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    The Critique of Rationalism in the Philosophy of Freedom

    November 4, 2022 by Will Morrisey

    Waller R. Newell: Tyranny and Revolution: Rousseau to Heidegger. Cambridge: Cambridge University Press, 2022. Chapter Three: “The Will to Power and the Politics of Greatness” and Chapter Four: “The Distant Command of the Greeks: Heidegger and the Community of Destiny.”

     

    Might a ‘philosophy of freedom’ eventuate in an attempt to free human beings from reason—that is, from the constraints of logic, indeed from human nature itself? Whereas Hegel esteems the Greeks of the classical age, Plato above all, “Nietzsche extolled the tragic age of Homeric heroism along with the pre-Socratics and Sophists”—aristocratic Callicles over vulgar Socrates, who smelled of the rabble.  Although he shares Hegel’s conception of Being as self-originating, “like Marx,” he “believed that Hegel’s ‘absolute science’ of Spirit had robbed man of his creative powers and chained him in an iron cage of determinism,” the dialectical laws of ‘History’ leading inevitably to the telos, the ‘End of History’ understood as a constitutional monarchy buttressed by an administrative state; unlike Marx, he has no use for a ‘labor theory of value’ undergirding yet another rationalist-historical determinism, this one culminating in social, economic, and political equality. As Newell calmly understates the matter, with Nietzsche, “we are now in a very different atmosphere from that of Marx’s earnest activism.” Although, like Marx, Nietzsche is a communitarian, he is a ‘Right’ communitarian, lauding a community of ruling hierarchies, aristocratic rank, far from Marx’s egalitarianism. For Nietzsche, socialism “is every bit as much a symptom of base materialism and spiritual degradation as liberalism.” Unlike Marx, Nietzsche (in this, like Hegel) cares about liberal education, which differentiates and ranks students. But he despises the telos of Hegelian and Marxist ‘History’ alike as productive of the Last Man, that human nullity who mistakes his mediocrity for wise moderation.

    What does Nietzsche’s historicism look like? History (and therefore the right kind of education) consists of the “symbiotic relationship” between the Apollonian or rational and the Dionysian or irrational. Homer exemplifies this relationship, his metrical verse being “the triumph of Apollonian form over the wordless ecstasy and violence of Dionysus,” yet “enlivened by the terrible passions it sublimates.” This removes Nietzsche not only from rationalist historicism, which seeks to dominate the passions altogether, but also from Rousseau, who dreams of natural harmony, not the “stupendous struggle” of the Homeric gods, heroes and the poetry evoking them. “There is no higher Platonic synthesis of mind and the affects,” only strife. In Greek tragedy, “Oedipus’ fury and lust are both blind,” taking him “down into the depths, not up toward the eternal good.” “By blinding himself, Oedipus symbolically finally achieves the wisdom of blind Tiresias, whose maxim was: Best not to know the truth. Blindness as a metaphor for wisdom is directly antithetical to Socrates’ likening of the intellect to the eye of the soul—it is impossible to know too much.” When Aristotle interprets the tragedies as conflicts about moral intention and responsibility, when Plato’s Socrates argues that such a thing as moral responsibility is possible or desirable, they overlook “the passions that express themselves through” this supposed “capacity for moral choice.” “If one assumes that the cosmos is rationally ordered, including the supremacy of the mind over the passions, you might judge Oedipus as responsible for murdering Laius in a fit of rage. but if life is at bottom hostile and dooms us through our passions, then we may be fated to carry out such crimes.” The world consists not of a rationally ordered cosmos or a rationally ordered course of events but of the will to power. 

    Nietzsche does not want merely to reestablish a balance between the Apollonian and the Dionysian but to tear the Dionysian away from Apollonian ascetic rationality “in order to enable a new birth, the Overman.” In replacing the Absolute Spirit with the will to power, and as “perhaps the greatest philosophical critic of liberal democracy and modernity,” Nietzsche despises Hegel’s “benevolent flourishing of the modern nation-state as it finds a new sense of religious purpose through mutual forgiveness”; he is the John the Baptist not for a secularized and collectivized Christ but for “the new messianism of Zarathustra.” Zarathustra embraces the world of the will to power, a world “apparently devoid of permanent meaning.” Nietzsche is the philosopher not of rationalism classical or modern, but of “life,” by which he means “the passionate commitment humans experience when they are creating something altogether new in history.” To fail in this is to allow the triumph not of the Absolute Spirit or the long-oppressed proletariat but of the Last Man, the bourgeois man, absorbed in his own “survival and comfort.”

    But how “can you worship a god which you know to be a human creation like all other past gods and values?” Do you not see that the knowledge that all gods are idols, human makings, leaves you as a spiritless, ignoble Last Man, incapable of creating any new gods? The historicism of ‘progressives’ “paralyzes our commitment to anything new, bold and dangerous.” This is the abuse of history, leading to the ruin of man, drowning in his attempt to ‘be objective,’ which is only “a retreat from deciding what we prefer, a disguise for indifference”—in reality not objective at all but the expression of “petty subjectivity,” making culture, which after all means cultivation, subject to our “pedestrian whims.” The dilemma is that “modern man has discovered the dread truth that values are indeed relative”; if he is to become a creator again, he must “do so in the knowledge that it is a value, rather than an absolute truth.” No less than the Christians, and no less than Descartes who in this respect imitates the Christians while doubting the existence of God, Nietzsche seeks certainty: but now, “the only way of being sure we are overcoming the present is through the depth, passion and intensity of our commitment.” Do not abandon history and the knowledge it provides; “reform it as the servant of commitment,” using it as a spur to enhance human beings “through a radical futurism.”

    How? First, narrow your horizons. The moral relativism ‘objective’ history supports can only yield utilitarian drabness. “Man needs narrow horizons in order to beautify life and make it more bearable through reverence before a higher authority and the striving for nobility.” Also, appreciate what Plato and Christianity did accomplish by claiming that the world we experience sensually isn’t the real world at all, that there exists “a higher, eternal, and invisible realm of higher truth.” This was “the greatest expression in history of the will to power,” the greatest beckoning to self-overcoming ever conceived by men for Man. It has now played itself out, devolving into the egalitarian lowlands of liberal democracy, because Socrates and Jesus both contended that men are “fundamentally equal,” each one “possess[ing] a soul linking us to the immortal truth. Although it ended in the wretched egalitarianism of today, this effort nonetheless shows that self-overcoming is possible. To resent such an achievement at its radical origin is to remain within the wide but low horizon of democracy, with its egalitarian resentment of all great achievements. At the same time, do recognize that Plato’s Idea of the Good and Christianity’s God, in “bring[ing] the rest of existence” under their rule, must eventually destroy what his ‘high’ in it, the Idea of the Good, the Christian God, because they impose equality on human beings. By Nietzsche’s time, the crisis of egalitarianism had become so acute that even the Biblical God, a person “capable of love, jealousy, and vengeance,” had been abandoned—’killed,’ replaced by “modern rationalism and science” aiming at happiness as conceived by the likes of a race so low as the English flat heads, tepid utilitarian pursuers of happiness now conceived as bodily satisfaction and mental peace. Thankfully, “a new supreme being, the Overman, will take God’s place as the horizon for mankind’s future reverence and self-overcoming”—the Overman, who offers us not peace but a renewal of noble striving. 

    Hitherto, philosophers have sought truth without wondering what truth is and why they seek it. Philosophers have failed to reflect upon their own motivation. Nietzsche calls this “the metaphysical prejudice,” and charges that “the principle of identity and contradiction” itself—logic, the core of reason—only registers this prejudice, produced by an unadmitted passion. Whatever philosophy will now become, it must become “aware that the value of truth is the enhancement of life,” that the fact of its passionate character alone makes it worth something to living human beings. Logic serves human life because it narrows human horizons. For example, Stoics hardly live according to nature, as they claim, since nature is chaotic—wasteful, purposeless, unmerciful, unjust. Rather, “Stoicism tyrannizes over the chaos of nature by imposing reason on it in order to make life bearable.” Hegel has done the same thing, only in accordance with an equally rationalized, hence equally false but initially vital, narrowing of human horizons. Hegel even improved upon “classical cosmology,” which posited “rational and benevolent orderliness” in nature, whereas Hegel did understand the importance of movement, dynamism. Nietzsche radicalizes this historicism, “arguing that what masquerades as objective reality is entirely created on impulse by the human will.” This, he maintains, “unlike all previous truths,” is no prejudice but “a genuine account of all existence.” And if what we know is willed, “psychology must replace philosophy.” 

    To prepare the way for the Overman, such psychologists as Nietzsche and his potential followers, the “Free Spirits,” reject “reification,” the “erection of…expressions [of the will to power] as final and unalterable truths” as against creativity, which is a “process” not a permanent condition. The will to power is “Nietzsche’s name for the whole, the matrix of self-origination out of which issue all of our individual acts of will, our instincts, even the organic processes of procreation and nourishment (non-human as well as human),” the source of “all force univocally,” as Nietzsche put it. “You yourselves are also this will to power—and nothing else!” he exclaims. The will to power replaces Hegel’s Absolute Spirit, the last philosophically interesting vestige of rationalism before English utilitarians and Marxian communists plunged reason into the mud of egalitarianism. The dead end of both the morality of consequences seen in classical Greece and the morality of intention inaugurated by Christians can only be escaped by going beyond good and evil as so conceived, to psychology, to the Overman’s combination the Roman Caesar, that consequentialist par excellence, and the soul of Christ, the God who judges men according to the inclinations of their souls, clearly visible to Himself alone. The Free Spirits who precede the Overman reject the supine softness of democracy; they are the hard men of “a coming new aristocracy.”

    When Nietzsche says hard, he means it. He “envisions a process that could take place both inwardly and psychologically and simultaneously involve literally tyrannical, evil and terrible historical transformation involving entire peoples or even the entire world,” as indeed “every great historical transformation” has brought “enormous force and bloodshed.” “Deeply interested in politics and warfare as well as culture,” Nietzsche evidently shares Hegel’s sense of history as a slaughter-bench. 

    What new forms will get hacked into their shape on the slaughter-bench, refined in the souls of the Free Spirits and then beyond them, by the Overman? Having established that it is religion, not philosophy, which practices the “primordial phenomenon of sacrifice in which…morality is grounded,” Nietzsche wills a return to the primordial, now in “a new land” in which we must not sacrifice human beings in reverence to God but “to sacrifice God himself, to purge him of any remaining capacity for pity, consolation or love toward us,” enabling “the Overman to take the place of God.” While the Christian saint’s willingness to sacrifice his life to an invisible God has deepened human souls, his compassion for the weak has spawned the Last Man, the weak man. But “if modernity has shown that man is nothing but a system of matter in motion bent on self-preservation, and not uniquely loved by God, why does man deserve compassion?” To get rid of soul-slackening compassion, to deepen the human soul without the Christian God, Nietzsche’s new “philosopher” must merge “the philosopher as traditionally conceived”—that unwitting embodiment of the self-overcoming will to power—with “the legislator, the prophet, and the ‘breeder.'” This new philosopher will no longer pursue wisdom but constitute a new “master class,” a new aristocracy reminiscent of, but surpassing, the old Homeric heroes or Hindu Brahmins, the rulers of lesser rulers who obey their commands by commanding the ordinary men. The religion of the latter will make them content with their humble lot, as peasants were under the regime of Christian feudalism. Indeed, “Christianity’s particular concern with comforting the wretched masses might be an important means of ruling to supplement the Vedic or ‘Asiatic’ code of the higher castes.” 

    For now, the battle between the new nobility and the herd-men is on. In yet another reversal of his predecessor, Nietzsche inverts Hegel’s master-slave dialectic. This time, there will be no synthesis; “on the contrary, the tension between the master morality and the herd morality is escalating toward an unprecedented conflagration.” It is the role of the Free Spirits to educate this new ruling caste. But unlike the philosopher-kings of Plato’s ideal regime, “these educators are not shaping the souls of the future citizenry so as to wean them away from the temptation to tyranny, but on the contrary to hone and refine their tyrannical instincts for domination over both themselves and their subjects.” Dangerous? But of course. Yet the danger of the great effort is the only antidote to the torpor of the way of life of the Last Man. Will the Last Man be the final, low and boring, human type, or will he be the last man, the last human-all-too-human predecessor to the Overman? Nietzsche urges his noblest readers to take the risk, “rather than to submit to the unspeakably worse cataclysm of herd morality triumphing entirely and swallowing up any chance for renewed greatness on earth,” the death not only of God but of philosophy itself—of every thing and every one once exalted as above the herd. The twentieth century will bring “the fight for the domination of the earth.” Ready yourselves for it.

    In calling the “genuine philosophers” of the future “commanders and legislators, not classifiers” of supposedly natural species, Nietzsche calls the new philosophers’ knowledge itself a willed creating, their creating legislation, their will to truth the will to power. Newell observes, “at this moment Nietzsche reveals how essentially and at bottom he is a modern,” equating knowing with creating as Machiavelli did when he called for the conquest of Fortuna in order to create ‘new modes and orders,’ a project refined as Bacon’s and Hobbes’s maxim that to know something is to be able to make it, thereby improving the human lot. This project was in turn “further radicalized as the Fichtean reading of Kant, whereby reason is entirely assimilated to our will to master and reshape nature, and Schiller’s and Hegel’s identification of modern reason with Verstand, the Baconian power to tear nature apart through analysis in order to improve upon it.” But unlike all of these political philosophers, Nietzsche abominates the modern nation-state as the coldest of all cold monsters, a bureaucratic monstrosity of ‘administrative science’ foisted upon Germany by the “bourgeois-imperialist nationalism associated with Bismarck” and perfected by the English flat-heads of womanish Victorianism. Instead of underwriting this project of a deformed and deforming mediocrity, “politics must vault over the nation-state altogether, even in its comparatively more authentic underlying Volkisch sediment”—perhaps Volkitsch would be the apter term?—and “seek the rebirth of the will to power on a global level” in “a new order that will span the planet,” ruled by a global aristocracy that shares Marx’s internationalism but at the service of anything but social democracy. This “new ruling caste will usher in mankind’s new supreme being, the Overman.” Only then can mankind recover the ennobling instincts of loyalty, honor, reverence, courage, rank. Religion will now return, no longer at the service of metaphysics, whether Platonic, Christian (“Platonism for the people”), or Hegelian, but as the perpetually self-originating, self-renewing will to power of the Overman. The current-day democratization of Europe serves one and only one useful purpose: it “goads into existence a new master class that will reign over the herd men, who in this sense are their own gravediggers,” even as Marx’s feudal lords and bourgeois masters have dug, are digging, their graves. 

