Will Morrisey Reviews

Book reviews and articles on political philosophy and literature.

  • Home
  • Reviews
    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
  • Contents
  • About
  • Books

Recent Posts

  • Pascal Against the Jesuits
  • Medieval “Cures” for Modern Madness
  • Diplomacy as Practiced by ‘Great Powers’: America Under the Nixon Administration
  • Diplomacy as Practiced by ‘Great Powers’: Germany and Britain
  • Diplomacy as Practiced by ‘Great Powers’: France and Austria at Their Apogees

Recent Comments

    Archives

    • March 2026
    • February 2026
    • January 2026
    • December 2025
    • November 2025
    • October 2025
    • September 2025
    • August 2025
    • July 2025
    • June 2025
    • May 2025
    • April 2025
    • March 2025
    • February 2025
    • January 2025
    • December 2024
    • November 2024
    • October 2024
    • September 2024
    • August 2024
    • July 2024
    • June 2024
    • May 2024
    • April 2024
    • March 2024
    • February 2024
    • January 2024
    • December 2023
    • November 2023
    • October 2023
    • September 2023
    • August 2023
    • July 2023
    • June 2023
    • May 2023
    • April 2023
    • March 2023
    • February 2023
    • January 2023
    • December 2022
    • November 2022
    • October 2022
    • September 2022
    • August 2022
    • July 2022
    • June 2022
    • May 2022
    • April 2022
    • March 2022
    • February 2022
    • January 2022
    • December 2021
    • November 2021
    • October 2021
    • September 2021
    • August 2021
    • July 2021
    • June 2021
    • May 2021
    • April 2021
    • March 2021
    • February 2021
    • January 2021
    • December 2020
    • November 2020
    • October 2020
    • September 2020
    • August 2020
    • July 2020
    • June 2020
    • May 2020
    • April 2020
    • March 2020
    • February 2020
    • January 2020
    • December 2019
    • November 2019
    • October 2019
    • September 2019
    • August 2019
    • July 2019
    • June 2019
    • May 2019
    • April 2019
    • March 2019
    • February 2019
    • January 2019
    • December 2018
    • November 2018
    • October 2018
    • September 2018
    • August 2018
    • July 2018
    • June 2018
    • May 2018
    • April 2018
    • March 2018
    • February 2018
    • January 2018
    • December 2017
    • November 2017
    • September 2017
    • August 2017
    • July 2017
    • June 2017
    • May 2017
    • April 2017
    • March 2017
    • February 2017
    • January 2017
    • December 2016
    • November 2016
    • September 2016
    • August 2016
    • July 2016
    • June 2016
    • April 2016
    • March 2016
    • February 2016
    • January 2016

    Categories

    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
    • Uncategorized

    Meta

    • Log in
    • Entries feed
    • Comments feed
    • WordPress.org

    Powered by Genesis

    The Foreign Policy of the American Founders

    August 7, 2016 by Will Morrisey

    This lecture was first delivered at Hillsdale College in 2016. It is the first of a set of two lectures, the second being “American Foreign Policy Today.”

     

    The word ‘policy’ comes from the same Greek root as ‘politics.’ Politics means the way in which a people rule and are ruled. The way we rule and are ruled depends upon the political regime under which we live. So for example, if we live under a tyranny we won’t be ‘doing’ much ruling, but we will have a lot of ruling being done to us.

    Political regimes have four dimensions:

    1. The persons who rule. One, few, or many? Good or bad? In the United States, “We the People” rule, albeit through our elected representatives. Thus we have a republic or representative government, but a democratic republic in the sense that almost all adult citizens can vote and hold office.

    2. The institutions, structures, or forms by which the rulers rule. Separated and balanced powers, for example.

    3. The way of life, the habits of mind and heart, of the people who rule and are ruled. In the Bible, God’s regime is His “way.” The American “way” includes freedom of worship and of speech, and freedom of commerce. American is a commercial republic.

    4. The purpose or purposes of the political community. The purpose of the Iranian regime is to advance the practice of Shi’a Islam, with the intention of hastening the advent of the Hidden Imam. The purpose of the Soviet Union was to advance socialism, form the new ‘Soviet Man,’ and eventually establish worldwide communism. The purpose of the American regime, as stated in the Declaration of Independence, is to secure our natural rights to life, liberty, and the pursuit of happiness.

    These four dimensions combine to shape a certain ethos or character in the citizens or subjects of the regime. Policy or the planned action of a political community does or should follow from the character of its regime. This goes for foreign policy as well as domestic policy. When a given policy—slavery, for example—contradicts the principles of our regime, debate will arise. If sufficiently serious, the dispute might even culminate in civil war, or, if a foreign policy, international war.

    But when considering foreign policy, there are two more considerations to keep in mind. The phrase ‘foreign policy’ implies that there is ‘us’ and there is ‘them’—insiders and outsiders, citizens and non-citizens. This in turn implies that the world’s human population finds itself divided among discrete if sometimes related populations, each in some significant degree independent of the others—self-ruling or sovereign. To maintain their sovereignty, a people will need to achieve a certain size and also a certain degree of governmental centralization—enough in both instances to defend itself against the many ‘thems’  out there. So we need to classify political communities not only in terms of their regimes but in terms of size and centralization. I’ll call that category ‘the state.’ There are several kinds of ‘states’:

    1. The ancient polis or city-state, a small and highly centralized self-governing community. In it, the regime can readily ‘reach into’ nearly every aspect of a family’s life; this makes the question of the character of the regime of a given polis highly ‘interesting’ to its citizens, and very often a matter of intense controversy among them.
    2. The ancient empire, huge and decentralized. In it, the regime could not rule its sprawling domain so minutely as in a polis, instead contenting itself with exacting tribute from its possessions in the form of supplies, slaves, and soldiers. The political sociologist Michael Mann has compared the modern Austro-Hungarian Empire to a protection racket, which is exactly how the empires of antiquity ran their domains.
    3. The feudal state, large and decentralized. It usually had a king or queen, but this person was only ‘first among equals.’ Other rulers included landed aristocrats, the Catholic Church, and the larger cities. Each of these rulers enjoyed their own sources of soldiers and revenues, independent of the others, including the monarch. If this were a liquid, chemists would call it a colloidal suspension; more-or-less self-ruling globules of power float in a changing but usually stable equilibrium.
    4. The modern state, large and centralized. In it, no matter what its regime, we see a powerful capital city which extends its governing tentacles throughout the community to its borders. These ‘tentacles’ are the bureaucracies. Typically, the bureaucrats who staff these governing agencies are loyal not so much to the persons in charge of the regime but to their functions within the bureaucracies. In a modern state, a bureaucrat/administrator/civil servant rules impersonally, thinking of his or her functions as scientific/rationalist in character.

    As things worked out, #4 defeated #3, more or less every time. The modern state raised revenues and organized military and police forces more effectively than feudal states did. Once the modern state was introduced, its rulers could dominate neighboring feudal states, forcing those rulers to institute their own centralized or ‘modern’ state apparatuses.

    This raised a political problem for non-monarchic regimes and also for limited or ‘constitutional’ monarchies. How could they run states that were sufficiently centralized to stay independent without succumbing to over-centralization and its attendant oppressions? For the American Founders, the answer to this question led to a fifth kind of state: the federal state. Large and partly centralized (especially for foreign-policy purposes but also for commerce) and partly decentralized, leaving important powers in the hands of municipal, county, and state officials), the federal state retained a considerable degree of self-government, which comported well with the American regime of republicanism.

    For the American Founders and for the generations that followed them, the questions that arose from federalism were: first, can such a state avoid or at least survive civil war? and second, can it conduct a successful foreign policy against rival states that will attempt to split it up?

    The third and final source of foreign politics is what we’ve come to call ‘geopolitics.’ ‘Geo’ means ‘earth’—as in ‘geography.’ So geopolitics means the territory (topography, soils, water resources, and so on) as overlain by a given regime and state, in relation to all other such regimes and states with which it has relations. For much of human life, geopolitics has been regional. For centuries, American Indian nations and tribes had no idea that Europeans existed, and for a long time after they did know they had no idea how many Europeans there were. But today geopolitics is truly worldwide, even if—as President Vladimir Putin of Russia has reminded Ukraine and Georgia—one’s nearest neighbors often remain the most relevant ones.

    Geopolitics concentrates our minds on a fact we sometimes forget in the age of the Internet, namely, the world is not flat. We do not really lie in cyberspace, although we sometimes feel as if we do. As I sit here, peacefully tapping away on a keyboard, I easily forget that I need a safe space in which to do so, complete with a network of satellites and electrified wires, along with the scientific, manufacturing, and commercial networks that have invented, marketed, and delivered the computer and its keyboard for me and to me in the first place. We still live in a world where all territories are not created equal. When it comes to controlling key resources and strategic lines of communication, including military transport, the Strait of Gibraltar and Hormuz, the Panama and Suez canals, are simply more important than, say Hillsdale County. Such geopolitical ‘choke points’ will always be fought over in a way that Hillsdale County will not be.

