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    Archives for February 2023

    Caesar Considers the Gauls

    February 22, 2023 by Will Morrisey

    Julius Caesar: The Gallic War. Books II-VII. In The Landmark Julius Caesar. Edited and translated by Kurt A. Raaflaub. New York: Anchor Books, 2017.

     

    Caesar knows his enemy, devoting attention not only to gathering and analyzing ‘military intelligence’ but to understanding the Gallic way of life. Of the peoples inhabiting Gaul, two (three, including the Romans in Cisalpine Gaul) are not of the Gallic nation. The warlike Belgae originated in Germany and the Helvetii were the ancestors of today’s Swiss. 

    In the fall of 57 B.C., Caesar returned to Cisalpine Gaul, having defeated the Nervii, a Belgic tribe in a tough campaign, temporarily pacifying Transalpine Gaul. But the Veneti, seafaring Gauls who lived along the Atlantic coast, chose not to cooperate, attacking troops under the command of the Roman general Publius Crassus and capturing several of his officers. “They appealed to other nations [i.e., Gallic tribes on the coast] to choose to keep the liberty they had inherited from their ancestors rather than endure slavery imposed by the Romans.” They soon had the region up in arms. “Many considerations urged Caesar to take up this war,” including the capture of Roman officers, the extent of the “conspiracy” among the Gallic tribes, and “most important, the need to keep the other nations from thinking that, because the actions of those in this region were ignored, they could do likewise.” Indeed, “almost all the Gauls were keen to overthrow the existing order and swift and impetuous in stirring themselves up for war.”

    Caesar then makes an observation that might easily be overlooked. “He knew that all people are by nature excitable by their eagerness for liberty and loathe the state of slavery.” That is, he never supposes the Gauls to be subhuman. The love of liberty and the hatred of slavery characterize human beings as such. The Romans are no different than the Gauls, that way. What differentiates Romans from Gauls is not nature; it is civilization. The Romans are civilized, the Gauls “barbarians.” Throughout the Gallic War, Caesar gives his readers glimpses of how he understands that distinction. 

    Roman civilization quite famously did not prevent the Roman army from waging war harshly. The Romans burned towns, sometimes killing ‘civilians.’ In the war with the Nervii, “the nation and the very name of the Nervii were reduced almost to annihilation,” as “the number of their councilors had been reduced from six hundred to three, and that of their men able to bear arms from sixty thousand to scarcely five hundred.” Nonetheless, Roman harshness did not foreclose Roman clemency after an enemy’s surrender, as “Caesar wished to make it known that he was merciful in dealing with miserable people and supplicants,” taking “great care for their safety, telling them to stay in their own territory and towns and ordering the leaders of their neighbors to restrain themselves and their people from committing outrages against them.” As to the Nervii, their barbarity did not prevent them from “display[ing] enormous bravery: when their front fighters fell, those behind them stood on the fallen bodies and fought from their corpses.” “They had dared to cross a very wide river, climb extremely high banks, and attack over most unfavorable terrain; the greatness of their spirit had made these excessively hard things seem easy.” Barbarity doesn’t mean cowardice.

    The Gauls’ barbarity inheres partly in their inability to sustain enterprises they undertake. “Although the spirit of the Gauls is quick and eager to start wars, their minds are weak and hardly able to withstand and absorb major reversals.” This accounts for the cycle of attack, defeat, surrender, renewed attack, seen throughout the war. They lack the Romans’ steadiness of soul. This “weakness of mind” does not mean stupidity. By the following year, the Morini and Menapii refused either to disarm or sue for peace. Instead, they changed strategy,” gathering their belongings and retreated into a large area of woods and swamps, which afforded protection from easy attack. When Roman troops left camp to forage for food, these tribes attacked them, after the manner of what we now call guerrillas; the Romans would counterattack, drive the Gauls “back into the woods, killing many of them, but when they pursued them too far, into places where it was difficult to maneuver, they lost a few of their own.” That is, the Gauls readily learned from battlefield experience and just as readily adjusted their strategy accordingly. The ‘barbarian mind,’ so to speak, wages war intelligently. 

    Perhaps the Gauls’ leading vice was “fickleness,” their “unstable nature.” “They easily adopt new plans and tend to be eager for political change.” This being so, Caesar “thought he should in no way rely on them.” Although he gathered information from them as best he could, he found that “they depend on vague rumors and most people give answers that are made up to suit the wishes of their questioners.” When gathering allied tribes for a military campaign, “he could not afford to give the Gauls any time to make their own plans.” Although unreliable allies, they were for the same reason vulnerable as enemies, tending to faction both among and within the tribes. “In Gaul, factions divide not only all the nations, regions, and districts but almost every single household.” There was little need to expend much energy to divide them before conquering them. It was their warlikeness and rebelliousness that made conquest difficult. And with these thumotic qualities came a sense of honor and of shame. “They who used to excel in bravery over all other peoples, were now deeply resentful at having fallen so short of this reputation that they were reduced to enduring the rule of the Roman people.”

    Nor did they hesitate to enforce their chieftains’ calls to honor. “The custom of the Gauls to mark the start of a war,” in all the tribes, was to compel men of military age to assemble, fully armed. “Whoever arrives last is, in front of the crowd, subjected to every kind of torture and then killed.”

    Politically, “there are only two classes of men” among the Gauls “who enjoy any kind of distinction and honor, since the common people are treated almost like slaves,” “kept down by debt or the enormous taxes they must pay,” required to “formally submit in servitude to the nobles,” their masters. Among the masters, one finds two types. The druids “are concerned with divine matters,” including not only sacrifices but judicial proceedings and education. They exercised considerable authority, inasmuch as “if any person or group does not abide by their decision, they bar them from sacrifices; this is the harshest penalty in that society.” Their training consisted of some twenty years memorizing sacred verses; “they do not consider it proper to entrust these things to writing,” lest “their system of learning be divulged to the common masses.” Among the lessons they did transmit to the others, the doctrine most zealously propagated was that of transmigration of souls, thinking this “a particular incitement to bravery, as it causes men to put aside the fear of death.” Their exemption from military service and taxation attracted many novices to their classes, “eager for such great rewards.” Studies included topics the Greeks and Romans would have associated with natural philosophy (“the heavenly bodies and their motions, the nature of things”) and theology (“the power and authority of the immortal gods”). However, theirs was no civilized religion, with sacrifice of criminals and innocents alike practiced when the gods were said to be in need of appeasement, as when serious disease struck, or a battle impended. The druids would have “immense effigies” made of wickerwork, “fill these with living persons,” and set them on fire.