    For Aristotle, magnanimity or greatness of soul is the pinnacle of moral virtue, while philosophy is the highest way of life. Nietzsche eschews this separation of theory and practice. In this, he again shows himself as a historicist, if not a Hegelian or Marxist historicist. For Nietzsche, “what matters ultimately is not wisdom…but rank.” “After the collapse of Platonism and all traditional philosophy through its exposure as a prejudice and as having culminated in nihilism” the only “remaining and enduring peaks of human greatness” are “faith and nobility.” Only these remain as possible “footholds in the abyss enabling us not to be overwhelmed and swept away by the chaos at the heart of all existence.” Only these might provide the “strength of soul” needed for that, to say nothing of the strength of soul needed to slog through the egalitarian mud. 

    “Nietzsche’s Zarathustra calls for salvation through a new order premised on the destruction of human equality” and the surpassing of the categories ‘good and evil’ posited by the original, Manichean, Zarathustra. He represents not the historicist teleology of Hegel but “an apocalyptic revolutionary break aimed at an as yet unspecifiable new order that will bear virtually no resemblance to the current epoch of ‘herd morality.'” “No final resolution of history’s contradictions” will result; even if this were possible, it would stagnate human being. “The world is a field of forces that radiate through human creativity and issue forth as great faiths, philosophies and civilizations,” but once established, these ossify or ‘reify’ into some “hardened distinction between the real and apparent world.” “What the Overman fully will be cannot as yet be known”; we cannot know the full meaning of the past until the overman comes and, even then, renewal will be possible, ad infinitum. For human creativity to endure it must now consciously found itself upon “the underlying ontological principle of the will to power,” now freed “as a process,” not as “a completed doctrine or dogma sub specie aeternitatis.” The will to power “expresses itself through the passions and the affects, resulting in a self and in individual action as the last stage of its emergence,” action resulting in a new regime, “an inegalitarian collectivism.” “The greatest creators fashion horizons for entire civilizations, uniting the individual with the community.” 

    Newell asks, “how can man experience reverence bowing to a god which he knows himself to have created?” This would be a decisive objection, if the will to power were only a creation of Nietzsche’s.

    Newell well and brilliantly insists that the will to power alone won’t produce this revolution, however. It must be supplemented by the Eternal Recurrence of the Same. By this, Nietzsche does not mean a form of fatalism, which would be “paralyzing.” “The eternal recurrence is not an iron cage of determinism” but “an open circle,” in which actions and events occur unpredictably. The will to power alone would only destroy, like an anarchist’s bomb; it would be vengeful, a passion of ressentiment aimed at all that has happened, all that has been thought and felt hitherto. Life’s “colorful and invigorating chaos does not prompt tragic moaning about the loss of certainty, but laughter over its evanescence.” The cosmopolitan carnival of arts, worships, and moralities that Nietzsche derides in The Use and Abuse of History becomes a source of merriment and creativity, once one understands that nothing can or should last forever. “The eternal recurrence will dissipate the spirit of gravity in an eros for all that can be”; “we have no need for permanence, which is the outcome of the spirit of gravity in its desire to put an end to new willing.” (On this ground, one might even take Isaac Newton to have been the author of a physics of English flat-headism.) Newell considers this “Nietzsche’s most profound truth, more profound even than the revelation of the Overman that it makes possible.” Abandoning “the Platonic eros through which beauty draws us on up toward the eternal truth,” Nietzschean eros loves “the unquenchable richness and variability of existence,” the “Pandora’s box of sheer becoming, possibility and spontaneity,” enabling “the mystery and wonder of life [to] flood back” into the turgid backwater modernity has become.  

    In terms of politics, to combine the will to power with the Eternal Recurrence issues in a Trotskyism of the ‘Right’ to complement Nietzsche’s ‘Right’ or hierarchical communitarianism. That is, Nietzsche anticipates Trotsky’s notion of the permanent revolution. Although Newell doesn’t mention Trotsky, he sees the principle clearly, writing that Nietzsche envisions the result of the masters’ victory over the slaves “not [as] a political state at all but more akin to an ongoing revolutionary transformation.” This is why Nietzsche proposes no ‘best regime’ or ‘political science.’ The outcome of the revolution cannot be predicted because it will be an act of freedom, of creativity. And it might fail. “Herd morality may triumph once and for all.” All Nietzsche knows is that if the Free Spirits do succeed in educating the “eventual master caste,” and if the master caste triumphs over the herd, and “once man has been ‘redeemed from revenge’ by the eternal recurrence, all we can glimpse is ‘the bridge to the highest hope, and a rainbow after long storms'”—a new Rainbow Covenant, this one for atheists. “No one can know what will happen when we cross that bridge.” Newell characterizes Nietzsche’s attitude: “Let’s roll the dice and see what comes of it.”

    Looking back at Nietzsche’s immediate philosophic predecessors, “it is not the Hegelian or Marxist belief in the rational outcome of the struggle for historical progress in which we should invest our hopes, but the liberating creative and violent forces of that underlying strife itself.” Do not pity the victims of the coming mass slaughter. Pity instead “the inner toll this mission will take on the psyche of those who carry it out.” Newell remarks that Nietzsche is to the Nazis what Rousseau is to the French Revolution: his thoughts were distorted and vulgarized, but they were indeed his thoughts. “The heart of the matter is that Nietzsche rejects all forms of transhistorical ethics, from Aristotelian to Kantian, that would equip us to stand outside of events and make a moral judgment about such movements ahead of time.” Newell concurs with the judgment of Walter J. Dannhauser, who wrote, “A man who counsels men to live dangerously must expect to have dangerous men like Mussolini heed his counsel; a man who teaches that a good war justifies any cause must expect to have this teaching, which is presented half in jest but only half in jest to be abused.” [1] Newell simply suggests that Nietzsche would not have minded finding out.

    In some respects, Martin Heidegger radicalizes Nietzsche. And there is no doubt that Heidegger did endorse Nazism, unrepentantly. “How did the arguably greatest thinker of the twentieth century find himself serving one of history’s most murderous regimes?” Heidegger follows Nietzsche in attacking Hegelian-Marxist teleological historicism. He also shares Nietzsche’s preference for the archaic Greeks against classical civilization. But he faults all of his predecessors, not only by “rejecting any conception of the rational progress of history,” but by rejecting genealogy of any kind. No historical phase since the archaic origins of civilizations has any real merit; on the contrary, all that has occurred subsequently has amounted to a departure from Being, not an unfolding or deepening of it. “Heidegger goes farther than any of them in summoning forth the originating matrix of history as an ‘overpowering power’ as pure unmediated strife,” a matrix that issues what he calls its “distant command” to modern Germans, and only to modern Germans, to tap into the reordering authority of that fertile chaos. 

    Like all historicists, Heidegger conceives of Being as a self-originating, self-transforming force. But unlike Hegel and Marx (or the non-historicist Aristotle), he rejects the idea that the end, the purpose of Being, whether historical or natural, is its summit. The tree should not be defined by its mature state but by its roots, its hidden origin. Whereas classical metaphysics takes the telos as an ideal, the realest reality of any thing, considering any feature short of that as a flaw to be remedied, Heidegger deprecates this as “the yoke of the Idea”—a burden, dully unfree, an invitation not to understand Being but to subjugate it in a radically misguided attempt to perfect it. Not realization or culmination but the moment of origin, when a thing or indeed Being itself begins as sheer possibility—that is the true being of a thing or the being of Being. In Heidegger’s words, “possibility stands higher than actuality.” Because Man, is open to doubt about his own purpose, he is closer to Being than any other being. Like Being, Man is open to possibilities in a way other beings are not. “Dasein, the distinctively human mode of Being, is the ‘there’ (Da) of Being (Sein), the place where the question of Being unfolds” in all its historicity, its impermanence, especially when we recognize our transitoriness, recognize that we will die. “The openness to change and doubt which constitutes man’s existence is directly conditioned by the mutability and impermanence of Being as such,” the human “awareness of death,” unique to human beings. We can understand the archaic, “sheer possibility” of Being by this observation. It, and not wonder or love of wisdom, initiate the philosophic quest.

    Given this historicity, given the centrality of originating possibility, questions of ‘how’ take priority over the questions of ‘what’ that characterize classical philosophy. ‘What is’ questions take priority if you think you are looking at nature, at something that is stable, something that can be contemplated, as distinct from ever-shifting conventions and opinions. Socratic or political philosophy proceeds by interrogating one’s human interlocutors, asking them to define things and then showing that their opinions are self-contradictory, inadequate for understanding nature, including their own nature as human and their own natures as human ‘types.’ For Heidegger, not dialogue but observation (of mortality) opens the window to serious thought, leading to historical consciousness or awareness not to nature, which strictly speaking does not exist due to Being’s historicity or impermanence. That is, death should remind us of impermanence, of our own historicity. The everyday opinions of everyday life do not constitute a path to this consciousness; the attempt to transcend them, to ascend from them into a realm of Ideas (as in Plato), or a transcendent God (as in the Bible), or even to an understanding of the more concrete nature Aristotle investigates causes an “alienation” from Being. It is an attempt to impose an order, a stability, upon Being that Being does not in reality have. “Truth can in no way transcend ordinary experience but must somehow reside in it organically.” This isn’t Rousseau’s state of nature, for example, nor is it “a universal ideal yet to be achieved” like Kant’s Categorical Imperative,” nor Hegel’s “end of history.” Instead, there are only “the unique and independent worlds that have grown out of local encounters with Being,” which has been embodied in ever-changing customs that are rooted in the origins of those worlds. Thus, “Man has no pure freedom beyond the particular world to which he is committed, and his commitment takes place nowhere except in the midst of this world, its people and their heritage.” This makes ‘Man’ not a ‘what,’ a being with a nature, but a ‘who,’ a being with an origin, a history. This also makes Man a communal being, not an individual subject, “a complex of forces that is intersubjective and collective at the deepest level,” un-Cartesian and un-Rousseauian. As Newell well writes, Heidegger “reject[s] entirely the progressive notion of history without abandoning an entirely historical definition of man.” One might say that Heidegger offers a radicalized Burkeanism.

    “When Being touches us through our finitude, making us aware of the primordial possibilities that the everyday world, in its anxious search for security and control, tries to ‘dim down’ and paper over, it acts as the spur to authenticity.” But a resolve “to recommit ourselves to the authenticity of the origins can fail“; “Dasein can ‘cut itself off from its ontic roots'” in an illusory attempt to recover its authenticity. That is what all previous philosophers and prophets have done when they try to find some comforting permanence, some intellectual or spiritual security in a realm imagined to transcend flux—what Heidegger calls “reification.” These efforts alienate us from ourselves and from others, since we are at core not permanent. We substitute for our true selves what Heidegger calls the “they-self,” the “public authority which orders our lives as fearful conformists or efficient managers of the surrounding environment.” This is pretense. There can be no “horizontal universality,” no “science of history or a genealogy of morals” of a human “type.” “We encounter only the vertical universality of irreducibly unique collectivist monads, of ‘peoples.'” There is “no exit from one’s world, its people and heritage.” We live authentically only in “seizing upon” the vital origins of that world, the struggle or strife “out of which the everyday world has issued, and reenacting those origins afresh.” “Confronting the finitude, arbitrariness and particularity of our world dispels the complacency of everyday life, enabling us to see ourselves for what we really are.”

    And so, Germans must heed “the distant command” of the archaic Greeks if they are to recur to their own origins, dismantle the inauthentic world that men, including Germans, have constructed in their fearful retreat from the originating strife of primordial Being. “Being is Nothing”—that is, no-thing, no particular realized thing. As pure possibility, it beckons us to regenerate the world that has long since lapsed into inauthenticity. “Resolving upon its ‘finite freedom’ enables a people to shatter the dictatorship reared out of their own alienation,” to “give themselves over to their historical destiny,” to enable them “to vault into the future rooted in a past so primordial as to bear little if any relationship to the reified present.” The heroes of such a people will “rear up out of the deepest roots of the past, where they were trapped by the they-self’s official history of the past.” Newell calls this true radicalism, “both backward and forward-looking,” “atavistic futurism.” In returning to the radix, the root of human life, the moment of supreme freedom, it rejects “all existing political social, cultural and moral bonds in the name of a contentless communitarianism” of pure possibility, pure originalism, unique and arbitrary. To state the obvious, this cannot occur without “power, struggle, resolve, violence”—a “tremendous negative energy purging everyday life in the longing to reexperience what Heidegger calls the ‘ecstatic moment of vision’ when the community’s world sprang into being.” Such a (re)experience can “offer no guidance about concrete goals,” as befits an anti-teleological teaching. Heidegger altogether disdains “any compromise with the conditions of ordinary political dispute and party politics,” indeed of politics as Aristotle defines it of ruling and being ruled. This fits with his rejection of regard for the Socratic dialogue, with political philosophy. Heidegger resembles the pre-Socratic nature-philosophers Socrates criticized, except that he conceives of Being as historical, not natural-sempiternal. And of course, he rejects the theory of justice behind modern ‘social contracts,’ along with the throne-and-altar ‘conservatism’ social contract theory replaced. “Freedom is the return to a protean, indeterminate nothingness that overthrows all existing conditions without either developing them”—as per the early moderns—or “being developed by them”—as per all previous historicists—altogether “dispensing with precedent and prescription along with moderation”—now, in a very sharp departure from Burke.

    It is easy to see why Heidegger would have been attracted to Nazism. Simultaneously atavistic and futuristic, gripped by the cult of the hero, rejecting liberalism, conservativism, and ‘Left’ or egalitarian communitarianism, Nazism addressed, or at least could be supposed to address, the acute danger of modern alienation in all its forms, whether ‘bourgeois’ or ‘proletarian.’ “In order to recover its destiny, Germany must rethink [its] hidden history,” the “indeterminacy of Being” seen in the archaic Greeks but subsequently buried by the classical Greeks, the Romans, the feudalists, the early ‘natural-right’ moderns and late historical-progressive moderns. If Germany can do this, then act upon it, it can redeem itself and the West. It must therefore repudiate Hegel, the German philosopher par excellence, that teleologist of history, recognizing his Panglossian dialectic not as a force for progress but as “a steady, regressive development away from freedom,” an instrument of alienation. At the same time, without this “extremity of the alienation from Being” Hegelianism has imposed, Germans would continue to roll along, without self-knowledge, without consciousness of what they, and mankind generally, have lost. 

