Predictably, Ekirch deplores Wilson’s decision to lead America into the First World War (conscription, war-spirit fed by propaganda, curbs on free speech and press) on the grounds “that a German victory posed a greater threat to American democracy than the illiberalism and militarism that he expected would accompany American belligerency.” But he does not show that Wilson was mistaken. Also predictably, he dismisses the postwar moves against Communism as an overblown attempt at “stamping out so-called radical activities.” Overblown that attempt may have been, but “so-called”? Surely regime of tyranny at the alleged service of economic and social equality must strike Americans, even Progressives as well as liberals, as a tad on the extreme side? That kind of regime was, after all, what the “activities” of the American Communist Party aimed at. “Although much of the radical movement was liberal in neither its methods nor its goals, the toleration of dissenting minorities and the free expression of dissenting opinion had always been cardinal liberal tenets.” True, but not unqualifiedly so—as American Loyalists and Confederates had learned, much more harshly, when they ran afoul of the American regime.

    The same problem arises in Ekirch’s critique of the National Origins Act of 1924, which he finds illiberal on the grounds of racism and economic protectionism; under the Act, most legal immigrants came from Northern and Western Europe, and nearly half from Great Britain. And he is a hundred times right to despise the likes of Madison Grant and Lothrop Stoddard, contemporary writers who wrung their hands over “the rising tide of color against white world supremacy,” as Lothrop graphically called it in his principal tome. However awkward it may be to say so, however, any regime, even a liberal regime, is still a regime, with a way of life to maintain. British immigrants in the 1920s may well have been admitted rightly, even if for the wrong reason; their ‘racial’ or ethnic identity should have been irrelevant (though I have no doubt that it was relevant to the legislators of the day) but their way of life was indeed more amenable to that of, for example, my own maternal grandparents, who had arrived from Galicia at the turn of the century. Their children readily adapted to the American way of life, in large measure because those running the public school system set out to ‘Americanize’ first- and second-generation students. But it is understandable to think that such a system could have been overwhelmed by a very large number of students who didn’t speak English at home and whose parents had grown up under such despotic regimes as the Austro-Hungarian Empire, which had ruled Galicia in the years before the First World War. To say so is not to endorse the resurgence of the inane if dangerous Ku Klux Klan, a well-known excrescence of the 1920s.

    Ekirch justly recurs to the writings of V. L. Parrington to summarize the political problem of the 1920s, looking ahead to the next decade and the Franklin Roosevelt Administration. In a letter to a friend written just before he died in 1929, Parrington lamented, “We must have a political state powerful enough to deal with corporate wealth, but how are we going to keep that state with its augmenting power from being captured by the force we want it to control?” Just so, and Ekirch adds that in his 1932 campaign speech at the Commonwealth Club in San Francisco Democratic Party candidate Franklin Roosevelt betrayed no such qualms, more or less openly calling for a new regime to replace the old republic. Such counter-attacks as Herbert Hoover’s The Challenge to Liberty and Walter Lippmann’s Inquiry into the Principles of the Good Society had little practical effect on a people stunned first by economic depression and then by another world war. Even FDR himself considered changing course, toward “a program of encouraging competition and enforcing the antitrust laws,” but the war (and perhaps an already entrenched bureaucracy) put a stop to that. In the run-up to the war, conscription and restrictions free speech returned. Indeed, “After 1914… the swift succession of two world wars, interspaced with the depression of the thirties, put a strain on liberalism that the new crises of cold war and Korean struggle did nothing to alleviate.” Ekirch goes so far as to write, “The new totalitarian liberals argued that [the old liberalism] had become outmoded,” that what the polemicist Max Lerner called “democratic collectivism” had, and should, prevail. A “permanent war economy” emerged, with the Cold War against the Soviet Union, along with peacetime conscription and a substantial national security apparatus. Government and private corporations interlocked more and more; if postwar prosperity blunted criticisms of the new regime, Ekirch (following such economists as Friedrich von Hayek and Ludwig von Mises) observes that American prosperity might have been even greater if less public-private collaboration had occurred.

    Ekirch goes too far in endorsing C. Wright Mills, who claimed (in Ekirch’s words) that “labor could be forced to cooperate with the conservatives’ views” on an anti-Soviet foreign policy, “in order to prove its innocence of communist connections.” As a matter of fact, the AFL-CIO was well aware that no free trade unions were allowed to exist under the Soviet tyranny (and later oligarchy). Its leaders had seen what had happened to social democrats under Communist rule, and they had every reason to prevent that from happening in the United States. To argue that President Truman’s failed attempt to keep nuclear-weapons technology away from the Soviets “quite naturally intensified Soviet fears of American power” by signaling U. S. “distrust of Russia” somehow does not quite capture the not-so-innocent character of Josef Stalin. With similar overenthusiasm for his libertarianism, Ekirch goes along with Senator Paul H. Douglas’s claim that “if it were not for war the government colossus could be trimmed to almost pygmy stature.” But of course domestic social programs were already substantial in the 1950s, and President Johnson’s ‘Great Society’ programs pushed such expenditures to well over fifty percent of the federal government’s total outlays in the next decade.

    Writing in the aftermath of the McCarthy hearings, Ekirch criticizes its excesses. American Communists’ “essential loyalty to the United States was certainly open to question,” he wisely concedes. But “the dilemma” facing Americans “was how to handle the communist problem without destroying fundamental American liberties,” a dilemma they addressed poorly because “the actual number of Communists in the United States after World War II was small”—”somewhat over fifty thousand persons” in a nation of millions. Therefore, he concludes, “communism represented no threat to the American way of life that could not be met in the free market place of ideas.” True, “there were undoubtedly among American Communists some who stood ready to work in conjunction with Soviet agents to do damage to the United States,” but “this damage would be of a criminal sort that could be detected by the American police and intelligence systems and prosecuted under the laws forbidding such conduct.” Concede all that, and the argument still doesn’t quite work. Well-placed Communist operatives could readily influence American policy, without breaking any criminal laws whatsoever. One sees this even in the slippage noticeable in this sentence: “The danger rather lay [not in ‘McCarthyism’ but] in the assumption that there was a minority class or group of political lepers guilty of so-called wrong thinking.” But to accuse adherents of Communism merely of wrong thinking “so-called” wasn’t to “censorship of ideas”; it was censure of those ideas. Ekirch backtracks: “the whole problem of disloyalty among government employees would have been far better handled by an extension of the practice of allowing supervisors to dismiss, without prejudice and without record, those individuals whose conduct, or even whose views, they had reason to suspect.” Very well, then, one must concede, as he does, that “if liberalism is to remain viable… liberals had to face the unpleasant fact that liberty and security were not always compatible, either for the individual or for society.”

    On a wider level, Ekirch objects to the “growing nationalization and centralization of all values” seen during the early 1950s. In public education, for example, “there had not been any direct control exercised by the Federal government” before then. “But in the battle for men’s minds, which was one of the more important features of modern integral nationalism, the educational system was a natural object of increasing official attention and interference”; under anti-Communist pressures initially, but under other pressures subsequently, “the school and the college became the adjunct of the nation,” and this was especially true of higher education, as universities and research professors succumbed to the temptation of chasing federal grant monies.  Although the teacher loyalty oaths required by some thirty states eventually disappeared, the grants didn’t, and what could be used by anti-Communists to promote ‘Americanism’ in one generation could be used to promote other leftist ’causes’ in the following generations, once illiberal or (in Ehrlich’s terms) progressive convictions took hold among federal ‘educrats’ and their university-based sympathizers and (in many cases) teachers.

    Ekirch views matters with a refreshing refusal to entertain any serious hope for reversing illiberal trends, ending his book with an invocation of “the subversion of the ideals of the Republic of Rome in the new concepts of the Empire,” which, as we all know, ended badly. He will only say that such “decline need not blot out the great achievements already recorded.” “Liberals will at least be able to look back with some satisfaction into the distant past, while they do their best to challenge the fate held out by an increasingly illiberal future.”