    So, when we think about the foreign policy of the American Founders, we need to think about all of these sources of their policy. Let’s start with geography and look at the map. The United States that saw the inauguration of George  Washington as its first president consisted of thirteen states strung along the Atlantic coastline of the middle of the North American continent. It was bordered by regime enemies on all sides:

    Amerindian nations and tribes: warrior-oligarchies, but not centralize states, some settled in one location (the ‘civilized’ tribes), some not (the ‘savage’ tribes).

    The British Empire: Canada, the Caribbean, and perhaps above all ‘ruling the waves’ in the Atlantic Ocean and in much of the Caribbean. A mixed regime (consisting of a monarchy, an oligarchy [the House of Lords] and a much larger but still minority of the non-titled [the House of Commons]).

    The Spanish Empire: Florida, most of the Caribbean, Mexico, and with claims along the Mississippi River. A monarchic regime and a semi-modern imperial state.

    The French Empire: ‘Louisiana,’ with more power to rule it than Spain could muster. An unstable republic, then a military oligarchy, then a military despotism. Statist and imperial.

    The Americans were also looking at key geopolitical points: their port; the Appalachian and Allegheny mountains, the Mississippi River flowing to New Orleans and into the Gulf of Mexico; the Hudson River, which gave British troops in Canada a straight shot to New York City and a chance to divide New England from the rest of the country.

    Thus the geopolitical need of Americans was strategic depth. Americans wanted western lands not only as a place to settle their burgeoning population; they also wanted them in order to make America harder to overrun militarily.

    Americans formulated several policies to satisfy this need: Indian removal and regime change; a standing army and navy to supplement local militias; commercial treaties with foreign countries. In other words, James Madison’s “extended republic,” described in the tenth Federalist, would continue to extend, at least to the lands surrounding the Mississippi River and New Orleans—a task completed with the Louisiana Purchase in 1803. Such an enlarged America would then prove difficult to conquer and desirable to trade with.

    In  terms of the American federal state, the principal need was union. How far could the extended republic extend? Would it be a republican empire? How could it be kept together, so that North America would not become another Europe, or even what it was under the Indians—a cockpit of war, prey for European empires playing divide-and-rule with the assistance of their Amerindian allies, both eager to contain the ever-advancing Americans?

    And in terms of the American regime of democratic, commercial republicanism aimed at securing our natural right, on this point the philosopher Montesquieu had made a crucial observation known to all of the Founders. Commercial republics, Montesquieu argued, don’t fight wars with one another. To this day, it is simply a fact that commercial republics—republics defined in the American sense of representative governments elected by a very large portion of the adult population—have not fought wars with one another, although of course they have fought many wars against regimes organized around opposing moral and political principles: kingships, tyrannies, oligarchies both military and religious. This means that Americans are likely to include regime change among their several instruments of foreign policy, on the grounds that the more commercial republics there are, the fewer enemies we will have and, consequently, the more peace and prosperity we will enjoy.

    These aims of strategic depth, political union, and commercial republicanism can be seen in the two most important foreign-policy documents of the founding period: The Declaration of Independence and George Washington’s Farewell Address. Between these documents we see the United States Constitution, which sets down the ruling structures whereby our foreign policy shall be conducted.

    I. The Declaration of Independence

    The Declaration was the first act of a truly foreign policy by the United States. The previous Continental Congresses had been congresses of colonies under the British Empire. There had been declarations of Americans’ rights as British citizens within that empire. But the Declaration of Independence makes a different kind of argument.

    No document before 1776, anywhere in the world, had been called a “declaration of independence.” Since then, there have been more than 100 such declarations, as new states have emerged from old empires. But few of these have invoked natural rights as the moral foundation or justification of independence. Most such declarations assert national rights.

    The great English jurist William Blackstone defined ‘declaration’ as a legal complaint made by a plaintiff in court. In diplomacy, a declaration is a formal international announcement made by an official body. and delivered by an ambassador. Taken together, these two elements mean that the American Declaration is an appeal or complaint based on the law of nations, that body of international customs and treaties governing the conduct of states with one another and with foreign peoples. the most recent and authoritative treatise on the law of nations at the time of the founding was written by the Swiss jurist Emer de Vattel. Titled The Law of Nations, its subtitle was On the principles of the laws of nature, applied to the conduct of nations and sovereigns. That is, the law of nations as understood by Vattel and his students, including the American Founders, had an extralegal criterion, namely, the laws of nature and of nature’s God.

    The United States Congress had already issued a declaration of war against the British Empire on July 6, 1775, “A Declaration Setting Forth the Causes and Necessity of Taking up Arms.” But this was a declaration of civil war—as it had to be, absent independence. The 1775 Declaration was distributed in London Canada, and Jamaica—that is, within the British Empire. Not so the 1776 Declaration, which was distributed in many foreign capitals.

    This leads to the second unique feature o the 1776 Declaration. It isn’t merely a series of assertions or claims It is a logical syllogism. That is, it is an argument governed by the principle of non-contradiction.

    Accordingly, the Declaration follows the formula of a syllogism, beginning with the major premises of the argument (all men are created equal, endowed by their Creator with certain unalienable rights, etc.), going on to the minor premises of the syllogism (the charges against king and parliament, stating actions in contradiction to the major premises, that is, violations of the laws of nature and of nature’s God), and then reaching a conclusion: that these states are, and of right ought to be, free and independent states.

    The principle of non-contradiction is the principle of human reason. Human reason or the ability to think logically is the distinctive characteristic of human nature as such. Not only do we need the capacity to reason in order to perceive and understand the laws of nature and of nature’s God, we need it to state our case to other human beings insofar as they are human—that is, insofar as they, too, reason and have the capacity to recognize those natural laws. The regime founded upon the rights of human beings as such will justify its independence by a declaration to its fellow human beings as such.

    The Founders were not so naïve as to suppose that all human beings will recognize their claim. That’s why they say, “We hold these truths to be self-evident.” They don’t expect King George III to hold them self-evident, and he didn’t. They submit their logical proof to “a candid world”—meaning, the world insofar as it’s free from prejudice, from passion, ready to deliberate and to consider claims based on right, ready to follow a logical syllogism and to concur with it. This is why the  Declaration can say that Americans hold all nations “Enemies in war, in Peace friends.” To make war on this regime is to make war against a regime that aims at securing the natural rights of all human beings within its jurisdiction. To maintain peace with this regime is to recognize those rights and to endorse those rights—rights which, when secured, establish in practice friendship among all human beings, the species by nature capable of reason and civility. Crucially, the Americans do not say, ‘Those who violate our natural rights are subhuman.’ They say, ‘Those who violate our rights are treating us as subhuman, and we will defend ourselves until they stop doing that.’ Our enemies may act as if they are beasts, but they are not beasts, and with the restoration of peace friendship may be restored with them.

    Once the British Empire recognized American independence in 1783, European authorities on public law incorporated the Declaration into the law of nations Previous discussions of international ‘recognition’ of states had concerned individual rulers’ rights of dynastic succession. For example, Henri III of France had been assassinated in 1589; the last of the Valois line, he was replaced by Henri IV, the first king of the Bourbon line. Henri IV was duly recognized as the sovereign of France by the other European states, themselves monarchies. Now, in 1783, the law of nations also needed to include recognition of a sovereign people.

    A second consequence of American independence was the promotion of similar regimes of popular sovereignty in the Americas and in changing the way of life of some of the Indian nations. In 1786, the Articles of Confederation Congress signed a treaty with the Chickasaws in upstate New York, making them a protectorate of the United States. The Chickasaws also agreed to certain legal reforms, such as foregoing the practice of “punishing the innocent under the idea of retaliation” and accepting the regulation of their trade by the United States. Several years later, George Washington’s Secretary of State, Thomas Jefferson, began working for the breakup of the Spanish and Portuguese empires in the New World. He met secretly with a Brazilian medical student named José Maio e Barballi, who carried a copy the Declaration of Independence to Brazil.

    More importantly, Washington and his Secretary of War Henry Knox determined that “a system of coercion and oppression” imposed on the Indians would “stain the character of the nation” and also be far too expensive of blood and treasure. Washington wanted Army veterans to be granted some of the unsettled lands in the west, partly as payment to them for their services during the war and also, as Washington said, to have a population there “always ready and willing (in cases of hostility) to combat the Savages, and to check their incursions.” The Indians, he said, should be given a fair price for the land “to induce them to relinquish our Territories, and to remove into the illimitable regions of the West.”

    Meanwhile, the Brits took their time in turning over western lands to the U. S. and in evacuating their numerous forts. They also encouraged the Indians to harass American settlers; that is, they practiced a ‘containment’ strategy in North America after the war was over.

    Washington and Knox formulated a policy of regime change regarding those Indian tribes which did not choose to move out. Knox wrote, “How different would be the sensation of a philosophic mind to reflect that instead of exterminating a part of the human race by our modes of population that we had persevered through all difficulties and at last imparted our knowledge of cultivating and the arts, to the Aboriginals of the country by which the source of future life and happiness had been preserved and extended. But it has been conceived to be impracticable to civilize the Indians of North America. This opinion is probably more convenient than just.”