    This new consciousness must reject not only Hegel’s logic of history but logic itself, reason, as the defining characteristic of Man. It is the consciousness of his finitude, his mortality, that distinguishes Man from all other beings, not the capacity to reason. “The limitation of logic is that it cannot deal with the Nothing, with nonbeing, meaning origination.” Logic or the principle of non-contradiction can only operate when and where there is something, whether natural, divine, or historical. Since Being does produce beings, reason has a proper role, but only if thoroughly embedded within history, not as a ladder to any realm claiming to transcend history. But “Being understood as origination” is no-thing, perceived not by reason but by revelation alone. “Poetry and revelation may rank higher than science because they reveal Being more richly and primordially than analytical rationality.” [2] Germans should harken to “the surest historical precedent for understanding an authentic relation to Being,” the relation seen in “the great pre-Platonic poets, thinkers, and statesmen” of Greece. Today, Germans find themselves caught between two “pincers,” the modern-scientific, technological giants of Russia and America, regimes Heidegger classifies as “metaphysically the same,” despite their “superficially different ideologies.” What Heidegger calls the “inner truth and greatness” of National Socialism inheres in its opposition to those pincers. The Soviet Russians and the liberal Americans would conquer Being. What Heidegger wants Germans under Nazism to do is to act as “a conduit for Being’s revelation through assuming the role of ‘resolve'” against the care, the existential anxiety, that Being too often has induced Man to oppose because it imposes death, finitude, upon him. That is, against the resolve of the men who have met Being with “subjective willfulness,” Heidegger would have them willfully surrender to Being, let Being run through them, become open “to the overpowering power of Being,” a surrender “that empowers our choosing to recommit ourselves to the community’s destiny”—whatever that destiny may turn out to be, in terms of particular events and conditions. The genuine political founder, like the true artist, brings about the rule of Being, in his case “by interpreting it for his people as their norms—their laws and mores.” What Heidegger calls “the greatness” of a founding occurs only at its beginning, its free, originative act, just as Being as a whole reaches its greatness in its “creative origins”, the initial act of its history. All else is decline, a falling away from Being. “From Heidegger’s perspective, Homer was a legislator,” someone like T. S. Eliot “merely a diversion for the cultured,” the inauthentic ones. In his intention “to open the underlying Pandora’s box of creative chaos, dismantling the metaphysical edifice of Hegel’s Absolute Science of Spirit,” Heidegger looked to the Nazi revolution of 1933 as “the spark” to ignite the explosion, Germany’s answer to “the distant summons of the polis” for recovering “our destiny as a people,” freeing “logos from the chains of logic.” 

    This can be accomplished by recourse not to reason but to etymology. (In this, Heidegger is an anti-rationalist Vico.) That is, unlike the Socratic use of words to uncover the rational meaning of nature concealed by the verbiage of conventional opinion, etymology digs into the archaic origin of the words themselves to find their true meaning in their history. For example, when Aristotle defines Man as a zoon echon logon, that means literally an “animal having reason,” not an animal rationale, as Latinists would have it. Heidegger claims that the word “having” suggests temporality, historicity, “a fluid historical process,” whereas “rational animal” suggests confinement within a defined, permanent, ahistorical essence. The latter is reification, and Aristotle himself actually prefers it, especially when he speaks in his Metaphysics of Being as a substance instead of a process, as the Being—more noun than verb. But “when Aristotle tries to wrestle Greek into conveying this monistic entity, it wriggles and undulates at every turn to evade such exactitude,” being the language of Homer, of archaic Greece. Aristotle “would have preferred to express his metaphysics in Latin had it existed for him, because [Latin] lent itself readily to the kind of contraction of the meaning of Being to the one moment of metaphysical essence he and Plato were aiming for.” Heidegger links this feature of Greek to the German language. German is the only modern language that resembles Greek in its resistance to stasis, to reification. It is the only modern language in which one can truly philosophize, think in tune with Being. In this, Heidegger departs from the biological or ‘racist’ nationalism of Nazism, finding Germany’s true roots in its language. All too optimistically, he supposed that “the German people might, through National Socialism, pose the Question of Being on an active level, resolving upon their collective destiny, returning to the underlying potency of their historical possibilities so as to throw off the shackles of global technology pressing in on them in the shape of the two metaphysical superpowers.” He “saw in the Nazis a great national revival that rejected the selfish values of liberalism, bourgeois materialism and the Enlightenment for the sake of patriotism, courage, passion and daring.”

    In his Rectoral Address of 1933, Heidegger therefore identified three “bonds” of Germany and its universities: labor service, armed service, and knowledge service. “Everyone…must serve the People,” not by bubbling together in an egalitarian stew, liberal or communist, but in accordance with these ranks, ranks obviously derived from the three classes Socrates enumerates in the Republic—the laborers, the guardians, and the philosopher-kings. Plato’s regime, established on a properly historical instead of a rational-natural basis, has or can become the reality of the Nazi regime. In addition, the myth of “the autochthony of the best regime” Socrates upholds in that dialogue now becomes the reality of Germany for Heidegger—the rootedness of Germans in their soil, their territory. What Socrates presents with irony and playfulness become German-all-too-German indeed—literally and humorlessly actual. “In Platonic terms, Heidegger employs philosophy to liberate thumotic boldness, aggression and zealotry from any boundaries whatever.” Having deprecated reason, Heidegger leaves “knowledge service” as a mere instrument of armed, self-exalting manliness and abandoning gentlemanliness. “By identifying the meaning of rationality with modern instrumental utilitarianism, and even tracing this back to classical metaphysics as its inevitable working out, Heidegger cuts himself off from the Platonic conception of manliness as an ordered harmony of reason over the passions sublimated as virtues like courage and honor-seeking.” This is no aristocracy, Newell remarks, “but something more akin to the Red Guards” of Maoist China. For Plato, all great things are precarious; for Heidegger, all great things partake of Being’s primordial storm, issuing in the rule of Storm Troopers. Being isn’t eidos but polemos, war. [3] This again recalls Heraclitus, but a Heraclitus who has seen the stultifying hazards of Being’s centuries-long reification.

    And so, despite his rejection of racist nationalism for a linguistic nationalism, despite conceiving of Germans as a language group rooted in a specific “soil” or territory, Heidegger would never express any regret for his collaboration with Nazism. His claim of Nazism’s “inner truth and greatness,” as supposed by himself, overrode all qualms about such enormities as the Holocaust and the World War. He did see, eventually, what is obvious to almost any other person who looks at the Nazis: they were as much enamored of modern science and technology as their enemies in Russia and America. Accordingly, he predicted that the world headed for an even more momentous cataclysm than the Nazis had wrought. His German contemporaries, having failed to live up to that inner truth and greatness, “have as yet no inkling of the catastrophe that has engulfed them,” he lamented, after the German surrender. 

    In his 1947 Letter on Humanism, Heidegger looks back on the German politics of the past two decades. He now distinguishes between “nationalism” and “homeland.” Nationalism is the twin of the modern state, aiming at the same thing: “domination of external reality.” The modern state is part of the modern project of scientistic reification, in this case the reification of a people’s “longing for a homeland,” a place where a people can live according to the particular being their founder derived from Being. The internationalism of such postwar entities as the United Nations merely yokes together “otherwise unrelated national subjects under a cosmopolitan veneer aiming for an ever more dreary, alienating and oppressive world-state”—Hegelianism triumphant. Given the Nazi catastrophe, Heidegger “turns away from any further explicitly political commitment” without rejecting his previous claim that Nazism’ “inner truth and greatness” justified Hitler’s founding. 

    In modernity, the technologist has triumphed over the craftsman. Technology has nearly completed its task of treating all reality external to Man as a “standing reserve” for human exploitation. Even human beings themselves “become part of the standing reserve” in the latest permutation of Being. Whereas technology seeks to dominate all things external to man, and even those things internal to him, “the craftsman does not so much produce things ex nihilo as he ‘lets be.'” He is open to Being, allowing it to run through him and into the things he makes. The things he makes themselves let Being run through them like the wind that causes the windmill to turn. Nonetheless, even in its triumph, technology does not really escape the Being it seeks to control. By turning Man against himself, by turning men themselves into part of its standing reserve, technology makes the crisis more and more acute. In this sense, “technology is the history of Being,” having “been the destiny of Being from the outset.” In its sheer oppressiveness, technology “might itself spark the return to Being” by intensifying Man’s anxiety; a “hitherto unprecedented degree of alienation and despair establishes the possibility of an unprecedented degree of freedom and fulfillment.” By “dissolving all fixity so that everything is converted into the energy of standing reserve, technology itself at length makes us challenge” the false metaphysics that has afflicted Man for millennia, finally “provid[ing] a liberating insight” into the impermanence of the everyday.” Newell suggests that this is why Heidegger refused to regret the Holocaust (“any more than the fire-bombing of Dresden, the Battle of Stalingrad and Hiroshima”). Such enormities must happen, if Man is to come to his senses and draw back from technology. “There are no enduring transtemporal standards by which to judge good and bad conduct.”

    In this way, Heidegger on technology resembles Marx on capitalism; the worse it gets, the better, the more human consciousness may be raised. May: technology may defeat Man, reduce him “to pure energy for the endless transformation of existence.” But if humanity finally sees the full horror of technological oppression, we may pull back from our ambition to become “Lords of the Earth” (“a Nazi slogan taken from Nietzsche”), understand the full horror of technological oppression, open our eyes to the tyranny of the metaphysical dualism that threatens to reduce us to the condition of standing reserve.  Man might then instead become the “Shepherd of Being”—tending to all beings, caring for them, letting them be themselves. If we do become shepherds, that will be “a millenarian deliverance in which nothing will be the same as before.” While this hope may resemble Hegel’s end of history, Marx’s communism, and Nietzsche’s Third Metamorphosis, “Heidegger goes much further than any of them in his repudiation of the present.” Hegel, Marx, and Nietzsche all subsumed the history of being into the ends they envisioned; not so, Heidegger, who regarded all human history since the archaic age to have been an alienation from Being, a fall from Being’s true character as originator of all beings. His Third Age does not synthesize all that has come before, as in Hegel and Marx, nor does it esteem the successive deepening of “the type, Man” as Nietzsche does, the coming of the all-redeeming Overman. The Man of Heidegger’s Third Age, if it comes, will be “the Shepherd of Being, rejecting all of human history except its origin and letting things be instead of attempting to dominate and reshape them.” [4] “For Heidegger, reason’s insufficiency for explaining human existence can never be exposed by reason itself, but only by its dismantling and silencing, the ‘end of philosophy’ and its replacement by ‘thinking’ as ‘thanking,’ a silent act of piety for the ‘furrows’ of Being that cross into us.” In the famous dictum Heidegger offered near the end of his life, “Only a god can now save us.”

    Newell criticizes Heidegger’s claim that technology lurks in the recesses of classical metaphysics. Aristotle’s elaboration of the four causes of beings doesn’t ‘privilege’ the efficient cause; the ‘final’ cause, the purpose of a being, “solicits and elicits” the other causes. There is no suggestion that nature can or should be conquered by technē. “Efficient cause is the least significant of the causes because it is merely the means by which reason brings about its purpose. The elevation of efficient cause over the other causes takes place only through the assimilation of efficient cause to the creative power of God over nature as chief artificer effected by Christian theology, later transferred…by Machiavelli and Hobbes to the secular human agency of the Prince or Sovereign.” Similarly, in his four-volume study of Nietzsche, Heidegger abstracts from the Eternal Recurrence of the Same, concentrating his attention solely on the Will to Power. As Newell has already shown, “Nietzsche did not conceive of willing to be its own ground, but understood it to be grounded in an interplay between man and Being in which Life solicits man to will her interpretation in order that Life can come to presence as the manifold values exhibited throughout history.” Newell doubts that Heidegger finally cares whether he has ‘gotten it right’ in his exegeses of his philosophic predecessors. If you are intent on allowing Being to speak through you, exegetical correctness is rather beside the point.

    Who or what, then, is this god Heidegger hopes will save us? And if the Shepherd of Being is a “quietistic” being, one must still “wonder what transitional means this god…might have to employ in order to bring about” what Heidegger calls the “astounding” transformation he will effect. The Shepherd will (or won’t) reveal himself. God is “radically apart,” approached through “a mystical experience” not rational prediction. No theology, whether Thomistic or Hegelian, can anticipate such a return of Being. 

    Very well then, can Heidegger’s “ontology of Being” be questioned within the field of its own assumptions? This is what Leo Strauss did, asking (in Newell’s paraphrase), “What justifies Heidegger in the first place in identifying anxiety as the fundamental human relationship to the whole? Why could it not at least as justifiably be love, whether of God or of wisdom,” Platonic eros or Christian agape? (Indeed, the Old Testament itself maintains that fear of God is the beginning of wisdom but not its culmination.) We should ask ourselves, “what moves us more profoundly: Anxiety or Love?” It may be recalled that one of Strauss’s earliest books was a study of Hobbes, who makes much of the fear of violent death; Strauss is known for his critique of ‘the moderns’ on this and many other points.

    Heidegger shares with his historicist predecessors the claim that Being is immanent in the course of events. Within a century of its inception, however, Hegelian historicist rationalism “had been displaced in the academic world” Hegel himself inhabited and animated for several generations by “the comeback of modern dualism and its separation of rationality from experience,” as seen in neo-Kantianism, “which located reason in a contentless ethical and analytical formalism standing outside of history,” and in the form of Weber’s distinction between facts and values (itself a reprise of Hume’s distinction between ‘is’ and ‘ought’), leading to the moral relativism of ‘social science.’ What Hegel had sought to synthesize his academic successors sought to separate. “Heidegger aimed to salvage the traditional role of reason in the West as guiding our choices by completely historicizing it” or, as “a critic might argue, by destroying it altogether.” He folded reason into history, making it “entirely historical, temporal and immanent.” This does not descend into relativism because “not every historical setting or people was suitable for posing the question of being.” Archaic Greeks and modern Germans were the suitable ones, thanks not to their biological race but to their language, which opened their consciousness to the flow of Being.

    “Heidegger is the last of the group who, like Hegel, Marx and Nietzsche, offered a complete and absolutely comprehensive teaching providing a unified account of life on every level—individual, communal, political, psychological, moral and aesthetic—within an overarching ontological framework claiming to possess the absolute truth about the whole (Spirit, scientific socialism, the Will to Power, the ontology of Being).” Because the politics issuing from all of these comprehensive historicisms issued in political ‘totalitarianism’ or modern tyranny, and because the doctrines themselves have seemed finally too ambitious, too sweeping, too riddled with dubious assumptions and claims, later historicists have pulled back from them. “No one aims for this kind of comprehensiveness again.” Newell turns to a consideration of Habermas’s critical theory (which leans toward Hegelianism), Foucault’s postmodernism (which leans toward Nietzsche), and Gadamer’s hermeneutics (positioned between Hegel and Nietzsche)—all fragments of the Philosophy of Freedom. 