    What have we here, then? A cri de coeur from a Left-libertarian (Quaker-influenced?) soul, undoubtedly. But also a pioneering work of scholarship. Although American writers (such as Emerson), politicians (such as Wilson), philosophers (Dewey most prominently) and social scientists (again, Wilson, and a legion of others) never concealed their indebtedness to German philosophy, and especially to doctrines deriving the ideas of moral and political right from history, not God or nature, several generations of scholars obscured that fact, maybe because they wanted to appropriate the term ‘liberalism’ for historicist/’progressive’ purposes and (in later generations) to obscure the intellectual origins of their historicism from a nation which had fought two world wars against Germans and a ‘Cold War’ against a regime animated by one version of that historicism. By the mid-1970s, such scholars as Paul Eidelberg and John Marini had picked up the trail, but Ekirch had got on it nearly twenty years earlier. And for all the criticisms one might raise concerning his assessment of such genuine natural-rights thinkers as Hamilton and Lincoln, some dubious ‘policy’ judgments on banks, immigration, and war (among others), and above all his lack of clarity about the exigencies of establishing not simply liberalism as a doctrine but a regime animated by liberalism as he defines it, both his recovery of American intellectual and political history from historicist distortions and the heft that work gives to his Tocqueville-like warnings against despotism ‘hard’ and ‘soft’ deserve recognition and appreciation, more than half a century after he wrote.

     

    Notes

    1. See Forrest Nabors: From Oligarchy to Republicanism: The Great Task of Reconstruction. Columbia: University of Missouri Press, 2017.
    2.  Ekirch writes that Dewey rejected “the absolutist philosophy of Hegel and the German idealists, imposed upon him while he was a graduate student” and adapted by German nationalists prior to World War I. He had turned to pragmatism, and viewed “the war as a conflict of ideas in which the German mind was quite incompatible with the American mind.” Aside from the fact that President Wilson had by no means abandoned the historicist idealism imposed upon him while he was a graduate student, it must be said that Dewey never abandoned historicism—only idealism. To his credit, he didn’t turn to Marxian historicism, which produced worse tyrannies than the absolutism of the Kaiser, preferring a more modest historicism founded on social experimentation with no ‘end of history’ assumed. But the laws of nature and of nature’s God, as the Founders understood them, and which Ekirch defends, are not invited to the pragmatist party.

     

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    Filed Under: American Politics

    Solzhenitsyn in the Seventies: Prospects for Russia and the West

    September 25, 2019 by Will Morrisey

    Aleksandr Solzhenitsyn and Igor Shafarevich, eds.: . From Under the Rubble. Translations under the direction of Michael Scammell. Washington: Regnery Gateway, 1981 [1974].

    Aleksandr Solzhenitsyn: Warning to the West. Harris L. Coulter and Nataly Martin translation. New York: Farrar, Straus, and Giroux, 1976.

     

    To understand the political atmosphere contributing to these volumes, it’s almost necessary to have lived through the lugubrious mid-seventies, when they were published. Those too young to have experienced the American Congress’s abandonment of South Vietnam to the Communist regime in Hanoi, the implementation of the policy of ‘détente’ with the Soviet Union, the hapless Ford Administration, Soviet advances in Africa, and indeed the vacuous pop music and hideous clothes of the period may rightly count themselves fortunate to have missed witnessing how the Sixties went to seed. Aleksandr Solzhenitsyn’s pessimism may seem odd to those who know that the Soviet regime he loathed was only some fifteen years away from implosion—not America, not the West—but it seemed, and in many ways was, quite reasonable at the time.

    As that distinguished translator of Russian texts, Max Hayward, remarks in his introduction, the authors of the essays in Under the Rubble look back collections published before and after the Russian and Bolshevik revolutions: Landmarks, which appeared in 1909, and De Profundis, in 1918, featured writers criticizing the uncritical adoption of nineteenth-century European philosophic doctrines by the Russian intelligentsia; of these writers, the best known in the West today is Nicholas Berdyaev, the brilliant Russian Orthodox essayist who, with his collaborators, defended the spiritual and intellectual legacy of Christianity against the secularists, provoking the wrath of no less (and no better) the polemicist, then tyrant, Vladimir Lenin, who somewhat comically fulminated at the authors’ “apostasy.” Presumably a deviation from the teachings of the Church of Dialectical Materialism.

    Co-editor and main contributor to Under the Rubble Alesksandr Solzhenitsyn does indeed reject Marxist-Leninist dogma, insisting that “History is us”; consequently, “there is no alternative but to shoulder the burden of what we so passionately desire and bear it out of the depths,” de profundis. In the penultimate essay, he recurs to Landmarks, listing the faults of Russia’s pre-revolutionary secularists as identified by the contributors: a clannish, unnatural disengagement from the life of the nation; intense opposition to the Czarist regime as a matter of principle; moral cowardice in the face of “public opinion” (largely as they imagined it, given their isolation from the public); centrally, dogmatic egalitarianism; ideological intolerance; fanaticism and conceit; atheism. Although these “smatterers” did continue the Russian intelligentsia’s tradition of moral seriousness (secularists, yes; Voltaireans, no), they displayed “a fanatical willingness” to sacrifice themselves that harder souls like Lenin would readily satisfy, once their usefulness faded. They shared with the Bolsheviks an “expectation of a social miracle” and “a religion of self-deification,” both following from an ideology of “religionless” humanism. By 1917, “the intelligentsia had succeeded in rocking Russia with a cosmic explosion, but was unable to handle the debris.” Despite their belated to conversion to regnant Marxist-Leninist ‘line,’ the new regime discarded them, preferring a scientistic/technocratic and bureaucratic ‘intelligentsia’ to the old gaggle of dreamers.” “Communism was its own offspring,” but Communism had decidedly Oedipal inclinations toward its fathers.

    In the 1970s, the ‘intellectual’ who combined the scientism of the regime’s intelligentsia with the vacuous optimism of the pre-revolutionary humanist was Andrei Sakharov. Solzhenitsyn replies to the argument Sakharov advanced in his 1968 tract, Progress, Coexistence, and Intellectual Freedom, wherein he predicted a “convergence” of the Soviet and American regimes. Sakharov predicted (or rather hoped) that the Soviets would democratize its political institutions and the Americans would ‘democratize’ their political economy by adopting socialism. With the two (then) major world powers comfortably in the camp of social democracy, peace would rule the planet.

    Solzhenitsyn neither wanted nor expected any such Aquarian thing. For Russians, “the way back” from Communism will “prove difficult and slow,” “just as painful” as the transition from the relative freedom of czarism to Communism had proved; a “gulf of utter incomprehension… will suddenly yawn between fellow-countrymen” because under tyranny no one dared to speak frankly with anyone else. Russians “lost touch with each other, never learned to know each other, ceased to check and correct each other”—lost the habits of mind and heart that any genuine politics, any life of ruling and being ruled, reciprocally, instills. While praising Sakharov for his courage in publishing his argument, for having “broken out of the deep, untroubled, cozy torpor in which Soviet scientists get on with their scientific work, are rewarded with a life of plenty and pay for it by keeping their thoughts on the level of their test tubes,” Solzhenitsyn finds that he has left the conditions prevailing under the Soviet regime “dangerously underlit.” While condemning fascism, racism, militarism, Stalinism, and Maoism, Sakharov gives Marxism-Leninism a pass. Similarly, in his “Secret Speech” of 1956, Soviet Premier Nikita Khruschev had condemned Stalinism; yet Stalinism only differed from Leninism in Stalin’s purges of the Communist Party. The condemnation of Stalinism amounts to an attempt to shift the blame for the mass murder perpetrated by the Communist Party regime onto a particular ruler, rather than admitting the regime itself, and the ideology underpinning it, inherently push rulers to mass murder.