    In his third annual message to Congress, Washington said, “Commerce with them should be promoted under regulations tending to secure an equitable deportment towards them, and such rational experiments should be made, for imparting to them the blessings of civilization as may, from time to time, suit their condition.”

    For this reason, Article XIV of the 1791 Treaty with the Cherokee said: “That the Cherokee nation may be led to a greater degree of civilization and to become herdsmen and cultivators, instead of remaining in the state of hunters, the United States will from time to time furnish gratuitously the said nation with useful implements of husbandry, and further to assist the said nation in so desirable a pursuit, and at the same time to establish a certain mode of communication, the United States will send such, and so many persons to reside in said nation as they may judge proper, not exceeding four in number, who shall qualify themselves to act as interpreters.”

    This policy aimed at altering the Chickasaw and Cherokee regimes insignificant ways but only so far as the current condition of those nations would make feasible. Policy as distinguished from principle is contingent, a matter of prudential reasoning and not of theoretical reasoning, which is the kind of reasoning that (for example) discovers natural right. Regime change has remained one important instrument of U. S. foreign policy since independence, but, as with all such instruments, its application must be governed by both natural right and by prudence.

    II. The United States Constitution

    With independence, American sovereignty—including the power to provide for the common defense and all other foreign-policy powers—went ‘from’ the King of England—the ‘defender of the realm’—to the American people But how would the American people allocate those powers in order to exercise their natural right to self-government, including self-defense, under the laws of nature and of nature’s God? Our first constitution, the Articles of Confederation, proved inadequate to the task. Under it, all national powers—legislative, executive, and judicial—were lodged in one branch of government, the Congress. Most of the legislative powers actually remained in the states. One or more of the states might embroil the others in a war without their consent. Congress was charged with foreign-policy decision making but lacked the legislative power to make the United States sufficiently united, and therefore credible, in international politics—giving it no power to regulate or tax foreign commerce. Further, Congress had no power to protect U. S. rights under the law of nations; Congress could only recommend that the states pass laws to do so. There was no way to frame and implement a coherent foreign policy. Hence the need for what the Preamble to the 1787 Constitution calls “a more perfection Union” to (among other things) “provide for the common defense.”

    Under the new Constitution, Congress received the powers to legislate regarding foreign policy: to collect duties and imposts; provide for the common defense; regulate commerce with foreign nations and the “Indian tribes;” and to “define and punish piracies committed on the high seas, and offenses against the laws of nations.” Also among the legislative powers were the power to declare war, grant letters of marque and reprisal—that is, to authorize the use of privateers—and of course to raise and support armies and a navy and to regulate those services. States were not allowed to do most of those things, although they retained the right to raise militias.

    The executive branch received the power to command the army, the navy, and the militia of the United States; the president also has the power to negotiate treaties with the advice and consent of the Senate and to appoint ambassadors under those same constraints. The treaty power had been enunciated by John Locke; it is what he calls the “foederative” power; foedus in Latin means “treaty.”

    For its part, the Supreme Court has original jurisdiction in all cases concerning ambassadors and consuls.  Cases involving treaties, maritime disputes, cases involving alleged treason, and the like go to the federal judiciary, with the Supreme Court receiving appellate jurisdiction. Treason itself is defined narrowly: levying war against the United States, or adhering to our enemies, “giving them aid and comfort”—serving as a guide to an invading force, for example.

    One of the most important features of the new Constitution—overlooked by many commentators, but indispensable to understanding American foreign policies as they intersect with the American regime—may be seen in Article IV, sections 3 and 4, which govern the admission of new states into the Union. “New states may be admitted into this Union,” but only if they have “a Republican form of Government.” We admit them as equals—two senators, and representatives apportion according to the population—but only as equal republics. James Madison and Gouverneur Morris both observed that insofar as a state was controlled by slave-owners it was an aristocracy, not a republic—a point that would turn out to make a difference that eventuated in civil war. But this also had implications for America as an empire. Jefferson called American an empire, but “an empire of liberty.” Previous empires had founded colonies, such as the British colonies in North America, which were subordinate to the central imperial power. But American territories were from the beginning acquired in order to be made into equal states—as befits a regime and an empire founded upon the principle, “All men are created equal.” In addition, the Northwest Ordinance, passed by Congress in the same year the Constitution was framed, stipulated that American citizens in the territory were to be educated in public schools, readied for participation in American civic life at such time as the several parts of the Northwest Territory were sufficiently populous to warrant accession to statehood.

    John Locke had justified imperialism under certain conditions. Locke argued that God gave the world to men in common not only for self-preservation but for “the Support and Comfort of their Being.” The right to property derives from this common gift. To survive in nature, each person takes what he needs; this act of taking, this labor, makes what we take our property. No one needs the consent of another to appropriate natural objects needed for survival, for the sustenance of the life to which we have a right. Having “mixed his labor” with nature, man adds to nature; the common possession of nature is of no use to real human beings if they as individuals do not undertake this appropriation. You can eat my lunch, but not on my behalf. Thus the Indian who kills a deer owns that deer. By nature, such appropriation is limited to one’s own use; no waste or destruction can be rightful.

    This goes for the appropriation of land, as well. You own it if you mix your labor with it, thereby “inclos[ing] it from the Common.” No one else has just title to that land. Civilization occurs because the natural plenty that supported such free acquisition prevailed in “the first Ages of the World,” but subsequent population increase required civil laws governing and protecting the property so acquired. Such laws allow the increase of the value of the property. Man as such is “the great foundation of property”; it  is better to have a large population than a large territory because human labor is more valuable than the land it works; “of the products of the Earth useful to the Life of man 9/10 are the effects of Labor.” He that “incloses Land” has “a greater plenty from the conveniences of life from ten acres, than he could have from an hundred left to Nature, [and] may truly be said, to give ninety acres to Mankind.”

    This is why “the great art of government” is to employ “established laws of liberty to secure protection and encouragement to the honest industry of mankind.” That is, natural right can be secured and enhanced by conventional or positive right. What is more, thanks to the invention of money—a thing that exists by civilizing convention or human law, not nature—human beings can engage in extensive commerce without the risk of spoilage, inasmuch as money, for which perishable goods can be exchanged, doesn’t spoil and isn’t hard to carry. In Locke’s estimation, by establishing civil property rights for English settlers and guarding them by absolute monarchic rule over the Indian tribes and nations (which had a sense of territory but not of property), the British Empire advanced human prosperity and liberty. The settlers objected when the king started to treat them like Indians.

    Locke concludes that land rightly belongs to the industrious and rational, not the idle. This is the basis of the right to conquer nomadic and hunting peoples. American Indians, he writes, “are rich in Land, and poor in all the Comforts of Life” because they unknowingly leave vast tracts of land in a condition of relative waste, thus depriving mankind of the best use of that land. They are rather like the aristocratic idlers of Europe—a point Tocqueville would not, more than a century later.

    Thus the American “empire of liberty” had two foundations: one was the political and Constitutional/legal foundation of conquering territories in order to elevate them to equal status as states of the Union; the other was the civilizational/economic foundation of the cultivation of land for the use of settled families. Both of these foundations had a moral foundation, namely, securing natural rights.

    From this we see that American foreign policy from 1776 to today has been anti-imperialist in the sense that it denies the right of any person or people to subordinate another people perpetually. This doesn’t preclude conquest, if such conquest occurs as the result of a just war and aims at either incorporating the conquered territory into the United States as a state or raising it to the status of an independent but friendly state. A friendly state is likely to be a fellow commercial republic although not necessarily; this depends upon the condition of the people conquered and the disposition of the regime in place toward the United State. The exact territorial limit of the American empire would prove controversial, as would the policy of regime change as the result of victory in war. But if the Founders’ way of understanding moral and political life is correct, these become matters of prudence, not principle.

    In the next lecture I will turn to the closest thing to a comprehensive statement of the foreign policy of the American Founders: George Washington’s Farewell Address. I will then conclude with remarks on the continuities and changes we have seen in our foreign policy, especially since our imperial project essentially ended in 1890.

    Filed Under: American Politics

    Terrorism and American Foreign Policy

    August 6, 2016 by Will Morrisey

    This lecture was first delivered at Hillsdale College in Spring 2016.

     

    For a generation now, Americans have confronted terrorists acting in the name of Islam. Self-described Muslim organizations using terrorism as a tactic are rare in American experience, but neither terrorism nor Muslims were unknown to the generation that founded the American regime. They fought a war with the Muslim states of Algiers, Morocco, and Tripoli in the first decade of the nineteenth century. These states sponsored not terrorism but piracy against our shipping. No isolationist when it came to the defense of American commerce on what he called “the great highway of the nations”—the open sea—President Jefferson sent the Navy to the Mediterranean.