    Newell offers some cogent summary remarks on the Philosophy of Freedom. “Rousseau initiated the great countermovement against bourgeois materialism and the smallness and venality of modern political life, but because he did not reject the modern account of nature and reason, these aggressive passions could only be defended because they were irrational.” Only the passions seemed ‘free.’ That is, he associated reason precisely with bourgeois materialism and modernity’s political pettiness and so could not elevate calculation to the level of prudence. “After Rousseau’s bifurcation between freedom and reason the only hope for moderating these aggressive passions lay in a belief in the rationality of the progress of history,” whereby the mediation of the Spirit’s dialectic replaced moderation, the classical virtue reason made possible. That is, reason animated by what Hegelians eventually called ‘thesis-antithesis-synthesis’ dialectic, held to be immanent in the course of events, replaced natural, prudential reason or statesmanship. “But the underlying historicist ontology of existence as spontaneous ‘self-origination,’ of (to cite Heidegger) existence as Heraclitean strife or war, upon which the Hegelian dialectic had been erected, eventually blew up and swept away the simulacrum of moderation that Hegel believed was provided by the teleological progress of history, a belief systematically dismantled by the critiques of Marx, Nietzsche, and Heidegger that culminated in philosophy standing aside and letting youthful passion roar out of its box. The central liability of historicism as regards the progress of history, is that in order to rescue honor-seeking from the psychological reductionism of liberal materialism, it could not avoid defending it as irrational.” Although the Philosophy of Freedom stands as a reminder of what merely utilitarian rationalism costs the human soul, the dilemma it causes in its way of redressing that cost remains with us today, albeit in less philosophically interesting but perhaps as morally and politically injurious forms seen in critical theory and postmodernism.

     

    Notes

    1. Werner J. Dannhauser: “Friedrich Nietzsche.” In Leo Strauss and Joseph Cropsey, eds.: History of Political Philosophy, Third edition, Chicago: The University of Chicago Press, 1987.
    2. In his post-World War II book, Origin of Artwork, Heidegger “attempts to render a poetic, noncausal account of art—that is, an account of art showing that making, poesis, comes at least as close to conveying the self-origination of Being as metaphysics. Plato’s Socrates argues that a poem or other work of art is imitative, something twice removed from the real thing. A drawing of a boot imitates the real boot, which imitates the idea of the boot in the mind of the bootmaker. Heidegger demurs, contending that Van Gogh’s painting of a pair of peasant boots reveals more than a display of actual boots or even a photograph of them, “connect[ing] us” as it does “to the peasant’s enveloping environment of soil, wind and labor.” The painting brings us what Heidegger calls the “presence” of the boots; “the painting is as close as can be to their source in being as origination, closer than the actual boots themselves.”
    3. This is very reminiscent of Heraclitus. But Heidegger suggests that even “the Pre-Socratics themselves…may have already harbored the seed of metaphysics” in “their evanescent distinctions between being, becoming and appearance, and in any event, they were not strong enough to resist” the metaphysics of Plato and Aristotle.
    4. The poet Ezra Pound, who had much the same experience with Italian Fascism as Heidegger had with Nazism, concluded his Cantos by writing, “I have tried to write Paradise. Let the wind speak. That is Paradise.” In popular culture, looking at things from the egalitarian Left, John Lennon famously sang, “Let it be.”

    Filed Under: Philosophers

    The Effects of the Philosophy of Freedom on Modern Tyranny

    October 28, 2022 by Will Morrisey

    Waller Newell: Tyranny and Revolution: Rousseau to Heidegger. Cambridge: Cambridge University Press, 2022. Chapter 1: “Escape to Lake Bienne: How Rousseau Turned the World Upside Down” and Chapter 2: “Redeeming Modernity: The Erotic Ascent of Hegel’s Phenomenology.

     

    Rousseau inspired Robespierre, Hegel the American Progressives, Marx Lenin. Heidegger was a Nazi. But did political ambitieux understand the political philosophers they were reading? While aiming at freedom, have these later forms of modern philosophy succeeded in modernizing tyranny?

    Edmund Burke thought so. Looking at the men who seized control of the French Revolution, he famously lamented, “The age of chivalry is gone. That of sophisters, economists, and calculators has succeeded; and the glory of Europe is extinguished for ever.” [1] But sophisters, economists, and calculators are not philosophers, however much some of them might borrow from philosophers or mimic them. The “barbarous philosophy” animating the French revolutionaries, a “mechanic philosophy” (that is, mechanistic naturalism) is no real philosophy at all. [2] Burke hopes that the coming Nineteenth Century will see a return to civilized life, a life in which men no longer “make war against either religion or philosophy, for the abuse which the hypocrites of both have made of the two most valuable blessings conferred upon us by the bounty of the universal Patron, who in all things favors and protects the race of man.” [3]

    This notwithstanding, do some of the genuine philosophers bear some responsibility for modern tyrants who have not only boosted themselves into positions of rulership by means of terror but who have used terror as a method of ruling? Waller R. Newell argues that they do, while at the same time vindicating philosophy from the charges sometimes heard from conservatives who suppose they are following in Burke’s footsteps by denouncing philosophy as such as too ‘abstract,’ too much a matter of highfalutin’ theory to make anything but a mess of politics.

    The philosophers he considers share a critical opinion of modern liberalism, which locates rights in individual human persons. Government (as the Declaration of Independence says) should aim at protecting those unalienable rights, accorded to us by the laws of Nature and of Nature’s God. In its more ‘secular’ forms, liberalism claims that “government is not about teaching people how to be virtuous—that is a matter of individual choice.” George Washington and John Adams would not agree, although both would agree with such liberal philosophers as Locke and Montesquieu that moral education is highly fallible, and that political institutions must be designed with a view toward inhibiting our more dubious exuberances. 

    But, sharpening the distinction between the modern liberalism which emphasizes liberty as an indispensable economic, social, and political utility and the ancient liberalism which understands liberty as cultivating the virtues required for sound political engagement,  for deliberating and acting in common with fellow citizens, Newell observes that a liberty which “gives us a sense of belonging to and participating in a community,” a liberty which “shape[s] us to be public beings first and private individuals only second, if at all,” has played out differently in the modern state than it did in the ancient polis. The illiberal philosophers among the moderns valorize the aim of political life ‘the ancients’ strove for, a political life that took its purpose to be “not merely utility but nobility.” The search for ancient models for modern politics preoccupied European political philosophers from Rousseau to Heidegger. But does, can, such an attempt to graft ancient liberalism to modern liberalism work in the large and centralized modern state? More fundamentally, do the philosophic principles of modern liberty differ so much from the philosophic (or pre-philosophic) principles or assumptions of liberty as understood by ‘the ancients’ that they incline modern states to tyranny?

    Perhaps they do. “Precisely this longing to make politics noble again, beautiful again, and more entirely just than before, culminated in projects for revolutionary violence and extremism that surpassed anything in previous human experience for the scale and depravity of their cruelty and slaughter. And yet—strangest paradox—precisely this longing to make politics noble again, beautiful again, and more entirely just than before, culminated in projects for revolutionary violence and extremism that surpassed anything in previous human experience for the scale and depravity of their cruelty and slaughter.” In view of Robespierre, Lenin, Stalin, Hitler, Mao, and Pol Pot, one must ask, “How could the desire to ennoble modern life lead to the political catastrophes of totalitarianism and utopian genocide?”

    Newell sets out to show the philosophers in question effected “a massive metaphysical shift in the meaning of existence, the transition from nature to history,” from natural law to historical law and sometimes to the denial of any metaphysically grounded law at all. Tyranny has been a regime seen throughout human life, but ‘ancient’ tyrants claimed no philosophic excuses for their rule, preferring to appropriate religion for that purpose (when not ruling by sheer force). The modern tyrants and typically atheistic tyrants availed themselves of the new philosophic ‘metaphysic’ to justify mass destruction for the sake of social justice.

    To find a new metaphysics that supported a politics of nobility, these philosophers faced “one apparently insurmountable obstacle”: “the physics of Bacon and Newton appeared to have shattered forever the classical belief that the cosmos was primarily characterized by rest over motion, by unity over multiplicity, and by permanence over becoming,” a belief that ruined the ‘ancient’ philosophers’ link between human happiness and the cosmic order, between human nature and nature as a whole. “The ancients’ prescription for happiness, in other words, was not merely anthropological.” Even the ancient atomists, who most nearly resemble the moderns, linked moral right to the way natural is, never suggesting that nature could or should be ‘conquered’ by man, much less that man is a ‘historical’ being.

    The new philosophers did not deny “the triumph of modern natural science” over “those ancient cosmologies.” They understood that modern science removes the idea of an eternal, orderly cosmos as “a unifying third term between subject and object, self and other, and citizen and community.” As a result, modern natural science “launch[es] an irresolvable debate as to whether the mind imposes all structure on purposeless matter or whether the mind is passively determined by those same empirical processes.”

    The new philosophers of history—call them historicists—propose “a new third term, a new source of unity—the time-bound realm of historical change itself.” The first fully historicist philosopher, Hegel, claims “that it is precisely in this realm of flux and contingency, supposed by the ancients to be the enemy of all virtue, that human virtue, including civic virtue, along with the sources of political community and artistic and intellectual merit, are to be found.” If Democritus and Lucretius are the ‘ancient’ philosophers closest if not identical to the modern liberals, Heraclitus is the one closest if not identical to the historicists. The new philosophers conceive of liberty as the freedom to embrace change in the hope of synthesizing (itself a term of Hegelian thought) “the ancient Greek polis with the individual liberty of the modern age.” This is the new “Philosophy of Freedom.” Accordingly, each of the proto-historicist and historicist philosophers Newell discusses proposes a “reinterpretation of the ancient Greeks” in an attempt to bring their nobility into the modern world of Machiavelli’s centralized state. 

    Newell numbers among the readers who see that Rousseau’s works compose a coherent whole, approaching “three major themes”—the critique of modernity, the state of nature, and the recovery of the state of nature under conditions of modernity—through several genres, including essay, treatise, novel, and memoir. He looks to the Reveries of a Solitary Walker‘s Fifth Promenade for “the fundamental experience uniting” those themes.

    Rousseau understands “the modern view” of human nature as individualistic in the sense that man does not complete himself through political engagement; he is “complete in his nature prior to and apart from his formation by civil society.” Rousseau detests the modern society founded upon that view. It is bourgeois, that is, commercial and selfish. To be both commercial and selfish is to wish for self-sufficiency without the capacity to achieve it, owing to your dependency upon business relations. To be commercial and selfish also ruins a full civic life by blocking full devotion to the common good, the laws, and the way of life of your political community—which is no longer a true community at all. This makes bourgeois modern man ‘inauthentic,’ hypocritical, masking his greed and chicanery beneath a mask of “politeness and civility.”

    Just as bad, the much-vaunted progress seen in modern times destroys natural and civic equality by “reward[ing] mental talent and mak[ing] all other human qualities seem worthless by comparison.” ‘Meritocracy’ is only aristocracy under a new set of rules for advancement. The liberty offered by modern liberalism yields only the unjust rule of the few over the many, who enjoy neither the freedom of natural men nor the liberty of true citizens. 

    To counter these disgusting consequences of modern life, and of the political philosophy that encouraged them, Rousseau recasts Socrates, that exemplar of the philosophic life. Plato’s Socrates turned from the nature-philosophy of Thales, Heraclitus, and Democritus without abandoning their quest for understanding the cosmos. His political philosophy approaches nature not so much through direct observation of the heavens and earth but through dialogue with other people, the rational sifting of opinions about the gods and men. Rousseau “transform[s] him into an ‘honest man’ in his plainspokenness, populism and simple common sense,” on the way toward replacing the Socratic and even ‘pre-Socratic’ philosopher with “the poetic artist and visionary”—the sort of person philosophers up to and including John Locke inclined to deprecate.

    Rousseau is no dreamer, at least not in all respects. He denies that modern men can recover their natural condition as happy, self-sufficient individuals. In this, he “accepts the fundamental premise of modern political philosophy” and of “the modern science of matter.” Newton has refuted Aristotle’s physics, Hobbes and Locke have refuted Aristotle’s ethics and politics. The cosmos provides no sound model for either the human soul or the political community because the cosmos has no purpose, no telos. At the same time, Hobbes and Locke are mistaken about man in the state of nature. Against their contention that the state of nature sets one man against another in either a war of all against all (Hobbes) or a competition for scarce resources (Locke), Rousseau claims that “by nature man does not have any desires he cannot satisfy on his own”; for example, any individual can readily gather some foods and hunt for others without encroaching upon the life of another. Natural man is effortlessly happy and innately good. The state of nature is “sweet,” apart from the occasional tiger attack.

    Rousseau thus contends that it isn’t the purpose of nature that one must consider, there being none, but its origin; it isn’t political life that fulfills human nature but the life of self-sufficient individuality. Civilizational progress is human regress, and human virtues are difficult to achieve only because we now have vices that we need to strain to overcome. These vices have proven so strong that men have turned to religion to save themselves from themselves. The civilizational cure is as bad as the civilizational disease, since religiosity leads to misery—intractable spiritual and physical war. Whereas “for the ancients,” and evidently Christians, “freedom is at the service of virtue,” for Rousseau “virtue is at the service of freedom.” With this contention, Rousseau comes close to “opening a Pandora’s box that arguably makes it impossible to legitimize any form of political authority,” although he does make the attempt to do so.

    Human nature, happy and good, differs from the nature of animals. Animals are mere machines. Men are free—free “to obey or to resist nature’s commands.” This departs radically from the doctrines advanced by Plato and Aristotle, for whom “the highest development of the soul would constitute the fulfillment of (and subordination to) nature.” On the contrary Rousseau argues: civilization, especially modern civilization, has seen “the misuse of free will,” which now serves “increasingly bloated passions” fed by vanity, amour propre. You, modern man, want to be ‘the envy of your neighbors,’ as the advertisements entice you to be. Worse, civilization doesn’t only lose the state of nature, it loses it “irrevocably.” Rousseau is no back-to-nature flower child. 

    How, then, did civilization begin? Men entered communities only as a result of natural catastrophe, events that “forced people to bind together for personal safety.” These original communities—once again, Rousseau orients himself by origin, not by purpose—were the best ones. Every elaboration of civil society has drawn men farther away from the happiness of their natural condition of freedom. The ‘Lockean liberals’ who found liberty on property mistake their enslaver for their liberator.

    Despite our current enslavement in civilization, the chains with which human beings are restrained after having been born free, “a green shoot of our original connection with nature dwells within us even now, however weakened.” So, there is hope for man, still. But how did our connection with nature become so weak?

