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    The Reflections of Seth Benardete

    January 20, 2021 by Will Morrisey

    Seth Benardete: Encounters and Reflections. Ronna Burger, editor. Chicago: The University of Chicago Press, 2003.

     

    From “Encounters,” Benardete’s recollections of the individuals he met in the course of his inquiries, the book moves to the second part of the “indeterminate dyad” of his life, discussions of the philosophic problems he and his dialogic partners considered over the course of years. Writings and readers being yet another such dyad, the talk centers on philosophic books, especially the Platonic dialogues—themselves dyadic, of course.

    Michael Davis asks him to elaborate on his account of structure and plot in Homer’s Iliad. Benardete recalls that he had discovered the structure of the poem ‘retroactively,’ having first read Diotima’s description of the “ladder of love” in Plato’s Symposium and then finding a similar pattern in Homer. “But I didn’t ask the question, How come the combat between Paris and Menelaus is replaced by the combat between Hector and Ajax?” That is, what causes men and their actions to move up the ladder? What happens is that Achilles’ challenge to the authority of Agamemnon with respect to Briseis “is then picked up in the third book by Menelaus, who realizes that, in order to justify his claim to Helen, he has to accept the principle Achilles introduced.” That is “the principle of natural right, which is not based on law.” Achilles had challenged the legal, convention-based authority of King Agamemnon on the grounds that he had won Briseis by dint of his own virtues. “When Menelaus accepts the challenge from Paris, it means he gives up his legal right to [Helen], and says ‘I have to earn it.'” The movement to the second rung of the ladder is made not on the foundation of the ladder’s structure but on the action, itself founded on the argument or at least assertion of Achilles. In the remainder of the poem, “Achilles has to learn that he in fact has this principle in himself”; he “needed nine years to grow up at Troy before he comes to know that he is the number one guy.” 

    In his Herodotean Inquiries Benardete discovered the same thing in the Father of History. Book II, on Egypt, “is the level of dianoia [thought]”; Book III, on Persia, is the level of pistis or trust; Book IV, on Scythia and Libya, is on eikasia or imaging. Pistis is central to the sequence, as Darius teaches the Persians to tell lies “for the sake of some good” and, conversely, to “tell the truth for the sake of some good.” He thus “destroys the nomos,” the law, “for the sake of tyranny” or lawless rule. If the lie is discovered it will ruin trust in the laws, which are said to be divinely inspired. Accordingly, the theme of imaging in the next Book makes much of “likeness and similitude,” inasmuch as a lie told for the sake of some good must be plausible if it’s to work, if it’s to serve that good. The equivalent to the dyad of imagining in Book IV is “the problem of two,” the problem of the dyad, seen in the previous account of Egypt. Egypt is characterized by unusual pairings consisting of “two things that don’t fit together but do belong together”—male and female, water and earth, permanence and change, body and soul. The self-contradictory character of Egyptian conventions, including its laws, is displayed by the practice of mummification, which assumes that the soul is somehow made immortal by preserving the body. 

    Benardete had uncovered the structure of Herodotus’ History, but as he explains, “Only years later did I see what it means that the pattern is broken at III.38. That’s when the tyranny of Polycrates on Samos comes in right after the burial question come up. It marks the end of the holy law then you begin looking at things in light of the political…. Book IV does represent the level of eikasia [image]; but it belongs to the political which has been introduced in contrast to the sacred,” and must “be understood in terms of Greek freedom,” the principle opposed to Persian tyranny in the great war between the two geopolitical rivals.  That is the movement, as distinct from the structure, of Herodotus’ narration or history.

    The same dyadic insight applies to Greek tragedies and to Platonic dialogues. In the dialogues, “there is in fact an argument in the action” and “the discovery of the action is a second sailing.” For example, in the Republic Socrates constructs the pattern, the idea, the form of the best regime. But it emerges step by step in the dialogue, points in which a question arises that ends up undermining the pattern. This is one way in which Socrates’ famous irony works. The issue is still broader than that. “The real question—you might say the Platonic question: Is the trap door in a Platonic writing an imitation of the trap door in nature?” Here is where the eccentricity of Being and the eccentricity of beings comes in, most notably human beings (so memorably displayed in the book’s “Encounters” section). The Platonic dialogue and ancient poetry “always have to do with the oddity of the individual”—club-footed Oedipus, snub-nosed Socrates. “Something is being disclosed in a particular that is incapable of being disclosed in any other way”—not, for example, “by a formula or concept.” Yes, Oedipus is a ‘tragic hero’ and a ‘king’; yes, Socrates is a ‘philosopher.” Yet they are individuals too, not simply ‘types’ or ‘forms.’ This “problem in nature” can only “come up experientially, as it does in the reading of the dialogue,” which imitates the particularity of Being as exhibited by Plato’s drama individual persons arguing with one another. In his own experience, Benardete found this dyadism even in his experience of studying the texts, as he noticed that “teaching a text twice” is “the crucial experience” in understanding it.

    Such dyadic clashes make the arguments in dialogue move ahead. In his conversation with Socrates in the Republic, Thrasymachus raises the question of the relation between eidetic analysis, understanding things according to the ideas, and the good. But when frustrated Thrasymachus walks off and Glaucon takes over the argument, his use of the term eidos “with regard to the good” transforms “into a massive problem what had apparently been only a speck on the horizon in Thrasymachus’s account.” Glaucon asks, What is justice? And does it make you happy? Those are two very different questions: the answer to the ‘what is’ question may not tell you what the good is. Maybe being just won’t make you happy. (In the New Testament, it would make you very unhappy, were it enforced with no divine grace on offer.) This is the dialectical movement that impels Socrates to take the next step on the ‘ladder’ of the argument, to introduce the city, the polis, into the discussion, claiming initially that the city is the image of the soul, the soul ‘writ large’ and therefore easier to see and consider. In Socrates’ imagery, the city is a sort of cave, with its idols and shadow-images on the walls. “Glaucon turns out to be looking at the statues, the shadows on the wall of the cave, and asking Socrates, who, if he had these statues, would be happy? And Socrates proves that’s quite impossible.” Glaucon trusted that justice is a reality, which is supposed to make on happy, but justice as he’s been thinking of it is “in fact an idealization of the images in the cave, and therefore doesn’t stand independent of it.” 

    As for the good, Glaucon opined that “the three highest goods” are “health, sight, and understanding.” “Socrates proves that you can’t have them unless you’re just.” The tyranny at the core of Glaucon’s soul, and of Thrasymachus before him, is doubly mistaken. It takes the city’s conventions for justice, whereas real justice is only discovered outside the cave, via the philosophic ascent into the light of the sun, into nature. Human happiness— the real good—cannot be acquired without natural justice as a virtue in the soul, There is a true form of self-interest that must be distinguished from the self-interest of tyrant’s ruling principle. Because other regimes (warrior aristocracies, oligarchies, democracies) are all based on the compromises necessary when the city is ordered by a class structure and ruled by more than one person, it is the regime of the tyrant that brings out most clearly the question of self-interest—the question of what way of life is truly good. The tyrant is ‘the city’ at its purest, its most uncompromising, its most determinedly ‘idolatrous.’ This is why it ‘must’ kill Socrates, even when its regime is officially a democracy. Socrates seeks the real good, but the city is “dream-like,” shadowy, chaining its denizens in front of unrealities, not wanting them to awaken and get out. The action of the argument of the dialogue represents the attempted ascent from the world of opinion. “One of the first things I remember from Strauss was how you could understand the whole Republic in terms of moving from the moral dimension of the first analysis of poetry to the metaphysical dimension of the second analysis of poetry, and the reason for that is the intervention of philosophy in between.” In this movement, as in the movement from Thrasymachus to Glaucon to Socrates, “you’re really pulling out what was there to begin with though you didn’t know it.”

    “The difference between the pattern and the argument might have become most manifest to me in working on the Gorgias.” The structure is determined by Gorgias, Polus, and Callicles, who represent the three parts of the soul in Republic IV—reason or calculation, spiritedness, and desire. They engage in discussion of the beautiful, the just, and the good, but the development of the discussion in sequence is driven by the different errors each makes. At the root is “the problem of eidetic analysis,” namely, that “on the surface, you start with a fully articulated Platonic realm of concepts that either do not overlap at all”—the beautiful, the good, and the just are clear and distinct ideas, having nothing to do with one another—or “they are identical”—all mere instantiations of ‘the ideal.’ But as the argument goes on, one sees “these funny overlaps, which makes it impossible for them to be understood as separate” or identical. To overcome this perplexing structural dilemma, one must follow the unfolding of the argument as it puts the ideas into dialectical movement.  

    This dialectical movement can be seen once again in Plato’s most obviously ‘cosmological’ dialogue, the Timaeus, where one finds a “double account of space.” “Timaeus first gives an account of the transformation of matter through the elements” (that is, earth, air, fire, and water), an account which shows that when I point to ‘this’ or ‘that’ thing, I am pointing to a thing located in space. But “then he gives a second account which is not understood that way, but is in fact a dialogue.” These two accounts display the difference “between scientific discourse and dialogic discourse.” Scientific discourse reduces to numbers, explaining things we perceive in space on the grounds of the radically un-spatial character of temporal abstraction, which is the subject of mathematics, (one is followed by two, then by three, and on ad infinitum) Dialogue occurs in space: it “involves the facing of the other in which there is reversal of left and right.” That is, when you and I engage in dialogue, my left is your right and vice-versa. This can’t “be reduced from mere number,” as Burger observes, nor, Benardete adds, can it be understood “in terms of mere relations of body” but in terms of two souls and their minds, two individuals, eccentric, contradicting one another, engaging in dialectic. 

    Timaeus seems to assume initially that the “city in speech,” the polis Socrates builds with his words in the Republic, could be realized, put into time and space. But the cosmology he proposes to support this claim “turns out to be a likely story, and not about the realization, because it’s not a real cosmology.” While his first cosmology claimed that the four elements “transform into each other perfectly,” he later “says he’s made a terrible mistake,” and “in fact only three of the elements do this, but earth does not.” But the realization of the city in speech would require it precisely to ‘come down to earth,’ the element that stubbornly resists transformation. Earth occupies space, solidly, and in that space “you are not the other,” since your right is his left. If each of you is eccentric to the other, neither of you can be pushed into an ‘ideal’ regime, a city in speech in which all the elements are fully harmonized. The city in speech must remain a utopia, a nowhere-ville.