    Therefore, when Sakharov calls “the high ideals of socialism” and the “ethical character of the socialist path” he has described nothing; he has only expressed a “pious wish.” “Nowhere on earth have we been shown ethical socialism in being.” “But in the great expanses of our collectivized countryside, where people always and only lived by labor and had no other interest in life but labor, it is only under ‘socialism’ that labor has become an accursed burden from which men flee.” (It might be added that the usual good regime cited as the model of ‘democratic socialism’—Sweden—has never been socialist at all; it has been at most a capitalist country offering substantial ‘welfare benefits,’ with a social-democratic party enjoying a parliamentary majority, as it was in Solzhenitsyn’s time under the premiership of Olaf Palme).

    Similarly, Sakharov’s condemnation of ‘nationalism’ fails to see what Nietzsche saw, decades earlier, and what de Gaulle had insisted on, in Sakharov’s generation: that nationalism has been “a tough nut… for the millstones of internationalism to crack.” “In spite of Marxism, the twentieth century has revealed to us the inexhaustible strength and vitality of national feelings,” requiring any honest person to “think more deeply about this riddle: why is the nation a no less sharply defined and irreducible human entity than the individual?” Just as socialism break on the rock of human personality, human individuality, the human soul, so does internationalism, whether ‘liberal’ or socialist, break on the rock of the nation. Solzhenitsyn rejects Sakharov’s claim that historical “progress” will overcome individuality or nationhood, pointing to Sakharov’s hope for the “creation of an artificial superbrain” which could “control and direct all vital processes at the level of the individual organism” and “of society as a whole” (“including psychological processes and heredity”) as prospects that “come close to our idea of hell on earth.”

    “In all the history of science, has scientific foresight ever saved us from anything?” Not yet. Sakharov’s “convergence” hypothesis being a case in point: Why would a historicist synthesis of Communist tyranny and commercial republicanism or democratic capitalism necessarily combine the best of both regimes, instead of the worst? Or some mediocre combination of the elements? What Sakharov really wants is world government (assisted or even ruled by the artificial superbrain), not the intellectual freedom he lauds in the title of his book.

    Solzhenitsyn also gazes critically at Western freedoms. Intellectual and other freedoms, legally protected, are often “very desirable,” but only if understood as means to a worthy end, some “higher goal” than the freedoms themselves. A “multiparty parliamentary system” amounts only to “yet another idol” if “no extraparty or strictly nonparty paths of national development” exist within the regime of free political-party competition. For Russia, Solzhenitsyn is thinking primarily of a revivified Russian Orthodox Church, and also, on the material level, an esteem for and protection of landed property for peasants, a right peasants often had under the czarist regime. In the United States, thriving churches and farms also underpinned a republican regime dedicated to securing the natural rights of human persons in accordance with the laws of Nature and of Nature’s God; for Solzhenitsyn, this would be the American parallel to what he wants for Russia, but not the model for Russia, which has its own national character and needs its own civil and political institutions. Having abandoned many of their founding principles, “the Western democracies today are in a state of political crisis and spiritual confusion.” It therefore “ill becomes us to see our country’s only what out in the Western parliamentary system”—a system recently rejected by that staunch republican, Charles de Gaulle. This is “especially” true, “since Russia’s readiness for such a system, which was very doubtful in 1917, can only have declined still further in the half century since.”

    Under the “authoritarian” regimes of previous centuries, Russia “existed for many centuries,” “preserv[ing] itself and its health,” avoiding such “episodes of self-destruction” as were visited upon it by Lenin and Stalin. “Authoritarian regimes as such are not frightening—only those which are answerable to no one and nothing,” to “God and their own consciences.” “The state structure is of secondary importance.” Therefore, “the absolutely essential task is not political liberation, but the liberation of our souls from participation in the lie forced upon us,” a liberation that each individual Russian can undertake here and now, despite the vile regime of Communism. “If mud and dung cling to any of us it is of his own free will, and no man’s mind is made any the less black by the mud of his neighbors.”

    Demonstrating that rigorous and exact intellectual training does not necessarily lend itself to Sakharov-like optimism for the prospect of the worldwide rule of a socialist superbrain, Solzhenitsyn’s next two essayists turn out to be a mathematician and a cyberneticist, respectively. Igor Shafarevich asks the scientific (and also the Socratic) question, What is socialism? He classifies modern socialism as “not just an economic system, as is capitalism, but also—and perhaps above all—as an ideology.” This ideology typically yields “hatred of religion in socialist states,” being itself a substitute for religion. Marx, for example, “regards socialism as the highest level of atheism,” affirming the centrality of man, not God, in the universe. The abolition of private property, the destruction of religion, the destruction of the family—all indispensable elements of Marxism and of the regimes animated by Marxism—deny human personality or soulfulness in the service of impersonality, of ‘scientific’ socialism. Ancient and medieval communalisms were not impersonal (the Cathars were hardly ‘scientific’ socialists) and, although corrosive of families and of property, they never extended over large territories or populations. It was only in modernity that socialism “threw off its mystical and religious form and based itself on a materialistic and rationalist view of the world.”

    Modern socialism, Shafarevich sees, rests on a fundamental demand, “the demand for equality,” not in the sense of equal natural rights but as the demand for “the destruction of the hierarchy into which society has arranged itself,” the “negation of the existence of any genuine differences between individuals.” In this “‘equality’ has turned into ‘equivalence.'” Whereas “the idea of equality is also fundamental to religion,” there “it is achieved in contact with God, that is, in the highest sphere of human existence.” Modern socialism denies any such contact, in principle. “Such a revolution would amount to the destruction of Man,” not his apotheosis, as seen when indigenous peoples who lose the “way of life” which had been “arranged to give meaning to their existence.” In contact not with God, or even with ‘the gods,’ but rather in contact with foreign men, they lose “their will to live.” “It seems obvious that a way of life which fully embodies socialist ideals must have the same result,” as indeed it had, in listless, alcoholic Russia. Freud was right about one thing, at least: human nature carries within it a death-wish. Socialism plays to the human “urge to self-destruction, the human death instinct.”

    Cyberneticist Mikhail Agursky points to an underlying similarity of capitalism and socialism of the 1970s, industrialism. The vast production industrialism makes possible concurrently requires the stimulation of demand in order to induce people to consume the vast quantities of stuff. Advertising and ‘fashion’ stimulate the natural desire to acquire to new intensity. This is why both capitalism and socialism “are rapacious plunderers” of “natural resources.” Both also tend toward political instability—in capitalist countries, economic boom and bust destabilize governments, while in socialist countries the quest for ‘raw materials’ tempts stronger states to invade and loot smaller ones. Further, capitalists in republics do not want trade disrupted, and so push politicians to appease the tyrannies that aim at destroying both republicanism and capitalism. “These were the roots of the Munich agreement in 1938,” and of détente with Communist regimes now. While “democracy’s faults pale into insignificance beside the enormities of totalitarianism, such as the deaths of tens of millions of people in Soviet and German death camps and prisons,” these lesser faults make that regime vulnerable to those regimes. “The only reason, indeed, why democratic societies still exist is that their populations have not yet altogether lost their self-control,” the moral foundation of political self-government. Merely to make socialism democratic won’t solve that problem.

    A critique of socialism is never hard to make, partly because socialism is an ideology, well-defined and therefore readily examined. Nationality, even when made into an ideology, nationalism, needs more analytical work, as nationalities number in the hundreds, even the thousands, whereas political economies fall into only a few recognizable ‘types.’ In the first of several essays on this topic, Shefarevich returns to consider the nationalities question in Soviet Russia. “Whenever great empires have crumbled” (as the Russian empire did, during the First World War, and as the Soviet Union would do, in the opinion of the writers here), “national consciousness has always sharpened in the separate nations composing them and ethnic groups have separated out and aspired to independent status.” One danger in this is the combination of national sentiments with socialism, yielding “an intolerant, radical nationalism”; this can also occur when a proud nation experiences conquest, as Germany did in that same war. In Russia, however, “all the problems of the non-Russian peoples are due in the long run to Russian oppression and the drive for Russification,” which leads the peoples in those territories to desire “to rid themselves of Russian colonial domination.” At the same time, the socialist ideology in the name of which that domination was re-imposed has suppressed Russian national culture, as well. “This ideology is the enemy of every nation, just as it is hostile to individual human personality,” and “the Russians no less than others are its victims; indeed, they were the first to come under fire.”