    To answer that question, Rousseau turns to origins, to history or the narrative of human events; this is why he deserves to be considered a proto-historicist. “Civilized man is almost a completely different being than natural man, separated by an enormous chasm that only an account of historical evolution can explain.” Human nature in the state of nature was highly malleable, plastic; man is a being whose “faculties” consist of “pure formless potential.” The malleability of human nature is what enables Rousseau to claim freedom for human beings without abandoning modern materialism. Freer than the animal-machines around him, man is also vulnerable to malign transformation, the “loss of our natural happiness” initially spurred by natural cataclysm, chance.

    Having stated the underlying dilemma of civilized and especially modern civilized life, along with its origin in some disastrous event or series of events in his essays or “discourses,” Rousseau offers what he takes to be a genuine liberation or set of liberations. He elaborates a path to political liberation in a treatise, The Social Contract. The legal character of political life suggests the form of a treatise, a systematic treatment of the subject. He presents the path to social liberation in a novel, the Emile, the genre which best conveys the intimacy of teacher and student, husband and wife. He presents the path to individual liberation, a path too steep for any but a few, in memoirs—the Confessions but especially the Reveries.

    The regime elaborated in The Social Contract “minimizes social inequality,” the basis of civilization, “by making everyone equally subject to laws of which they approve, set in a relatively austere economy that discourages extremes of wealth and luxury.” And it secures freedom insofar as men in civil society can recover it by “prevent[ing] one’s dependence on any an arbitrary power through our total dependence on the public power.” Political equality and freedom replace our lost natural equality and freedom.

    This does not necessarily entail a democratic regime. A monarchy or an aristocracy could also “recognize the equality of all citizens in principle and with respect to their rights.” This demotes regimes from the political centrality they assumed in classical political science. For Aristotle, “each regime type embodies a different substantive conception of virtue and justice,” whereas “for Rousseau, equality is the only principle of legitimacy, and all regime types are merely different modalities for institutionalizing it.” Rousseau nonetheless retains the classics’ emphasis on cultivating moral and intellectual virtue “through their participation in public affairs.” Rousseau cares more for equality and freedom, both of which are natural to man. 

    The Rousseauian social contract brings man closer to the natural freedom he has lost by substituting the General Will for the long-restricted free will of bourgeois man. “According to the General Will, we choose only those laws which not only we but everyone else in society would be willing to obey,” thus preventing laws that would “take advantage of me or me to take advantage of others,” thereby guaranteeing “the protection of our individual interests by limiting everyone’s pursuit of their individual interests.” A civil society founded upon the General Will seems to Newell “more social democratic than proto-Jacobin or communist,” as it protects both freedom from oppression and to practice active citizenship. Aristotle understands such citizenship as a relationship modeled on the relationship of husband and wife, who rule and are ruled in turn. Too individualistic to permit asocial human beings to find liberty in mutual dependence, Rousseau instead defines moral life in terms not only of freedom but of a sentiment experienced by the individual: compassion. Compassion enables men to establish and form civic bonds that are as free as bonds can be, because they come from the heart, not from the protection of an external supposed good, property. Compassion is a virtue civic institutions and customs can and should foster.

    “Civic freedom is a simulacrum of our freedom in the state of nature but whereas our natural freedom was spontaneous and unselfconscious, our civic freedom is willed and self-conscious—a second, specifically moral, freedom gained by membership in the social contract.” To achieve civic freedom, which imitates natural freedom but most assuredly does not grow naturally out of it, one needs severe measures. Enter the Legislator.

    The Legislator, the founder of civil society, drags otherwise asocial and apolitical beings into the social-contract order. He can only do so despotically, exercising unlimited power, given the radical character of the transformation he sets out to effect. He is changing malleable human nature, but it takes force to do so, given the lumpish resistance of the materials with which he works; human nature is malleable, perhaps almost infinitely, but not easily so. After founding this new republic, this new public order, he must (Moses-like) never enter “the regime he has created.” By his actions he has made himself (and perhaps shown himself) to be too unequal for that. “Future leaders will exercise only those powers voluntarily designated to them by the people,” in accordance with the laws of that regime.  

    Once a civil society has been founded, the General Will can malfunction if clever men delude the people, rechanneling their free will toward unfree passions. Fortunately, “the individual’s natural liberty can never be completely absorbed by the social contract.” Collectively, men retain the right to revolution; as individuals, they retain the right to withdraw. In some cases, the philosophic life, now reconceived as a life of reverie, of savoring the sweetness of existence, will be the course of such withdrawal, although for most it will simply mean self-exile, removal to another society more congenial to freedom, if one can find such a place.

    The General Will puts a premium on civic unity. Factions compromise it, including the majority factionalism of democracy. As James Madison would later argue, “if factions cannot be avoided, better to have many than few, so as to diffuse their ability” to coalesce into despotism, perhaps democratic despotism or majority tyranny. Newell observes that in this Rousseau again departs from Aristotle, whose best practicable regime, the mixed regime of shared rule of the few rich and the many poor, with a substantial middle class mediating between them, “would merely be rule by a faction.”

    In sharp contrast with Madison, however, Rousseau in principle rejects representative government, as commended by Locke, Montesquieu, and even (in his own monarchic way) Hobbes. Full civic freedom requires “direct participation in political life,” thereby “exercis[ing] our moral and civil freedom to assent to how we are ruled.” This necessitates a return to much smaller, polis-like political communities or ‘republics,’ where citizens may readily “affirm or revoke the powers exercised by the state to promote the general will.” The large, centralized modern states, which need the one, the few, and/or the many to conduct policies by representatives of the people, must go. They are too big to permit the meaningful exercise of civic liberty. Since in modernity such civil societies are now rare, Rousseau concedes to the modern state its size, with the caveat that its ruling institutions must be structured so as to enable citizens confirm or dissolve the authority of their representatives at regular intervals.

    Rousseau’s General Will anticipates Kant’s Categorical Imperative. It is not the same as it. The Categorical Imperative “applies to mankind as such”; it is an exclusively moral principle, as Kant gives political life over to the institutional constraint of power-hungry deviltry. The generality of the General Will exists only in particular civil societies, in nations living on territories. This leaves room for each people to develop its own set of moeurs. “Rousseau believes in patriotism and does not regard its heart as dead even in today’s bourgeois.” This means that the General Will extends only to citizens; those outside the social contract might readily be oppressed, a “quandary [that] will continue to haunt the Philosophy of Freedom.”

    The family is another pathway to freedom, and in the Emile Rousseau delineates that pathway. Although he is widely considered at a source of Romanticism, as indeed he is, Rousseau has Emile’s tutor give the boy a decidedly down-to-earth education. Ever since Christian-aristocratic chivalry worked to ennoble erotic love, love has taken on a certain ‘idealism.’ This is an illusion, Rousseau teaches, given that the beloved is a real woman, never the paragon her lover supposes her to be. But the sentiment itself is real enough, and the tutor puts it to good use as a means of preventing Emile from becoming a bourgeois individualist. Love so conceived gets the lover outside of himself, induces him to put his amour-propre to one side.

    The marriage and family which result from love also dilute selfishness. The courtly love of the chivalric European aristocracy seldom led to marriage, but Emile and his beloved Sophie remain sufficiently sensible to become husband and wife. That is, some of the elevation of courtly love can be melded into bourgeois civil society, even and especially in those regimes which cannot recover polis-like civic virtue. “Modern bourgeois man must have a self-interested stake in the orderly society, and the family, which includes our own property and wealth, is the healthiest such stake because it gives him a personal motive for behaving justly.” By holding up the love-match marriage against the traditional marriage arranged by parents, Rousseau brings freedom into family life, with profound effects that resonate to this day. There is a caveat, however; Rousseau’s tutor replaces Emile’s parents, and the tutor does more or less arrange the marriage, not forcing the young couple to be free but, surely, inducing them to be free.

    Rousseau’s third way of life for modern man is not so much the life of the philosopher but of “the solitary dreamer.” Like Paul the Apostle, Rousseau suspects the philosophic way of life to be vain, although unlike Paul, he also regards it as unnatural. [4] If there can be a good philosophic way of life at all, it must “point the way to a natural happiness which is not philosophy itself, and which all people were capable of experiencing in the state of nature prior to any hierarchical moral and intellectual ascent.” Rousseau’s philosopher, or replacement for the philosopher, turns out to be “a kind of dreamer or poet, an authentic individualist who uses his intellectual powers to free himself from the intellect, in order to commune with his natural sentiments”—”replicating natural man’s original solitariness” by leaving civil society. Consistent with Rousseau’s critique of rationalism, his neo-philosopher does not contemplate nature but experiences it esthetically, “summoning up and releasing into himself nature’s underlying potency and sublimating those energies through their expression as art.” The Romantics would affirm this “elevation of the artist over the rational thinker as the true voice of being.” In Platonic terms, Rousseau’s Solitary Walker doesn’t ascend from the Cave of conventional opinion toward the Ideas but goes ‘back’ or ‘down’ to nature’s origins, the crux of creativity, “the stable current of ceaseless becoming”—a “recessional movement from selfhood back into the moment where self and becoming intersect and the self dissolves.” Platonic elevation, Rousseau charges, does not really elevate the soul. It inflates it. The only way to escape such egoism and its vanity is to return to the origins. Thus, “for Rousseau happiness comes from natural disorder, thinking is an impediment to this happiness.”

    The soul must fill itself with the sentiment of its own existence and no others. Other sentiments lead the soul to want the objects of its desires. Only the sentiment of the soul’s own existence satisfies itself without such longing and the dependencies it generates. Rousseau compares such a soul to God, although much more the god of the Epicureans than the God of the Bible, being neither political nor rational nor moral.  

    Newell identifies “the meaning of nature as origination” as “the underlying unity among Rousseau’s works,” a unity that explains “their extraordinary diversity and at times considerable tension with one another,” even as the rational eros of the quest for truth unifies the equally diverse Platonic dialogues. Whereas Plato’s dialogues all “lead us toward the One, the Idea of the Good, that brings our soul into conformity with the eternal reasonableness of the cosmos,” Rousseau, who endorses the modern philosophic denial of a rational cosmic order, aims not at a higher good but instead rides with the natural flux. He beckons us to think not ‘vertically’ but ‘horizontally.’ In this sense he is a democrat or egalitarian. None of the three ways of life—the life of civic engagement, of familial contentment, or solitary reverie—can be said to outrank the other. “No objective ranking according to reason [is] possible.”

    Newell demurs. In Rousseau, nature is “too far away to invoke in a binding manner.” “It remains mystifying to me that Rousseau insists that man at his most natural is solitary.” As a result, he “bequeathed to his German successors Kant and Schiller a series of only partially resolved tensions between nature and convention to which they responded by extracting one dimension or another of his thought, assigning it priority, and thereby attempting to make it the basis for the others.” This response found its political echo in the factions among the French revolutionaries—the worst of them, Robespierre, going so far as to attempt the extermination of the bourgeois classes, along with the clergy and the aristocrats for good measure. “The Jacobins believed that they were returning the rest of France to the pristine condition of the Golden Age of the state of nature, incoherently blended with a collectivist republic, with no inequality of condition, a community of the virtuous and pure in which the individual would be totally submerged”—back to the supposed natural origins, with a vengeance. Newell rightly calls this a policy of “utopian genocide,” an “attempt to construct heaven on earth with the guillotine.” 

    G.W.F Hegel restores a substantial degree of sobriety to the conversation while at the same time radicalizing modern metaphysics and, in the end, unintentionally preparing a way to radicalize modern politics even beyond the acts of the Jacobins. He takes Rousseau’s notion of the malleability of human nature, accepts David Hume’s claim that one cannot derive any ‘ought’ from the unteleological conception of nature as purposeless matter in motion, and transfers teleology to ‘History,’ the course of events, the “arduous ascent by way of civilization toward wisdom.” The erotic satisfaction of the philosopher who, from time to time, achieves “contemplative union with the immortal truth” now becomes “mankind’s progression a single time to the final outcome, the actualization of wisdom at the end of history.” Civilization becomes not the bane of existence, as in Rousseau, but the necessary process whereby everyone, not only philosophers, achieve lasting satisfaction. Far from weighing us down, civilization enables mankind to accumulate “within the all-embracing ambit of Spirit (Geist) a trove of latent in-dwelling experiences from which individuals and nations can draw in the present for guidance and inspiration.”

    This happens because the world consists of instantiations of the “Absolute Spirit,” instantiations that occur because the Absolute Spirit unfolds itself through time, beginning with something like what today’s physicists call ‘The Big Bang’ and moving towards a telos, a consummation. Further, not only does the Absolute Spirit unfold itself in accordance with recognizable laws but the human mind, which is as much a part of the Absolute Spirit as everything else, operates the same way. What Hegel calls the “absolute science” of the Spirit consists of both “the actual, lived history of the world from the earliest origins to the present day and a cognitive map of the mind’s patterns.” “Spirit is simultaneously the structure of reason, the history of the world, and the psychological profile of every living individual as he or she lays claim to the organic Bildung of moral energies evolved over the centuries.” 

    Between Rousseau and Hegel, Kant and Schiller attempted to address Rousseau’s antimony between nature and reason—an antimony that sharpens once one admits the modern claim that nature is purposeless, reason merely a utilitarian tool of the passions. In terms of morality, Kant turns to his Categorical Imperative. Kant agrees with the earlier ‘moderns’ in thinking that “because the cosmos as a whole is bereft of purpose, nobility and moderation, it is pointless for human beings to claim they are attempting to internalize these qualities in their own souls.” Following Rousseau’s emphasis on the will, on intentionality, Kant endows his Categorical Imperative with universality and selflessness: Act so that the maxim or principle of your action can be universalized. This disposes of the moral quest for happiness, which Kant deems both selfish and teleological, therefore unsupported in nature or by practical reason. As remarked previously, the universality of the Categorical Imperative distinguishes it from Rousseau’s General Will, which is general only within the confines of particular peoples living on distinct territories within the terms of the Social Contract. Further, “for Kant there is no prospect for the wholesale or even partial recovery of the natural equilibrium of our desires, only a perpetual struggle by the will to master the inclinations.” Even more ambitiously, in the second formulation of the Categorical Imperative, Kant writes, “Act as though the maxim of your action were by your will to become a universal law of nature.” This, Newell suggests, may amount to “a project for the open-ended transformation of reality hiding between the lines of what is usually taken to be Kant’s attempt to maintain an equipoise between the realm of nature and the realm of freedom.” Kant is certain that “if we follow the Categorical Imperative, we do not try to become sovereigns of others and masters of nature, but masters of our own natures and sovereigns of ourselves.”