    In the Phaedrus Benardete saw how the indeterminate dyad effects the philosophic quest; the dialogue provided him with an important model of how interpretation of a dialogue should be guided by the action of the argument. Attention to the structure of the dialogue, consisting of two parts, shows that “Plato was proposing the Platonic dialogues as the new Olympian gods to replace the old ones.” “They would be the new dispensation.” Upon further consideration—a second teaching of the dialogue—he traced “the motion of the argument” and saw how each speech emerges out of the previous one, but with “an inversion of the prior section when it’s absorbed in a subsequent section.” Socrates’ final account is of the beloved “seeing himself in the image held up by the lover and falling in love with that without knowing what it is.” The discovery of oneself, self-knowledge, is the Platonic second sailing. Benardete proposes that this is “in fact the paradigm of all understanding.”

    This is related to the teaching of the Sophist. From his conversation the day before, Theaetetus has apparently concluded that Socrates is a sophist, and Socrates fears that the Eleatic Stranger, who now takes his place, has come to refute him. But precisely through “a systematic series of errors on the part of the speaker,” the Stranger discovers the sophist as “the phantasma of a philosopher,” while setting out to vindicate Socrates from that charge. The hunt for the sophist shows how eidetic analysis “necessarily breaks down” under dialectical scrutiny, if reality is analogous to the ever-changing sophist, then “the elusiveness of the sophist turns out to be the elusiveness of being.” In their failure to recognize that, holding on to the assumption of a fixed realm of ideas, “everybody was a Platonist before Plato.” Pre-Socratic philosophers, who attempted to describe nature with scientific precision, were all terribles simplificateurs. 

    How does eidetic analysis break down? For that, Benardete turns to the Philebus, where he discovered “the importance of the apeiron [the unlimited].” “There is an internal tension within an eidos,” which Benardete called the “indeterminate dyad,” following the language of Aristotle in Metaphysics XIII.7. [1] The absolute separation of limitedness and the unlimited, with which the Philebus seems to begin, “cannot be maintained, but in fact they intrude on one another because each has another split in it, which shows that it has the other within itself.” Take the limited (pera]. It has two parts: “the limited that is connected with the measured,” with more and less; and numbers, which in themselves have no more or less, but also “no connection to the real,” being pure ‘abstractions,’ as later thinkers would say. Insofar as it can be measured, the limited has within it the unlimitedness of more and less. As Robert Berman puts it, “the indeterminate dyad is this symmetry-breaking element that reveals the dynamic of the argument,” the movement that otherwise could not occur, given the apparently but not really static and limited character of the ideas. 

    To illustrate the internal tension within the idea, which opens up an internal structure, Benardete sails back to the philosopher’s definition of justice in the Republic: “‘minding one’s own business’ and ‘minding own business well’ is an indeterminate dyad, and the whole Republic turns on that. The city is just when each class in it minds its own business. But the philosopher minds his own business well: his justice is the consequence of “his own ordered soul,” in which reason rules spiritedness, which rules the appetites; he does indeed mind his own business, and he does it well, in accordance with human nature. But the class system of the city in speech can never be instituted on the solid element of earth. The city is composed of individual persons, which are not parts of the order of the city in the same way that the parts of the human soul are parts of the soul. There is a naturalness, a ‘givenness,’ of a soul which the city’s parts can never fully have. “When the city tries to be just on its own principle you necessarily get tyranny, because you’re not able to separate the individual from the principle of the city, whereas in every other regime, there’s always a difference and that’s what makes you free,” enabling your soul to make rational choices that best bring out its nature, not merely following the roles the city assigns to it. “Any attempt to make the city conform to” Socrates’ model of the soul “would in fact destroy the city,” as Aristotle observes in the Politics. And, Benardete adds, given the fact that reason rules the philosophic soul, the justice of his soul is identical to wisdom, or at least to the reasoning inquiry after it. Cities don’t do that, however much they may seek ‘enlightenment.’ The enlightenment they seek in modern times is scientific, but science (that is, precise knowledge), however worthwhile, isn’t the same as wisdom. If being is an elusive sophist, the scientific attempt to pin it down will never suffice to rule human beings, humanly.

    Sailing still again, back to the Symposium, Benardete returns to Diotima’s ladder. It is an image of philo-sophia, not wisdom but the love of wisdom. “The beautiful, the just, and the good constantly come up as a triad in Plato.” Philosophic eros is a desire for the good, for happiness. The unphilosophic lover loves the beautiful and the city loves what it takes to be justice. The indeterminate dyad here is the reality of philosophic eros as a particular case of eros generally, just as poetry is a particular case of artistry or making. With regard to love, “the truth is that what is understood to be the lover is the perpetuation” of the poet who writes a love poem to his beloved—the “perpetuation of the poet in the form of beautiful images of the other,” rather as the beloved as described in the Phaedrus turns out to be the reflection of the lover. “The poet preserves himself in the poem totally disguised in his praise of the beautiful, which is ether reality or the law or heroes or whatever.” The poem he makes is “his product in a way that the child is not, and can never be, yours. In the Phaedrus, where love leads up to philosophy, the philosopher produces speeches, an activity ‘which looks on the surface to be very similar to what the poet is doing, but in fact contains within it this pointing to being, rather than to fiction.” Therefore, in the Symposium, eros has three dimensions: love of wisdom or philosophy, love of the good, and love of the beautiful or poiēsis. And in the Phaedrus the third kind of love, seen in “the rhetoric of poetry,” is brought back into dialectics, into philosophy or the love of wisdom, especially as it culminates in happiness, the good. That brings the life of the mind back to the indeterminate dyad, back from three-ness. Plato and the classics generally resist Hegelianism, which insists on a dialectic culminating in a third term, a synthesis, which claims that Being ultimately will become a determinate triad, which is really a monad, the ‘end of history,’ the end of dialectic, the end of ‘History,’ the end of freedom.

    Plato explores the meaning of friendship in the Lysis, which on Benardete’s reading recalls a major theme of the Republic. the analysis of the central part of the soul. This part of the soul, spiritedness, thumos, resists “accepting the good,” whether it is defined in terms of reason or in terms of the desires. Spiritedness wants to preserve the self, and even to exalt it in victory and honor; it gets angry when either reason or the desires try to tug it away from such things. As Burger puts it, “there is an attachment to the self” which does not want “the reception of the good” because the reception of the good “would transform the self.” Philosophy itself, Benardete says, “has the same split in it.” Socrates is “moved by the desire for his own understanding,” a subordination of himself to “his own good”; however, in order to preserve philosophy itself, Socrates sees that he must consent to his own destruction at the hands of the city, to drink the hemlock it thrusts upon him. Benardete concludes: “All philosophic understanding, as Socrates represents it, has to be in the category of crisis, because it always involves a problem that comes up as a crisis.” This is the dyad of the philosophic life—on “the one hand, philosophical, on the other, political.” “So the Lysis seems to be the key dialogue for understanding the character of Socratic philosophy.” Burger interjects, “you always say that about whatever you just finished working on!” And rightly so, since, as we’ve seen, each dialogue examines an aspect of the indeterminate dyad. 

    The dyad of philosophy is always indeterminate because it is “accidental,” meaning an encounter with a question. Pre-Socratic philosophy, “which goes back before the Bible,” rests on wonder at the cosmos, which “is always present.” “It can take profound or not profound expression, but it’s not in crisis.” Because Socratic political philosophy is “always concerned with itself,” its good “always in question” by the city, by citizens, it “has to face the problem of whether its objectivity is sullied by the fact that it’s for your good” in a way that pre-Socratic philosophy, losing itself in wonder at the cosmos, does not wonder about. “The concealed question between the being question,” which pre-Socratics address, “and the intelligibility question has to do with the skewed way in which the question arises, through our interests,” a point pre-Socratics don’t address. Since the interests of the philosopher are eccentric in relation to the interests of the city, Socrates must consider the possibility that he might be killed, that “philosophy of his type will come to an end.” He must reproduce himself by finding youths fit to philosophize. That search itself intensifies the city’s suspicions of his activity. In saying he knows only that he does not know, that he knows the elusiveness of being, he puts himself in contradiction with the city, which requires obedience and therefore certainty, trusting certainty, among its citizens. The city can’t live on inquiry into questions. The philosopher may achieve only knowledge of ignorance. But that includes knowledge of the city, the cave with its idols and their shadows, while the city doesn’t know as much as it must claim to know, in particular how to make human beings happy. 

    It is Odysseus during his sailings, not Odysseus at home, who exemplifies this point. “Within the notion of human shape the whole teleological problem is contained.” A being shaped in a certain way has a design fit for some things and not for others; for some things it is good, and those things good for it, for other things it is good for nothing. When Burger asks Benardete about Circe “turn[s] human beings into pigs who still have their minds.” What is the significance of a human mind in a pig shape? Benardete recalls that there is a sequence of three stories. There is Odysseus’ escape from the Cyclopes, which he effects, famously, by giving himself the name, “No One,” and blinding the cannibal, who when he calls out to his fellow Cyclopes will have to shout “No one is slaying me.” In their confusion, Odysseus takes off, having used his mind to save his body. “Odysseus begins with a pun on ‘outis’ and “mētis,’ ‘no one’ and ‘mind.’ He escapes because of this pun, which expresses his anonymity, the nonparticularization of mind.” In the story of his encounter with the goddess Circe, Odysseus rescues his men after having been shown the moly root, and particularly its physis, its nature. Nature is “the ultimate pharmakon against enchantment.” Finally, Odyseus sees Hades, which represents “body without mind,” from which condition no human being can save you. A human being’s natural shape goes with his mind; to separate them is disastrous.