    As for terrorism, our first act of foreign policy—the Declaration of Independence—describes the depredations of what it calls “the merciless Indian Savages, whose known rule of warfare is an undistinguished destruction of all ages, sexes, and conditions.” That is as good a definition of what we now call terrorism as we’re likely to see, and we’ve had it since 1776. Terrorism is savagery deployed as a technique of domination by rulers or would-be rulers.

    When thinking of this new (to us) conjunction of terrorism and what the terrorists call Islam, we need to recognize the distinctions the Founders made in both of these conflicts. In the Barbary Wars, Jefferson didn’t fight against all Muslims; America fought only against those who had attacked our shipping. When fighting the American Indian nations during and after the Revolutionary War, George Washington and the other Founders distinguished between what they understood as the “savage” nations and the “civilized” ones. For example, they referred to the Cherokee, Chickasaw, Choctaw, Creek, and Seminole nations as the “Five Civilized Tribes.” Civilized Indian nations that were not allied with the British Empire against us were not the enemy; some of them even fought on our side.

    To understand the moral foundation of these policy distinctions, we look to the Declaration, which lays out the fundamental principles of American self-government and therefore of any American policy, foreign or domestic. As we know, the Declaration of Independence isn’t just a list of assertions and complaints. It is a logical syllogism leading to a reasonable conclusion: that these States are and ought to be free and independent. The first premise of that syllogism is that all men are created equal in the sense that their Creator has endowed them with unalienable rights to life, liberty, and the pursuit of happiness. Governments aim at securing those right. In framing any policy, American citizens will seek practical means of securing those rights we share, first as human beings simply, and second as citizens, as Americans. Our government is to secure those rights first and foremost for those it governs, although the rights themselves are shared by all human beings, including our enemies. We respect those rights in foreigners while securing them for ourselves.

    As political creatures—as members of this community and no other—Americans have gathered in a network of communities extending from towns to counties to states to the national government. We have constituted a—an orderly governing structure—for this network. What is a ‘regime’?

    A regime is the most authoritative form of ruling in a political community. The form of our government, the structure of our ruling institutions, is best called a democratic republic: democratic in the sense that no monarchic dynasty or aristocratic ruling class has title to rule over the rest of us; republican in the sense that on most levels of government “We the People” don’t rule directly but instead frame and execute our laws through representatives we elect for that purpose.

    The supreme law of this land, this American political community, is of course the Constitution of the United States. The Constitution doesn’t constitute us as a people—the American people already existed before it was framed. The Constitution constitutes the uppermost of our ruling institutions, the institutions that govern the union of our people and their more local political communities. As the Founders understood, the Constitution also influences the character of the American people by providing us with certain pathways of conduct as we go about our business of governing ourselves. for example, the Constitution sets down certain ways in which ambitious citizens may rise to positions of prominence and authority while closing down other ways.

    So we can say that although our Constitution doesn’t constitute us as a people, it helps to define us as a people by reinforcing in us certain habits of conduct—ways of thinking and acting—that conduce to the securing of natural rights for American citizens—what the Declaration identifies as the purpose of government. The Constitution does this in part by expressing our natural rights in terms of civil or legal rights, as seen in the Bill of Rights. Freedom of speech, freedom of religion, and the right to bear arms are all legal guarantees of what we already have ‘in principle’ by the Laws of Nature and of Nature’s God.

    More subtly, but also more powerfully, the Constitution secures our natural rights by getting us to rule ourselves along the pathways of self-government just mentioned. Such legal practices as elections to governing offices by means of voting and trials of accused criminals by jury get us into the habit of ruling ourselves by speech, reason, and ballots, rather than by command, demagoguery, and bullets. Those habits are the habits of mind and heart suitable to a self-governing people, a people that rules itself with respect to its members’ own natural rights and those of others—the habits of a democratic republic that nonetheless avoids the passionate misrule, the majority tyranny, of the direct democracies seen in ancient Greece.

    In addition to being a democratic republic we are also a commercial republic, and on the same natural-rights foundation. Commerce or trade is the practice of self-government in the realm of economic life. Commerce and trade operate by persuasion not command and coercion. In both our political life and our political economy, Americans rule themselves by consent. Consent isn’t mere assent or acquiescence. Consent means reasoned assent, whether it comes to selecting a Congressman or buying a house. Consent can never mean acquiescence to sheer coercion (necessary though that might sometimes be) if that coercion violated our innocent enjoyment of our rights to life, liberty, and the pursuit of happiness because that would contradict, logically violate, the purpose of government itself.

    A regime consisting of a tyrant or an oligarchy commanding a military and a secret police enforcing edicts respecting what we buy and sell—with most of the profits going to the tyrant or the oligarchy—would leave a people with very different habits of mind and heart than a people that has established a democratic and commercial republic. To live in a tyranny or an oligarchy is to experience a different mental and moral environment, and the founders of such regimes know that.

    What do these remarks on American civics have to do with terrorist organizations fighting under the banner of Islam? Pretty much everything.

    As a form of warfare and of ruling that refuses to distinguish ages, sexes, and conditions, terrorism aims at ruling not by reason but by fear. Terrorists attack civilians. This is true of terrorist organizations that do not control territory—the old Irish Republican Army, for example—and those that do, and indeed control sovereign states—the Nazis in Germany, the Bolshevik Party in the Soviet Union, and the Maoists in China. More than that, terrorism is anti-civilian in a much deeper sense. Terrorism attacks civility itself, the habits of self-government by reasoned persuasion. It seeks command with no ‘back-talk.’ And it does so because whether it’s deployed against civilians and civility by the Nazis and Communists of yesterday or the jihadis of today it denies the principle of the American founding—that all men are created equal. Alternatively, it may deny that all those we call men are really men, really human at all.

    Around the time of the 9/11 attacks, an Arab television station aired a film in which a three-year-old girl was asked, “What are the Jews?” “The Jews,” she answered dutifully, “are apes and pigs.” Such a catechism of contempt flows from the rejection of natural right; it forms habit of mind and heart consistent with a regime of tyranny. Tyranny enshrines not the natural right to life but the right to kill. Sure enough, in places where the rejection of equal natural rights prevails—specifically, in those countries where Islam is understood to subordinate non-Muslims—the legal code enforces the status of dhimmitude upon non-Muslims, who are entitled to live only on condition of strict subordination, enforceable by penalty of death. Exclusion from citizenship is the price of survival. Your life depends upon giving up the means of defending your life. a full civic life may be lived only if you believe rightly—’rightly,’ that is, according to the one or the few who rule you. To be religiously incorrect is to be politically incorrect, and to be politically incorrect is to be treated as less than fully human.

    The Declaration of Independence concludes with the foundational principle of American foreign policy. Americans regard other countries to be “Enemies in War, in Peace Friends.” Those who make war against the United States have invariably been those who deny that all men are created equal and reject the regime animated by that ‘equality principle,’ the regime of democratic and commercial republicanism. The United States has fought more than 200 wars in the 240 years since independence, since it first needed a foreign policy. It has never fought a war against any democratic and commercial republic. Today, the main geopolitical rivals of the United States—China, Russia, Iran, and the several jihadi-terrorist organizations—all reject the founding principle of the American regime, reject the regime itself, and adhere instead to some principle that denies natural rights, whether on the basis of Marxism, nationalism, or Islamism.

    During his presidency, George Washington—hailed as ‘first in war and first in peace,’ first in dealing with both enemies and friends of the regime founded upon natural right—enunciated the basic terms of American policy, foreign and domestic. Like all policies, they were intended to fit the circumstances of the time and place in which they were advanced, but their guiding principles are as permanent as human nature. The principles underlying his domestic and foreign policies were the same.

    How, then, would Washington think about Islam? There were few if any Muslims in the United States in the 1790s, but we do know what Washington thought about religious congregants generally. Among his first acts as president were his letters to the major American religious congregations—his own Episcopalians, but also Presbyterians, Methodists, Catholics, Quakers, and, perhaps most importantly, Jewish congregants in Newport, Rhode Island. Although European regimes had established one or several types of Christianity as politically privileged, Washington’s America was having none of that. The government o the United States, he told all of them, welcomes members of any religious confession insofar as they conduct themselves as good citizens of the United States. Although many American Protestants had looked with asperity at Catholics, and peoples around the world had persecuted Jews, Washington and the other founders cared only that citizens act like citizens—obeying the laws enacted by their legislatures, respecting the civil and natural rights of their fellow-citizens. No set of religious practices consistent with American constitutional law will be grounds for denial of civil rights by the American federal government.

    Notice the great advantage to thinking and arguing this way. Washington and his fellow Americans didn’t need to decide who is a real Christian, a real Jew, or a real Muslim. Europeans needed to do that because once they had established a particular church or religious confession as politically relevant to the question of who gets to rule and who must obey they needed some way of separating the sheep from the goats. Americans need look only at conduct.