    The other division of the master class consisted of the military aristocracy. Given the warlike character of the Gauls, this class went into action pretty much every year. Barbarity did not preclude extensive trade—so much so that Mercury, not Mars, had “the most important cult” among the Gauls as “the inventor of every art and skill, the guide on roadways and journeys,” and the god “with the greatest power over trade and the pursuit of profit.” The “only kind of influence and power” recognized by the military aristocrats was the number of servants and dependents a man supported. Generally, within the household husbands enjoyed “the power of life and death over their wives as well as their children,” ruling in the manner of the barbaric Cyclopes Aristotle described in the Politics. As with the druids, so with the civil rulers: “The officials keep secret whatever it seems good to hide, and whatever they judge useful they make known to the people at large.” In recent years, the Gauls living near the Roman Province lost some of their military prowess, having acquired “many things to make their lives more agreeable and lavish.” This has made them “gradually become accustomed to losing in war,” making them not only less formidable to the Romans but also to the Germans.

    Up to the winter of 54/53 B.C., Caesar had successfully dealt with the Gauls because his outnumbered troops were better disciplined, more mobile, with superior battle gear and weapons, and (the reader is quite accurately induced to believe) better led by their commanders. But now he expected “a larger uprising in Gaul. “Caesar though it was crucial for the attitude of the Gauls, now and in the future, to realize that the resources of Italy were so great, that, even in the event of a setback in war, the loss could not only be made good within a short time, but actually be reversed by an increase in our forces,” an increase his then-ally, the proconsul Gnaeus Pompey, readily granted. He defeated the recalcitrant Menapii in the battle season that followed, along with several other tribes, including the German Suebi.

    Caesar returned to Italy in January 52, which was routine, but when he postponed his departure for Gaul a few months later the Gauls believed the false rumor that he had done so because he needed to deal with civil unrest. They began once more to conspire, “commiserat[ing] about the shared misfortune of Gaul,” “urgently searching for men who were willing, at the risk of their own lives, to unleash a war and take up the cause of restoring the liberty of Gaul.” Surely “it was better to be killed in the battle line than to fail to recover the old martial glory and the liberty they had inherited from their ancestors.” Initially, the Carnute tribe took the lead, winning pledges of support from several other tribes, then attacking and looting the town of Cenabum, killing several Roman citizens who lived there for commercial purposes, and a Roman equestrian Caesar had posted there to guard the grain supply. This activated the Gallic rumor mill, the news reaching the territory of the Arverni, 160 miles distant, in less than a day.

    The Arverni had been the leading tribe in Celtic Gaul, rivaled only by the Aedui, which had gained the upper hand thanks to their alliance with the Romans. During the time of Avernian dominance, the ambitious warrior Celtillus had sought to found a kingship. He was put to death by the aristocrats. His son, Vercingetorix, “young and very powerful,” saw the Gallic rebellion as an opportunity to regather his family’s clients and complete the founding his father had attempted. But the aristocrats, “who did not think that Fortune should be tested in this way, blocked his efforts” and banished him to internal exile. “Still, he did not desist but enlisted the destitute and outcasts from the countryside”—a ‘populist’ move Caesar’s readers will recall from his account of the brief career of Orgetorix at the beginning of Book I. With this core of support, Vercingetorix persuaded most of the rest of the Avernii “to take up arms in the cause of their common liberty,” driving his opponents out of the territory. His followers proclaimed him king. At that, he reached out to the tribes that had already committed themselves to war against the Romans, and “by universal agreement, he was given the supreme military command.”

    His way of ruling was distinguished by two qualities: “the utmost scrupulousness in preparation” (he especially concentrated on building up his cavalry) and “the greatest severity” in punishing those who disobeyed him or defied his laws (“when a significant crime was committed, he burned or elaborately tortured the offender to death,” while severing the ears or gouging out an eye of lesser criminals, sending the man back to his village “as a terrifying example to the rest and to deter others”). In this, he seems to have sought to emulate Roman celerity and discipline, barbarically. “By employing such brutal methods, he swiftly assembled an army.” 

    His first target was the Bituriges, a tribe under the patronage of his tribe’s great rivals, the Aedui. Upon receiving an urgent request for assistance, the Aedui, acting on the advice of officials Caesar had left in-country, sent reinforcements. But these forces turned back, claiming (truly or falsely) that they had heard the Bituriges planned to betray and ambush them. Be this as it may have been, the Bituriges joined the Arverni against Rome and Rome’s Gallic allies. 

    Upon learning this, Caesar left Italy. Seeing the need to move quickly and undetected, he moved from the Province into Cisalpine Gaul with only a small cavalry escort, intending to join up with the army troops who had spent the winter there. He fought three successful battles with Vercingetorix, then marched to Avaricum, the largest town of the Bituriges. For his part, Vercingetorix regrouped, calling a meeting of his supporters. It was time to “pursue a very different strategy than they had employed up till now,” he told them, quite sensibly. If Gallic cavalry could not defeat Roman cavalry, it could still harry the Romans when they attempted to forage for food and other supplies. They are far from home; weaken them; fight a war of attrition, particularly by destroying anything that they can use to feed their animals. “There is no difference between actually killing the Romans and stripping them of their animals—for when they lost these, they would not be able to continue the war.” As for us, “the comfort of personal property should be considered unimportant.” Burn the villages in this region, so there will be nothing for the Romans to commandeer. This is our land, and we know how to find food in it. “If these measures seemed burdensome or harsh, then the Gauls ought to realize that it would be much more painful for their wives and children to be dragged off into slavery while they themselves were put to death: for this would be the certain fate of the conquered.” As barbarians, they may not have understood Caesar’s well-established policy of offering clemency to those who surrender. His rhetoric consists of appeals to cunning (as a people they are enormously clever”) and fear.