    This leads to the complication Benardete already described when discussing Plato. The philosopher’s quest to understand the nature of something might seem to require the mind discovering the idea by an act of noetic perception. But the ‘theoretical’ wisdom so gained “loses its power below the noetic level,” given the physical reality of the body he needs to be human, a body that is “male or female, and not pure human being.” As the Book of Genesis implies, “there’s a noetic human shape,” that of Adam before Eve, but divine surgery changes that, introducing bodily eros, and therefore imperfection, into humanity. The same goes for the prior separation of the heavens from the earth. In the Book of Genesis, of course, God pronounces both of these separations good, but philosophers find problems in them, at least for the new human beings from then on existent. The theme of ‘Athens and Jerusalem,’ the demands for beauty and for justice, symbolize this dyad. Political philosophy is the dyad that addresses this dyad, begins to make sense of it. Strauss argued for “the crucial importance of political philosophy” because the radical historicism of Heidegger on the ‘Right,’ Kojève on the ‘Left,’ and others, an attempt to bring the “speculative philosophy” of the pre-Socratics into the twentieth century while leaving physis behind, proved philosophically and politically catastrophic. Strauss emphasized “how important it was not to go beyond preparing the ground for the possibility of philosophy,” a monition Burger calls “a kind of philosophic sōphrosunē” or moderation, and Benardete responds by contrasting Strauss’s self-understanding with Heidegger, who represented “speculative philosophy in the twentieth century.” Berman asks: “If preparing the ground for philosophy is doing something other than philosophizing, what is philosophizing?” What Strauss had in mind, Benardete surmises, concerned “the way the questions now come to us,” “so deeply infected by the tradition…that you don’t even know where the categories we use are coming from.”

    Benardete remarks that Hegel’s Phenomenology marks the beginning of this ill-conceived wedding between the Machiavellian-Baconian project of conquering nature and ‘fortune’ with the ambition of pre-Socratic speculative philosophy. Hegel says that the ancient Greeks “begin with things and we begin with concepts.” ‘Concepts’ are attempts not merely to understand but to master nature and the course of events. Hegel’s Absolute Spirit, playing out dialectically over time, makes of nature the concretization of its own unfolding, and unfolding that ends in a final, grand synthesis, the ‘end’ of History—the fulfillment of its telos. In Hegel’s fully articulated system of thought, all Being has reached its conclusion and stands fully revealed, fully known. There is no need for philosophy, the love of wisdom, since wisdom now has been achieved. A meta-physics, a beyond-nature, has been achieved. All dyads are now part of one vast monad. Marx is a historicist who makes Hegelian historicism into a materialism, “dialectical materialism.”

    In whatever form it takes, historicism opposes a Socratic understanding of the beings as ‘sophists,’ as things that are “hidden and don’t like to be caught.” There is not and cannot be a science of wisdom. What you might be able to have, what Socrates says he has, is knowledge or ‘science’ of ignorance. Knowledge of ignorance means that you can know a lot about politics, inasmuch as the city, the cave with its idols and their shadows, doesn’t know as much as it supposes it does, and in particular doesn’t know how to make human beings happy. Benardete remarks that “the Jews are an unassimilable element that reveals that the city cannot possibly fulfill what it claims it can fulfill.” As he knows, Strauss began his intellectual life engaged with ‘the Jewish question’ in 1920s Germany, with Zionism. His attempt to recover political life for his unassimilable people led him to political philosophy. This led him to offer his critique of the historicist politics of radical transformation, joined with his critique of historicist philosophy-to-end-all-philosophy.

    Michael Davis follows up on “this funny connection” between “radical politics and metaphysics” which comes up in various ways throughout these conversations. That connection “seems to be necessary when something flies in the face of what’s so obviously real that you have to have a very powerful theory to undermine the reality.” Benardete wonders if Christianity might be understood as an example of such a “theory,” although one fraught with difficulty. Christianity makes “a double move with regard to carnality—on the one hand, the incarnation, on the other, the total spiritualization of everything. It contains within itself its own enemy.” He interprets Paul’s (and Jeremiah’s) notion of “the circumcision of the heart” (Romans 2:25-39, cf. Jeremiah 4:4) as “something like self-contempt” or “self-abasement” It is an attack on pride, which a revealed religion sees as a sin against the God compared to whom all humans are lowly and defective. By taking the prophets, including Jeremiah, and “us[ing] them to replace the law,” as Benardete puts it, Christians effected what Burger calls “a second sailing within Judaism.” Benardete understands circumcision as “part of a general practice of denying the body, leading to the tension that you have a totally carnal religion”—Jesus being God incarnate—that nonetheless decarnalizes the body. This “goes with death being so central,” Burger suggests, to Benardete’s concurrence. Death, after all, is his theme. And decarnalization extends to Heaven as understood in Christianity, where “there is no marriage” because “there is no body.” Without the body, without the human shape, will Christians still be human? Not transformed into pigs, obviously, but into what, exactly? And where does this leave politics in Heaven, in the Kingdom of God?

    Between the Jerusalem of Israel and the Jerusalem of Jesus there was the Roman Empire. Paul understands “the history of the world” to begin with “the introduction of sin and death through Adam and Eve.” But given man’s self-consciousness of his own sinfulness, a self-consciousness made acute among the Israelites by Moses and his bringing of the divine law, why has Jesus only arrived now, so long afterwards? “Why is this the appropriate moment?” Benardete proposes, “I think it means the death of Augustus and his divinization, where everybody knows that he’s dead and a corpse but he’s made a god anyway.” That is, the world-ruling Roman Empire has “reach[ed] the point of complete false consciousness, which is the ultimate consequence of sin. But at the other end of the Mediterranean, there is the true God, who in fact became a corpse and then a god.” Well, not exactly, He was always God, but for Benardete that claim is precisely what makes Christianity analogous to ‘Augustanism’: “faith is crucial, because it’s really the consciousness of something you know is untrue.” Christianity is reverse ‘Augustanism’: Jesus starts out as a man born of woman, a woman of lowly standing who gives birth in a manger, not a world-ruling emperor at birth but the world-ruling emperor in death. But with Augustus, too, “there’s no longer either imperial expansion or aspiration, along with the collapse of the political entirely”; “everyone has become a slave,” with no eros and no kalon, no nobility, either. With Augustus, “a man on earth” had already allegedly “become a god.” In Christianity, too, the Christian is properly a slave to the incarnate God, but in an entirely spiritualized universal empire. Virgil’s account of Aeneas and of the end of the republican regime in Rome shows that political life is now gone. 

    To become human, again, the Romans would need to do as Psyche or ‘Soul’ does in Apuleius’ The Golden Ass—itself a re-write of the Phaedrus. Separated from her beloved, Cupid, she acquires spiritedness, thumos. Spiritedness characterizes politics. The soul begins to philosophize “when she is away from Cupid,” when she discovers the political within herself. She thus “becomes fully human,” ready to redirect the Love she has lost, this time in a better way. [2]

     

    Note

    1. In that section, Aristotle discusses numbers and ideas or forms. What do ideas contribute to the things that are sensible? Not movement or change, since the ideas are stable. “To say that they are patterns and the other things share in them is to use empty words and poetical metaphors,” as “things do not come into being, unless there is something to originate movement (1080a3-4), as Platonists who don’t really follow Plato say. Nor do numbers originate movement, as Pythagoreans claim. There are two ways to look at numbers. In one way, they are “inassociable”; one is one, in and of itself, two is two, and nothing else, and so on. In another sense, numbers are “associable”; they form a sequence, two following one, three following two, on into infinity, the unlimited, the apeiron. The inassociable numbers resemble Platonic ideas; they are unique unto themselves. Each idea is a form, a delineation, a self-limited entity. The associable numbers are undifferentiated in the sense that they are equally part of the infinite sequence. Benardete sees that the ideas themselves, and not only the associable numbers, have a certain indeterminate quality, despite their formal or limited character.
    2. I am grateful to Ronna Burger, who graciously read these two reviews of Encounters and Reflections, making many cogent and substantive suggestions for their improvement. Since I adopted most but not all of her suggestions, all remaining flaws are my fault.

     

     

     

     

     

     

    Filed Under: Philosophers

    The Encounters of Seth Benardete

    January 13, 2021 by Will Morrisey

    Seth Benardete: Encounters and Reflections: Conversations with Seth Benardete. Ronna Burger, editor. Chicago: University of Chicago Press, 2002.

     

    The preeminent scholar of English and American literary ‘modernists’, Hugh Kenner found occasions to deploy his prodigious memory. In class, when he wanted to illustrate a point, he could produce evidence by reciting a complete poem. “When the students get over being impressed,” he told an interviewer, “they see that it’s a useful thing to be able to do.” Seth Benardete also could do that useful thing. When asked if he could call to mind anything in the classical Greek and Roman texts, he allowed that this was so, modestly adding, “Wilamowitz could do it with the Byzantine literature, as well.” Whether in dialogue with students or (one presumes) himself, Benardete thus could produce the apposite quote, the crucial piece of the argument that might otherwise go unthought. What might for other minds serve merely as a gimmick for public display—rather along the lines of Ion the rhapsode—became rather a marker of the daring modesty of a philosopher who knew that others had thought the same thoughts before.

    In the early 1990s, Ronna Burger, Michael Davis, and Robert Berman met Benardete in quest of such dialogue, which they had first experienced in and out of classes at the New School for Social Research, some twenty years earlier. By presenting philosophy in the form of dialogues, Plato suggests that philosophizing should never lose sight of the persons philosophizing, and especially of their characters, as manifested in the varieties of eros that lead them to engage in thinking and often to evade it. The dialectical quest of which philosophizing consists, and the noetic glimpses of the truths sought through it, are inflected through the traits of unique, sometimes eccentric human souls. The thoughts and actions of human individuals are not often predictable. (A Baptist preacher who would ask his congregants to “lead us in prayer” once said, “It’s surprising what people come up with.”) In the course of his own dialogues with his dialectical partners, Benardete would recur to what Burger calls “jewel-like vignettes of fascinating characters who belonged to a world of scholars that was disappearing and looked as if it could be forgotten”—many of them European émigrés who had “ended up, through all the turns of history, teaching a generation of American students after the war.” These stories illustrated Benardete’s “understanding of philosophy as the concrete encounter of thought with the unexpected.”

    Hence the structure of the book, consisting of “encounters”—stories about and portraits of thinkers Benardete engaged with, always within certain places, settings, ‘regimes,’ if you will—and “reflections”—the thoughts of those thinkers, and the thoughts they elicited from Benardete. The two parts of the book “exhibit the structure Benardete liked to call an ‘indeterminate dyad’—a pair whose members are not independent units that can simply be counted up as two, but rather, parts of a whole, each of which in some way contains the other in itself.” “The duality of each part in itself and of both together is encapsulated in the formula for Greek tragedy, pathei mathos—learning by experience: there is an analogy, our discussions suggested, between the process of acquiring insight from what one undergoes in life, in particular from the mistakes one makes, and the process of interpreting a text, insofar as it involves the uncovering of one’s erroneous starting point, followed by the deeper recognition of the necessity of that starting point.”