    This means that Muslims who are citizens in American today must never be denied their civil rights—deprived of life and liberty, including the civil liberties of voting, serving on juries, and holding property—so long as they abide by American law. Conversely, any attempt to substitute laws that contradict American law without the consent, the reasoned assent, of their fellow non-Muslim citizens must not be permitted. Europe has attempted to live a civic life that allows enclaves of Muslims to frame their own laws, some of which contradict the laws of France, Germany, and the other countries where they live. That’s not for America, where all men are recognized as having been treated equal, entitled to equal protection under the laws.

    So, that is how Washington and the Founders would understand Islam and anyone who describes himself as a Muslim. A person who sincerely regards himself or herself as a faithful Muslim will have nothing to fear from the regime of the United States insofar as he or she refrains from attacking American citizens or otherwise undermining their natural and civil rights. This principle holds in policy foreign or domestic, and it holds in regard to any system of religious or political beliefs. If you disagree with American principles, you are free to do so peacefully—that is, in speech—although of course this will alert American citizens to your opposition to their principles, just as it would if you were espousing monarchism, fascist or communist tyranny, or any other regime hostile in principle to our regime.

    What about the ‘terrorist’ end of the equation? There is a moral question here as well as a political and military dimension.

    In terms of morality, it’s sometimes said that one man’s terrorist is another man’s freedom-fighter. It’s usually Americans who say that, not our enemies, who aren’t stupid enough to leave themselves morally indecisive when targeting us. Empirically speaking, it’s true enough to say that the people we call terrorists often call themselves freedom-fighters, or soldiers of God, or some such thing. But let’s follow that thought to the end. It’s equally true, empirically, that one man’s freedom is another man’s slavery. What the late Osama bin Laden called freedom was tyranny to the late Dr. Albert Einstein, and vice-versa. By the same token, we’ve seen that one man’s man is another man’s ape or pig. While Dr. Einstein may have been a man to us, to that Muslim three-year-old and her educators he was an unclean animal, and deserved to be treated as an unclean animal.

    So the real question is, which are we? Will we acquiesce in being classified as apes or pigs? Will we acquiesce if others are? Will we accept the consequences of such classification, consequences we all see very plainly?

    The Founders refused classification as mere subjects of the British king and his empire. He and it acted tyrannically, in their judgment, and their foreign policy toward him and it was to deny that classification and to fight that rule. Insofar as the British, the Spanish, the Germans, the Russians—all ruled by regimes opposed to the democratic and commercial republican regime of the United States, regimes denying the existence of natural rights for human beings as such—insofar as those nations made war against us, we treated them as enemies. The same goes for regimes claiming to be Muslim, whether or not those regimes have organized themselves into sovereign states or networks of ‘non-state actors.’

    With regard to terrorism, seen by the Founders in the actions of those Indian nations who violated the natural-rights standards of just war by deliberately killing the innocent, the American policy that defeated it was imperial rule or removal of the uncivilized nations or tribes and regime change for the civilized tribes and nations. Washington developed his policy toward the civilized tribes with the help of his Secretary of War, Henry Knox. The administration provided them with tools of agriculture in order to settle them on the land so that they no longer needed to range widely over poorly defined territories to hunt and to gather. With such settlement, within well-defined borders, Amerindians could in principle live in peace with the United States as sovereign nations on the North American continent. This is the origin of the foreign policy we now call ‘regime change.’ Then as now, sometimes it works and sometimes it doesn’t.

    With the inveterately savage tribes, however, war and conquest, followed by American territorial expansion into the conquered lands, was the Administration’s policy, and remained America’s policy from then on. And rightly so: empire means rule, and if an enemy intends either to rule or to ruin you, you had better defeat him and rule him or ruin him, until he changes his ways. Territorial seizure has always been recognized by the law of nations—itself derived from the law of nature—as a legitimate punishment for those who fight unjust wars. The great period of American imperialism did not begin with the Spanish-American War in the 1890s, as so many textbooks foolishly say. American imperialism flourished between 1790 and 1890; it went from sea to shining sea, as the song goes. The difference between it and the British and other European empires Americans abhorred was that it was, as Secretary of State and then President Thomas Jefferson called it, an empire of liberty—meaning, the new territories incorporated into the American Union as states enjoyed equal status under the Constitution with the original thirteen states. In the United States, there was no distinction between an imperial center or ‘metropole’—say, England—and its colonies—America or India.

    It is important to acknowledge that Americans sometimes violated their own imperial principles. The Creek and Cherokee nations, civilized nations which had agreed to settle within recognized territorial boundaries, were driven from their rightful lands along the infamous “Trail of Tears.” Then and on other occasions, it was the Americans who acted as savages. Tyranny and savagery have no racial or religious boundaries, any more than liberty and civility do.

    American foreign policy—imperialist and often but not always justifiably so, on this continent, politically isolationist but commercially and sometime militarily wide-ranging elsewhere around the world—changed as our circumstances changed, as any policy must. By 1900, modern technology—telegraphs, steam-powered warships, and soon the first weapon of mass destruction, poison gas—forced Americans to reconsider their preference for military non-involvement in overseas conflicts. Our foreign policy regarding political and military alliances could no longer follow a fixed rule but rather became more than ever a matter of prudential reasoning: Is it wise to enter the Great War because Imperial Germany is sinking our merchant ships? (It was, Jefferson thought, in the Mediterranean when the Barbary States were plundering them). Is it wise to re-arm as fascists rampage through Europe and militarists in Japan set out to conquer East Asia? What about Soviet-backed Communist revolutionaries in Greece and Turkey, Korea and Vietnam? And today, we look for a policy against Muslim terrorists.

    This policy won’t be an imperial project, as we have no interest and little capacity from which the terrorists seek to strike at us. The regime-change strategy pursued by the Bush Administration was animated by the right principle, but in practice it failed—perhaps because Americans had forgotten exactly what a regime is, and how hard it is to change one. That strategy worked in the aftermath of the Second World War, but those circumstances differed from the ones that prevailed in Afghanistan and Iraq sixty years later, and it may also be that the Americans of ‘the greatest generation’ had a clearer sense of what they were about.

    Any American foreign policy must first understand what America is, what we stand for. Confusion on that basic point can only yield confused policy. After clarifying who we are, the next priority for American citizens who think about our foreign policy must be to identify the primary enemies of our regime and rank them in order of danger. Clearly, China is the most powerful of these potential threats; Russia ranks second; Iran and the terrorists it sponsors (as well as those it doesn’t sponsor) come in third. In dealing with the terrorists we must take care not to exhaust ourselves, leaving our country vulnerable to more formidable powers. The last priority is the strategic one: choosing allies, calibrating diplomatic, economic, and military actions to weaken and eventually defeat the terrorists. No simple rule can guide us in that strategy because it’s a matter of practical judgment under circumstances that change. In such judgments we should take care to guard our sovereignty, our self-government, by recurring to the principles of the Declaration of Independence, which can and should both animate our actions and restrain them.

    Filed Under: American Politics

    Islam and Modern Politics: Iran

    July 29, 2016 by Will Morrisey

    This is the fourth in a series of lectures for the Hillsdale College Summer Hostel program, “Islam and the West.”

     

    Imagine a giant Salt Lake City. Those of you who have visited Salt Lake City know that it is surrounded by mountains, which protect it from attack. At the time Mormons founded it, they had every reason to want a defensible topography—a natural fortress. Iran is a country located within just such a fortress-like topography. The Persians are an ancient people, one of the peoples of the Old Testament, and their only conquerors in that long time were the Mongols.

    It is a big country, with a population of about 78 million and growing fast—already sixteenth in the world, and larger than France or the United Kingdom, much larger than its neighbors Iraq (25 million), Afghanistan (30 million), and Saudi Arabia (20 million Saudis, in addition to seven or eight million foreign workers). There is an unusual mixture of population and geography, in that most Iranians live in the mountains; the lowlands are marshes, inhospitable to human settlement. Unlike Salt Lake City residents, the people of Iran live not in the central flatlands but in the mountain borders. Another important feature of this population is its ethnic and to some extent religious diversity—a possible vulnerability. Only about sixty percent of Iranians are Persians, and there is a substantial percentage of the population who are Sunnis or of some other religion, including pockets of remaining Zoroastrians.

    There is one break in the mountain defense, along the border with Iraq. Here is where Persians have ventured out to conquer, when their rulers have seen the opportunity to build an empire. Here is the key land area where the Persians of antiquity fought the empires centered in the Fertile Crescent, in Mesopotamia. This is why the western part of Iraq consists of Shi’a Muslims, not Sunnis, why today’s Iranian rulers seek to dominate their religious brethren there.

    Geography also gives modern Iran more importance in naval warfare than the size and quality of its fleet would ordinarily bring. The Strait of Hormuz at the southeastern end of the Persian Gulf is one of the key geopolitical chokepoints in the modern world, given the oil shipments from Saudi Arabia and the United Arab Emirates which flow through it, out to world. A relatively small naval force can disrupt shipping, with worldwide economic consequences.