    But at what price? Schiller finds Kant’s morality according to the Categorical Imperative “both unbearable and unnecessary.” Why would anyone don such a moral hair shirt? Human beings will seek satisfaction; they can do so, morally, “through aesthetic fulfillment.” In his Letters on the Aesthetic Education of Man, Schiller proposes “an education in culture as a way of healing the alienation caused by modern rationalism—an alienation not only between man and nature but within human beings between their rational and passionate selves, crystalized in Kant’s categorical imperative.” In its radical austerity, Kant’s doctrine “runs the risk of producing a prude who regards a passion for Raphael and a passion for gin as defects equally deserving of curtailment.” On the contrary, Schiller insists, “a beautiful life can entail a morally well-ordered one,” one that restores “the erotic dimension of virtue explored in Plato’s Symposium on modern subjectivist grounds.” Instead of arousing “erotic longing toward the immortal nobility of civic virtue and, at the highest level, the imperishable Idea of the Good,” Schiller locates his “aesthetic culture” and “aesthetic education” in “man’s self-conscious transformation of nature to create an organic unity between his subjective will and the sensuous embodiment of his ideal in the work of art.” Rejecting the Platonic claim that “the world is a rationally ordered and benevolent whole,” the Romanticism Schiller propounds requires struggle, struggle that often veers toward “self-doubt, moodiness, and anxiety”—what the English call Byronism. This notwithstanding, “For Schiller the aesthetic is the crucial middle realm of experience between the sometimes degrading downward pull of natural necessity”—the realm of utilitarian calculation—and “the sometimes too austere dictates of moral freedom.” Modern rationality must not be permitted to “destroy the aesthetic experience,” as it does in either the self-interested calculations of Bentham or the selfless but also colorless practical reason of Kant. To reduce nature to appetitive (and competitive) self-interest because nature is nothing more than matter in motion and the best one can do is to shoulder all impediments to that self-interest to one side, devil take the hindmost; to identify the rational calculation needed for success in that endeavor as the empiricism and “analytical rationality” of modern science: this to squeeze the joy out of life, as the young John Stuart Mill discovered when he tried to follow his father’s utilitarian precepts, finding in that way of life not happiness but misery. Why would one not prefer, morally, “the sublime sentiments aroused by the beautification of nature through art”? 

    Initially, Hegel too struggled “to fully reconcile the realms of Beauty and Understanding,” aesthetics and (modern) rationalism. But in the Phenomenology of the Spirit Hegel solves the problem to his own satisfaction by proclaiming a “teleological progress of history.” “We now enter the realm of ‘historicism’ proper.” “Hegel, in contrast with his predecessors, recasts man as a historical being through and through,” completely “jettisoning the concept of human nature” by subsuming nature “within the organic historical life-world Hegel terms Spirit.”

    The Absolute Spirit is the Holy Spirit ‘secularized’; that is, instead of standing apart as an entity qualitatively different from and superior to matter, the Absolute Spirit (which Hegel sometimes calls “God”) is immanent in all reality. This gets rid of the dualisms of earlier modern thought in a grand “synthesis” of all antimonies as the Absolute Spirit progresses in time toward its End,; in so doing, it also reconciles reason and revelation. With the consciousness of the Absolute Spirit, “no choice between reason and revelation is possible or necessary,” as they are “two ways of representing the same truth,” two instantiations of the Absolute Spirit. “As Leo Strauss put it, [Hegel] was the first modern philosopher to elevate the study of religion to a branch of philosophy.” In Hegel’s view, “to separate God from rationality reduces God to arbitrary caprice” and to separate a rational God from will is to reduce the Absolute Spirit to impotence. Put in less metaphysical terms, “Romanticism requires scientific supplementation in order for Spirit to become fully conscious of itself,” but “science left to itself, cannot even fathom what it lacks.”

    Hegel can thereby retain the “cold analytical thought premised on man’s alienation from nature and growing power to master it” while also retaining something like the philosophic eroticism of Plato. He can do this because alienation and masterly power again have a telos to long for: no longer the Ideas of Plato but the End of History. In political terms, liberalism’s emphasis on individual rights can find their realization only in the impersonal modern state. History for Hegel becomes “a double-sided quest for unity and fulfillment by means of scientific rationality,” bringing “the pursuit of Understanding (including political rights and scientific power)” into an indispensable step towards “the reign of Love.” In recognizing human dignity, the modern nation-state becomes the locus of representative institutions, the protector of personal liberties, tolerance, diverse cultural and religious communities. History is “the human pursuit of freedom beyond the contradictions placed on it by the present,” a pursuit that forms part of the process of “Spirit’s own development as it supersedes itself through the agency of man.” Hegel gives the name “Subject” to the human, latterly modern-scientific quest to know; he gives the name “Substance” to the emotions, especially love, the romance in Romanticism. “Both dimensions—Subject and Substance, Understanding and Love—are essential for a stance toward political life that is both humane and realistic,” a life that avoids “Jacobin fanaticism” (“the attempt to impose from above, by revolutionary fiat, a single global pattern for rational political and economic organization”) and “the Romantic retreat from the muck of politics into a purely apolitical realm of aesthetic bliss” or, in another path some Romantics took, “a folk nationalism of tribal belonging and instinct.” By esteeming each stage of historical development as a necessary step, however violent, in the march toward the End of History, Hegel can “moderate the modern assumption that the past has nothing to teach us about freedom and culture.” Even the Jacobin Terror teaches us something. In its negation of all existing social and political institutions, its murder of existing social and political rulers, simultaneously destroyed moribund practices and hidebound persons as it presented humanity with horrors to overcome and then to avoid in a better, more humane world. The unfolding of the Absolute Spirit proceeds not smoothly but ‘dialectically’—through the often-violent clashes of opposing, even enemy, forces. Not for Hegel is the smooth path “where everyone and everything is instantaneously reunifying, where everything is at one with everything else.”

    History’s dialectic remains at odds with itself before it can achieve its final synthesis. This clash of opposing persons and forces expresses the energy and the direction of the Absolute Spirit as it moves toward its telos. Hegel calls “determinate negation” the retention of “a residue of what has been overcome” by any important advance in human freedom. “Progress, in other words, is always a matter of two steps forward and one step back, a kind of dialectical cha-cha” in which forward steps partially recapitulate earlier steps. Newell compares this to Burke’s notion of prescription or tradition, although in Hegel’s “science of wisdom” History proceeds by the rules of (Hegelian) logic. If it did not, History “might be viewed as a pointless cycle of the rise and fall of civilizations and beliefs.”

    And again, this historical progress encompasses everyone. Philosophers will not leave the rest of humanity behind. “The entire human species makes this ascent from fleshly and sensuous experience toward the light of the truth,” as “the teleological ascent from becoming toward the eternal Good is replaced by the teleological progress of history.” In this sense, by putting a universalized human telos not above us but in front of us, Hegel democratizes moral, philosophic, and political striving. True, “if all phenomena are time-bound, then our knowledge cannot leap,” Platonically, “beyond the limits of time, change, variability, and perishability,” but it doesn’t need to seek such elevation if human beings become conscious of the movement of the Absolute Spirit itself, which moves in time, changes, varies, and causes to perish those things and persons it no longer needs. “This wisdom is not merely speculative,” as Platonic sophia is; “it is the concretely actualized outcome of the entire previous eons-long pursuit of freedom, enlightenment and happiness, embodied in the living structures of the modern state, culture, education and religion.”

    These structures have two dimensions: the sphere of ethical life or Sittlichkeit and the realm of morality or Moralitat. Ethical life denotes custom within a given community; morality denotes the countervailing “will of the individual to master his own nature so as to achieve autonomy.” “These two standpoints are in tension with one another, but they also interweave as history moves toward its completion.” Without this interplay, ethical life would congeal into mindless habit while morality would rigidify into inflexible sternness. Without it, Romanticism would decline into sentimentality, science into nihilism. But “the cultural battle between science and Romanticism…will, once sublimated, usher in the reemergence of God in history in a new era of mutual forgiveness” and peace.

    Newell observes that Hegel’s idea of the Absolute Spirit resembles, and actually prefigures, “the most up to date modern physics,” embracing as it does “the concept of Force.” This concept “heralded an inroad against the physics of matter in motion—not particles clashing,” as proposed by the Epicureans, “but quanta or waves.” At the same time, it reaches back to the Bible, to the God who announces, “I am what/that I am,” that is, I am “completely mutable,” free of all material and formal constraints. The Absolute Spirit can posit itself as matter and form, but it has the freedom to change. The Biblical God symbolizes it, since “God cannot be conceptualized as a specific entity or static being.”

    For this reason, Hegel admires the ancient polis as a necessary step in History’s progress but would never attempt to reproduce it under modern conditions, in the manner of Rousseau and his epigoni. The Greek polis was “the first concrete historical embodiment of Spirit because of its living interplay between the individual citizens and the organic community they made up, an interplay between particular and universal that mirrors Spirit’s own dynamic,” its interplay of morality and ethical life. Greek tragedy registers this tension in extremis, as Sophocles dramatizes the way in which “the divine law must inevitably be circumscribed by the self-consciously ethical human law; the primacy of the household and clan supplanted by the primacy of citizenship.” Hegel’s interest in the communal customs of the ancient Greeks, their religion, distinguishes him from the rationalists of the modern Enlightenment, who cared only for Socrates, Plato, and Aristotle.

    But that was then, this is now. Christianity is “the absolute religion” of modernity, Christ’s salvific immanence symbolizing the “Spirit’s dynamic.” “Christ represents man’s alienation or separation from God, but also reveals that God has alienated himself from himself,” as Jesus’ pleading prayer at Gethsemane proves. “The Good Friday of the Crucifixion”—a determinate negation if ever there was one—achieves “the Easter of resurrection and reconciliation and Christ’s return to God, and man is forever changed.” Dante was right to call his poem The Divine Comedy, inasmuch the apparent tragedy of the Crucifixion gives way to the supremely happy ending of the Resurrection of Christ and the redemption of man.

    What does this metaphysical teaching mean for politics? Hegel denies that Rousseau’s state of nature could have existed, or could be proved to have existed, because “we never encounter human nature that has not already been mediated by freedom and political authority.” As for Kant, “we never encounter the will to freedom that has not already been mediated by nature.” Such formulations are too abstract—”valid analytically,” to be sure, but of no help in understanding politics in the real world. In the real world, “the final form that Spirit assumes is the modern state,” which “embodies the unity of Subject and Substance by uniting the subjective, passionate side of Spirit with its substantive completion through civic life.” As such, the state never originated in a social contract. The state’s “law and morality mediate between the individual and the state, and thereby complete our freedom,” neither tyrannizing us nor allowing us to plunge into anarchy. “The state is not a mere instrument for self-preservation, but an organic whole, the living embodiment of the Concept of Spirit,” best seen in constitutional monarchy, a regime that combines the rule of law with executive force. [5]

    In identifying Hegelian constitutional monarchy as a regime of liberalism, Newell scants the importance of Hegel’s championing of the administrative or bureaucratic state. This may be the result of his concentration on the Phenomenology rather than The Philosophy of Right. Newell thus sees clearly how Hegel aims at avoiding tyranny or ‘hard’ despotism. He does not mention  Tocqueville’s critique: that the administrative state may bring about a ‘soft’ despotism, a form of rule that does not suppress human liberty but unbends the virtues that want liberty in the first place and enable citizens to step up to defend it.

    Be this as it may, for Hegel the national state isn’t the only embodiment of the end of history. Each people has “a perspective on the divine operations of Spirit not only in their own country but throughout the world, which encourage them to transcend their subjectivity,” their nationalism. Across time, works of art do what religions do, across territories, “rendering the divine in sensuous form, is that a statue can embody the spirit of an entire age, or its access to God.” And philosophy understands all of this rationally, contemplating the dialectical sweep of the Absolute Spirit theoretically. “In the coming synthesis, the nation-state will emerge as an organic mingling of political, aesthetic, religious and cultural bonds.”

    The state has an apparently dark side, developing dialectically, through the determinate negation or “labor of the negative” seen in rule by terror. “For Hegel, only by seeing history without illusion as an outwardly violent, often dreadful process of creative destruction can we retain a realistic basis for any optimism we might entertain regarding the improvement of mankind and the world.” Hegel is thinking of the Jacobin Terror. But what would he think of the mass murders committed by the Communist and Nazi regimes of the next century? Newell considers “Hegel’s analysis of the Terror” as too likely to lend itself to those ruinous atrocities if one forgets Hegel’s insistence that the past must never be entirely obliterated, and only a fool or a tyrant would try. Such millenarian ‘politics’ relentlessly attempts “to eliminate all the mediating bonds of civil society,” all ethical life, in a phantasmagoria of moralism run wild. “A soundly educated (in Hegelian terms) citizen of today must surmount the horrors of genocide and tyranny by absorbing them intellectually and psychologically, sharpening one’s sense of ethical condemnation by recognizing that these variants of millenarian extremism are not dead and buried monsters from a past happily left behind, but the dark side of modernity itself, when ‘the labor of the negative,’ it imperative of destruction and re-creation, exceeds all bounds of moderation, prudence and respect for human beings.” Hegel takes his own historicist liberalism to be “the antidote to the dangerous fantasies of the General Will.” But is it an effective antidote to the “disturbing built-in tendency of modernity itself”? Hegel cannot avail himself of the non-metaphysical political teaching of Burke before him or of Tocqueville after him, having insisted that Being is teleological and immanent in the course of events, which necessarily animating and encompassing political life.

    Hegel’s moderating intention was lost on Karl Marx, or rather rejected by him. He adopts Hegel’s democratizing and collectivizing tendency—his insistence that progress toward knowledge is for everyone, not only the few philosophers—along with his dialectical historicism but he transforms the latter into dialectical materialism. No Spirit, absolute or other, need apply; no such force exists. All is matter in motion, but the motion proceeds dialectically toward a telos, communism. Or, as Newell puts it, Marx anthropologizes the Hegelian Spirit, making history “nothing but the conquest of and transformation of nature in the pursuit of freedom and material survival by human beings seeking power.” Hence his valorization of labor and its modern embodiment in the ‘working class’ or industrial proletariat, which he contends will overcome the bourgeoisie that enslaves them by victorious acts of the labor of the negative. After that labor has been completed, the bourgeoisie eliminated, there will be a brief era of socialism, of ownership of the means of production in the hands of proletarians, before that state and the social classes that use it as their instrument wither away and mankind achieves its full liberation. The state can wither away because human nature is malleable; under socialism, then in communism, it will no longer be what it was—compelled by capitalism to be grasping, selfish, manipulative—but the locus of an unselfish “freedom of untrammeled creativity.” Marx admired Lucretius, whose materialist-atomist ‘swerve’ showed him “a way in which spontaneity could be compatible with materialistic determinism,” especially since that swerve could now be said to move matter in predictable laws of change. Like Lucretius, Marx assumes that there may be movement without any invisible, immaterial force or ‘Spirit.’ 