    To borrow a Leninist phrase, what is to be done? Solzhenitsyn proposes a solution simple to state, hard to practice. A nation by definition ‘sees’ differences between itself and other nations, between ‘us’ and ‘them,’ citizens (or even subjects) and foreigners. Individual persons and individual families experience the same self-defining idea, and indeed social reality, feeling the sentiments that go with it. This being so, can we not limit our (equally human) libido dominandi to ourselves, to those ‘units’ of human life—individual, family, nation—which make sense as ‘objects’ of self-government? This will require “not the embittered strife of parties or nations, not the struggle to win some delusive victory” over persons, families or clans, and nations that will ceaselessly try to get out from under our oppression, but “simply repentance and the search for our own errors and sins. We must stop blaming everybody else” put “that first firm ground underfoot.”

    Individuals can of course repent. What about nations? Solzhenitsyn thinks so. Nations resemble individuals in one way, what he calls the “mystical nature of their ‘givenness,'” their sense of intergenerational connectedness. The individual is never simply an individual; he knows himself as a being with parents, brothers and sisters, ‘relatives’ of all sorts. The sins of the fathers are visited upon the children, along with their blessings, and each human person needs to come to terms with those inheritances. Although a nation obviously lacks the biological integrity of a single person, the persons who comprise it nonetheless inherit both the good and the evil deeds of the previous generations. If neither an individual nor a nation can repent from the misdeeds of their ancestors in the simple and direct way they can repent from their own, they can surely repent in a secondary way, to understand their responsibility for acknowledging and correcting the effects of those misdeeds. “The nation is mystically welded together in a community of guilt, and its inescapable destiny is common repentance.” Rather grand language, that, but Solzhenitsyn likely means “mystical” in the Orthodox Christian sense, that of a spiritual and intellectual noesis. For the Orthodox there is nothing misty about mysticism, even if one instance of it, the acknowledgment of God, requires the intervention of the Holy Spirit.

    “Patriotism,” Solzhenitsyn writes, “means unqualified and unwavering love for the nation which implies not uncritical eagerness to serve, not support for unjust claims, but frank assessment of its vices and sins, and penitence for them.” This closely resembles the agapic love of Christianity, although one needn’t necessarily be a Christian to feel it. It does require of a nation “the level of its inner development” needed to perceive its own failures and its own evil actions, an “unarmed moral steadfastness” seen in 1968 when the Czechs and Slovaks confronted Russian tanks, “troubling [Europe’s] conscience”—”briefly.” Such repentance can lead a nation to the renunciation of force in any but defensive wars (and not to confuse self-defense with a strong ‘offense’).

    Solzhenitsyn understands the difficulties. “Self-limitation on the part of individuals has often been observed and described, and is well known to us all,” but “as far as I know, no state has ever carried through a deliberate policy of self-limitation or set itself such a task in general form.” For this to take hold generally, it would signal “a great turning point in the history of mankind, comparable to the transition from the Middle Ages to the Renaissance,” a series of “moral revolutions, requiring both courage and sacrifice, though not cruelty.” Solzhenitsyn in effect challenges Russians to abandon its failing attempt to embody the ‘cutting edge’ of ‘historical dialectic’—of the Absolute Spirit’s progressive march, to put it in Hegelian terms, or the iron laws of History, as Marxists say—and to use both its more than harsh national experience of modern tyranny and its geopolitical circumstance of having no serious enemies on its borders—to turn inward, to recover its moral, spiritual, and even its physical strength. “A family which has suffered a great misfortune or disgrace tries to withdraw into itself for a time to get over its grief by itself. This is what the Russian people must do.” In so doing, it will need to re-create its “whole public educational system,” spending the billions of rubles it now wastes in “vainglorious and unnecessary foreign expenditure” on its children. To obtain the revenues needed for such an enterprise, Russians should “turn our national and political zeal toward the untamed expanses of the Northeast,” toward Siberia, a land rich in natural resources and challenging in the rigors of its climate. This, not incidentally, would turn Russia away from threatening Europe and toward defending a vulnerable border against China (or, as Solzhenitsyn more discreetly puts it, toward the development of a region “whose emptiness is becoming intolerable to our neighbors now that life on earth is so tightly packed.” “Our ocean is the Arctic, not the Indian Ocean,” not the Mediterranean nor Africa” (“we have no business there!”). Repentance isn’t only a matter of spiritual renewal but also a matter of giving oneself something to do. Siberia offers “us plenty of room in which to correct all our idiocies in building town, industrial enterprises, power stations and roads,” and, more importantly, “signify that Russia has resolutely opted for self-limitation, for turning inward rather than outward.” Especially, one might add, if Russians do not accompany such settlement with offensive weapons systems.

    Historian Vadim Borisov contributes one of the collection’s best essays, also on this topic of nationality. Today, “the ideological monolith that has weighed for long years on Russian life and thought has done its work: Russian consciousness is scrambling out from under it toward an unknown future which is fragmented as never before,” as the “unresolved dilemmas” of 1917 resurface, now “intensified, complicated, and distorted” by more than fifty years of tyranny. In the years before the revolutions of 1917, Russia’s secularist intelligentsia had failed to distinguish ‘national’ from ‘nationalist.’ This mistake flowed from the historicist/progressive inclination to think of “the freedom of individuals and their unification in mankind” as “the alpha and omega” of philosophy—a philosophy that overlooks political philosophy, dismissing the nation, and therefore politics, the activity of a political community (as distinguished from nations, families, and mankind) in its characteristic modern form, the nation. Without an appreciation of politics, of the human capacity for ruling and being ruled, of ‘talking things over,’ a philosopher will mis-answer the central question of human society, What is justice? We may assert human rights, natural justice, social contract, but our supposedly rational assertion will have no discernable rational basis. “The American Founding Fathers who many years ago first propounded the “eternal rights of man and the citizen” [here he confuses a phrase from the French Revolution with the “unalienable rights” of the Declaration of Independence, but in this case the error is merely verbal] postulated that every human being bears the form and likeness of God; he therefore has an absolute value, and consequently also the right to be respected by his fellows.” But rationalism (in the sense of atheism), positivism, and materialism “successively destroyed the memory of this absolute source of human rights. The unconditional equality of persons before God was replaced by the conditional equality of human individuals before the law.” This leads to arbitrary government, the government of fallible human beings ruling without any standard beyond their own wills. But “if the human personality is not absolute but conditional, then the call to respect it is only a pious wish, which we may obey or disregard.”

    Modern tyranny is ‘totalitarian’ because it is atheistic, denying the existence of God as the standard-setter for nature, and, not incidentally, denying that nature itself has any purposes beyond those human beings impose on it. “Rhinocerouslike,” ‘totalistic’ modern tyranny is “humanism put into practice,” having “forgotten what the human personality is.” Christianity “gave birth to the very concept of the human personality.” [1]

    But does Christianity not also obviate nationality, contending that in the eyes of God there is neither Jew nor Greek, but only saved and unsaved? Yes, in that critical sense, but not in all respects. After all, the same Jesus also tells his fellow Jews to continue obeying the Law, without telling the Apostles to bring to the Gentiles anything more than the Spirit of that Law. Go and teach all nations,” He tells them. The universal Kingdom awaits its Founder, and He won’t be a successor of  V. I. Lenin. Meanwhile, we have individuals as God created them: with one nature but many personalities, just as God has one “nature” but three Persons “or personalities,” and as mankind consists of one entity featuring many nations. The Christian Church itself “was born not in a single world language but in the different tongues of the apostles, reaffirming the plurality of national paths to a single goal.”