    The strategy itself won some success. It was handicapped by the Bituriges’ tearful supplication, heeded by his troops, not to let their capital, Avaricum, be destroyed. Using his own intelligence-gathering network of scouts and messengers, Vercingetorix surveilled the Roman troops as they laid siege to Avaricum “and was able to give orders in response” to their movements, “doing great damage” to the foraging Roman forces. “This happened even though our men planned everything they could to frustrate him, varying their routes and timing their outings at irregular intervals.” Caesar’s own rhetoric invoked not fear but justice, telling his men that “it was better to endure every kind of hardship than to forgo taking bloody revenge for the Roman citizens who had perished a Cenabum through the treachery of the Gauls.” He then planned an assault on the Gauls’ encampment, protected by a swamp. Having invoked the spirit of just vengeance, he then moderated it, calming the soldiers who wanted to fight their way through. Caesar “would deserve to be judged guilty of the most terrible injustice if he did not place a higher value on their lives than on his own welfare.” He returned their attention to the siege, which ended with a storming of the city, during which the ignore plunder but, “in a frenzy, motivated by the slaughter at Cenabum and the hardships of the siege…did not spare even the aged, women, or babies.” Only 800 of the 40,000 of the residents escaped to Vercingetorix, who carefully kept them apart from his troops, fearing “that the compassion erupting among the rank and file by their massed arrival might lead to a mutiny in the camp.”

    This precaution taken, he again addressed his councilors, telling them that the Romans “had won not by their bravery, and not on the battlefield, but by some cunning and by their expertise in siege warfare, in which the Gauls had been inexperienced.” The Romans had of course already defeated his soldiers several times on the battlefield, and his own strategy had scrupulously avoided an open battle, but he was able to blame this new defeat “on the shortsightedness of the Bituriges” and “the excessive willingness of the others to yield to their wishes,” as he himself “had always been opposed to defending Avaricum.” His new strategy was to bring in other Gallic tribes that had not yet joined the war effort, “thus creating a single will for the whole of Gaul, and when the Gauls were united in agreement, the whole world would not be able to resist them.” Impressed by his courage and by his reminder that he had wanted them to burn and abandon Avaricum, the Gauls stayed with him. “Whereas setbacks usually diminish the authority of a commander, his stature, by contrast, was enhanced day by day following this calamity.”

    Caesar intended to lure them out of their camp into a final battle, but Aeduan messengers interrupted him with an urgent appeal. His allies, the Aedui, were wracked by political faction, as two men claimed the office of kingship. “The entire nation was in arms,” the council divided; civil war loomed. “Only Caesar’s diligence and authority, the envoys concluded, could prevent this from happening.” As a Roman, Caesar well knew “the disasters that tend to arise from civil discord.” In this case, they might include an appeal to Vercingetorix by the weaker faction. He journeyed to Decetia, the capital city, and decided the issue based upon the Aeduan law of succession. He then “exhorted the Aedui to put controversies and dissension out of their mind and, putting all these issues aside, to focus all their efforts on the war that was at present taking place” in expectation of the rewards he would distribute to them, according to their service in the battles to come.

    Returning to the military campaign, Caesar found himself tracked by Vercingetorix’ troops as he pushed into the territory of the Arverni, where he intended to besiege the capital, Gergovia. Vercingetorix arrived there first, establishing himself on high ground and organizing his forces for defense—a “frightening spectacle.” Vercingetorix daily consulted with his officers and sent his units of cavalry out to harass the Romans, testing “how much fighting spirit and courage each of his followers had.” He also bribed the newly installed Aeduan king to turn against the Romans. Unanimated by gratitude, King Convictolitavis asked his fellow tribesmen, “Why should the Aedui come to Caesar and make him the arbitrator concerning their own laws within their own justice system, any more than the Romans came to the Aedui?” He deputized a man called Litaviccus to lie to the Aeduans, telling them that the Romans had executed two of the “leaders of our nation” without a trial, telling them that the same was in their future if they did not march immediately to Gergovia and fight with the Arverni. He ‘avenged’ the Aeduans for the supposed atrocities by torturing and murdering some Roman citizens who were traveling with his army, seizing their supplies. One loyal Aeduan, Eporedorix, reported these enormities to Caesar, at the same time “begg[ing] Caesar not to let the nation defect from its friendship with the Roman people because of the perverse plot of some young men.” “This news was deeply disturbing to Caesar, because he had always treated the nation of the Aedui with special favor.” He quickly marched four legions of lightly armed men to impede the Aeduans’ march, but not to kill any of them; he also dispatched Eporedorix and a close friend of his to circulate among the Aeduan troops and tell them the truth about Litaviccus’ deception. 

    Meanwhile, the Gauls at Gergovia had launched an attack on the weakened Roman forces there. For their part, the Aeduans, “corrupted by the crimes they had committed and entranced by the profit they were making form the plundered goods,” continued their rebellion. Compounding the Romans’ misery, Caesar’s surprise assault on Gergovia led to defeat, when his men advanced too far on disadvantageous ground and failed to hear his call for a strategic retreat in the midst of the battle. The next day, he reprimanded them. “As much as he admired the enormous courage of his men, whom neither the camp’s fortifications nor the hill’s altitude nor the town’s walls had been able to hold back, as much did he have to condemn their lack of discipline and, yes, arrogance—that they had thought they understood better than their commander how a victory could be won and how everything would turn out. from his soldiers he needed discipline and self-control as much as courage and greatness of spirit.” That was the mark of Roman civilization, even in war, against Gallic barbarity. 

    After assuring the men that the setback owed much to the “unfavorable terrain,” little to the “enemy’s bravery,” he marched towards the Aeduans, who, in accordance with Vercingetorix’s strategy, had posted cavalry at key points along the route in an attempt to block the Romans from getting to their grain supplies. Caesar briefly considered retreating to the Province and regrouping in its safety, but not only would that have been “shameful and unworthy of his reputation,” it would have put in jeopardy his colleague Labienus, whom he had deployed separately with several legions. 

    With the Aeduans now enlisted on his side, Vercingetorix reiterated his strategy of using his cavalry to deny the Romans access to grain and fodder. He reminded them that mean the Gauls must accept “with equanimity rendering their own store of grain unusable and burning their own buildings”—a fit exchange for “gain[ing] power and freedom forever.” Hoping to draw Caesar back to the Province, he also began to launch raids on it. 

    Caesar saw that it would be difficult to obtain reinforcements from the Province or from Italy, now that the Gallic cavalry patrolled the roads from them. Instead, he hired Germen cavalrymen and light-armed infantry from several friendly tribes there. He then marched his troops in the direction of the Province, hoping to deceive Vercingetorix into believing that he had ordered a full-scale retreat from Gaul. Vercingetorix took the bait, telling his cavalry commanders to say that “the Gauls were on the point of victory.” Do not let the Romans return and gather their forces for another campaign. Attack their baggage train, take their supplies and, not incidentally, “their prestige.” 