    Whether of persons or texts (with their arguments, images, and reported actions) memory makes philosophizing present. Memory without philosophy, however, is only rhapsody (at best).

    As a student at the University of Chicago in the years following the Second World War, Benardete intuited that the theme of his thought would be death. He said so in response to a routine question from one of his fellow students; “I had no idea that years later it would turn out to be true that that’s what I had been doing.” Without the question, and without remembering his spontaneous answer, he might not have seen that so soon or so clearly, in retrospect. That’s the way philosophy works, moving from opinion to insight, with many careful steps along the way.

    Among his young colleagues at the university, he recalls Richard Rorty, Richard Kennington, and Allan Bloom. Rorty was a bit like Young Werther, despairing at the discrepancy between what the world is and what it should be. “When he came to philosophy, it provided the proof of his despair. He now had an argument for his psychological state, which he then expresses in the book,” The Mirror of Nature. There Rorty denies that there is anything for the supposed mirror of the human mind to reflect; “there’s really nothing to know.” This claim was anticipated in his dissertation on Aristotle’s discussion of potentiality; “it was six hundred pages long,” so “actuality would have been very short.” It might be added that Rorty’s pragmatism, derived from the writings of John Dewey, attempts to solve the problem of the mismatch between the real and the ideal. However implausible one considers this solution to be, at least it would lead its proponent away from suicide, the premature experiential acquaintance with Benardete’s theme of death.

    Richard Kennington also knew his Aristotle, and Benardete evidently found him the most impressive of his fellow students. “He was always very profound, very deep, both I think, psychologically and in terms of thought”—so much so that “it always seemed to me to be so much deeper than anything I was doing that I couldn’t catch up.” For example, when Benardete sent him notes on “Aristotle’s triple account of the principle of noncontradiction” in the Metaphysics, Kennington “wrote back with some acute questions about how the three formulations were related to one another, but I was not able to do anything with it.” Fortunately, Kennington left behind his writings, especially his studies on Descartes, which Benardete judges “convincing.” [1]

    The student in his cohort who became (briefly) famous was Allan Bloom, author of The Closing of the American Mind along with pioneering studies of Shakespeare and an excellent translation of Rousseau’s Emile. [2] Bloom seemed to him somewhat too interested in clear answers to philosophic problems than in the full statement of those problems and the dialectical arguments following that statement. “What he wanted was the bottom line—which of these possibilities was the right one.” This inclined him toward edification, which is undoubtedly the intention of The Closing. This concern opened him to charges of covering a philosophy of nihilism with moral uplift, much to the indignation of Harry V. Jaffa, who may be said to have taken morality very seriously, indeed. On the other hand, near the end of his life Bloom told Benardete that he had “just come to recognize how central the question ‘Quid sit deus?‘ is.” As for Bloom’s efforts at edification, Benardete considers them ineffectual, as they addressed a class of gentlemen (much as the Nicomachean Ethics does) at a time when “there aren’t any gentlemen around to address.” More precisely, he was addressing the American liberals of the 1950s, especially those in academia, after the New Left of the 1960s had largely displaced them in the universities. His book may not have been too little, but it was too late. Stanley Rosen saw this, as recounted in another story. Michael Platt, Bloom, and Rosen were at a conference, driving back to the hotel after dinner. Some deer blocked the road. Bloom, a city boy, became agitated. What were these animals going to do? Rosen reassured him: “Don’t worry, Allan. They haven’t read your book.”

    Such criticisms notwithstanding, Benardete later concedes that the New Left’s agitation on university campuses in the late 1960s was more serious than he had thought. Bloom’s “experience of it always seemed to me, at the time at least, to be exaggerated. But then it turned out… that he was in fact correct.” “He had understood that the events had in fact this very deep effect,” and that “he had in fact seen correctly what had been going on under the surface of the universities at this time.” 

    David Grene, Leo Strauss, and Peter Heinrich von Blanckenhagen were among Benardete’s teachers at Chicago. Grene “was the only person I knew whose character was really formed by the books he admired—of Joyce, Yeats, D. H. Lawrence.” It would have been hard to find anyone who was more truly a literary man—almost literally ‘bookish.’ With Blanckenhagen, it wasn’t a matter of life imitating art or more, being constituted by it, as it was art anticipating his own life. Marcel Proust’s Prince Charlus and the homosexual milieu in which readers meet him, with its aristocratic-coterie atmosphere—he was a von, after all—and discretion or secrecy, “looks like a perfect match” for Blanckenhagen. He idealized male friendship, culminating in “the need for physical beauty and the incarnation of beauty itself”—one is also reminded of John Ruskin and Walter Pater—in “a beautiful human being…beautiful only for one brief moment” but immortalized in that moment in a work of art. As with the Olympian Jupiter, “a god had become man” not in order to redeem man as man but “in order to make man into a god.” Not edification as morality but edification as estheticism becomes the ideal, to equate “the perfect friend” with “the perfect work of art” is evidently to confuse the character of both friendship and art, as a friend reciprocates love and a statue doesn’t. 

    Strauss was a man of a different order. What Benardete took from Strauss was a way of reading. In the first class Benardete attended, Strauss “was talking about the beginning of book I of the Republic, and listed on the board seven items that occurred in a row, and circled the fourth one, this was the crucial one. No had ever heard that you could do this with at text,” that “you could take the details and in fact make something of it that linked up with a larger argument that was perfectly intelligible.” Strauss could show his students how each element of a philosophic text fit into the whole argument the philosopher is making, rather as the two elements of an “indeterminate dyad” fit together. In this, a philosophic text imitates Being. Benardete’s initial response was to assert, “If Shakespeare had wanted to, he could have written dialogues.” Just so, Strauss said.

    As one might expect, Bloom’s reaction to Strauss was more dramatic than Benardete’s. Bloom took Strauss’s course on the Politics, he argued with Strauss about the authority of modern science. Strauss contended that Aristotle’s account of ethics and politics needed no revision in light of science, although of course modern science had vastly expanded the “scientific horizon” as it relates to the nature of the universe. Bloom contended that the horizon of human beings had similarly widened, thanks to the application of scientific methods to the problems of society. For example, it took Freud to discover the existence of infantile sexuality. “Oh, I think that any thoughtful nursemaid always knew that,” Strauss countered. For Bloom, this was the beginning of nothing less than a conversion of his soul (like that described in the Republic) from the prevalent opinions of ‘intellectuals’ in his time and place to a passion for philosophizing, for the ascent from such opinions. The ‘ancients’ weren’t merely ancient; they might be right, and they deserved serious study, their arguments both worthy of the reader’s erotic longing to know them better and serving as guides to the thinking about nature, and especially human nature, that those arguments bespeak.  For Benardete, already committed to such study and animated by such longing, Strauss “was amazing at giving hints as to how to read books,” at giving guidance for one already embarking on philosophic inquiry.

    On a more mundane level, after Chicago Benardete embarked for Europe, meeting James Baldwin on shipboard. Baldwin has published his first novel, but “hadn’t written anything about the race problem.” He was, of course, thinking about it. “He gave an extraordinary impression of fear and uncertainty, and sort of bewilderment, really about things.” In his youth, black Americans living in Harlem couldn’t walk through the tonier neighborhoods of Manhattan “without being immediately picked up by the police.” “Somehow that had remained as the crucial experience” for him, an experience exacerbated by his self-exile in Paris, to which he was now returning. “I thought he didn’t know who he was.” Benardete’s interlocutors intervene to clarify: Burger observes that if the human individual is said to be “an infinite flux and indeterminacy” which fixes itself on an “identity” based (for example) on race, class, and/or gender, this is “inevitably alienating because it’s not an individual, it’s a type”; Davis adds that such identities differ from “family roles,” since the latter identities bestow “a particular relation that disposes you toward a particular human being.” “That would make sense of the Christian martyr,” Benardete remarks, the man or woman who confesses “I am a Christian” to the Roman persecutors. “That looks totally determinate because of the imitation involved,” namely, the imitation of Christ. “It really shows up in Paul, the way it’s described, ‘dead in Christ.'” The Christian splits from his natural family to accept adoption into the family of God. This remain a particular relationship, albeit spiritual instead of natural. It is different from identifying oneself as a member of a particular social group, a move that abstracts the person from personhood. 

    What, then, of the human type, ‘the philosopher’? To aspire to be a philosopher might be to aspire to become a type instead of a person. It is precisely this danger that Benardete and his interlocutors intend to ward off in putting these “encounters” front and center. Philosophizing is an activity of the mind; ‘the philosopher’ is always an individual philosophizing, encountering the unexpected in real moments and circumstances; a political philosopher, particularly, remains mindful of the circumstances in which the thinks and speaks. By contrast, the charming Oxonians Benardete encountered after he got off the ship, including J. R. R. Tolkien and C. S. Lewis, struck him as academics far gone in ‘twee’—impressed “by the glories of the Middle Ages, in a very strange child-like manner.” They decried the abstractions of modern thought while abstracting themselves into an idealized world of heroic knights, distressed damsels, and plucky but deferential peasants. (This is a bit harsh, especially with respect to Lewis, but it is true that Lewis himself would not claim to have amounted to much, compared to Homer.)

    And it was Homer that Benardete wanted to spend his time with. With a fellowship to study in Italy he wrote his doctoral dissertation on the Iliad. What he discovered was that the Iliad is structured along the same lines as “Diotima’s account of the structure of eros” in the Symposium. “The Iliad has the first two layers” of Diotima’s ladder of love, going from sexual love, the love of a woman, to the love of glory, through Achilles’ defeat of Hector. Plato’s Socrates’ Diotima then adds the love of wisdom or philosophy. “Once I realized that, I was able to write the dissertation in a month.” That was good enough for academic work, but Benardete kept thinking. “I had seen a pattern through the model of Diotima’s ladder of love” but he hadn’t accounted for the action of the poem, the plot. How does the hero get from one step on the ladder to the next? The answer cannot be found in the ladder, in the structure, in what Aristotle calls formal causality but in “narrative causality.” Strauss himself wrote a book titled The Argument and the Action of Plato’s Laws. In keeping with the experience of “encounters,” one must keep an ear on what people say but also an eye on what they do. “What I hadn’t yet discovered is what you might call the logos of the logos.” If I understand him correctly, Benardete is saying that it is one thing to see the structure of a philosophic argument, another to see how it unfolds. This is analogous to understanding the plot of an epic poem both in terms of its structure and in terms of its movement, its development. This again is the notion of the indeterminate dyad—indeterminate, in the case of epics and tragedies, because the characters do make choices even as they navigate amongst the rocks of fatality. A study of death, indeed, and of what it means for life.