    History didn’t make nations; God did. “The nation’s personality realizes itself through [its] history or, to put it another way, the people in their history fulfill God’s design for them.” This givenness, and this purpose, distinguish a nation from “the empirical people.” Even in empirical terms, a human being has a biological heritage, a genetically given structure; beyond this biological code, however, the human being also is born into a family and a nation, into a qualitative identity in addition to his biological identity. This fact “does not violate or diminish the gift of human freedom” because one can “evade the fulfillment of his personal destiny,” “reject God’s design for him,” “forget the roots of his being.” But those roots cannot be destroyed by that man. Christianity teaches each man to become a new man, teaches humanity to “transform itself entirely,” to become Christlike, through the given national ways of life each person has, by birth if not by biology. The new man does not replace the old one, but perfects him, always with the indispensable help of the Holy Spirit, without Whom he would never answer the call to Christlikeness in the first place.

    “The beginning of the collapse of Russia’s integral, Christian national awareness was unusually stormy, thanks to the brutal reforms of Peter the Great.” Subsequent Russian ‘Enlighteners’ “substituted the social image of the people for the face of the people, since the people as a whole cannot be comprehended rationalistically and materialistically,” and so do not ‘register’ in the calculations of modern rationalists. When the people (mostly God-fearing peasants) rejected their formulas, the intelligentsia deemed them a ‘reactionary mass’—’unpersons,’ as the later Stalinists would menacingly label them. “Since man appears to have reached the ultimate in bestiality this century, we must ask the question: what is it that is developing progressively? It should be formulated as a question about human nature, about the instinct of evil in man and the conditions in which it comes to the surface,” but for the most part it hasn’t been so formulated, for a very long time. Instead, the supposed pragmatism of the intelligentsia works toward an “impersonal, unstructured, formless existence”—precisely for the impractical, indeed the utopian. In the modern context, ‘nihilism’ means the negation of the personal, the structured, the formal, the negation of what human beings, in their nature and in their personalities, are. Secularist suppose that ‘History’ will cause that nature to be utterly transformed, but it never quite does so, except for the worse. “The fulfillment of this utopia does not raise the standard of existence, as its adherents believe, but lowers it, bringing disintegration and finally destruction.”

    As distinguished from nationality, nationalism is “above all an ideology,” based upon “the concept of the exclusive value of the tribal characteristics of a given race, and the doctrine of its superiority to all others.” Like the alleged ‘laws of History’ endorsed by the ‘historical science’ of historicists, nationalism distorts a given reality with racism or racial naturalism, biological pseudo-laws (often resembling the ‘laws’ posited by historicists in being evolutionary, a matter of the survival and indeed the triumph of the biologically ‘fit’). “Nationalism confuses the concepts of personality and nature, ascribing to nature the attributes of personality. As a result, the absoluteness of national personalities is transmogrified into the absoluteness of national nature,” much to the detriment of those national personalities that believe such rubbish, and of those which collide with nations under such delusions. Such a nation cannot do what Borisov and Solzhenitsyn alike commend; it cannot set limits to itself, but rather will have limits set for it, whether by internal collapse or defeat in war.

    Both nationalism and (as remarked by previous essayists) socialist internationalism have recourse to the modern state. Alternatively, one might suspect that the modern state has recourse to ideologies of nationalism and socialism to dragoon the peoples it rules into its ‘projects.’ Be that as it may, or be it some malign interdependence between statism and ideology, the whole effort amounts to nihilism, to self-destruction.

    It is in the volume’s sixth, central essay that Solzhenitsyn elaborates an alternative path. “The path of reason and cognition, based on the gradual exercise of thought and the accumulation of judgments logically arrived at”—the rationalism of modern science, misapplied as the means toward a full understanding of political life—”is not the only one possible either for society or for the individual, and it is not the most important.” “There is also the path of lived spiritual experience, the path of integral intuitive perception.” It is well to recall that Orthodox Christianity integrates Platonism or perhaps more accurately Neo-Platonism into Christianity; its ‘mystic’ insight, mentioned previously, is really a noetic perception of the teachings of all three Persons of God brought by the Holy Spirit.

    The perception of God, and of God’s teachings, have always occurred to certain persons, within a certain nation, at certain times, all of them chosen by God. To be so chosen, those persons must have opened their souls to God, must have readied themselves to listen to Him. Solzhenitsyn proposes that just as his own soul had been opened to God’s teachings by the apparently calamitous experiences of imprisonment in the Gulag and confinement to a cancer ward, so Russians as a nation “have experiences such utter exhaustion of human resources [italics added] that we have learned to see the ‘one essential’ that cannot be taken from man, and have learned not to look to human resources for succor.” Christianity as a regime, as “a way of life,” now makes sense to Russians in a way it did not to Russian intelligentsia of the nineteenth and early twentieth centuries, in a way it still does not to such intellectuals as Sakharov and Roy Medvedev (author of a tome titled, typically, Let History Judge). If ‘History’ (as distinguished from history) is an illusion, an excrescence of an ideology, and if human nature is tainted by sin, then Christianity beckons us to a liberation from ideology and from our own natural deformities, aiming at the perfection of human nature by the only realistic means possible, God’s grace. Nothing less will do. Let God judge, and let God redeem.

    Since persons in the West also now sense that progressivism and democracy don’t quite fulfill the claims made on their behalf, a more intelligent ‘convergence’ hypothesis than that offered by Sakharov might become possible. “Perhaps if we can assimilate our experience and somehow put it to use, it may serve to complement Europe’s experience.” Each ‘side’ in the Cold War might learn something from the other. The story goes that de Gaulle sent a message to the Soviet Union’s then-premier, Aleksei Kosygin: “Come, let us build Europe together.” The startled aging Bolshevik preferred to cling to his illusions. But if Russians now abandon those illusions, they may yet prove a nation carrying a prophecy, a ‘new Rome.’

    The pseudonymous contributor “F. Korsakov” recalls the prediction of Russian Orthodox priest Pavel Florensky, victim of Lenin’s labor camps, who wrote (with sharp irony, appropriating the language of his jailers), “As the end of History draws nearer, the domes of the Holy Church begin to reflect the new, almost imperceptible, rosy light of the approaching Undying Day.” The subsequent crimes committed by ideologically-motivated tyrants and their collaborators have subjected Russians to the trials of Job, imposed not by God directly but by those tyrants and collaborators. They may yet turn out to have been instruments of God, returning the Job-nation to God. And the historian Evgeny Barabanov adds, “The problem lies in how we define our attitude to this bondage, how we manage to accommodate both it and the triumphant paschal strength and joy.” Insofar as the Orthodox East profited from its contact with the learning, the law, and “the concept of the state” developed by the Roman Catholic and Protestant West, it did so “in Christianity,” not outside it. Insofar as the Orthodox East has appropriated the later secularism and rationalism of the West, it has done anything but profit. Even before that, “in Byzantium and Russia ideas about the Kingdom of God and the kingdom of Caesar too often merged and became interchangeable,” with Church too often subjected to State. In the eyes of the monarchs, “it has always been desirable to have a ‘tame Orthodoxy’ which would serve the ends of autocratic power.” But at least those emperors “regarded themselves as the instruments of God’s will,” even as they foolishly and wrongly made a prophetic religion into a civil religion by subordinating God’s Church to themselves. This has made the Russian Church in one sense too ‘worldly,’ too sycophantic, but in another sense to ‘otherworldly,’ too willing to give up the attempt to evangelize, the put Russians more firmly on the Christian path, to rule themselves according to the Christian regime or way of life and thereby to liberate themselves from the pseudo-religious pretensions of statists. God’s Kingdom is not of this world, but it is most assuredly in this world, and the task of God’s people is to advance that Kingdom without demolishing the still-needed fabric of ordinary political rule, in some decent regime whether republican, kingly, aristocratic, or ‘mixed.’ The task of God’s people is not to indulge themselves in Christian Platonism wrongly understood, Christian Platonism that attempts “to fix life in lasting forms.” Plato’s Socrates never supposes that life itself can be so fixed; hence his famous irony, so annoying to rulers who want to conserve what cannot and should not necessarily be conserved. Today, in Russia, it has been Christianity that has stagnated, losing its life, forgetting that the Holy Spirit “goeth where He listeth” and not always where political rulers want it to go. “We must speak,” Borisov urges, “beyond modernism and conservatism alike, of what is eternally living and absolute in this world of the relative, of what is simultaneously both eternally old and eternally young. Our historicism must be metahistorical, it must mean not only a breakthrough into eternity but the presence of eternity in our own time, metahistory in history,” in each of our own unique individual, familial, and national personalities. Under current conditions in what he rightly takes to be the waning years of the Soviet regime, this will mean sacrifice. But without it, without having “your education and life… disrupted,” “damage to the soul and corruption of the soul” will inevitably follow—sacrifices “far more irreparable” than even the consequences of a sentence in the Soviet Gulag.