    Unaware of the German threat, the Gallic cavalry lost a battle along the Arar River. After Vercingetorix retreated to the town of Alesia, combined German and Roman forces attacked again, winning again amidst “huge slaughter.” Vercingetorix escaped with a remnant of his cavalry. This notwithstanding, “there remained “in all of Gaul such a powerful and unanimous desire to restore their liberty and recover their old-time marital glory that people were moved neither by favors hey had received” from the Romans “nor by the memory of friendship,” instead throwing themselves “into this war with all their passion and resources,” assembling eight thousand cavalrymen and some 250,000 infantry and marching toward Alesia, to end the Roman siege. “Not a single man among them all doubted that the mere sight of such an enormous force would overwhelm any resistance.” The decisive battle occurred in November of 52 B.C., settled by another cavalry assault, which broke the Gallic force and took the town. 

    His troops scattering and fleeing back to their tribal lands, Vercingetorix surrendered. Ever-prudent Caesar “put aside the captives from among the Aedui and Arverni, hoping to use them to restore close ties with these nations,” turning the rest of the captives over to his army—one slave per soldier. He brought Vercingetorix to Rome, displayed him in a procession, then had him executed.

    In Caesar’s account, then, the Romans defeated the Gauls not because they loved liberty more or fought more bravely. Nor was their military strategy superior to the Gauls. The Romans won because they were civilized and the Gauls were barbarians. Both peoples were harsh with enemies, but the Gauls were savage; their priests practiced human sacrifice, their military and civilian rulers practiced torture. Caesar’s Romans do not engage in these excesses, although they are quite capable of destroying enemy towns and killing all the inhabitants. Further, Caesar exercises clemency with those who surrender to him. In his rhetoric, Caesar invokes spiritedness, the desire for just vengeance, while immediately moderating it; in his rhetoric, Vercingetorix deprecates Roman reason, which he calls mere cunning and skill. Caesar’s Gauls are weak-minded, unable to sustain major military reverses and prey to rumors; Caesar’s Roman are steadfast, capable of courage, not mere bravery. Gaul is ruled by priests and warriors, Rome by civilians capable of war who have subordinated the priests to civic purposes.

     

     

     

    Filed Under: Nations

    An Education in Romanness

    February 15, 2023 by Will Morrisey

    Julius Caesar: Gallic War. In The Landmark Julius Caesar. Edited and translated by Kurt A. Raaflaub. New York: Anchor Books, 2017.

     

    Caesar came, saw, and conquered, frequently, but why? In his excellent introduction to this volume, Kurt A. Raaflaub remarks that the Gallic War goes well beyond military history, encompassing geopolitics, comparative politics, and ethics. He calls Caesar’s book “an education in Romanness,” and truer words have seldom been written. One may add that for Caesar, Romanness isn’t merely Roman. Romanness is the preeminent example of what man, a citizen, and a country should be. Scarcely some latter-day ‘cultural relativist,’ Caesar intends to show Romans why they deserve the vaster empire he and his men have won for them and what virtues will be needed to keep it. He does so, not in the manner of a moralist—a Seneca, a Cicero—who names and describes the virtues, inquiring into human nature, but as one who shows these virtues in actions. The original title of the book was Res gestae—simply, “achievements,” and particularly public achievements. ‘Caesar’ is the public man, almost exclusively, not the private man who married, cut business deals, and wenched. ‘Caesar’ isn’t Julius; he is the model Roman and therefore the model man and citizen, preeminently worthy of emulation, just as ‘De Gaulle’ in Charles de Gaulle’s memoirs isn’t Charles but the model Frenchman, the man ‘of Gaul’ who understands that when the French follow that part of their heritage that the Roman conquest bestowed upon them, “all is well.” 

    Caesar designs the Gallic War as a narrative proof of the Roman right to empire, the justice of Romans’ claim to rule the others. The three parts into which Gaul is divided, ruled by the Belgae, the Aquitani, and the Celts, differ in languages, institutions, and laws, and the peoples of Gaul also differ from the surrounding peoples—Germans, Britons—and from the many Gallic tribes even differ from one another—the Helvetii from the Boii from the Sequani, and so on. But almost all of these tribes and peoples strive for rule by means of warfare. Some are more warlike than others, but there isn’t a commercial republic, a Venice or a Singapore, among them. In Caesar’s victories, in his way of war and his way of peace, Romanness demonstrates its superiority over Gaulishness, Germanness, Britishness. Given the universal human political purpose of ruling, and the universal human military means to that end, the Romans excel everyone because their regime, their way of life, brings them victory and sustains them in their rule over their defeated rivals.

    Romanness could weaken, however. Caesar sees that, too. The “most warlike” Gauls are the Belgae “because they are the farthest from the civilized sophistication” of Transalpine Gaul, the province ruled by Rome; “merchants come to them least often with imports that foster an effeminate disposition; they are also the closest to the Germans living across the Rhine River, and they are constantly at war with them.” The Helvetii, too, “surpass all the Gauls except the Belgae in bravery,” fights the Germans “in almost daily battles, either trying to keep them out of their own country or else actually waging war in the Germans’ territory.” Potentially, Rome might endanger itself by its own civilized way of life, which might foster ‘effeminacy’ or weakness, cowardice, softness. To keep the edge of its moral sword sharp, to maintain the virtus of its citizens, it needs war, imperial rule, even if that rule might, if fully secured, lend itself to what Montesquieu would later call the decadence of the Romans.

    At the same time, warlikeness alone fails on the battlefields it craves when set against Roman civilization. In 61 B.C., “the most noble and wealthy person” among the Helvetii was Orgetorix. “Tempted by desire for kingship,” he allied with the aristocrats (his fellow ambitieux) and “persuaded his nation to leave their own territory with all their forces” on a mission to “take over the whole of Gaul and rule it.” Geopolitically, “the Helvetii are closed in on all sides by natural boundaries”: the Rhine River on one side, separating them from the Germans, the mountain range separating them from the Sequani, and the waters of Lake Lemannus and the Rhône, separating them from the Roman province. We can break out of nature’s confines, Orgetorix asserted, since we “excel all others in bravery.” But Orgetorix never got out of (the future) Switzerland, betrayed by an informer and brought to trial. A ‘populist’ of sorts, as indeed Caesar himself had been and would continue to be, on his own road to kingship, Orgetorix escaped by summoning some ten thousand slaves and freedmen clients from throughout the country. He was soon hunted down and recaptured, dying by what might have been suicide.