    By 1955, Benardete had a job teaching at St. John’s College (its name itself a reminder of soul-turning and of a dyad first indeterminate and then determinate). Then as now, St. John’s required students to read a determinate set of great books of the Western tradition in a set order, from ancient to modern. The leading spirit of St. John’s in those days was Jacob Klein, Strauss’ friend from pre-Nazi Germany. Benardete saw that Klein differed from Strauss, beginning with the question of morality. “I remember Strauss saying to me, ‘You know, I think I’m as moral as Klein. But not theoretically.” He meant that, unlike Klein, he was interested in vice; he was a careful reader of Machiavelli. He could look at vice, and at viciousness, without averting his eyes or covering it up. As a philosopher, he wanted first and foremost to understand both. He made himself into an exegete of Machiavelli without becoming a Machiavellian. In the Garden of Eden he would have studied both the humans and the serpent, wanting very much what they actually said to one another. Burger calls this being “amoral theoretically,” and I suppose it means that noetic perception itself is ‘beyond good and evil,’ even if the beholder (if only to be able to perceive good and evil noetically) must have some considerable strength of character—this, in view of the human tendency to think wishfully or fearfully. Klein, Burger remarks, “had a strange combination of mathematics and morality, without the political”—as seen in Plato’s Republic, Benardete adds. Whereas Strauss took the argument and the action of the Republic to be an ironic treatment of that combination, Klein was too much the embodiment of it. “I think Klein never understood the fact that there is always a double argument in Plato.” He didn’t fully ‘get the joke’ because he extended morality too far, into the act of intellection.

    This Straussian insight is, crucially, not limited to the text written by the philosopher. There is not only “a hidden argument based on what [is] being said,” but the Platonic dialogues themselves “are constructed in such a way as to show the very nature of what is being discussed.” “The dialogue is an imitation of reality because it shows that reality has this double character to it with two strands not necessarily leading in the same direction, though attached to each other.” For example, in the Republic Socrates presents the the liberation of prisoners chained inside a cave, having seen nothing but the shadows of idols illuminated by a fire in the cave, which represents the political regime of the city. This liberation is an image of the philosophic periagoge, the “turning around” of the soul toward nature, represented by the light of the sun, which shines on the other natural objects outside the cave. Klein understood this turning around “very much like a conversion, in which you’re turning away from obscurity toward the light.” What Strauss saw was that Socrates wants the philosopher then to turn back to the cave, “seeing there wasn’t as much light as [he] thought there was.” Klein stopped at “the first level of the argument” but never got to the second, political part. 

    What was Klein’s strength? Burger asks. “I thought he had some kind of insight into soul.” For example, he could draw a perfect circle on the blackboard. “He was able to turn his arm like a compass. Everybody else’s breaks at the bottom, but he would stand exactly right, so he could draw perfect circles.” That is, if I take Benardete’s playful observation rightly, Klein’s soul governed his body more fully than almost all other souls have learned to do. This suggests that he knew himself as a person if not as a citizen. It also comports with his moral sobriety, as morality requires the rule of the body and the soul’s appetites by something like l’esprit de géométrie (along with, Strauss would insist, l’esprit de finesse).I would only add, in further defense of Klein, that he also understood something of the political implication of mathematics, as seen in his outstanding book, Greek Mathematical Thought and the Origins of Algebra, where he distinguishes a mathematics of form from a mathematics of motion. If the ‘moderns’ interest themselves in discovering laws of motion, of change, such a mathematics will have affinities with that combination of abstract thought and revolutionary action which has characterized so much of modern politics—though one hastens to add that the mathematicians did not likely have any such thing in mind.

    Benardete’s own interest in the logic of motion, of plot, led him to consider historians and the histories they write—specifically, the ‘Father of History,’ Herodotus, in the study titled Herodotean Inquiries. What did Herodotus intend to father? In conversations with the distinguished scholar Arnaldo Momigliano, Benardete learned that Momigliano “wanted to understand Herodotus as the father of history, meaning history as we do it now.” That is, Momigliano was attempting to define Herodotus’ task as a sort of prelude to a symphony of thought that was only now culminating in careful, detailed, empirical research, in what Nietzsche calls “scientific history.” “His argument was that the really impressive thing about Herodotus was that he was the first to devise historical narrative.” The problem is that this insufficiently distinguishes history from epic poetry. As Davis puts it (and Benardete agrees), the real distinction begins with the fact that “Herodotus presents his story as though it’s an account of the real, and Homer doesn’t do that.” 

    What does he do? Once again, Strauss provided a guiding hint. “Strauss had made this crucial observation about the interpretation of the story of Gyges, that Herodotus was not Gyges.” He refers to one of the stories about how the the seventh-century BC Lydian monarch Gyges seized power. In the Republic, Socrates recounts the version in which the shepherd Gyges found a ring which gave him the power to become invisible, which he used to murder the seduce the queen and murder the reigning king. But Herodotus tells a different story: King Candaules, boastful of his wife’s beauty, required the reluctant Gyges to spy on her when she was naked; the queen discovered Gyges and forced him to kill her husband, in revenge for this humiliation. In protesting his forced spying, Gyges says that “the beautiful things were found long ago, of which one of them is: only look at your own.” That is, the law prohibiting gazing on another man’s beautiful wife is itself a beautiful thing; put another way, and more broadly, the city insists that to love beauty is to look at your own. This contradictory pull between two forms of beauty leads Herodotus to distinguish law from nature: by law, one ought not, and ought not to be compelled to, gaze upon another’s man’s beautiful wife; by nature, one should gaze at and appreciate beautiful things. Herodotus “was making use in a coherent argument, of what [pre-Socratic] philosophers had discovered.” In his own ‘looking,’ he has no shame, does not restrict himself to looking at his own but considers the nature of the things he sees. What Plato’s Socrates adds is the political-philosophic dimension to the argument, showing that once the distinction has been made, the light of nature, now glimpsed, can be contrasted with the lesser light within the cave. To deploy another of Platonic Socrates’ images, Socrates first ‘sailing,’ his first voyage of inquiry resulted in understanding the distinction between physis and nomos discovered by his philosophic predecessors and introduced to narrative, to ‘history,’ by Herodotus; in Socrates’ second ‘sailing’ he brought the ship of inquiry back to his home port.

    In the Republic, Socrates describes those who have undertaken the first sailing and returned to port as needing to recover their ‘land legs’ after months at sea; more precisely, having seen by the light of the sun their eyes are unaccustomed to the weaker light in the cave. They stumble, laughably. Even slave girls deride the disoriented philosopher who trips over a stone, a natural object, while thinking about nature as a whole. In the final section of the “Encounters” part of the book, Benardete recalls several of the most notable crackpots he ran into while teaching in New York City, where the occasional crackpot may still be found to this day. Political philosophy enables one better to distinguish kinds of eccentrics, those who deviate from the conventions of the city—crackpots from philosophers—precisely by its capacity to judge both the conventional and the unconventional by the natural standard. That standard is natural right, the first topic Benardete and his philosophic friends take up in Part Two, “Reflections.”

     

    Note

    1. See Richard Kennington: On Modern origins: Essayhs in Early Modern Political Philosophy. Pamela Kraus and Frank Hunt, editors. Lanham: Lexington Books, 2004.
    2. See Allan Bloom: The Closing of the American Mind. New York: Simon and Schuster, 1987. Reviewed on this website. Bloom was also a pioneer of the study of Shakespeare as a political thinker; see Bloom and Harry V. Jaffa: Shakespeare’s Politics (Chicago: University of Chicago Press, 1964). His translation of Plato’s Republic was published by Basic Books (revised edition, 1991); his translation of the Emile was published by Basic Books in 1979.

     

     

    Filed Under: Philosophers

    Livy’s Model Statesman

    January 6, 2021 by Will Morrisey

    Titus Livy: The History of Rome. Books I-V. Valerie M. Warrior translation. Indianapolis: Hackett Publishing Company, 2006.

    Titus Livy: Rome’s Italian Wars. Books VI-X. J. C. Yardley translation. Oxford: Oxford University Press, 2013.

     

    Tocqueville describes the advance of equality in civil societies throughout the modern era in the West, an advance concurrent with the retreat of aristocracy. He identifies that the advent of Christianity as the archē of this movement, which he understands not as an effect of ‘History’ but as the increasing awareness by all human beings of their own nature as humans, beings equal first of all before God and therefore among one another. Philosophers, Tocqueville said, had understood this for centuries, but Christianity brought this truth to ‘the many.’ The eighteen centuries since Christianity began, civil-social equality or “democracy” had pervaded Christendom; America, he wrote, was the “sample democracy,” the regime in which democracy had been most thoroughly instantiated in the habits of mind and heart of the people. Such a civil society could support a republican regime, as in America, or a despotism, as in Russia. In time, it might also generate a new form of aristocracy or oligarchy—perhaps in the form of industrial corporations or in the form of an administrative state. (Or, one might now think, so combination of the two.) Tocqueville called upon the remaining aristocrats not to resist democracy but to guide it toward well-founded republicanism.

    The reader of Tocqueville who comes to Livy will see a similar movement in the first pentad of The History of Rome. Rome moves from kingship to tyranny to aristocracy to a mixed regime that saw the plebeian class, ‘the many,’ gradually if unsteadily assume more ruling authority. Conflict between plebeians and patricians within the mixed regime continued throughout the second half of the fifth century BC, near the end of which time Marcus Furius Camillus first comes to sight as one of a set of eight newly-elected military tribunes. In Livy’s estimation, Camillus was the preeminent Roman statesman of his generation and more, a model statesman for any time or place.