    Solzhenitsyn gives the final essay to Sheparevich. Against the claim of the secular intellectual, Andrei Amalrik—whose pessimism counterbalanced Sakharov’s optimism—that Russia had no future, Sheparevich joins Solzhenitsyn in affirming that it can have one. To see a Russian future, intellectuals will need to sacrifice their dearest idol, secular ideology, whether Marxist, nationalist, or liberal-progressive. The iron laws of history aren’t really made of iron. “Even in quantum mechanics it is considered theoretically impossible to eliminate the influence of the observer on what is observed.” Testimony for personality, indeed! “History’s laws must… take account for a fundamental element—the influence of human beings and their free will.” In this taking of accounts, regimes count: “The hierarchy of human society reflect that society’s outlook on life. The people most skilled in the activities that are highly regarded by society possess the greatest authority.” Christianity proposed a new regime, one unknown in antiquity, with saints replacing heroes, freedom under God replacing mythological nature-deities. When Russians followed Nietzsche’s (and Europe’s?) proclamation, “God is dead,” they committed not deicide (which is after all impossible) but suicide. As one of Malraux’s characters observes, “Man is dead, following God, and you are struggling with the consequences of this strange inheritance.”

    What Russians have done, a new generation of Russians cannot so much undo as respond to, work against, in a sense redeem in much the way a human person, having experienced evil inside and outside his soul, can turn away from it and turn toward something, Someone, better. “One reason why the revolution in our country succeeded was undoubtedly the fact that only in revolutionary activity could the intelligentsia find an outlet for their yearning for great deeds and sacrifice.” Such sacrifice, and not a grasping toward power for the sake of the all-too-human ambition to rule for the sake of the pleasure of commanding and enforcing those commands in accordance to one’s own will, remains the only true way of ruling, as Jesus showed on the Cross, sacrificing His human life but winning the minds and hearts of those He freed. “This is now,” in the 1970s, “Russia’s position. She has passed through death and may”—may—”hear the voice of God.” “Or, of course, we may not hear it.”

    Turning Westward

    Soon after publishing this book for Russians, Solzhenitsyn published one for Western democrats, primarily Americans, in whose country he had then settled. He collected five lectures, three delivered to American, two to British audiences. He found his most receptive listeners among the workers, members of the AFL-CIO, not among capitalists either corporate or ‘small-town.’ “Workers of the world, unite!” he exclaimed, doubtless relishing the thought that real workers in a free country preferred to hear him than any commissar or Marxist professor.

    Solzhenitsyn denied that the Bolsheviks ever really wanted the workers of the world to unite. The only “genuine worker” among the top Bolsheviks, Alexander Shliapnikov, “disappeared from sight” in 1921, after “charg[ing] that the Communist leadership had betrayed the interests of the workers” by “crushing and oppressing the proletariat” and “degenerat[ing] into a bureaucracy.” “Since the Revolution, there has never been such a thing as a free trade union” in the Soviet Union; it was left to the American labor movement to publish a map of the concentration camps, the Gulag Archipelago, in 1947—rather to the discomfiture not only of American communists but also of some American capitalists, who had been financing Soviet industry and trading with the regime for decades.

    During its (then) nearly six decades in power, the Soviet regime had achieved several noteworthy ‘firsts’: “the first concentration camps in the world”; the first to exterminate all rival political parties; the first to undertake genocide of the peasantry (murdering some fifteen million); the first to reintroduce serfdom after its abolition under the monarchy; the first to induce a famine (six million died in Ukraine in the years 1932-1933). But Solzhenitsyn’s theme isn’t so much a citation of Soviet crimes as a critique of and warning to the Western republics.

    Some of his criticisms are too severe, or at least open to question. “World democracy could have defeated one totalitarian regime after another, the German, then the Soviet. Instead, it strengthened Soviet totalitarianism, consented to the birth of a third totalitarianism, that of China, and all this finally precipitated the present world situation.” While it might have been physically possible for American and allied armies to roll back the Red Army after defeating the Nazis (General Patton wanted to), it would have been hard for Allied statesmen to justify this, given the ongoing war with the Empire of Japan and the fact that the Soviet Union hadn’t attacked the Allied countries. The Allies had futilely attempted to crush Bolshevism in the aftermath of the First World War, and were reluctant to try again.

    Solzhenitsyn is on much firmer ground in excoriating the Allies willingness to return Soviet expatriates in territories controlled by the Allies, after the war. While it is true that some of these persons had fought with the fascists, most had not; all faced death or long-term imprisonment upon their return to the Soviet Union. [2] Solzhenitsyn was correct in predicting the murder of America’s allies in South Vietnam, now that the country had been ceded to the Communists.

    As for the policy of détente, initiated by the Nixon Administration and continued under President Gerald Ford, Solzhenitsyn rightly insists that true détente would require another revolution in Russia, with the installation of a liberal, if not necessarily republican, regime there. Contrary to many American politicians and pundits, the Soviets have not given up Marxist-Leninist ideology, nor has the Politburo split into rival factions of ‘Left’ and ‘Right.’ The regime still intends to destroy commercial republicanism, to do what it can to hasten that destruction. For the Soviets, détente is only a cloak for pursuing geopolitical advantages elsewhere, establishing ‘friendly’ regimes that will afford access to natural resources and to strategically-placed military bases.  “The Communist leaders respect only firmness and have contempt for persons who continually give in to them.”

    More profoundly, Solzhenitsyn criticizes the West for abandoning the moral language, the moral ideas, that would strengthen souls to resist Soviet encroachment. “In the twentieth century it is almost a joke in the Western world to use words like ‘good’ and ‘evil.’ They have become old-fashioned concepts, yet they are very real and genuine.” And the evil forces now father strength: “We must recognize that a concentration of evil and a tremendous force of hatred is spreading in the world.” Russians know this firsthand, and there “a liberation of the human spirit is occurring.” But will the West respond? The Westphalian principle of non-interference in the internal affairs of foreign countries should no longer hold. “On our crowded planet there are no longer any ‘internal affairs.'” Russian dissidents need Western support. “The Communist leaders say, ‘Don’t interfere in our internal affairs. Let us strangle our citizens in peace and quiet.’ But I tell you: Interfere more and more. Interfere as much as you can. We beg you to come and interfere.”

    It isn’t as if Communists have not announced their intentions. But “Communism has been writing about itself in the most open way, in black and white, for 125 years, and even more openly, more openly, in the beginning,” with the Communist Manifesto. While it is “hard to believe that people could actually plan such things”—destruction of the family, merciless class warfare, forced confiscation of private property, the dictatorship of the proletariat ‘led’ by a party ‘vanguard’—”and carry them out,” they could and they have. Elsewhere, Marx and Engels wrote, “Democracy is more to be feared than monarchy and aristocracy,” that “political liberty is false liberty, worse than the most abject slavery,” and that terror would be “necessary” year after year after the Communist Party took power. As for Lenin, in his book The Lessons of the Paris Commune, he concluded that “the Commune had not shot, had not killed, enough of its enemies,” that “it was necessary to kill entire classes and groups,” which indeed he did, upon taking power in Russia. “Communism has never concealed the fact that it rejects all absolute concepts of morality,” Solzhenitsyn tells the American workers. It lauds and denounces thoughts and actions only insofar as they conform to, or deviate from, the Party’s judgment of what will advance the Party’s claim to rule and to expand its rule.