    But even so, “the Helvetii did not give up their efforts to realize their intention to migrate from their country.” In 58 B.C., with their Gallic allies, including the Boii (latterly the Bohemians or Hungarians), they planned a mission to occupy the territory of the Santones. But between that territory and Helvetia lay either the territory of the Sequani or the province of the Romans. Geographically, the route through Transalpine Gaul was the easier to traverse. News of this plan brought them to the attention of Caesar, “hastened to leave the city” of Rome and, “by the most strenuous marches possible…hurried to Ulterior [or ‘Cisalpine’] Gaul and arrived near Genava.” Repeatedly, Caesar will cite Romans’ excellent ‘intel,’ as we now call it, their “celerity,” their quickness to act in light of such information, and their energy in so acting. The surprised Helvetii assured him that they merely intended to pass through the Roman province, doing no harm. They asked permission to do so, which Caesar had no intention of granting, for several reasons. One concerns justice and memory. He “remembered well that the Helvetii had killed the consul Lucius Cassius, routed his army, and sent it under the yoke”—this, nearly fifty years earlier. That is, he “remembers” the event not from experience but from the histories he has read, and perhaps from the accounts he heard as a child. Romanness is mindful; Romanness remembers. Romans write histories. More immediately, knowing not only the plan of the Helvetii but their warlike nature, he doubts that such a people, with their “hostile attitude,” “would be disciplined enough to refrain from committing outrage against persons or property” as they passed through Roman territory. Romanness is mindful in more than justice and in memory but in prudence.

    In his prudence, Caesar duly noted that his legion alone could hardly survive a battle with the Helvetii on their own territory. Temporizing, he told their emissaries that he would consider their proposal, that they should return at a set date for his answer. This would enable Roman reinforcements to arrive. Meanwhile, he set his soldiers to work building a long wall and digging a trench along it, placing outposts at intervals along these structures and fortifying them, “so that he could prevent the Helvetii from crossing over more easily if they tried to defy his orders.” When the emissaries returned, he cited “the custom and precedent of the Roman people,” which “did not allow him to let any people make their way through the Province.” Custom and precedent being defenseless in themselves, “he made it clear that he would prevent them if they tried to apply force.” This they did attempt, but his defensive measures prevented them from crossing the Rhōne. 

    This left the Helvetii with the alternative possible route, thought the territory of the Sequani. Geographically, this passage was too narrow to traverse without their permission, and that was not forthcoming. They asked an ally of theirs (Caesar calls him their “friend,” in the Aristotelian sense of a political friend), an Aeduan, Dumnorix, to serve as an intermediary, as he was “very influential among the Sequani,” owing to his “kindness and generosity to them.” [1] (His bond with the Helvetii was his marriage to the daughter of Orgetorix, the originator of their planned expedition.) Like his late father-in-law, Dumnorix wanted the kingship of his people “and was eagerly scheming for political change; thus he wanted to have as many nations as possible bound to him through his favors.” He agreed to the proposed diplomatic intervention and succeeded in winning both the Sequani’s and the Aedui’s consent to Helvetian passage into the territory of the Santones.

    Well informed as always, Caesar learned of this and liked it no more than the Helvetii’s preferred route through the Province. In this, he displayed his prudential sense of geopolitical advantage. The Santones lived near the Province; Helvetian occupation of that territory “would place the Province in great danger with a warlike population, enemies of the Roman people, right next to land that was open to attack and very abundant in grain crops.” Again exhibiting Roman celerity and energy, “he rushed to Italy by long marches,” enrolled reinforcements and returned to Transalpine Gaul “by the shortest way through the Alps.” By June of 58, he had five legions poised across the Rhône from the Helvetii. Calling attention to Roman prudence again, he notes that before leaving for Italy he had installed his legate Titus Labienus as the officer in charge of the fortifications along the river. Labienus was a tribune of the Roman plebeians; Caesar’s political and military friendship with him betokens Caesar’s own ‘populist’ strategy in Roman politics. Caesar is the wiser Orgetorix; where the ambitious Gaul failed, he will succeed, both as conqueror of Gaul and, not so long afterwards, king of the empire he expanded far northward. 

    He attacked and routed the Tigurini, one of the four Helvetian tribes, along the east side of the Arar River (today’s Saône). This was the tribe that had killed Lucius Cassius and sent his army under the yoke. “Thus, whether it was by chance or by the design of the immortal gods, the part of the Helvetian people that had brought this immense calamity on the Roman people was the first to suffer punishment”; having been elected Pontifex Maximus, Caesar allows himself the occasional glance at Rome’s civil religion. And the occasional glance at his family: “Caesar was avenging not only a public outrage but a private one as well,” as “the Tigurini had killed the legate Lucius Piso, the grandfather of his father-in-law, in the same battle in which they had killed Cassius.” The Roman memory is long, and so is the reach of its justice.

    Caesar had his soldiers built a bridge over the river in order to pursue the other Helvetii, who “were very disturbed at his sudden arrival.” They had taken twenty days to get across the river but Caesar, in his celerity—made possible by Rome’s superior civilization in the form of military engineering—got across in only one. The unpleasantly surprised Helvettii sent emissaries to him, and the head of the delegation argued as follows: make peace with us and we will go and stay wherever you say, but if you continue to wage war, “remember the Romans’ past misfortune and the warlike spirit the Helvetii had always shown.” Our virtue is bravery, not cunning—evidently a suggestion that Caesar’s surprise maneuver must have been some sort of trick. The emissary thinks and speaks like a citizen of Crete or Sparta as described in the opening of Plato’s Laws. Caesar replies that he does indeed remember the Romans’ past misfortune at the hands of the Helvetii, “and to the extent that the Roman people had not deserved what had happened to them, he was even more outraged.” You Helvetians were the tricksters, then, catching the Romans off guard by attacking them for no reason. And currently, they had attempted to trespass on Roman territory and had “rendered the lives of” Rome’s Gallic allies, the Aedui, Ambarri, and Allogbroges, “miserable.” As for your past victory, again speaking as Pontifex Maximus, with Roman auctoritas, “it was the habit of the immortal gods,” whose memories are even longer than those of the Romans, when they wished to take vengeance on people for a crime, to give them unusually good luck for some time and hold off punishing them in order to cause them even more pain later from the drastic change in their circumstances.” All this notwithstanding, Caesar exhibited another Roman virtue, magnanimity; he would overlook these acts of injustice if the Helvetii provided hostages (insurance against any treaty violation) and compensated the Aedui and the Allobroges for the damages they had inflicted upon them. The Helvetian rejected the offer, proudly announcing that the Helvetian way was “to receive hostages, not give them”—thereby illustrating the difference between Roman magnanimity and Helvetian hubris.