    Iran also has allies around the Middle East: Hamas in Gaza; Hezbollah in Lebanon; the Alawites in Syria; the Houthis in Yemen. If strengthened, this could form the ligature of what Americans in the Civil War called an ‘anaconda’ strategy, a way of squeezing such enemies as Israel, Saudi Arabia, and the non-Shi’a regions of Iraq. This might or might not lead to a new Persian Empire, but however far it got the new Iranian regime would make its increased geopolitical power serve the purposes of an Islamist regime, not those of a relatively tolerant emperor like Cyrus the Great. There would be no Xenophon marching with the forces of the Islamic Republic.

    What exactly is an ‘Islamic Republic’? The most powerful authority in the Iranian regime isn’t the president or the parliament. It is the Supreme Leader, the head of the Shi’a clergy—the Ayatollah Ruhollah Khomeini yesterday, the Ayatollah Ali Khameini today. Americans very often underestimate Iran’s Grand Ayatollahs. These men are very far from being the narrow-minded fanatics seen in a thousand political cartoons. They are learned men, knowledge not only with respect to the Koran and the sharia, but also with respect to Western philosophy and religion. They are polymaths, and judged to be infallible not only regarding religious doctrine but also regarding politics, inasmuch as Islam is a system of laws, a political regime. Notice that this regime unites religious and monarchic authority much more tightly than the Saudis do. The Iranians anathematize monarchy, associating it with pagan religious practices.

    We have been studying the confrontation of Islam with modernity. It wasn’t until the end of the nineteenth century that the sons of the Iranian royal family and aristocracy began attending universities in Europe, almost always in Paris, which at the time laid claim to intellectual preeminence among the cities of the West. The political liberalism they brought back was perforce French republicanism of the sort seen in the Third Republic, not the republicanism of Great Britain or the United States. French republicanism had a strong anti-clerical and indeed anti-religious edge. To put it another way, Anglo-American liberalism was Lockean; French liberalism was Voltairean. Young Persians often returned to their country thinking of Islam the way many French intellectuals thought about the Catholic Church. Although some Islamic clerics attempted to integrate European liberalism with Islam (as had some French Catholics, prior to the French Revolution), most recognized an enemy when they saw one.

    What interested the reigning monarch, Nasir al Din, was Western technology—specifically, military technology. The features of the modern West that made sustained technological progress possible—property law, experimental science—did not seem very interesting to him. In an attempt to speed up his country’s modernization, the Shah sold rights to minerals, railways, and banking to Europeans. Not only the clerics opposed this, but also the merchants, who wanted economic protection, and secularized young intellectuals, who partook of he European ideology of nationalism.

    This set up several of the factions seen in Iran to this day. Clerics opposed foreign modernism as a new form of apostasy. Overmatched by Western capital, merchants opposed modernism for business reasons. Secular intellectuals opposed one piece of the modern project—international capitalism—with another piece of it—politically liberal nationalism. These groups could unite against foreigners and against the Shah. But if they won, they could not stay united, having fundamental, principled disagreements with one another. Of the three groups, only the clerics had the mass of peasants on their side.

    The first revolution under these conditions came between 1905 and 1911, at the same time the Ottoman Empire was faced with similar convulsions. Both Sunni Islam and Shi’a Islam suffered the same sort of crisis at the same time. But in Iran no one of the stature of Mustafa Kemal would emerge.

    The Constitutional Revolution of 1905 saw the establishment of a parliament or majlis. This represented a victory for the secular intellectuals. But they had no  real base of support among the Iranian people as a whole, who continued to follow the clerics. But the clergy split between apolitical, quietist ‘Twelvers” who awaited the return of the Twelfth Imam and the adherents of Ayatollah Nuri, who rejected constitutional democracy and pushed for a regime based on the sharia.  Furthermore, like so many French intellectuals of the 1790s, the Iranian secularists had more experience in writing and speaking than they had in governing. Backed by both the Russian and the British empires, an aristocrat named Muhammad Ali staged a coup and became the new shah in 1908. Now the clerics realigned themselves with the Constitutionalists, inducing the Europeans, ever calculating the balance of forces within the country, to abandon the new shah and back the new coalition. Muhammad Ali fled and the parliament chose his twelve-year-old son to reign as a figurehead. This republican regime last until 1911, wracked immediately by the same internal factionalism that helped to ruin the previous republican regime. Once again, Russians and Brits tilted toward the monarchy; so we may conclude that although Iranians were never conquered by the European empires they were whipsawed by them.

    Iran endured the First World War in the resulting condition of political weakness and confusion. Oil had been discovered in some of its provinces, but British oil interests simply bypassed the central government, such as it was, to cut deals for drilling rights with local tribes. Needless to say, little in the way of oil revenues got as far as Tehran. By 1921, however, the Soviet Union was stirring the Iranian pot. The Bolshevik regime declared the Soviet Republic of Gilan on the Iranian side of the Caspian Sea. The British sought to drive them out by demanding control of a nearby division of the Iranian army. But an ambitious midlevel office named Reza Khan acted before the Shah could agree, marched his troops toward Tehran and extracted the Shah’s blessings for command of the division. He then turned around, crushed the Gilan Bolsheviks and went on to defeat rebellions in Azerbaijan and Khorasan, Iran’s richest provinces. He finally brought rebellious Kurds to heel. By 1923 he had reunited all but one sheikhdom in Iran.

    Reza Khan briefly considered imitating Mustafa Kemal’s republican founding, but preferred monarchy. He also listened to the clerics, who called him to Qom and explained forcefully that they would have no part of republicanism. They offered a deal. They would back Reza Khan as the new shah in exchange for his rejection of republicanism and endorsement of Shiism. Notice that this is similar to the arrangement between the Wahhabis and the House of Saud. At this point, the clerics were not especially hostile to monarchy; they preferred it to republicanism. Under those terms, Reza Khan became the new shah in 1925.

    Thus secular nationalism in Iran passed from republicanism to monarchy, as Reza Khan gave lip service to Islam while embarking on a campaign of enforced modernization. In his first ten years of rule he organized a standing army of 100,000 troops and a 90,00o-strong modern bureaucracy. He attacked the ancient social structures of the tribes by conscripting youths into his army and relocating their chiefs to Tehran. Whole tribes were resettled, often on lands that could not be cultivated, resulting in mass deaths. As for the aristocrats, Reza Shah stripped them of lands and titles, while redistributing their lands not to the peasants but, in large measure, to himself. He renamed himself ‘Pahlavi’—which means ‘Persian-speaker’—with the intent of establishing a new royal dynasty. All of this follows the strategies of centralizing modern state-builders throughout the modern world.

    This left the clergy. In an attempt to overcome their authority, he harkened to the glories of ancient Persia. Islam, he rightly proclaimed, had come not from the Persians but from the Arabs. Indeed, the term ‘Persian’ itself had been imposed upon the Iranians by the Greeks, and so the country should be renamed ‘Iran,’ a move he made in 1935, when he was allied with Nazi Germany. Iconography recalling Zoroastrianism and Cyrus the Great came into prominence, but of course entirely at the service of modernization. He required that every mullah serve two years of active duty in the national army, outlawed the veil, and extended secular education to women on the grounds that “one-half of the country’s working force has been idle.” He attempted to make Shi’ism a civil religion by putting the clerics on the state payroll and claiming most of the income of the shrines for the state. But the clerics maintained their financial support outside the state grid, and so retained a degree of independence that proved crucial to their survival and, eventually, their revenge.

    Resisting British interests , the Shah brought technicians from Germany, Italy, France, and other European countries into Iran for assistance in his various developments projects. What he did not foresee was the Second World War. Britain regarded the German technicians in Iran as spies intending to sabotage British-owned oil fields; they demanded that the Germans be expelled. The Shah refused. When the Wehrmacht invaded the Soviet Union in June 1941, the British, in collaboration with its newfound Bolshevik ally, invaded Iran, deposed the Shah and replaced him with his son, Mohammad Reza Pahlavi. They took control of Iran’s railroad network, a key link between the Soviet Union and the Persian Gulf. Both powers agreed to withdraw their troops within six months of the war’s end, a commitment reaffirmed at the Tehran Conference, which included the United States as well. The Soviets dragged their feet, but eventually did leave in May 1946.

    During the war, under the hesitant reign of the young Shah, Iranian politics liberalized somewhat, with the parliament gaining some authority. The Soviets financed an Iranian communist party, the Tudeh, which organized quickly during the war. By May Day 1946 the Tudeh could mobilize 80,000 marchers in Tehran. Like the young Persian intellectuals of the turn of the century, however, the communists’ secularism alienated the clerics and therefore never san roots into the countryside—this, in sharp contrast to the successful communist revolutions in Russia, China, Vietnam, and Cuba, which depended for their success on peasant support.

    The Tudeh made the mistake of attempting to assassinate the Shah in 1946. The Shah survived, making an anti-communist alliance with military and clerical factions. As the United States faced off against the Soviet Union in the Cold War, it sought to strengthen the Shah. U. S. Army Colonel H. Norman Schwarzkopf, earlier the head of the New Jersey State Police during the Lindbergh baby kidnapping investigation, organized a national police force in Iran, strengthening the powers of the still-shaky modern state.