    Looking at the United States, Marx sees that political emancipation is not enough. Full emancipation requires social and economic freedom, as well. Americans are bourgeois. Their ‘ought’—unalienable rights—contradicts their ‘is’—capitalist wage slavery. This contradiction is irresolvable on American terms.

    Newell judges Hegel to have been the far more sober historicist, having recognized that “even at the end of history…a political state with laws and police will be needed to balance the public and private goods.” But for Marx, “precisely the worst excesses of natural desire and fanatical willpower in the present guarantee the achievement of [a] beautiful collective existence for everyone.” “The irony,” Newell sees, “is that Marxism, whose original aim was the complete transcendence of the state, is transformed into a manifesto for Promethean state-building”—no liberation but a far worse tyranny than any previous monarch has imposed, or (when the tyrants are replaced) a far worse oligarchy than either feudal aristocrats or modern capitalists established. Marx effectively loads all human freedom into the end of history, into communism, insisting on a strict determinism in all times before that. This brings modern dualism back, despite his resolute materialism. And it excuses tyranny in order to get to freedom, in a radicalized version of Rousseau’s paradox, forcing men to be free.

    Newell concedes that Marx correctly “warned that if the political revolution for the transition to socialism was too far in advance of…socioeconomic development, the result could only be the imposition of equality by force majeure”—seen in the Stalinist (but also the Leninist, Trotskyist, Maoist, Pol-Potist) terror. “The result was a program of state terror to be equaled only by the Nazis.” While “Marx’s philosophy is not responsible for Stalinism in a direct causal sense,” Marx’s “explosion of the Hegelian synthesis of the unity of Subject and Substance—of freedom and community—left his philosophy intrinsically vulnerable to further radicalizations of its purely political pole, the ‘scientistic’ dimension of Marxism,” appropriated by tyrants claiming to represent the leading edge of historical project as determined by the iron laws of dialectic. And this tendency can even be discerned in Marx himself, who suggested that a backward country like Czarist Russia could and should leap ahead of the advanced capitalist countries, although its socialist revolution would need the reinforcement to be provided by the future proletarian revolutions in Western Europe. In practice, this led to more than three generations of attempts by the rulers of the Soviet Union to spark revolution in the ‘capitalist’ and therefore decidedly undemocratic ‘democracies’. The Soviet “attempt to build socialism from above through rapid collectivization and industrialization claimed an estimated thirty million lives,” and similar ambitions in China and Cambodia claimed tens of millions more.

    Rousseau prepared the ground for historicism by arguing that human nature is malleable. He did this in an attempt to show that human freedom is possible because human nature is not mechanical and therefore determined, as is the rest of nature. The historicists Hegel and Marx saw that a more or less infinitely malleable human nature needed some other guiding principle if it were not to descend into nihilism. For them, ‘History’ provided that guiding principle: rationally discernible dialectical laws of progress toward a telos or ‘end of history.’ Subsequent historicists would not shrink from the nihilistic implications of malleability, having come to doubt the rational character of historical change. The most important of those subsequent historicists were Nietzsche and Heidegger.

     

    Note

    1. Edmund Burke: Reflections on the Revolution in France (Buffalo: Prometheus Books, 1987), p. 80.
    2. Ibid., 82, 85.
    3. Ibid., 147-148.
    4. More precisely, both Rousseau and Paul regard human nature as originally good but corrupted. The difference is that for Rousseau human corruption can be remediated by human effort; for Paul, only God’s self-sacrifice on the Cross can do that, since human nature has become irremediably corrupted otherwise. 
    5. In its American form, Progressivism valorizes ‘the living Constitution,’ not the one the Founders framed to strengthen the social contract among Americans; Progressivism also tends to elevate the presidency, the executive, to a position of prominence, as seen (for example) in Wilson and Franklin Roosevelt.

    Filed Under: Philosophers

    Pedagogy of the (Would-Be?) Oppressors

    September 15, 2022 by Will Morrisey

    Paulo Freire: Pedagogy of the Oppressed. Myra Bergman Ramos translation. New York: The Seabury Press, 1974 (1968).

     

    Published in 1968, the annus mirabilis of ‘New Left’ politics, Pedagogy of the Oppressed appealed to the ideological trends of the 1960s university campuses in the West, trends conveniently but not misleadingly labeled as neo-Marxist. Neo-Marxists took the class-conflict theme of Marx and added several other ‘dialectical’ motifs: ‘Caucasians’ vs. ‘peoples of color’; men vs. women; adults vs. ‘youth’; ‘First World’ vs. ‘Third World’; colonialism vs. liberation. On American campuses, these several grievances paled beside the movement to end the war in Vietnam, but once President Nixon ended the draft and the anti-war movement dried up, these more enduring themes came into greater prominence. Meanwhile, in subsequent decades Freire’s pedagogy became the basis for what’s now called ‘action civics,’ whereby teachers encourage elementary and high school students to take up social and political ’causes’ as part of (and indeed central to) their civic education.

    As a founding member of Brazil’s democratic-socialist Workers Party, Paulo Freire’s Marxism drew most heavily from the neo-Marxisms of his time and place. To the ‘Third World’ Marxism of Franz Fanon’s 1961 tract, The Wretched of the Earth —which argued that persons living in the impoverished Southern Hemisphere constituted a new, international proletariat, a body of oppressed persons who could be readied to overthrow the bourgeois capitalist imperialists of the North—and the Left-Christian Liberation Theology formulated by Marxisante demi-Christians in Latin America, Fanon added some Hegelian and Deweyan themes. So much so, in fact, that to this day more orthodox Marxists condemn him as a petty-bourgeois charlatan. But it is precisely his soft-focus eclecticism, partially concealing a much harder core, that still converts many of his readers first into disciples, then to advocates and practitioners of his “critical pedagogy.”

    “Critical” is indeed the word that signals Marxism in the contemporary world. Freire begins by lauding conscienização or “critical consciousness.” In Marxism, proletarians take their first step toward liberating themselves from bourgeois domination by developing “class consciousness,” seeing themselves not so much as (for example) Brazilians, Christians, fathers and mothers, or any other social group but as workers—for Marx himself and the ‘Old Left’ animated by his ‘scientific socialism,’ factory workers more than agricultural workers, whom he deemed too backward to achieve the level of consciousness necessary to drive a revolution. Gathering around him the broader constituency of the New Left, Freire begins not with Marx but with Hegel, specifically, Hegel’s dialectical confrontation of master and slave. The slave wins his freedom by risking his life in resisting the master, “making it possible for men to enter the historical process as responsible subjects,” persons who know and act instead of ‘objects’ who are known and acted upon by their oppressors. Once liberation has been achieved, “subjectivity and objectivity…join in a dialectical unity” or synthesis “producing knowledge in solidarity with action, and vice versa.” This book, Freire writes, is “for radicals” who intend to remake education as part of “the great humanistic and historical task of the oppressed,” which is “to liberate themselves and their oppressors as well.”

    You see, we do this for the benefit of the oppressors as much as for the oppressed, as little as the oppressors may not now appreciate our efforts on their behalf. Even oppressors who wish to aid the oppressed, to reform regimes in ways that aim at ending poverty (for example) “cannot find in [their] power the strength to liberate either the oppressed or themselves.” The apparently strong are actually weak. Fortunately, in Freire’s judgment, the weak are actually, or at least potentially strong. “Only power that springs from the weakness of the oppressed will be sufficiently strong to free both.” Here is an excellent example of the Liberation-Theology line, which turns a Gospel prophecy—the last shall be first in the Kingdom of God, by the grace of God—into a very this-worldly prediction.

    Freire doesn’t invoke the grace or the power of God in arguing for this claim. When oppressors attempt to aid the oppressed, they exercise only “false generosity” and “false charity.” Loveless and dehumanized themselves, they have none of the moral or intellectual resources to do what they profess to want to do.

    Why would the oppressed behave any differently than the oppressors, were they to overthrow the oppressors? En route to revising the Marxist-Leninist stance, Freire admits it: they won’t. “During the initial phase of the struggle,” the oppressed “tend themselves to become oppressors” not because human beings of all classes love domination but because oppression has been “their model of humanity,” the only kind of behavior they have seen in the ruling classes. They want to end their oppression, but they fear freedom and the “authentic existence” that beckons them. Must the Marxist-Leninist ‘dictatorship of the proletariat’ always be so, well, dictatorial?

    That is why the oppressed need a new kind of education, “a pedagogy which must be forged with, not for, the oppressed,” a pedagogy which “makes oppression and its causes objects of reflection by the oppressed,” an “instrument for their critical discovery that both they and their oppressors are manifestations of dehumanization,” as in Hegel’s master-slave dichotomy and in Marx’s antinomy of bourgeois and proletarian. As in Hegel, “the oppressor is solidary with the oppressed only when he stops regarding the oppressed as an abstract category and sees them as persons who have been unjustly dealt with…when he stops making pious, sentimental, and individualist gestures and risks an act of love.” Evidently recognizing that love does not figure prominently in the writings of Marx, Freire hastens to write, “What Marx criticized and scientifically destroyed was not subjectivity, but subjectivism and psychologism,” the latter being too individualistic for him. That doesn’t quite get us to acts of love, but Freire has his own strategy in mind.

    The Hungarian Marxist Georg Lukàcs had wanted members of the proletarian vanguard to “explain to the masses their own action.” Freire demurs. Such a monologue would mostly serve the egoism of the explainers. So, don’t explain; talk with the oppressed about their actions. That goes for Christian Leftists, too. Although some of them hold up Jesus as the standard of human conduct, Freire contends that “the oppressed must be their own example in the struggle for their redemption.” This will happen in two stages: first, “the oppressed unveil the world of oppression and through praxis commit themselves to its transformation”; this then “becomes a pedagogy of all men”—not only the oppressed—in “the process of permanent liberation.” This is the educational equivalent of Trotsky’s ‘permanent revolution.’ “In both stages, it is always through action in depth that the culture of domination is culturally confronted.” And what is “action in depth”? “This appears to be the fundamental aspect of Mao’s Cultural Revolution,” then ongoing, which, according to Freire, consists of consciousness-raising and “expulsion of the old order’s myths.” The violence of Mao’s Cultural Revolution rates no mention, perhaps because Freire offers an unusual definition of violence.

    Violence arises in a situation characterized by a version of the master-slave dialectic, the situation of exploitation of one person or group by another. Or, somewhat more subtly, it hinders the “pursuit of self-affirmation of self-affirmation as a responsible person” by the exploited. Whether direct or indirect, violence “interferes with man’s ontological and historical vocation to be more fully human.” So far, Hegel. But unlike Hegel, a critic of the French Revolution, Freire supposes that “never in history has violence been initiated by the oppressed,” only by “tyrants,” “those who cannot love because they only love themselves.” Where this leaves Mao, in whose thought love is no more conspicuous than it is in Marx, one can only guess, but Freire happily admits that “consciously or unconsciously, the act of rebellion by the oppressed (an act which is always, or nearly always, as violent as the initial violence of the oppressors) can initiate love.” After all, the oppressed only “desire to pursue the right to be human,” a right (it must be said, though assuredly not by Freire) that Mao and his colleagues pursued in a highly desultory manner. At any rate, Freire assures his reader that “the restraints imposed by the former oppressed on their oppressors, so the latter cannot resume their former position, do not constitute oppression,” as such “necessary restraints”—conveniently undefined— “cannot be compared” with acts of the “oppressive regime.” The problem here is not so much the principle—to overthrow a tyranny may well, although not necessarily, require rough treatment of the tyrant and his henchmen—but with Freire’s selection of political role models—here Mao, elsewhere Castro. That is, Freire numbers among the social democrats who find it difficult to identify any enemies to democracy on the Left.

    He does see part of this problem, however, a problem that was staring Leftists in the face when he wrote his book and continues to stare at them, no longer so obviously, to this day. “The moment the new regime hardens into a dominating ‘bureaucracy’ the humanist dimension of the struggle is lost and it is no longer possible to speak of liberation.” Example then at hand: the Soviet Union. Mao’s ‘solution,’ the Cultural Revolution, proved savage in the short run, ineffective in the long run. Freire hopes to find a better solution to the dilemma of inegalitarian egalitarianism in education.

    Christian love flows from trust in a loving God. Freirian love flows from trust in the people. The educator should enter into communion with the people, and that religious language is no accident. In a remarkable turn of phrase, Freire writes, “Conversion to the people requires a profound rebirth.” That is, the people take the place of Christ as the teacher seeks to be ‘born again.’

    ‘Born again’ socialism rules the agent of secularized ‘grace’ as much as that agent rules the converted. (In this it differs noticeably from Christianity.) It turns out that the teacher will be doing a lot of converting himself: “Critical and liberating dialogue, which presupposes action, must be carried out with the oppressed at whatever the stage of their struggle for liberation.” “Critical” here means Marxist critique of the oppressors: “The oppressed must see examples of the vulnerability of the oppressor so that a contrary conviction”—notice again the religious language—can “begin to grow within them.” “Liberating” means the freeing of minds from the assumption that there is nothing the oppressed can do, a liberation achieved by that critique, which identifies chinks in the enemy armor. 

    The reason Freire hopes that this form of pedagogy will not lead to terrorist excesses before, during or after the revolution, and why it can counter bureaucratic sclerosis in the decades of rule by the formerly oppressed, is precisely the technique of “dialogue.” Previous generations of Marxists had understood propaganda as monologic. The dictatorship of the proletariat emerged from a one-way form of ideological propagation whereby the vanguard of the proletariat, those most fully ‘conscious’ of the dialectical laws of history and of the current point to which those laws had brought world history, would tell the proles what they needed to think and what they needed to do. This too closely resembled one of the prime techniques of capitalism: advertising. But “conviction cannot be packaged and sold” like a commercial product; it cannot be brought about with a passive, capitalistic “banking concept of education.” Marxist-Leninist socialism stays too close to some of the elements of the capitalism from which it emerged. As a result, the would-be liberators of the oppressed become oppressors themselves, albeit in the name of ‘the people.’ Many socialists of earlier generations had understood some of that, recognizing that socialism bore the “birth marks” of capitalism, which socialists confidently expected to see their societies outgrow. The problem was that the birth marks had in fact been birth defects, perpetuating class inequalities in a new form. Dialogue between activists and the poor, each ‘converting’ the other, is Freire’s answer to that dilemma. “The revolutionary’s role is to liberate, and be liberated, by the people—not to win them over.”