    Preparing to continue the war, Caesar demanded the grain his Aeduan allies had promised for his troops and animals. He then learned something about the Aeduan regime. Their “highest official” admitted to him that the unofficial and real rulers of the Aedui were holding back the grain and making patriotic appeals to the Gauls to expel the Romans. The hapless man protested that “there was no way that he could gain control over these people,” and that in betraying their secret plan he was putting his own life at risk. The Aeduan regime was no ally of Rome, at all, and Caesar suspected that its head was Dumnorix, the Aeduan who had ties with both the Helvetii and the Sequani. Liscus admitted as much in a private conference, explaining that Dumnorix, “a man with singular boldness, armed with huge influence among the lower classes because of his generosity,” had obtained lucrative conflicts by intimidating all rivals, thereby “accumulat[ing] lavish means for bribery” and supporting a small private army. He hated the Romans because he calculated, as the husband of a Helvetian, that the Helvetii would support his ambitions for a kingship, while the Romans, if victorious, would reduce the influence he had amassed. 

    Caesar would have done just that, except that Dumnorix’s brother, Diviciacus, had long exhibited “the highest devotion to the Roman people, the greatest goodwill toward himself, and outstanding loyalty, justice, and moderation”; Caesar “was afraid that punishment of Dumnorix would strike Diviciacus to the heart.” The true Roman exhibits fides, trustworthiness. Moreover, to rule like a Roman, one must understand political friends and enemies alike, not only in their political ambitions but in their family connections. In their interview, Diviciacus tearfully confessed that he knew of his brother’s treachery, acknowledged that he had even undermined Diviciacus’ own position among the Aedui, but still begged Caesar not to deal with him “too harshly.” He asked this out of “brotherly love” and also because all the Gauls would assume that it was Diviciacus who had betrayed his brother to the Romans. In response, “Caesar took his right hand. He calmed him and asked him to stop begging. He said that Diviciacus’ friendship was worth so much to him that he would refrain from punishment for the outrage done to the Roman state and overlook his own hurt feelings in order to accommodate Diviciacus’ wish and requests.” He contented himself by bringing Dumnorix before him, laying out the charges against him, then letting him off with a warning and taking the precaution of “assign[ing] guards to Dumnorix so that he could be informed of what he did and with whom he spoke.” 

    Having thus assured himself allied support, he moved against the Helvetii. At the town of Bibracte he fought and won a “long and bitterly contested battle,” which resulted in Helvetian surrender with the exception of 6,000 men from the tribe of the Verdigeni, who fled across the Rhine into German territory. Caesar ordered their pursuit and capture, punishing them with death. As for the remaining Helvetii, he ordered them to return to their own territory after they rebuilt the towns and villages they’d burned. “He did not want the land they had left to remain empty; it was good land for agriculture”; without them on it, “the Germans living across the Rhine would cross from their own territory into that of the Helvetiii and thus become the neighbors of the Gallic Province and especially of the Allobrogres.” A Roman understands the need for geopolitical buffers.

    The war finished, Caesar received emissaries from “nearly all of Gaul,” who offered congratulations on his victory. Although they knew he’d waged war for the sake of Rome, “the outcome had proven no less useful” to them. “The Helvetii had been extremely prosperous in their homeland, but they had left it with the intention to wage war on Gaul in its entirety, to establish their rule over it, and to choose, out of a great number of possibilities in the Gallic territory, whatever area seemed most suitable and fertile, turning all the other nations into tribute-paying dependents.” With Caesar’s permission, they requested a secret meeting amongst themselves, the outcome of which was a petition to Caesar, delivered by Diviciacus. 

    Caesar’s political friend explained that Gaul had many tribes but only two main factions, the Aedui leaders of one, the Averni of the other. With their principal allies, the Sequani, the Aedui had attempted to break the military deadlock by inviting the Germans into Gaul. “Then, when these wild barbarians got a taste for the fertile land, the way of life, and the wealth of the Gauls,” they brought over still more troops, which now numbered around 120,000. The Aedui and their client states had “lost their whole leading class, their whole council, the whole of their cavalry class” in war with this coalition, either in battle or as hostages. Even the Germans’ Sequani allies had had a third of their lands confiscated by order of the German king, the tyrannical Ariovistus. He had ordered them out of another third. “It would not be many years before all the Gauls were driven out of their own territory and all the Germans had crossed the Rhine.” Only Rome could prevent this. 

    Caesar assured them that he could and would. The Aedui were longtime allies of Rome. “Given the greatness of the empire of the Roman people,” he considered their distress “extremely shameful both to himself and to his state.” German expansion was also dangerous “to the Roman people,” given the unlikelihood that such “a wild and barbarous people” as the Germans would content themselves with the conquest of Gaul, only. Marauding German tribes had descended into the Italian peninsula before. To these threats to Roman honor and Roman lives, he added the character of Ariovistus, who had become “so proud and arrogant that his behavior was no longer tolerable.” His regime was tyrannical, the enemy of Roman republicanism. Moreover, “Caesar came to believe that he should take action against this threat as quickly as possible” because the Gauls who had talked with his own soldiers had frightened them with tales of German military prowess. “Panicked babbling” threatened to make cowards of them all, de-Romanizing them, undermining not only the Roman empire but the Roman regime that had cultivated the virtues by which Romans had won that empire, preeminently courage.