    The Shah nonetheless faced not so much a military or a policing problem but a civil/political problem. The parliament had assumed significant power during the war. Nationalistic as ever, the parliamentarians resented the continued control of the Anglo-Iranian Oil Company. For some years the move to nationalize the oil companies had stalled, but in March 1951 the parliament installed Mohammad Mosaddeq as prime minister and the movement gained momentum. Mosadeqq was 69 years old, and an old enemy of the Pahlavis. He had started in politics in 1914 as a provincial governor under the Qajar dynasty, gaining election to parliament in 1923. But he had resigned after Reza Khan became the new shah, only returning to parliament in 1944 as a member of the National Front Party, whose platform called for the expulsion of foreigners. After becoming prime minister, Mosaddeq enforced legislation to nationalize the assets of the Anglo-Iranian Oil Company. Unamused, the British blockaded the Persian Gulf. Additionally, as Mosaddeq had not quite grasped, Iran had no experts in either the oil extraction or oil financing business, which boded ill for the whole nationalization project.

    Nonetheless, the ensuing economic hardships only heightened Mosaddeq’s popularity, and he requested emergency military powers from the Shah. These the distrustful Shah refused, and Mosaddeq resigned. When the new prime minister announced a return to the bargaining table with the Brits, nationalist, communist, and radical Muslim protesters filled the streets, prompting the Shah to bring Mosaddeq back and granting him the military powers he had requested. This led to another of the alliances of convenience between secular republicans and Shi’ite clergy, with the communists adding even more volatility to the mixture. Mosaddeq not only proceeded with the nationalization of the oil industry but also collectivized agriculture.

    He then made what proved a politically fatal error. Seeking to bring the military further under his control, he fired officers who had been loyal to the Shah. The disaffected officers approached the British and the Americans with plans to overthrow Mosaddeq. United States envoy Vernon Walters had become increasingly out of patience with Mosaddeq, who inclined to an emotional rhetoric in public and private that played better with Iranians than it did with business-is-business American sensibilities. Mosaddequ’s increasingly close alliance with the Tudeh Party, the possibility of overtures to the Soviet Union (which of course sought renewed access to the Persian Gulf) and his rash breakoff of diplomatic relations with Great Britain finally persuaded President Eisenhower and Prime Minister Churchurcill to remove him in 1953.

    Kermit Roosevelt, Jr., Teddy’s grandson, ran the CIA’s Near East and Africa division. Roosevelt directed Operation Ajax, a joint CIA-British effort to overthrow Mosadeqq. Roosevelt first tried to get the Shah to dismiss Mosaddeq from office, as he was constitutionally empowered to do. The Shah refused. The CIA turned to fomenting distrust among the communist and Shiite parts of Mosaddeq’s political base. Increasingly, suspicious, Mosaddeqq called for a national referendum to dissolve parliament, rigging the vote to win a nearly 100% approval for the move. This accomplished little more than to give the U. S.- and British-funded opposition newspapers a major talking point. Communists, clerics, and merchants all abandoned the coalition. This left the communists as the single most powerful organized political faction in Iran, although of course the main social power remained in the hands of the clerics, headed by the Ayataollah Abal-Ghasem Kashani. Kashani turned against Mosaddeq when Mosaddeq refused to implement government by Islamic law. Kashani also feared the increasing power of the Soviet-backed Iranian communists.

    Mosaddeq tried to persuade the Shah to leave the country, and the Shah responded by firing him. When Mosadeqq refused to leave office and prepared to fight, the Shah (by no measure the military man his father had been) himself fled. Civil war broke out. Backed financially by the CIA and the British MI6, pro-Shah military forces ousted Mosaddeq in August 1953. After the Shah’s return, he negotiated an agreement with foreign oil companies in 1954. The Shah and the clerics agreed to implement a two-year campaign to crush the Iranian communists, and the Ayatollah Kashani’s successor, Ayatollah Seyyed Hassein Borujerdi, remained in alliance until the Ayatollah’s death in 1961. Thus for a brief period the Shah and the clerics reconstituted something of the relationship that Persian shahs and clerics had forged during the centuries of the empire.

    The alliance did not survive the Ayatollah’s death because the Shah persisted in the Pahlavi Dynasty’s decades-long quest to achieve a modern state. He rested his power squarely on the military, the police, and his internal intelligence organization, SAVAK. This tendency toward tyrannical institutions alarmed the Kennedy Administration, which pressured him to implement mostly cosmetic economic and political reforms in 1963. Called, grandly, the White Revolution (in contrast to the black garb of the clerics), the movement was abandoned after Kennedy’s murder, when the Johnson Administration turned its attention to Southeast Asia.

    Nonetheless, the White Revolution had consequences. Its basic strategy was a renewal of the effort to remove the economic foundations of both the landed aristocrats and the clerics by redistributing land. It is crucial to see that the leading clerics came from the aristocratic class. The Shah’s policy would have put the axe to both the secular and religious aristocracies at the same time. Further, the Shah’s plan differed from his father’s in being much more populist; the peasants who worked the land—some 75% of the population—would actually get the land, not the Shah. If it had worked, this would have been another example of a major strategy of modern state-builders in Europe and elsewhere: to centralize the government, the monarchic or republican regime of the modern state allies with the people against those political powers which stand between the regime and the state it control and the people. Then replace the old regime’s political structures with your own, modern-statist bureaucratic structures, military and civilian.

    The clerics divided between those who preferred to remain quiet (recall the Sufis) and those who did not—exactly the division seen in the 1905-1911 period. The Shah aggravated this division by making a speech in Qom claiming that only supporters of land reform were truly “our religious leaders.” By ratcheting up the pressure on the clerics who enjoyed a considerable measure of authority in Iranian civil society, the Shah pushed modernization in their faces. To use the jargon of political sociologists, he threatened to ‘cage’ them. Generally speaking, when people are ‘caged’ by the modern state they have an incentive to start working rather hard to take control of that cage. In other words, by moving to ‘cage’ the clerics, the Shah helped to turn Islamic clerics more decisively toward Islamism—toward trying to take over the modern state or, alternatively, to break out of it and get rid of it.

    Here is where the Ayatollah Ruhollah Khomeini comes in. Born in 1902 to a middle-class family claiming descent from Muhammad, Khomeini followed the example of many of the men in his line, becoming a mullah in 1925, when Reza Khan founded his dynasty. A firm anti-modernist, Khomeini followed both the activist Ayatollah Kashani and the quietist Ayatollah Borujerdi in the postwar years. But after Borujerdi’s death he emerged as an opponent of the Shah, condemning the White Revolution as anti-Islamic. A year later he strongly condemned Iran’s Status of Forces Agreement with the U. S. military, which he regarded as a compromise of Iranian sovereignty. For his pains, the Ayatollah was exiled to Baghdad.

    What was the substance of the Islamist political stance Khomeini assumed?

    Unlike many other prominent Islamists, Khomeini was a respected if controversial cleric, not a mere intellectual or political organizer. He had extensive formal training in Islamic theology, and enjoyed the authority of a learned man in a country where learning was thought to bring a man closer to God, and therefore closer to the supreme authority. Unlike bin Laden, he decided to found, if not exactly a state, a territorially limited political regime where a modern (and tyrannical) state had been.

    In his book, Islam and Revolution, Khomeini condemns the imperialists, notably the Americans who support the Shah of Iran. The Americans’ materialism makes them “even more satanic” than Jews. Against them stands Islam, a militant and evolutionary religion, now traduced by servile false Muslims who ape the imperialists by attempting to separate politics from religion—making the mosque a mere church. Apostate clerics serve as tools for the imperialists, for whom an apolitical misreading of Islam is all-too-useful, as it renders their subjects docile. The imperialists, however, misread even their own nominal religion. Jesus could never have told his disciples to “turn the other cheek.” Imperialists want people to believe such things, not prophets.

    To those who fear the technological power of the imperialists, Khomeini replies, “Let them go all the way to Mars or beyond the Milky Way, they will still be deprived of true happiness, moral virtue, and spiritual advancement, and be unable to solve their social problems.” Technology in itself is good, but imperialists only use it to drag civilization to “barbarism”; in this trope, Khomeini is reversing the characteristic imperialist claim of bringing civilization to primitive peoples. Barbarism results from what the West calls liberalism. “Governments that do not base themselves on divine law conceive of justice only in the natural realm”—natural rights. “you will find them concerned only with prevention of disorder and not with the moral refinement of the people. Whatever a person does in his own home is of no importance, so long as he causes no disorder in the street…. Divine governments, however, set themselves the task of making man into what he should be. In his unredeemed state, man is like an animal, even worse than other animals….. And if a person were to conquer the entire globe, he would begin planning the conquest of the moon or Mars. Men’s passions and covetousness, then, are unlimited, and it was in order to limit men, to tame them, that the prophets were sent.”