    In the sixty years preceding Camillus’ first election to high office, Romans enacted several important law enhancing plebeian authority. Perhaps the most important of these was introduced by plebeian tribune Gaius Terentilius Harsa in 462 BC. During a war with the Volsci, when both consuls were out of the city, leading the armies, Terentilius “spent several days complaining to the plebs about the arrogance of the patricians, criticizing in particular the power of the consuls as excessive and intolerant in a free state” (III.ix.173). In ridding themselves of the monarchy, Romans had merely exchanged one master for two. He proposed a law establishing the election of a five-man committee to “write up laws concerning the power of the consuls,” so that “the consuls’ whims and license would not serve in place of laws” (III.ix.174). Thwarted initially in the senate, the Terentilian Law would remain the focus of Roman class struggle for many years. 

    By the mid-450s, in negotiations with the senators, the tribunes argued that if the patricians “disliked plebeian laws, they should allow lawmakers to be appointed jointly from plebeians and patricians who would pass measures that were advantageous to both sides and would ensure equality before the law” (III.xxxi.201)—the principle underlying the mixed regime as outlined by Aristotle. The patricians agreed, with the caveat that only a patrician could propose a law. A delegation was sent to Athens to “write down the famous laws of Solon and acquaint themselves with the institutions, laws, and customs of other Greek states” (III.xxxi.201). With this information in hand, in 451 BC the senate agreed to a major change in the regime, whereby authority passed from the consuls and the tribunate to a board of ten, the Decemvirate. “It did not last long” (III.xxxiii.201); within a year, the Decemvirs began to rule by terror over plebeians and senators alike. “If anyone should utter a word that was reminiscent of liberty, either in the senate or before the people, the rods and axes were immediately at the ready, if only to frighten the rest” (III.xxxvi.207). They employed squads of young patricians as enforcers, granting them the property of those they beheaded. “Corrupted by these rewards, the young nobles not only did not resist such injustice but openly preferred license for themselves, rather than liberty for everyone” (III.iiivii.208). By 449 BC, “liberty was mourned as lost forever” (III.iiixiii.209).

    It took a military emergency, a Sabine invasion of Roman territory concurrent with an Aequian attack on Rome’s allies, the Etruscans, to move the senate to action. Senator Marcus Horatius Barbatus now called the Decemvirs “the Ten Tarquins” (III.iiiix.211), but the senators, hating the plebeian tribunate even more than the Decemvirs, failed to move against them. After the leading Decemvir committed an outrage against a plebeian girl and plebeian soldiers refused to fight until the tribunate was restored, the senate yielded, abolishing the first Decemvirate and allowing a new election of plebeian tribunes and reestablishing the consuls. Moreover, laws enabling the plebeians to self-legislate, restoring the right of appeal of a consul’s judgment (“the sole defense of liberty”), and establishing the sacrosanctity of the tribunes ensured that return to old institutions did not leave the plebeians back where they had begun before the founding of the Decemvirate (III.lv.229-30). This enhancement of ‘the democracy’ even reached the army, as Horatius, now a consul leading troops against the Sabines, assured his men that “whatever strategy and spirit I am going to use will be up to you soldiers” (III.lx.239). After the victories, when the senate refused to grant a triumph to either victorious consul, the people themselves granted them a triumph—the “first time [that] a triumph was celebrated at the bidding of the people,” through their tribal councils, “without the authorization of the senate” (III.lxiii.241).

    Factional strife continued, nonetheless. Although the plebeians “were quiet,” “the younger patricians began to maltreat them” again (III.lxv.243). They did so in accord with “cabals of the more powerful” (III.lxv.244). The tribunes were too weak to protect the plebs and, “on the other hand, the older senators, though thinking their young men too headstrong, preferred to have their excessive spirit on their own side rather than that of their adversaries, if moderation had to be disregarded” (III.lxv.244). Livy comments, “So difficult it is to be moderate in the defense of freedom. By pretending to want equality, an individual raises himself up in order to put another down. By protecting themselves against fear, men actually make themselves the object of fear, and, when they have defended themselves from injustice, we proceed to injure others, as if it were a necessity either to do or to suffer wrong.” (III.lxv.244).

    A few years later, another step towards democratization occurred with the passage of the Lex Canuleia. Plebeian tribune Gaius Canuleius proposed a law reinstating marriage between patricians and plebeians. When the senate tried to promote a war scare to distract the plebeians, Canuleius blocked the troop levy and demanded discussion of his bill. Complaining that “the tribunes’ madness could no longer be tolerated” and “that there was more war being stirred up at home than abroad,” the consuls charged that passage of the law would only reward sedition, encouraging it in the future” (IV.ii.254-55). “The patricians,” they continued, “should recall the majesty of the senate that they had inherited from their fathers, which they were likely to pass on to their children in a diminished state; whereas the plebs could boast of their growing strength and importance. There was no end to this, nor would there be one as long as the leaders of sedition gained office in proportion to the success of their sedition.” (IV.ii.255). Intermarriage would “defile” patrician families “and create confusion in both public and private auspices, so that nothing should be pure, nothing unpolluted,” and “no one would recognize himself or his own kin” while “patricians and plebeians mat[ed] together like beasts” (IV.ii.255). What is more, another proposed law would allow plebeians to be elected to the consulship itself; “leaders of the rabble were now getting themselves ready” to assume that hitherto distinguished office (IV.ii.255).

    In reply, Canuleius argued that plebeians are “fellow-citizens” who “inhabit the same native land, even though we do not possess the same wealth” (IV.iii.256). Citizenship is “more than intermarriage,” and we plebeians already have it (IV.iii.256). He asked the plebeians, “Don’t you realize in what an atmosphere of contempt you live. They would deprive you of part of the daylight, if they could. They resent the fact that you breathe, that you speak, that you look like human beings,” claiming in effect that “it is a religious abomination to elect a plebeian consul.” (IV.iii.257). But in fact many kings of Rome were foreigners. “As long as no stock was spurned that was prominent for excellence, Roman dominion increased”; foreigners can become patricians and consuls but according to patricians most native Romans should not marry into the patrician class or be elected to a consulship (IV.iii.257). Some of “the vilest of mortals” were patricians who served as Decemvirs; some of “the best of the kings” were “newcomers” (IV.iii.258).

    “Must no innovation be made?” (IV.iv.258). If so, no pontiffs or augurs would have been created by Numa, no census and division by centuries and classes by Servius Tullius, no consuls after the expulsion of the monarchs. “Who doubts that, in a city that is founded for eternity and is growing immeasurably, new powers, priesthoods, and rights of families and individuals should be established?” (IV.iv.258). And as for intermarriage between members of the two classes, no one will be compelled “to make a marriage contract against his will” (IV.iv.259). The children will belong to the father’s class, and the parents of the couple will choose whether they approve of this outcome.

    Finally, and crucially, “does the ultimate power belong to the Roman people or to you,” the patricians, or do “all men” in Rome deserve “equal liberty”? (IV.v.260). For their part, the plebeians “are ready for your wars, be they genuine or false, on the following conditions: if you finally unify this citizen body by restoring the right of intermarriage; if they are enabled to unite, be connected and joined with you in the ties of family and kinship; if brave and vigorous men are given hope and access to high offices; if they are granted a share in the partnership of government; and if, as is the mark of true liberty, they are allowed to take their turn, both in obeying the annually elected magistrates and in exercising magisterial power” (IV.v.260). Livy’s Canuleius defines liberty exactly as Aristotle defines politics, as ruling and being ruled in turn; to complete the resemblance, a law permitting patrician-plebeian intermarriage tracks Aristotle’s location of political relations in the household relationship between husband and wife, where the habit of ruling an being ruled in turn originates.

    The marriage law passed. Election of plebeian consuls did not win favor, but the two factions reached a compromise whereby patricians and plebeians alike could elect military tribunes with consular power. In the first such election, all those elected were patricians. “Where will you now find”—under the regime of the emperor Augustus—in “one individual that moderation, fairness, and loftiness of mind that characterized the entire people at that time?” (V.vi.262). Democratization took another step forward.

    Plebeian advancement hardly moderated factionalism, however. If, as James Madison wrote, republicanism is to faction as air is to fire, Rome could not escape that danger. Livy considers it dangerous, indeed: Factional strife “has brought and will continue to bring destruction to more people than have foreign wars, famine, disease, or other national disasters that men attribute to the anger of the gods” (IV.ix.266). And, given the fact cited by Canuleius, that Rome was “growing immeasurably,” one source of faction might well be the “various kinds of religious practice, mostly foreign, [which] assailed [Roman] minds,” especially during times of drought and plague, practices that arise “because men who make a profit from superstition-prone people were posing as seers and introducing new rituals of sacrifice into Roman homes,” rituals imported from Greece which turned Romans’ attention away from the noble and politic Olympians towards the cthonic gods of the underworld. And finally, the ever-calculating patricians often blunted plebeian sway by persuasive speech “if,” as one smart senator put it, “from time to time they adopted a rhetoric that was mindful of the situation rather than their own grandeur” (IV.xlviii.314-315). With a bit less self-preening grandiloquence, a couple of tribunes usually could be found to veto the democratizing proposals of the others. Once the senators voted to pay the soldiers, the same senator hit upon the notion of demanding year-round military service, which would keep many plebeians out of the city and away from political life.

    Such was the political condition of Rome in 403 BC, when Marcus Furius Camillus won election as one of eight military tribunes. Since (as editor Kathleen Warrior observes) a camillus is a boy who assists priests in religious rites, it is likely that he was understood to be a pious young man, and he remained mindful of the gods throughout his career. He exhibited virtue beyond that of his colleagues several years later in a war against the Veientines. The war had not gone well, but when Camillus was chosen as dictator “the change of commander suddenly changed everything. Men’s hopes were different, their spirits different; even the fortunes of the city seemed different” (V.xix.356-57).

    Why? First, while still in Rome, he unhesitatingly re-imposed military discipline on the soldiers who “had fled in panic from Veii” during the initial engagement (V.xix.357)—discipline being central to the Roman way of war. He thereby “prov[ed] that the enemy was not the worst thing that the soldiers had to fear” (V.xix.357). He also declared a military levy to raise fresh troops for the campaign before “hastening in person to Veii to strengthen the soldiers’ morale” (V.xix.357). Returning to Rome, he made a religious vow to celebrate the Great Games and to restore and rededicate a temple if his troops were victorious. 