    And so, teaching today consists of a subject (the teacher) instructing an object (the student). This violates the Hegelian and Marxist insistence that the subject-object dichotomy distorts the dialectic, whether it is dialectic in logic or dialectic in practice, in society and politics. Hegel and Marx want to resolve the contradictions that cause the dialectic by ‘synthesizing’ the contradictory elements into a new ‘whole.’ Merchants clashed with feudal lords, defeating them but appropriating some of their ways of ruling, most especially their military prowess; the proletariat clashes with the bourgeoisie and in its future triumph will appropriate some of bourgeois techniques of ruling (e.g., accounting). Freire hopes that by introducing dialogue between activists and the oppressed he can make the dialectical clash humane, first of all by the “rehumanization” of the oppressed, taking their intentions and desires seriously—as it were, working with those intentions and desires, not simply prating against them. Today, “education is suffering from narration sickness,” which not only makes teachers into preachers handing down the gospel of Marx but too often falls into lecturing on such general principles or abstractions as ‘commodification’ and all the various ‘isms’ one is told to venerate or to abominate, depending upon whose ‘class interests’ they allegedly serve. “Words are emptied of their concreteness,” thereby losing their “transforming power” as the listeners’ eyes glaze over. Students “memorize mechanically” as if they were not human beings but mere ‘containers,’ objects “like the slave in the Hegelian dialectic.” Too much of that, and the oppressed will not only risk his life in fighting to make his oppressor recognize his humanity but turn into an oppressor himself. Oddly but perhaps tellingly, although Freire emphasizes dialogue and concrete language, his book is monologuish and full of abstract language and argumentation.

    “Apart from inquiry, apart from praxis, men cannot be fully human.” Inquiry, yes, and understandably so, given the rational capacity of human nature. “Praxis” is the question. Socratic irony suggests that the discoveries resulting from human thought readily be transferred practice. Accordingly, Socrates’ ‘praxis’ is the philosophic life itself, engaging in dialectics of word, of logos, with interlocutors, many of them fellow citizens of Athens. And even that eventually got him into difficulties. The Marxian Freire denies that intellectual discoveries cannot fully be transferred into practice, although he does prudently recognize that they cannot be so transferred immediately. His notion of permanent revolution, which implies a continual and practically transformative dialogue amongst the people while they rule themselves, will (he hopes) avoid both tyrannic oppression and bureaucratic sclerosis.

    Thus, ‘critique’ will be constant, along with a sort of ‘creation.’ “Knowledge emerges only through invention and reinvention”; with “critical consciousness,” students can become “transformers of the world.” Indeed, since “men are fulfilled only to the extent that they create their world…with their transforming labor,” those accustomed to hard labor can, with “unity and organization,” “change their weakness into a transforming force with which they can re-create the world and make it more human,” despite their oppressors’ attempt to keep them divided and conquered. Since, as Hegel, Marx, and indeed their fellow historicist, John Dewey, all claim, “reality is really a process,” education cannot educate unless it reconceives itself as a process that lines up with the larger process of ‘History,’ that grand dialectical synthesizer of contradictions in theory and in practice, that comprehensive and constantly ‘laboring’ force by which human beings can make themselves into world-creators and rulers.

    What are these student critics learning to criticize (or as one says, ‘critiquing’) more acutely with their heightened consciousness (or as one says, ‘wokeness’)? Oppressors rest confidently, even complacently, on their ability to “fit” the oppressed into “the world the oppressors have created,” largely by inducing them never to question its hierarchies. They churn out myths, as for example “the myth that rebellion is a sin against God,” or “the myth that the oppressive order is a ‘free society,'” or (horror of horrors) the insidious ways in which they “inoculate individuals with the bourgeois appetite for personal success.” Supposedly ‘populist’ leaders (he may be thinking of Peron) are really “amphibians” who go back and forth, pretending to defend the people but keeping close ties with their capitalist oppressors. Oppressors may reform the world they have created, appease grievances, but they never willingly transform it, revolutionize it, fundamentally change the regime itself. Because it refuses to acknowledge that reality is an ever-changing process, oppression is “necrophiliac,” death-loving, because it takes a “mechanistic, static, spatialized view of consciousness,” ignoring the flowing, dialectical, temporal character of the consciousness of those it rules. This causes suffering because it cuts people off from their real nature as ‘historical’ beings. “Liberation is a praxis: the action and reflection of men upon their world in order to transform it.” Only with those who act with a “consciousness intent upon the world” will liberate themselves from the oppressors. And the “essence of consciousness” itself is intentionality; that is, as Marx urged, the point isn’t to understand the world, as previous philosophers had tried to do, but to change it. This puts considerable premium not on knowledge as understanding reality—even if reality is reconceived as ever-changing, ‘Heraclitean’ not ‘Platonic’—but on the will of the student, now determined to fuse theory and practice in order to revolutionize what he sees in front of him. No wonder that orthodox Marxists dislike Freire: He doesn’t believe that ‘History’ will end; as with Trotsky, the revolution will be permanent, although unlike Trotsky, it need not be driven by state-sponsored terrorism.

    Rather than violent force, revolutionary education, “through dialogue,” causes the categories of “teacher-of-the-students and the students-of-the-teacher [to] cease to exist.” “A new term emerges: teacher-student and student-teachers,” persons “jointly responsible for a process in which all will grow”—that last word invoking Dewey’s central theme. Knowledge is no longer (mis)understood as property. This can occur when “the teacher presents the material to the students for their consideration and re-considers his earlier considerations as the students express their own.” That is, logos replaces doxa. This amounts to a “problem-posing education,” again as with Dewey, instead of a “banking education.” That is, instead of depositing knowledge in the vault of each student’s mind, the teacher will identify a problem the students have, then work with them to solve it. This now is called ‘activist pedagogy.’ 

    Whether it will really work out this way, and even whether Freire expects it to work out this way, remain open questions for now. His underlying point here is ontological. Without consciousness, he claims, there would be no ‘world’ at all because there would be no one to say, ‘This is a world.’ “The world which brings consciousness into existence becomes the world of that consciousness,” the world of historicism, itself a form of human godlikeness without the God of the Bible. There is no ‘being’ in the Platonic or Biblical sense, only ‘becoming’—the happy becoming of the optimist, a becoming that is “revolutionary,” “prophetic,” and “hopeful” because guided by “men as historical beings” who know themselves as such and (evidently) know which way to move the course of events in a good direction, away from oppression and toward liberation. “Critical thinking” is “historical thinking.” Such thinking, including self-reflection, distinguishes man from animals, which “live in an overwhelming present,” unaware of taking risks, incapable of making commitments of transforming themselves for better or for worse. Human consciousness implies “a dialectical relationship between the determination of limits and [men’s] own freedom.”

    It is true, Freire concedes, that the word is “the essence of dialogue.” However, “there is no true word that is not at the same time a praxis.” If word “is deprived of its dimension of action,” if it does not advance us in time in some practical way, then “reflection suffers automatically as well,” descending into mere wordplay or verbalism, “an empty word, one which cannot denounce the world, for denunciation is impossible without a commitment to transform.” This comports with the elevated status of the will in Freire’s pedagogy. In Platonic terms, words that denounce belong more to the realm of thumos or spiritedness, not so much to the realm of logos or reason. He does, nonetheless, understand that action without reflection is mere activism, which “mak[es] dialogue impossible” by coercing human beings, treating them as objects. “Only men are praxis,” capable of combining knowledge and creation to produce material goods, social institutions, ideas and concepts.

    “Dialogue is the encounter between men, mediated by the world, in order to name the world,” since “no one can say a true word alone…nor can he say it for another.” In today’s jargon, this means that truth is ‘socially constructed,’ a point that might well be contested. Be that as it may, in order for social dialogue in Freire’s sense to proceed, the oppressed must reclaim the right to speak. They must also learn to speak in the right way, as polemical argument isn’t true dialogue but an attempt to impose truth on another—true enough, although belied by the earlier praise of denunciation. In this latter, unpolemical sense, dialogue requires “profound love for the world and for men”—the replacement of God in the Christian command with “world” well noted—and revolution founded upon such dialogue is “an act of love.”  “The naming of the world, which is an act of creation and re-creation, is not possible if it is not infused with love,” Freire writes, now paraphrasing Che Guevara. 

    Moving away from this quasi-theological language, Freire faithfully adopts the historicist concept of various historical epochs, each constituted by complex dialectical interactions among ideas, hopes, values, and material conditions. In each epoch, “generative themes” develop, defended by some and attacked by others. Those whose self-interest a given theme serves will defend it. “I consider the fundamental theme of our epoch to be domination—which implies its opposite, the theme of liberation, as the objective to be achieved by those dominated by “the method of conscientizaçāo,” whereby those who investigate “the people’s thinking” and the people…act as co-investigators.” Freire thus attempt to democratize Marx’s ‘science.’ It aims at changing people’s minds voluntarily, by which Freire hopes to preclude dictatorship by the oppressed after they overthrow their oppressors.

    By contrast, “the investigator who, in the name of scientific objectivity, transforms the organic into something inorganic, what is becoming into what is, life into death, is a man who fears change,” seeing in it “not a sign of life, but a sign of death and decay,” thereby “betray[ing] his own character as a killer of life.” This presupposes, all too optimistically, that change cannot be deadly. 

    At any rate, the change Freire has in mind enables men to “emerge from their submersion and acquire the ability to intervene in reality as it is unveiled.” His “problem-posing method” begins with a task to be done, not a subject to be known; in this pedagogy, ‘knowledge’ comes out of the dialogue-praxis undertaken to solve the “problem,” itself identified in dialogue with the oppressed, as defined by—whom? Freire never gets around to specifying that, but it is well worth specifying, inasmuch as claims of oppression, of victimhood, abound, easily asserted by manipulative minds.

    Or perhaps we do know who defines ‘the oppressed.’ It is the investigator-revolutionaries who determine “the area in which they will work,” acquiring “a preliminary acquaintance with the area through secondary sources.” They then will observe, listen, discuss, all in order to discover “the structure of [the people’s] thought.” The next step will be to discuss these findings among themselves along with a small number of volunteers from the area, identifying “contradictions” between what the people want and what they experience.

    This begins to sound suspiciously like a somewhat more sophisticated form of standard Marxist practice. The next step will be to develop oral, written, and/or pictorial “codifications” of recognizable situations familiar to the people,” supposedly threading the needle between “overly explicit” (i.e., propagandistic) and “overly enigmatic” representations of those situations. These “codifications” (for example, a picture of a drunken worker weaving his way home) must relate objectively to “the makeup of the whole” social system in which the people find themselves while relating only to their “felt needs.” It is noteworthy that the revolutionaries take charge of selecting among the many possible “codifications.” [1] Once the participants review the materials, they will be ready to engage in “correcting” their habitual opinions and perceptions.” After “several days” of such “dialogue, the people can suggest themes,” having gotten the hang of what’s going on. The result? “Individuals who were submerged in reality, merely feeling their needs, emerge from reality and perceive the causes of their needs.” Quite obviously, this also enables the revolutionaries to ‘get into the heads’ of the people, both in terms of learning what they actually feel and in terms of influencing those feelings. That drunken worker now sobers up, seeing that his urge to drink as caused by his capitalist oppressor. Men thus “come to feel like masters of their thinking.” But are they?

    In fact, “the leaders do bear responsibility for coordination—and at times, direction—but leaders who deny praxis”—which Freire defines by citing Lenin’s demand for fusing theory and action—to “the oppressed thereby invalidate their own praxis.” That is, Freire revises Lenin’s famous notion of the proletarian vanguard—primarily in terms of how it’s presented. Once the vanguard-leader-teachers nudge them in the direction of Marxian analysis and action, the oppressed will have “a fundamental role”—a fundamental role—thanks to their “increasingly critical awareness”—Marxist class consciousness—of “their role as Subjects of the transformation.” Although Freire claims that they will thereby avoid the temptation to oppress, once in power, his citation of Castro as an example of such a leader gives the game away. While describing the revolutionary leaders as engaging in a “humble, loving, and courageous encounter with the people,” he, very much like Castro, Lenin, Mao, and his other heroes, insists that “this dialogical encounter cannot take place between antagonists.” In Freire’s Liberation-Theology Christianity, loving one’s enemies evaporates in the heat of class conflict, despite his earlier protestations that in liberating themselves the oppressed act not only for their own good but for that of their oppressors. [2]

    Freire instead calls for a “scientific, revolutionary humanism,” one that stresses “intersubjectivity” and “interaction” with the oppressed, inasmuch as “revolutionary leaders cannot think without the people, nor for the people, but only with the people.” If they don’t, “they become devitalized” and will end as the people’s new oppressors. Education and revolutionary activity must proceed simultaneously, beginning with the pedagogy but quickly moving to a synthesis, lest a stratified “counter-revolutionary bureaucracy”—product of a “counter-revolution…carried out by revolutionaries who become reactionary”—re-subordinate the people. What Freire calls “cultural invasion,” a means by which oppressors “impose their own view of the world” while “assuming the role of a helping friend,” can as readily be undertaken by ex-revolutionary bureaucrats as by reformist elements within the bourgeoisie. Castro and his comrades, however, shine forth as “an eminently dialogical leadership group,” gradually drawing the people away from the oppressor by “objectify[ing] him” while “never enter[ing] into contradiction with the people,” never getting too far ahead their state of consciousness. Freire evidently never listened to any of Fidel’s eight-hour monologues, delivered once securely in power. Or maybe he calculates that his readers won’t know about them.

    Dialogue bespeaks Martin Buber’s ‘I-Thou’ relationship, Freire hastens to assure us. Still, in cultivating that relationship, revolutionaries “must not be naive” about the people. To be sure, one may have confidence in their “potentialities.” But “always mistrust the ambiguity of oppressed men, mistrust the oppressor ‘housed‘ in the latter” in the form of the myths the oppressors have insinuated into their minds. The people’s “natural fear of freedom may lead them to denounce the revolutionary leaders instead!” as no less an authority than Che Guevara warned. Communion with the people brings cooperation from the people, the fusion of revolutionaries with the people.

    With the new regime of socialism established, bureaucracy threatens. At the same time, to be a regime there must be some sort of organization. What will that be? Freire holds out the possibility that it can grow out of the unity of the people with the revolutionary teachers. The dialogue that preceded the revolution will continue after it. The new regime’s authoritative institutions will provide space for the “intersubjective” relationship of leaders and the people. “Organization is…a highly educational process in which leaders and people together experience true authority and freedom, which they then seek to establish in society by transforming the reality which mediates them.” You know—it will all be like Cuba under Fidel.

     

    Notes

    1. Another example: the teacher-leader-revolutionaries will endorse a particular demand of the people—for example, a salary increase—while at the same time “pos[ing] as a problem a real, concrete historical situation of which the salary demand is one dimension,” namely that oppressive capitalist system that denies them the salary they want.
    2. For a discussion if Liberation Theology, see Will Morrisey: A Political Approach to Pacifism (Lewiston: The Edwin Mellen Press, 1996), pp. 288-306.

    Filed Under: Philosophers

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