    After Ariovistus refused to meet Caesar’s emissaries, Caesar called a meeting of his officers. As a citizen of the Roman republic, Caesar had studied the art of rhetoric, and he now exhibited it. He argued as follows: Ariovistus “would not reject either Caesar’s or the Roman people’s friendship,” once he had duly considered his proposals. “But if, driven by insane rage, he should start a war, what did they actually have to fear? Why had they lost trust in their own bravery or Caesar’s competence?” The Cimbrian and Teutonic tribes had in fact been defeated, decades earlier, by troops under the command of Gaius Marius. The Roman army had also put down a slave rebellion in Italy, winning a dangerous civil war. Given these victories, “it could be judged how beneficial firmness of courage is”—in contrast to the insane rage of the barbarian tyrant, which is no virtue at all. Indeed, the Germans had often been defeated by the Helvetii in their never-ending wars, and we just defeated the Helvetii. The only reason Ariovistus had rolled up his victories against the Gauls was that the Gauls were war-weary and because the Germans had surprised them. “His victory had thus been achieved by calculation and planning rather than bravery”—the same argument the Helvetian emissary had deployed against Caesar. “Though such a strategy could work against inexperienced barbarians” like the Gauls, “not even Ariovistus himself could hope that our armies would be fooled by it.” If any of your fellow officers conceal their fear “by pretending concern for the grain supply or the narrow roads,” you should understand that they are as arrogant as the Helvetii had been, “lacking confidence in their general’s ability to do his duty or else by daring to tell him how to do it.” As a matter of fact, Rome’s Gallic allies have already guaranteed the grain supply and he, Caesar, had mapped out a good route into German-ruled territory. His authority derives not only from his capability but his virtue: “Whenever armies had refused to obey their general’s orders, it was because of a setback when the general’s luck failed, or lese some crime had been found out and financial misconduct prover,” but “his own life had been shown to be blameless throughout, and his good fortune was apparent from the war with the Helvetii.” Having readied a just and reasonable peace offer, having exposed his enemy’s irrationality, having exhibited his own good fortune, owing to his own courage and prudence, and relying on his officers’ fides with respect to their commander’s authority and on the officers’ and soldiers’ courage—the virtue Gallic gossip about Ariovistus’ enormities had tested—it was now time to act. He drew the logical conclusion, a command to action: “move camp during the fourth watch of the coming night, in order to find out as soon as possible whether his soldiers were motivated by self-respect and duty or by cowardice.” However that may turn out, he still has his 10th Legion, “about which he could not have any doubts and which would in the future serve in the function of a praetorian cohort,” a just honor in return for their fidelity and courage. No worry of that, however, since “By the time Caesar had ended his speech, the attitude of all those present was marvelously transformed, and they were filled with the greatest enthusiasm and passion to start the war.”

    Tyrants being moved more by the actions than by the words of others, Ariovistus, recovering his reason, now agreed to the meeting he’d earlier refused. With a precautionary guard, Caesar came to the enemy camp, offering an alliance. Reminding Ariovistus of gifts he’d received from Caesar and the Senate in the past and of the Romans’ firm alliance with the Aedui. The Aedui had enjoyed “a position of leadership” among the Gauls before their alliance with Rome. Rome had done nothing to ruin that position, it being “the habit of the Roman people to wish not only that their allies and friends were not deprived of anything that belonged to them but also that their influence, status, and honor were enhanced.” Germans too can enjoy such an alliance, if they desist from making war on the Aedui or their allies, return the hostages, and bring no more men across the Rhine. To this, Ariovistus replied that he crossed the Rhine at the invitation of the Gauls; the Gallic lands he ruled were granted to him by the Gauls; the Gauls started the war against him, and he won; he was prepared to renew the war if the Gauls offered war, but in any case, he had fought an exclusively defensive war. As to the Romans, he had arrived in Gaul “before the Romans did.” The Romans “were wrong in obstructing him in pursuing his rights.” He doubted the alleged firmness of the Roman-Aedui alliance, in view of the lack of mutual military support in recent wars. If it came to war between himself and Caesar and if he killed Caesar, “he would be doing a favor to many noblemen and leaders of the Roman people,” who disliked and distrusted the ambitious general, but if Caesar left and agreed to his “unlimited control over Gaul, Ariovistus would reward him on a grand scale, and whatever wars he wanted waged, he would carry them out for him with no effort or danger on his own part.”

    Drawing upon Roman memory, preserved in Roman histories, Caesar denied that the Germans’ claim on Gaul predated that of the Romans, recalling the victory of Quintus Fabius Maximus over the Averni and Ruteni and 121 B.C. At the time, “the Roman people had forgiven them and neither turned their country into a province nor forced them to pay tribute,” unlike Ariovistus. The Senate had decreed Gallic freedom: “after it had been defeated in war, [it] was to live by its own laws.” This implies that the gradual conquest of Gaul the Germans were undertaking could have no legitimacy in the eyes not only of Caesar but of the Roman republic. 

    Sure enough, while this talk was going on, Ariovistus’ horsemen had been moving closer to the site, harassing the Roman troops. Ending the discussion, Caesar withdrew with his soldiers, making sure that a report of this conduct and of Ariovistus’ words circulated throughout his camp. “The army was fired up much more and inspired with an even greater keenness to fight.” Upon receiving another invitation to parley, Caesar declined to attend personally, sending emissaries instead, whom Ariovistus put in chains. This was a just casus belli. In September 58, the two armies fought along the Dubis River. Though outnumbered, the Romans won and the Germans fled, as did Ariovistus. 

    “Having, in a single summer, brought two very significant wars to a conclusion, Caesar led the army to winter quarters among the Sequani.” Leaving Labienus in charge, he then returned to Cisalpine Gaul where, as provincial governor, he presided over the judicial hearings—that is, returning to civil life in peacetime and the rule of justice under law, which must be secured before it can be practiced. Such is Roman gravitasi, seriousness.

    The First Book of the Gallic War shows why a statesman like de Gaulle rested content with the historical memory of the Roman conquest while bitterly resisting the Germans. In his estimation, from antiquity to the midpoint of the 20th century, Germany never really abandoned its barbaric ethos. Despite its vaunted Kultur, German still remained the home of “sublime and glaucous monsters,” with a military elite that perpetually overreached itself because it lacked mesure. German thinkers often despised mere ‘civilization,’ contrasting it with that Kultur, and that, in de Gaulle’s view, typified the problem. By contrast, the Caesar of the Gallic War embodies a measured, balanced, civilized regime, exhibiting the classical virtues of courage, moderation, justice, and prudence, along with the crowning virtue of magnanimity. Frenc grandeur, as de Gaulle understood it, owed its origin to this Roman greatness, blended with the energy and independence, the passion for self-government, native to the Gauls and later refined by the influence of a Christianity both Roman and rightly ‘imperial’ or ‘catholic.’ 

    Neither de Gaulle nor Caesar saw anything unrealistic about these virtues, as Machiavelli famously proclaimed, arguing instead for what he called virtù, which substitutes vulpine shrewdness for classical prudence and leonine rage for classical courage, eschewing justice and moderation, and ignoring magnanimity. Contra Machiavelli, the classical virtues lend themselves to mindfulness of what de Gaulle calls “the realities”: provisioning and organizing troops, forming alliances, seeking knowledge of shifting political and military alliances, knowing how to speak to military officers and soldiers alike. He does not show how to speak to civilians from patricians to plebs, although he indicates that he can do that, too; in this, de Gaulle was far more instructive. But he does show that military virtues can entitle the victors to rule an empire, if those virtues encompass a substantially wider range than a warrior people’s characteristic bravery and cunning. In the Gallic War, Caesar teaches Romanness to his readers, elevating the ambitious souls of those who study it with the most ardor to citizenship in Rome and to civilization in the world.