    Thus prepared, he fought a couple of minor battles as he proceeded toward Veii. “All his actions were carried out with consummate planning and strategy and so, as is usual, were attended with good fortune” (V.xix.357); for the Livyan statesman, Fortuna cannot be mastered, but at times she can be persuaded. He had most of the spoils turned over to the quaestor, the treasurer, “and not too much to the soldiers,” whose minds he wanted to concentrate on fighting not pillaging (V.xix.357). Upon reaching Veii, he commanded the men to build forts and to refrain from fighting without orders; they also built a tunnel into the enemy citadel, working the men in six-hour shifts to prevent exhaustion and to ensure that the work would be continuous. “There was no letup by night or day until they had made their way into the citadel” (V.xix.358). Rightly anticipating victory, but knowing what controversy distribution of the spoils from such “a very wealthy city” would spark, he turned the matter over to the senate, which eventually decided to solidify plebeian approval for the expedition by giving them a share (V.xx.358). Finally, before engaging the enemy, he spoke a public prayer to Pythian Apollo, vowing a tenth of the spoils to his temple, while vowing to Veii’s divine patroness, Juno Regina, “a temple worthy of your greatness” in Rome if she switches sides—a traditional ritual of evocation described by Fustel de Coulanges (V.xxi.359). Camillus proceeded “to attack the city from all directions with overwhelming numbers in order to minimize the perception of the danger that was coming from the tunnel” (V.xxi.359). Victory came easily and the Veientine citizens were sold into slavery, the money going to the state treasury. “This was the fall of Veii, the wealthiest city of the Etruscan people, which showed her greatness even in her final overthrow. For ten continuous summers and winters she was besieged, inflicting more disasters than she sustained. In the end, when even fate was against her, she was taken,” like Troy, “by siegeworks and not by force.” (V.xxii.362).

    In a military republic, the path to political prominence will pass through the battlefield. So with Camillus. As a military commander, Camillus distinguished himself from his contemporaries by exhibiting the ability to organize. Even before he had engaged the enemy he planned for ‘the postwar’ in a way that showed his recognition of the political factions in Rome and his intention to moderate them. Indeed, one of the few mistakes he made in his career occurred during the magnificent triumph he was granted upon his return to the city. He rode into the city “in a chariot drawn by four white horses, seemingly superior to not only citizens but also mortals. Men thought it tantamount to sacrilege that the dictator was making himself the equal of Jupiter and the Sun by using these horses.” (V.xxiii.362). He further offended the plebeians by following through on his pious promise to allocate a portion of the spoils to Apollo and his priests instead of giving it all to the plebeians.

    On this latter point, Camillus stood his ground against this “disgraceful contentiousness,” “harangu[ing] the people over and over again” for being “more concerned about everything else than about discharging its religious obligation” (V.xxv.364-65). The senate backed him, but “as soon as men’s minds were relieved of their religious obligation, the plebeian tribunes renewed their political unrest, arousing the crowd against all the leading men, but especially against Camillus” (V.xxv.365). The senators, however, elected him to the military tribunate in 394 BC. 

    In the ongoing war with the Faliscans, Camillus exhibited the virtue of justice alongside his well-established virtues of courage and prudence. A Greek tutor of some children of Faliscan aristocrats led his students to the Roman camp, offering them to Camillus as hostages. Camillus spurned the offer. “A criminal yourself,” he told the Greek, “you have come with a criminal gift to a people and a general who are not like you” (V.xxvii.367); that is, your ethos and ours contradict. Further, not man but “nature” implants that ethos in we Romans: “There are laws of war as well as of peace, and we have learned to exercise them justly, no less than bravely” (V.xxvii.367). He will conquer the Faliscans “by Roman skills, valor, siegeworks. and arms, just as I did at Veii” (V>xxvii.367). “He had the man stripped, his hands tied behind his back, and gave him to the boys to be led back to Falerii, handing them rods with which they were to beat the traitor as they drove him back into the city” (V.xxvii.367). When the Faliscans saw the children, “the entire citizen body now united in demanding peace,” praising “Roman fair dealing [fide or trustworthiness] and their commander’s sense of justice” (V.xxvii.368). Faliscan ambassadors went to Rome and told the senators that “you and your commander have won a victory over us that neither a god nor man could begrudge,” having convinced us by this act that “we shall live better lives under your rule than under our laws” (V.xxvii.368). They surrendered, and “Camillus was thanked by both the enemy and his fellow citizens” (V.xxvii.36). In sharp contrast to their treatment of the Veientines, the senate merely required the Faliscans to pay the salaries of the Roman soldiers for the year. “Camillus returned to the city, distinguished by a far better kind of glory than when the four white horses had drawn him in triumph into the city, since he had conquered the enemy by justice and fair dealing” (V.xxviii.368).

    In addition to the dispute over the distribution of the Veientine war spoils, the plebeians also coveted Veientine land, some going so far as to say that they would prefer to move the capital of Rome to Veii. Two plebeian tribunes who opposed this and vetoed the bill were indicted by their colleagues and heavily fined. “Camillus openly charged the plebs with wrongdoing, since they had turned against their own and failed to understand that they had subverted their veto by their perverse judgment of the tribunes and, by subverting their veto, overthrown tribunician power” (V.xxix.371). Recalling his successful prayer to Juno Regina to leave Veii and accept a Roman temple as her new home, “he thought it a sacrilege that a city that had been deserted and abandoned by the immortal gods should be inhabited” (V.xxx.371). On the basis of this religious appeal, the senators went amongst their own tribes, “begging them not to drive the Roman people into the city of their enemies,” deserting their household gods (V.xxx.372). The appeal worked, and the tribes rejected the bill by one vote. The senators then apportioned Veientine farmland to every plebeian family, while keeping the city itself uninhabited.

    Still resentful of Camillus’ intervention on the issue of the Veientine spoils, a plebeian tribune indicted him. To avoid the dishonor of an unjust conviction, Camillus went into exile in 391 BC.

    That same year, a new and formidable enemy appeared, attacking the Etruscans. The Gauls turned toward the Etruscan town of Clusium, a Roman ally, which desperately requested Roman aid. The Romans sent envoys to negotiate a settlement with this unknown invader. The envoys failed to negotiate a peace settlement, rejecting the Gallic demand for some Clusian territory and the envoys themselves “took up arms, contrary to the law of nations” (V.xxxvi.379). When the Gauls sent ambassadors to Rome to protest this conduct, the plebeians elected those same envoys to the military tribunate “When this happened, the Gauls were enraged, as they had every right to be, and returned to their own people, openly uttering threats” (V.xxxvi.380). The Gallic army then advanced on Rome.

    With “tribunes whose rashness had brought about the war” in “supreme command” of Roman forces, the city lacked adequate defenses because no one had anticipated such a sudden attack. That is, Romans had lacked exactly the things the exiled statesman excelled in; prudent foresight and the ability to rightly order an army. Defeated in a battle near the Allia River, most of the Roman troops fled to Veii, leaving Rome unguarded. The few remaining men of military age and the senators withdrew to the citadel, and a plebeian brought the Vestals and many of the city’s sacred objects to Caere. The Gauls entered the capital unopposed, but were repelled by the defenders of the citadel; having found no grain in the city that would support a siege of its citadel, they simply withdrew, taking to plundering the surrounding countryside.

    At Ardea, Camillus was “grieving more for the fortune of the state than his own,” blaming gods and men alike (V.xliii.388). “In wonder and indignation”—in mind and in heart—he “asked where were those heroes who, with him, had taken Veii and Falerii and also waged other wars often with more bravery than good fortune” (V.xliii.388). His lamentations were cut short when he learned that the Gauls were approaching Ardea. At that, “touched by nothing less than divine inspiration,” he headed for the Ardean assembly to rally the people (V.xliii.388). Citing their “shared danger,” he offered the Ardeans the service of one whose “skill” in wartime service gave him high standing in his native land (“unconquered in war, I was driven out by my ungrateful citizens in a time of peace”) (V.xliv.389). Establishing the common ground for action and his hosts’ need for his military prowess, he next assessed the enemy. The Gauls are “a race to whom nature has given a physique and a spirit that are large rather than reliable”; they “bring more terror than strength into every conflict” (V.xliv.389). As proof, he pointed to their actions after their conquest of Rome. Instead of taking it over, they have taken to wandering through the countryside, filling themselves “with the food and wine they have hastily consumed” and laying themselves down to sleep “like wild beasts, without any protection, any guards or outposts” (V.xliv.389). Now is the time to strike, “when they are constrained by sleep and ready to be butchered like cattle” (V.xliv.389).

    And so they were. Meanwhile, at Veii, the Roman army reorganized, “a strong body [that] lacked a head” (V.xlvi.391). Reminded of Camillus simply by being in Veii, the city he had conquered, upon the approval of the senate the soldiers summoned Camillus from Ardea. In Rome itself, a contingent of Gauls launched a night attack; the Romans were awakened by the sacred geese of Juno, which hadn’t been killed and eaten by the besieged but still pious Romans in the citadel. Although they warded off the attack, they were starving and soon capitulated to the besieging Gauls.

    “Both gods and men prevented the Romans from living as a ransomed people” (V.xlix.394). Camillus and his forces arrived, routing the Gauls in two battles. “Everywhere the slaughter was total” (V.xlix.395). Camillus “was hailed with sincere praise as a Romulus and as father of his country and second founder of the city” (V.xlix.395). But once again Camillus thought not only of the war but its aftermath. The plebeians and their tribunes again wanted to migrate to Veii, now that Rome had been burned by the invaders. Camillus therefore did not resign his dictatorship after receiving his triumph but moved to prevent the migration. 

    As before, he first attended to religious obligations. In gratitude to the citizens of Caere for receiving Rome’s sacred objects, permitting worship of the gods to proceed uninterrupted, Rome should “establish ties of hospitality” with them; additionally, Capitoline Games should be held in honor of “Jupiter Best and Greatest,” who has “protected his own abode and the citadel of the Roman people at a time of peril” (V.l.396). Addressing the citizens of Rome, Camillus took the occasion to deplore the plebeians’ intention to leave the city, despite “the religious obligations established” at its founding and the most recent evidence of the gods’ favor, allowing the city’s recovery from the Gauls. With this, “I would think that no human being will ever neglect the gods’ worship” (V.li.398). Punished by the gods for having violated the law of nations, making us “an object lesson to all the world,” Romans nevertheless enjoyed divine mercy because they never departed from “our worship of the gods” (V.li.398). “Therefore they have restored to us our homeland, victory, and the longstanding renown for warfare that we had lost,” turning “terror, flight, and slaughter upon our enemy” (V.li.398). As there is “no place [in Rome] that is not filled with a sense of religion and gods,” will you plebeians now “abandon all these gods,” “both those of the state and those of the family” in time of peace, when no necessity requires it? (V.lii.398-99).