    Khomeini, then, clearly sees several of the key elements of the modern project. He sees, and rejects, the modern attempt to conquer nature with a technologized scince. He imputes to the conquest of nature exactly what Machiavelli intended: the liberation of the desire for acquisition from religious and rational constraints. He also sees and rejects the attempt to limit Machiavellianism with natural justice or natural right. To reduce government to the securing of natural rights is to give up the most important function of government, namely, to hold human souls to a higher standard than that of comfortable self-preservation. Political liberalism forgets that ‘statecraft’ must be ‘soul-craft,’ consequently re-barbarizing the world as its imperial project advances around the world.

    How, then, to get rid of the modern project, both its statism and the modern liberalism that seeks to limit the state the modern project established? Every Muslim should be “a walking embodiment” of the divine law. Such men will eliminate the problem of faction—the problem the Americans addressed by founding a commercial republican regime—by “join[ing] together like the fingers of one hand.” This unity notwithstanding, after a law is enacted, Muslims must also establish an “executive power”; Muslims need a leader, an Imam, because men never “become angels”—Khomeini’s language closely parallels that of Publius, here. The leader is the most perfect embodiment of the divine law. He becomes the leader through the consensus of other clerics, who can be depended upon to recognize such moral excellence. The leader rules a constitutional government consisting of the Koran and the sayings of Muhammad; this is the same as in Saudi Arabia, except of course that Khomeini interprets the Koran and the hadiths as a Shi’a, not as a Sunni. “Islamic government may be defined as the rule of divine law over men.” It differs from all other governments in lacking human legislators, at least with respect to its constitutional law. God alone is sovereign in the Islamic Republic. In practice, this means that the clerics are the sovereigns on earth.

    Insofar as all consent is to the sharia, in principle the problem of action that concerns Publius and all other thoughtful writers on politics simply disappears. Given the non-angelic character of even Muslims, the law needs an enforcer, a stern guardian against heresy. The problem of faction will not be solved the American way, by the encouragement of liberty under a government that merely secures natural rights, but by the exercise of executive power by one virtuous man selected by a ruling body of lesser but still virtuous men. Such a selection obviates the need for a wider election, giving the people the executive, the leader, they want—satisfying mere desires, rather than God.

    The Imam needs no bureaucracy, no “file-keeping and paper-shuffling.” The whole modern, statist apparatus will disappear. The Imam needs only judges. “When the judicial methods of Islam were applied, the sharia judge in each town, assisted only by two bailiffs and with only a pen and an inkpot at his disposal, would swiftly resolve disputes among people.” Such judges obviate the need for central bureaucracy and maintain local government without local legislation, as in the town meetings Tocqueville had admired in America. Unlike the townships of New England, however, in Muslim regimes the people must not rule. They are children with respect to their local judges and the nation’s Imam—the “trustees of the Prophets.” Not Aristotelian political rule—ruling and being ruled—but what Aristotle calls parental rule will prevail in the true Muslim regime. The Imam and the judges rule by command, for the good of their children, the people.

    Whereas the American founders defined tyranny as the consolidation of executive, legislative, and judicial power into one set of hands, and whereas Aristotle defines tyranny as monarchy in the service of the selfish interests of the monarch, Khomeini defines it as rebellion against God in the form of self-legislation, human-all-too-human legislation or ‘autonomy.’ The consolidation of executive and judicial power is not only not tyrannical, it is just, inasmuch as it gives action to law and to the legal verdicts rendered according to it, requiring no separation of powers that would only pervert the law and excuse perverse or unlawful actions.

    To oppose the tyranny of the imperialists and their puppet-Shah, Khomeini writes, “We must create our own apparatus to refute whatever lies they issue.” Propagation of correct ideas and instruction “are our two fundamental, most important activities,” activities that will “pave the way in society for the implementation of Islamic law and the establishment of Islamic institutions.” Muslims must sever relations with existing government agencies; refuse to cooperate with those agencies; refuse even to appear to aid them; and establish new judicial, financial, economic, cultural, and political institutions that which take over when the secular monarchy collapses. Thus Khomeini sees exactly what Gandhi had seen in India, and what Vaclav Havel would later see in Czechoslovakia: his people can overthrow the modern state, get out from under a modern empire, by constructing their own independent, parallel set of institutions on the level of civil society, institutions that will under mine the official state offices and replace them. New rulers and new offices, animated by an Islamic rather than a ‘modern’ ethos, and all developed in this time of “incubation,” will then effect regime change. Even more ambitiously, they will change the very kind of political partnership that is symptomatic of the modern world; they will eliminate the state itself, replacing it with the Shi’ite version of the Islamic ummah or body of believers united under the sharia. The City of God will replace the City of Man.

    Once established, this new regime and new political partnership will not survive if isolated and encircled by its many enemies. “We must strive to export our Revolution throughout the world.” After the Shah’s overthrow and the founding of the Islamic Republic, Khomeini exhorted Iranian youth to “defend your dignity and honor” with “the Koran in one hand and a gun in the other.” The “oppressed,” worldwide, “will inherit the earth and build the government of God.” It will do so in opposition to America, “the number one enemy of the deprived and oppressed people of the world,” a country whose actions are coordinated by “international Zionism.” “Iran,” he tells Iranians, “is a country effectively at war with America.”

    In its rivalry with Iran, America will speak of the alleged virtues of democracy. But the Islamic Republic must never be a democratic republic. “To juxtapose ‘democratic’ and ‘Islam’ is an insult to Islam,” which is “superior to all forms of democracy.” At best, democracy might limit itself by natural right. Khomeini insists that all persons must limit themselves by divine right, the only earthly source of which is the Koran and the sayings of Muhammad. In a larger sense, then, Khomeini is right to say that Iran is effectively at war with America—with the idea of America.

    Khomeini therefore calls for a return to the old empire of Islam, against the new empire of modernity and, more specifically, against the American empire of liberty. The American empire of liberty is really the tyranny of Zionism and, ultimately, Satan.

    We see in Khomeini a comprehensive critique of modernity, including the modern state, and of the commercial republican regime that Americans founded as an antidote to the bad features of statism. This critique resembles other Islamist critiques, but adds a key strategic dimension: an appeal to oppressed classes in Iran and oppressed peoples worldwide. As mentioned earlier, Khomeini also differed from the other Islamists in his credentials as an Islamic scholar. In adopting and Islamically adapting the language of ‘Third Worldism,’ he spoke to the radically democratic social circumstances of modernity articulated by Tocqueville. He brought the authority of Islam to a young, sometimes Marxist-oriented constituency, persons who had read Franz Fanon, Che Guevara, Jean-Paul Sartre, and the other leftist polemicists fashionable in the 1960s and 1970s. Combining their rhetoric with his own, he speaks “in the name of the God of the disinherited.” In Latin America, leftist Catholic clerics did this, too, crafting the ‘Liberation Theology’ that came to prominence in the same period. But precisely because Khomeini needed and wanted almost nothing from Marxist doctrine itself, his Islamism easily withstood and actually benefited from the crackup of communism in the years 1989-91. By then, Islamism appeared as the ‘last ideology standing’ against the empire of modern liberalism.

    Today, more than a quarter-century after the revolution, Iran has problems, although not regime-ending problems. Economically, it has declined steadily. Its per capita income is one-third of what it was before the revolution; its oil production is two-thirds of what it was. Inflation has remained high and, with two-thirds of its population under the age of thirty, economic stagnation has resulted in high unemployment. In response, the clerical regime—now clearly an oligarchy, and a rather corrupt one, at that—finally has cut a cosmetic nuclear-arms deal with the West, in the hope of improving its trade. It has also announced that it will adopt the Chinese economic model, meaning economic growth via state-owned enterprises in exchange for continued political authority for the mullahs. This strategy might work. Most Iranians have returned to the political quietism they exhibited during the many Persian monarchies. But, as the Islamic Republic’s founder, the Ayatollah Khomeini, told an aide a few years before his death in 1989, the revolution is not about the price of watermelons. Its legitimacy derives from Shiism and nationalism, not the gross national product.

    In addition to their future nuclear-weapons stockpile, Iran continues to operate one of the best-organized state-sponsored terrorist networks in the world, with tentacles in Iraq, Lebanon, and elsewhere. As you know, one concern is that nuclear weapons and terrorist networks might some day be combined.

    Iran serves as the most prominent of the several examples of an Islamic clerical regime that rules a country in the modern world. Others have included Afghanistan under the Taliban, Sudan, Nigeria, and, to a limited extent, Saudi Arabia and Turkey. Rule by clerics has looked better to many Muslims in contemplation than in practice. By aiming for an high moral tone, rigorously enforced, Islamists find themselves especially embarrassed by routine corrupt practices. Such regimes could easily be allowed to decline and fall at their own rate, were it not for the inconvenient fact that they can use the powerful technology of much-despised modernity against the moderns. This is the apparent plan of those Islamists who deliberately seek not control over modern states but their destruction and replacement with the ummah, the community of believers organized  into pre-modern, non-statist political societies.

     

     

     

     

    Filed Under: Nations

    • « Previous Page
    • 1
    • …
    • 223
    • 224
    • 225
    • 226
    • 227
    • …
    • 237
    • Next Page »