    Solzhenitsyn also remarks, tellingly, that the contemporary admiration for Mao Zedong, and for China as “a sort of purified, puritanical type of Communism, one which has not degenerated,” is equally absurd as the claim that the Soviet regime had become amenable to peaceful coexistence with the West. “China is simply a delayed phase of that so-called War Communism established by Lenin in Russia but which remained in force only until 1921.” When socialism sputtered, Lenin then shifted to the New Economic Policy, whereby he invited capitalists to invest in the country, under highly controlled conditions. China, in the mid-seventies, hadn’t felt the economic pinch of socialist economic incompetence—or, what is more likely, Mao didn’t care. After Mao’s death, the Chinese Communist Party did indeed go to their own equivalent of the NEP, which it has attempted to continue by the time of this writing.

    As for the Soviets, American invention of the atomic bomb turned their attention to the manipulation of ‘peace’ sentiments in the West. “But the goal, the ideology, remained the same: to destroy your system, to destroy the way of life known in the West” by indirect means, including terrorism, guerrilla warfare, and support for allies overt and covert. The goal “has never changed; only the methods have changed a little.” Solzhenitsyn told a British interviewer, “the most important aspect of détente today is that there is no ideological détente.” To Bertrand Russell’s infamous line, “Better Red than dead,” Solzhenitsyn replied, “Better to be dead than a scoundrel.”

    “The principal argument of the advocates of détente is well known: all of this must be done to avoid a nuclear war.” Solzhenitsyn rightly dismisses the prospect. “There will not be any nuclear war. What for? Why should there be a nuclear war if for the last thirty years they have been breaking off as much of the West as they wanted—piece by piece, country after country, and the process keeps going on.” While “the American heartland is healthy, strong, and broad in its outlook,” the men who run American foreign policy on the East Coast are none of those things, and neither is the milieu in which they live. Solzhenitsyn calls upon them to cut off economic support from the Soviet regime. They need America more than America needs them. As we now know, the economic squeeze placed on that regime by the Reagan Administration would indeed induce the collapse of the Soviet empire (along with an unanswerable military buildup; moreover, the only time nuclear was seriously discussed by the Politburo was when the Party ‘vanguard’ saw what Reagan was doing, and nearly panicked.

    Finally, the West has “become hopelessly enmeshed in our way of slavish worship of all that is pleasant, all that is material,” worshipping “things” and “products.” The effect of this materialism has been to weaken our souls. Whether in these essays, speeches, and interviews, or in his monumental histories, historical novels, and memoirs, Solzhenitsyn unfailingly attempted to strengthen the souls of his countrymen first of all, and of those who might more consistently oppose the enemies of his countrymen, the tyrants and oligarchs who arise wherever Marxist-Leninist ideology takes hold.

     

    Notes

    1. Borisov is incorrect. Like Christians, such philosophers as Plato and Aristotle clearly point to a nature shared in common by all individuals along with differentiations among individual souls. It is hard to suppose that the observer of Socrates could not tell that he had a ‘personality’ or individual character.
    2.  For a concise discussion of the repatriation controversy, see Mark Elliott: “The United States and Forced Repatriation of Soviet Citizens, 1944-47,” Political Science Quarterly, Volume 88, Number 2 (June 1973), 253-275. On the basis of primary source documents then available, Elliott accounts for the policy of forced repatriation on two main grounds: American and British negotiators were concerned about the return of their own citizens (Elliott calls this “the overriding motive behind the  West’s signing the repatriation agreement”); and “the climate of opinion prevailing in the West in 1944-45,” propagated by the overselling of the ties between the republics of the West and the Soviet tyranny and by “the nagging fear of a future German renaissance,” such as had occurred in the 1930s. “In reality the Grand Alliance of Britain, America, and Russia was a tenuous marriage of convenience united only by opposition to Hitler, the West heralded it as a harbinger of the millennium,” Elliott writes. Further, “the United States was more susceptible to this myth than Britain,” since “President Roosevelt helped create it.” This soon changed, as Americans reawakened, or in some cases awakened, to the malign character of the Soviet regime in the months following the war; by 1947 the United States refused “the use of force in repatriation under any circumstances and in all cases.” But by that time much of the damage had been done.

    Filed Under: Nations

    How to Be a Sensible Tourist: Edith Wharton in the Mediterranean

    September 19, 2019 by Will Morrisey

    Edith Wharton: The Cruise of the Vanadis. With photographs by Jonas Dovydenas. London: Bloomsbury, 2004.

     

    It helps to have a yacht.

    Married for three years and still in their twenties, the Whartons didn’t own a yacht, but they could afford to charter one, sharing expenses and adventures with its owner, Teddy’s cousin, James Van Alen. From Marseilles they went across to Algiers, where the steam-powered Vanadis was anchored. In the company of a crew of sixteen, eighty-two days later they disembarked in Dalmatia, at Ancona, having visited Malta, Syracuse, and many port cities and towns on the Greek islands and mainland. Vanadis was a Norse goddess who engaged in sorcery, bringing it to earth—a female Hermes, although in some respects less helpful, lacking any other arts. Mrs. Wharton came from the north, too, but with no mumbo-jumbo in hand.

    Touring poses a problem for one so intelligent as Edith Wharton. Here today, gone tomorrow, what’s really the point of ‘seeing the sights’? You won’t stay long enough to know anyone, to learn the language and the way people think. You can’t ‘do science,’ either. About all you can collect are impressions and anecdotes.

    This tells, early in the book, where adjectives expressing generalities pop up too much. Of the fifteen or so occasions she deploys “picturesque,” a dozen occur in the first half. (“Surrounded by the first Arabs we had ever seen,” she can only stammer that they were “startlingly picturesque,” for example.) Same for “beautiful,” “pretty,” and “brilliant.” She’s a bit at a loss for words, a condition more remarkable in Edith Wharton than it is in you or I. For a time, she’s at sea in more ways than one.

    She overcomes the difficulties as she goes along. She does it with an exact knowledge of botany and of history, along with the powers of perception and of ironic observation the readers of her then-future novels have come to expect. She seldom writes “flowers”; she writes asphodels, anemones, sweet alyssum, wild geranium, snapdragon, scarlet and yellow vetches. It helps to have convenient means of transportation; it also helps to know what you’re looking at, when you get there.

    She invariably exercises her own judgment. Looking at the interior of the Cathedral of Monreale, in Palermo, she finds it lacking in “depth and variety of color: it seems to me that for this bright climate it is too much lighted.” She adds: “Of course I know that in saying this I am running counter to the opinion of the highest authorities; but this Journal is written not to record other people’s opinions, but to note as exactly as possible the impression which I myself received.”

    As early as Algiers, she remarks the very recent “reality of Christian slavery in Africa”; “even in 1816 three thousand still remained to be released by Lord Exmouth when he destroyed the fleet of the Algerine pirates,” who had attracted the unfavorable attentions of the Jefferson and Madison administrations, only a few years before that. She notices that French imperial rule over Tunis has had much effect on the Tunisians; despite the mission civilisatrice, “nothing can be conceived more purely Oriental than the Bazaars” there. And even where the mission has left its mark, it hasn’t been altogether civilizing: “a suite of state apartments, furnished in the worst European taste of forty years ago,” was “adorned with the usual number of clocks with which Eastern potentates love to surround themselves.”

    Malta, too, disappointed. The Knights of St. John landed there, after heroic deeds elsewhere, and much of what they had built was gone. “The Cathedral of St. Paul, which was not built until the close of the 17th century, is as tawdry and ugly as only a church of that epoch can be, and contains, as far as I know, no traces of the earlier cathedral built by the Norman masters of Malta in the 12th century. The fact is that, although the Hospitallers are so intimately associated with Malta, that their very name has been replaced by that of the island, they did not come there until the day of decadence, their own, as well as that of art and architecture. The romance of their history must be sought in the old heroic days of Jerusalem and Acre, while at Rhodes the order reached its highest pitch of dignity and honour. When the silver trumpet sounded the retreat of Christianity and civilization from the coasts of Asia Minor, the true power of the order began to wane,” and by the time they had arrived at Malta they’d “already begun to lose sight of the object for which they were fighting, and were gradually changing from the protectors of pilgrims into something little better than the pirates with whom they contended.”