    Apart from these religious considerations, he continued, it would be “pitiful and shameful for us, but glorious for the Gauls” if Romans abandoned Rome (V.liii.401); the Gauls would return and occupy the deserted city where the Capitol and the citadel still stand, despite the destruction of so much else. A city is more than its infrastructure. “Does the soil of our homeland and the earth that we call our mother have no hold on us? Does our love for our homeland depend on buildings and their beams?” (V.liv.402). Not only the gods of Rome but the nature upon which Rome rests—its “hills and plains, the Tiber and the region familiar to my eyes, and this sky beneath which in was born and reared”—these too are Rome (V.liv.402). To this patriotic sentiment he joins an appeal to reason. “Not without reason did gods and men choose this place for the foundation of a city—the health-giving hills; a convenient river by which crops can be brought down from inland areas and foreign goods received from abroad; a sea nearby for usefulness, though not exposed by being too near to danger from foreign fleets; an area in the middle of Italy—a place, indeed, uniquely and naturally suited to the growth of a city” (V.liv.402). With an oath, he condemns the intention to leave such a sacred place with such natural, rationally understandable features. “Though your valor may be able to go elsewhere”—he is careful not to impugn their virtue, the source of their pride in Romanness—the “fortune of this place surely cannot be transferred” (V.liv.403).

    As that fortune would have it, a centurion passed through the Curia Hostilia with his cohort as the senators deliberated. He called for his men to plant the standard, saying, “It will be best for us to stay here” (V.lv.403). Fortified with an event which they could interpret as a good omen, the senators rejected the migration bill and the plebeians concurred with their decision. They began to rebuild the city. “The city was then reborn, from its original roots, as it were, with greater vigor and fecundity, and from that point on, from its second beginning, its history on the home front and in the military field will be presented with greater clarity and certitude” (VI.i.6).

    After this new founding, “the city’s stability initially depended on the support it found in its leading citizen,” “who was also the prop responsible for its recovery” (VI.i.3) and indeed “the mainstay of Rome” (VI.iii.5). Camillus presided over the first elections of military tribunes in the renewed city before overseeing the conduct of wars against the Etruscans, the Volsci, the Latins, and the Hernici, peoples hoping to take advantage of Rome’s apparent weakness. By now, his military reputation was so great that his mere arrival at a foreign city would cause it to surrender, as the Etruscans did at Satricum.

    While “his colleagues admitted that, when there was any urgent threat of war, the overall direction of affairs should rest with one man, and they had already decided that their imperium should be secondary to his” (VI.vii.11), one patrician of “illustrious reputation,” Marcus Manlius Capitolinus, envied his preeminence (VI.xi.15). Observing that “his own influence among the senators was not as great as he felt it should be,” Manlius “became the first of all senators to champion the popular cause” (VI.xi.15). “Denouncing the senators and flirting with the commons, he was driven along by popular favor rather than by his use of judgement, preferring to have a grand reputation rather than a good one” (VI.xi.15). He conspired with groups of plebs, pointing out that the same men who showed such bravery in battle in building an empire, in ruling foreigners, lost their spirit when “attempting to achieve (rather than defend) liberty” (VI.xviii.24). When arrested and arraigned before the senate, the prosecutors turned the plebeians against him by charging him with aspirations to monarchy. He was executed, thrown off the Tarpeian Rock.

    Camillus needed to do nothing to counter Manlius’ threat to the regime, but in Lucius Furius, a young military tribune who incited the soldiers against him in their campaign against the Latin city Praeneste. Its citizens had defected from it alliance with Rome, then joined with the Volscians to seize Satricum, now colonized by the Romans, whom they abused. “The Romans were angry over this,” and appointed aging Camillus as the sixth member of the military tribunate (VI.xxii.29). When the Roman army arrived in front of Satricum, Camillus deliberately held back from attacking, “seeking to use strategy to augment his strength” before doing so (VI.xxiii.30). Infuriated by the enemy’s taunts, the soldiers listened to the impatient younger tribune, who told them that “the old man’s ideas were feeble and spiritless” (VI.xxiii.30). Far from countermanding his impatient young colleague, who was legally his equal in the command, Camillus contented himself with building up the reserve forces and positioning himself “on some higher ground, where he kept a close eye on how another’s strategy would turn out” (VI.xxiii.31).

    It did not turn out well. In their over-eagerness to attack and pursue, the Roman troops under Lucius Furius’ command overextended themselves and fell victim to the enemy’s counterattack. As the Romans retreated in disorder, Camillus intervened, shamed them into following him, and reassigned the chastened Lucius to the cavalry command. Camillus regrouped the infantry, and personally led them to victory. But this lesson in the advantage of experience over youth isn’t the main lesson Livy intends to draw. That comes in his account of Camillus’ conduct after returning to Rome, seeking senate approval for a campaign against Tusculum. Although everyone in the army and in Rome “was saying the same thing, that amid the fluctuating fortunes of the war with the Volsci the blame for the unsuccessful battle and flight lay with Lucius Furius, while all the kudos for the successful engagement went to Marcus Furius,” when he was asked to name his adjutant in the campaign against the Etruscans Camillus “took everyone by surprise and chose Lucius Furius” (VI.xxv.33). “By such forbearance Camillus alleviated his colleague’s disgrace while at the same time winning great distinction for himself” (VI.xxv.33). When they learned of Camillus’ appointment and saw his troops marching into their territory, the Etruscans wisely sued for peace. Having “won fame for his prudence and bravery in the war with the Volsci,” he won it again for “his outstanding forbearance and self-restraint to his colleague in both operations” and for the resultant peace with the Etruscans (VI.xxvii.35). He stepped down after once again overseeing the election of the next year’s military tribunes.

    Plebeian agitation recurred. The senate attempted to dampen the unrest by keeping the plebeians out of the city on military expeditions, but plebeian tribunes Gaius Licinius and Lucius Sextus organized resistance around three bills: one to reduce debt by deducting monies already paid in interest from the principal of the loan; another to limit the extent of rural property allowed to any one property owner, which would reduce patrician sway in the countryside; and a third to prohibit the election of military tribunes and to require that one of the two consuls be a plebeian. “What was being proposed put at risk simultaneously those things for which all human beings have an inordinate craving: land, money, and high office” (VI.xxxv.44-45). By the year 369 BC, Licinius and Sextus had become “experts at manipulating the feelings of the plebs” (VI.xxxvi.46).

    Elected dictator once again, this time to face a domestic threat, Camillus addressed the tribal councils, which were considering these bills. As before, he argued that “tribunician capriciousness” undermined the veto the plebs had won by their secession (VI.xxxviii.49). When the tribunes “reacted with disdain” to this, Camillus threatened to conscript all men of military age and take them out of the city; this “struck sheer terror into the plebs” but not into the plebeian tribunes (VI.xxxviii.49). Camillus resigned, probably (in Livy’s judgment) because it was discovered that the auspices conducted prior to his election were unfavorable. All the bills passed, and in the following year, having been reinstated as dictator, he negotiated a compromise whereby the plebeians were guaranteed one plebeian tribune in exchange for patrician control of the office of praetor, the official charged with overseeing the law courts. “So it was that, after a long period of bad blood between them, the orders were restored to harmony” (VI.xlii.56). Camillus died two years later, in 365 BC, “certainly a man without peer in all circumstances” (VII.i.57).

    The factual accuracy of Livy’s account may be left to historians. Since Livy writes a political history in both senses of the word—a history of how Rome was ruled and a guide for Roman citizens and statesmen—his reader should first of all consider his account in light of that intention, attending to the lessons the historian finds in his portrait of Camillus. What made him peerless in all circumstances?

    Camillus confronted troubles arising from the increasing democratization of republican politics in Rome. As a military republic, Romans united across class lines in honoring warlike virtues, as the patricians found glory in battle, the plebeians protection. The plebeians often went so far as to defer their demands for democratization of Roman institutions to the need for mutual defense, although their leaders would sometimes persuade them to withhold military service in exchange for political concessions. Even military success brought difficulties with it, as territorial expansion could lead to sharpened factionalism, thanks (for example) to the introduction of foreign religions.

    As a military tribune, Camillus imposed discipline on his troops through a combination of force, religiosity, and morale-building rhetoric. Having established that indispensable prerequisite to victory, he attained victory itself with careful planning, overwhelming numbers, and careful division of war spoils between soldiers, ordinary citizens, and priests. That is, he exhibited the virtues of courage (fighting in the front line with his men), prudence (holding back, for example, when young Lucius Furius insisted on attacking Satricum without adequate preparation), and justice both in punishing dereliction of duty and in distributing rewards. After his display of hubris during his first triumph, he learned moderation, as well. Finally, he exhibited the crowning virtue, magnanimity, remaining loyal to Rome during his exile in Ardea (a small-souled man would have delighted in the Gauls’ humiliating conquest of his city) and in rescuing rash Furius from retaliation and installing him as second-in-command for his next campaign. In rescuing Rome first from the Gauls and then from the Romans themselves, when the plebeians wanted to abandon the city for what they took to be greener pastures, doing so in the latter case with words not deeds, invoking religiously-grounded patriotism. 

    Above all, he served as a one-man balance-wheel in Rome’s ‘mixed’ regime, opposing the plebeians’ passions when they threatened to dominate the patricians (while forbearing with Furius, he made no attempt to rescue the rabble-rousing Manlius Capitolinus). When opposed by the plebeian demagogues, he refrained from force and forbearance alike, preferring to negotiate a political settlement whereby both plebeians and patricians were accorded institutional privileges. More than once, he presided over elections of officials replacing him. 

    Camillus was indeed the mainstay of the republic. In effect, he served as a sort of much-needed monarch, one careful to act and speak in ways that preserved the regime by alternatively granting and denying plebeian ambition to rule. As such, he demonstrated the grandeur of Rome while exhibiting its weakness. Absent ‘the one,’ and a supremely virtuous ‘one’ at that, ‘the many’ and ‘the few’ would continue their rivalry, and factionalism would at last ruin the republic. Rome needed a middle class to go along with the occasional middle man.

     

     

     

    Filed Under: Nations

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