    She knows that tyrants ruled ancient Syracuse. The “Ear of Dionysius” was a cavern carved in the quarry where prisoners worked; the ruler could listen to any confidences exchanged by his enemies, and had a room at the other end of the “Ear” to enable him to monitor them in comfort. As an arbiter in her own right, Mrs. Wharton judges the ancient architecture superior to the modern; it was “sad to note how brutally the Christian adapter handled his materials.” If the decadence of the Knights of Malta instanced what her older contemporary, Matthew Arnold, called Christendom’s melancholy, long, withdrawing roar, its advance in early modern times was no unmixed blessing, at least when it came to taste in design. And even before that, she laments, Syracuse saw the defeat of the Athenian army. Gliding over the Mediterranean, she sides with ancient Athens, more often than not.

    And while she has a place in her heart for the romance of knighthood, she is no Romantic. She dislikes ruins. At the Temple of Concord in Girgenti, built in the Doric style, she finds that “its glory has departed.” “How the architect would have shuddered to think that his raw masses of sandstone would remain exposed to the eyes of future critics?”—the marble facing having cracked and fallen off. On to Greece, the centerpiece of her journey.

    She oversleeps while the yacht passes the southern cliffs of Santa Maura, “from which Sappho is supposed to have thrown herself into the sea.” Mrs. Wharton prefers the sea for travel, leaving its use for self-destruction to less well-governed souls. Nor are modern Greeks at times any better at self-government. In Zante, not only are men often miserly, they are so “much absorbed in local politics” that “any person who is dying is afraid to receive the Sacrament from a priest of the opposing party, lest poison be administered.” Foreign politicians prove less worrisome but no more helpful; at the next port, she finds that the men at the English Consul’s office “had very little information to give us, either about Milo, or the rest of the Aegean.” She falls back on learning firsthand, enjoying the holiday costumes of the local women, the “Eastern hospitality” of one of “the chief magnates” of the village (complete with glasses of wine that “reminded us of the ‘sweet wine’ so popular with the heroes of the Odyssey“), and the stern necessity of never violating a point d’honneur by offering material recompense to one’s host. And while the occasional literary allusion occurs to her, “in fact the lack of books about this part of the world, though at times an annoyance, lends an undeniable zest to travelling and makes the approach to each island as thrilling as a discovery.”

    In 1888, in Greece, Americans found themselves as much tourist attractions themselves, among local folk, as the sights were for Americans. As she dines with magnates, “the rest of the population looked in at the open door,” and when departing Trypiti on a donkey, at “every window, door, balcony and house-roof” “eager gazers” watched as she “rode triumphantly down the village street.” Yet the Greeks are hardly bumpkins, at least uniformly, when left to themselves. “While other islands, an afternoon’s sail away, still doze in medieval calm, Syra, placed by accident in the route of the steamer lines, palpitates with the responsibilities of modern life”—”a great source of pride to the modern Greeks, but very uninteresting to the traveler who has hoped in sailing eastward to leave the practical realities of life behind. Syra is a hard, ugly place, like all ambitious centres of traffic.” On occasion, even the less ‘evolved’ Greek places repel. “The people of Amorgo have a very bad reputation throughout the Aegean and are accused of making piratical excursions to the neighboring islands, for the purpose of carrying off sheep and goats; but they are very mild and civilized-looking compared with the Astypalians, whose “savage-looking faces,” “narrow and dirty streets,” and generally “unsavory” population leave Mrs. Wharton “uncomfortably reminded of the old days when the Greek islands were not as safe as they are now.”

    Rhodes reminds her again of the Hospitallers, who “for centuries defended Christendom against the Ottoman” and sheltered pilgrims heading for Jerusalem. “But Europe failed them in their need, and having in turn been driven by the Turks from Jerusalem and Acre, they were obliged to take refuge in Cyprus in the thirteenth century.” From there they were transferred to Cyprus, where “their rule was an enlightened one for that age, and the Rhodians were happy under their protection” until 1522, when the Ottomans expelled them. “The Street of the Knights is long and narrow, and the fine facades of the houses are broken and defaced by the wooden lattices built out by the Turks.” Indeed, “everything has been done which barbarians could devise to destroy these once beautiful houses,” which Mrs. Wharton nonetheless finds “far finer and more suggestive of the Knights in their crowning day of strength than the debased late Renaissance Auberges of Malta.” Nature does better, as Rhodes has “the most beautiful climate in the Mediterranean.”

    Nature also blessed Patmos, “deeply indented with bays and fjords.” Although home to the Monastery of St. John the Divine and to “the small church built over the cave where he is supposed to have seen ‘a door opened in Heaven,’ the Hegumenos interfered with the spiritual impression of the site when he offered to show the Whartons the body of St. John in exchange for a substantial fee. “We found some excuse for declining.” Eastern hospitality extended by the Greek Consul assuaged the rub, with no compensation expected.

    “The most beautiful island in the Aegean,” Mytilene proves “from end to end… a blossoming garden.” Embroideries shown off by the elderly aunt of their guide feature Turkish “coloring and design”; Mrs. Wharton remains alert to the blending of Greece and Turkey, ancient, Christian, and modern. They obtain a letter of introduction from the Mytilene archbishop to the First Man of Mount Athos, where the existing monastery dates back to the tenth century, built on ruins from Constantine’s time. The First Man supervises two classes of monks: the Coenobites, who sharing “all things in common,” and the Idiorrhythmics, who “preserve a great measure of independence, take their meals apart, and even maintain their private servants if they choose.” The latter way of life “is much less strict, and more popular among the richer monks,” whereas the Coenobites “are a rough and illiterate set.” “In some of the monasteries all the monks are Greek, in others Slavonic and Russian; and Russico, the Russian monastery, is said to be in the present day a hot-bed of Russian political spies.” Plus ça change…. Annoyed by the rule that no women may set foot on Mount Athos, “I ordered steam up in the launch, and started out on a voyage of discovery, determined to go as near the forbidden shores as I could.” She did discover one thing: the shore was guarded by alert and energetic monks, who “clambered hurriedly down the hill to prevent my landing, and with their shocks of black hair and long woolen robes flying behind them… were a wild enough looking set to frighten any intruder away.” The men in her party were quite welcome, however, and viewed “all the marvelous eikons set with uncut rubies, sapphires and emeralds,” the frescoes, and the illuminated manuscripts housed in the shrine, including a “book of rules which was written for the artists of the Greek Church in the very beginning of Byzantine art by Dionysius of Agrapha.”

    Modern Athens, “a white, glaring town,” has “the neat, proper air of a German Residenz, incongruously overshadowed by the Acropolis.” If “the King’s Palace is not a thing of beauty,” the Academy of Sciences building, a modern imitation of Ionic architecture, “shows how perfectly suited Greek architecture was to the Greek climate and landscape, and how grotesque are the classic reproduction in northern countries, with their smoke-blackened columns and weather-beaten sculptures.” One suspects that Mrs. Wharton would not have been altogether surprised, although repelled, by the depredations of the Germans in the next century. Be this as it may have proved, “whatever else of interest Athens contains is so subordinated to the Acropolis, that it is after all but a perfunctory glance one casts at the sculpture of the theatre of Dionysius, the exquisite columns of the Choragic Monument of Lysicrates, or even the treasures of the Museums.” “Perhaps on a second visit to Athens one might recover one’s sense of proportion. I hope some day to find out.” Athens is the only place about which she suggests such an intention.

    The Whartons then left Greece, stopping at Montenegro (its independence still threatened by the Turks), where the men “all looked bored and discontented, and no wonder, for unless they are fighting they have nothing to do.” “How they manage to live there without being driven to suicide is a mystery,” although they seem too unpoetic to indulge any such Sapphic impulses. At Dalmatia, the Whartons bade farewell to the crew, which greeted the bonus they were offered as no affront to Eastern hospitality.

    “The cruise, first to last, was a success.” And so is the journal, showing, as it does, how to tour with grace and wit.

     

    Filed Under: Manners & Morals

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