     

    Note

    1. The political friendship illustrated here is the friendship between equals. Political friendships or alliances may or may not be between equals; in Latin, the words for equal and unequal friendships are not the same.

     

    Filed Under: Nations

    Benardete on Plato’s “Philebus”

    February 8, 2023 by Will Morrisey

    Seth Benardete: The Tragedy and Comedy of Life: Plato’s Philebus. Chicago: University of Chicago Press, 1993.

    An earlier version of this review appeared in Interpretation: A Journal of Political Philosophy. Spring 1997. Volume 24, Number 3.

     

    In the Philebus “Socrates finally replaces the good with the beautiful in his summary of the goods.” In this, “Plato does not simply oppose philosophy to poetry and contrast reason with the indulgence of the passions; he has philosophy invade the territory of poetry and claim for itself what seems to be the indisputable domain of poetry.” Philosophy’s superiority to poetry “cannot lie in the neutral impersonality of its discourse” but in its ability “to tell a better story than poetry.” If “better” means, finally, more beautiful, then how does philosophy differ from poetry in kind?

    Tragic poets evidently, and perhaps comic poets indirectly, tell stories “center[ing] around foundational crimes, crimes that reveal what must not be violated if either man is to be man or the city is to be possible”—as seen in Oedipus, as he wonders at the riddle of the Sphinx. “In light of what Oedipus has done, Oedipus has to cease to be what he is,” a king, a just judge of criminals. He is the criminal, and so must put an end to his own royalty. Benardete’s Plato answers that philosophy’s beauty is a beauty of the mind and its thoughts, not of the body and its actions, a beauty that reflects a “divide between man as man and man as political animal that poetry denies.” “Socrates caps the poets by telling a story about the impossible, since it is true that such radical abstraction from the body is impossible.” But that only makes it more beautiful, farther above the city, which “did not educate [the philosopher] either in its opinions or in philosophy.” [1] How then does the philosopher differ from the aesthete? He differs in that the most beautiful is also the truest: “there is a range of human experience that is incorrigibly false, and the recognition of this is known to the soul, which is always trying to divine where the true good for itself is,” and “hides from the enchantments of poetry.” Is, then, the beautiful the true good? In that case, Socrates has not exactly replaced the good with the beautiful.

    This book consists of two main parts: a translation of the Philebus and Benardete’s commentary. Socrates recalls to Protarchus that Philebus, whose name means lover of youth, has claimed that happiness consists of enjoyment, pleasure, delight. He may be said to be a lover of a certain sort of beauty, but is it the bodily beauty of youth or the beauty or potential beauty of youthful souls? Or both? Socrates, whose name might playfully be said to mean ‘rule of wisdom,’ associates himself thoughtfulness, thinking, remembering. Who, then, is the true lover of youth?

    Protarchus is taking over Philebus’ argument. His name means ‘first ruler’ or ‘foremost ruler,’ a name that may express the ambition of a sophist. Socrates says he initiated the dialogue in order to articulate and interpret what is the best of human possessions. His “way,” he says, is to throw his interlocutors into “perplexity.” When it comes to pleasures, Protarchus is a man who wants to have it all. Protarchus wants a life that combines pleasure and thought. Socrates argues that without knowledge one would not know one is being pleasured and that thought therefore outranks pleasure. Protarchus may be too optimistic about the ability to enjoy many intense pleasures, particularly sexual pleasures, while thinking (either at the same time or at many other times); as Yogi Berra said, “You can’t hit and think at the same time.” Pleasure, Socrates remarks, is “a complex thing,” as there are good and bad pleasures. One needs to select among them, which requires thinking prior to enjoying. The pleasure associated with falsehood differs from the pleasure associated with knowledge. But this leaves open the possibility that knowledge merely instrumental to pleasure.

    He proceeds by ‘abstracting’ thought from pleasure and pleasure from thought, to see if either in its pure form is preferable. Without knowledge, one wouldn’t even know if one were being pleasured. There are pleasures of the soul as well as pleasures of the body, and the soul is the locus of desires, not the body. “Our soul at times resembles a kind of a book”; memories and sensations ‘write’ “as it were speeches on our souls,” while images are ‘painted’ on them. Souls with bad pictures painted on them love false pleasures, false because bad for the soul. Thus, the greatest pains and pleasures come to the wicked, who are ‘extremists.’ Powerful evils are hateful, weak evils ridiculous; hence “the entire tragedy and comedy of life.” 

    An archē is a ruling cause and also a cause that begins what it effects, a genesis. Socrates effectively debunks the name of Protarchus by distinguishing being from genesis in the sense that genesis is for the sake of being. But if genesis aims at a purpose, a tēlos, then Protarchus’ sophistry may well be a false beginning resulting in false wisdom, in unwisdom. Protarchus may not be a hateful tyrant, but he is a ridiculous thinker. Socrates argues that one should choose the “kind of life” that is closest to being, the life “in which there was neither joy nor pain, but thoughtful thinking as pure as possible.”

    What would such a life be? Socrates divides the “science of learning” into two parts, a demiurgic part and a part “concerned with education and upbringing.” Demiurgic learning, learning about artisanship, production, aims at understanding the precise and worthwhile elements of the arts, namely, the arts of number, of measurement, and of weighing. All other elements of the arts consist of guesswork and of experiential knowledge. This means that some knowledge is purer or clearer than other kinds of knowledge, even as some pleasures are pure than others. Is there, then, a truest understanding, “that which is by nature always the same way.” 

    Protarchus easily grasps this point in the abstract but applies it in an unfortunate way. Asked if there is a truest understanding, an understanding that “is by nature always in the same way,” Protarchus mentions Gorgias’ opinion that rhetoric is the best art. He would like to combine demiurgic learning with right upbringing; that is, being a sophist, he wants saying something to make it so. While admitting that rhetoric is great in the sense of extensive, far-reaching in its effects, Socrates suggests that to be the best art an art must be pure, even if not great. Mind and thought are the most pure and beautiful things; “thought is a participant in the lot and portion of the good to a higher degree than pleasure.” Why? Let a man “speak rightly”: “Let him set down memory, thought, knowledge, and true opinion as belonging to the same species (idea), and then have him consider whether anyone would choose for himself to have or get anything whatsoever without them, let alone pleasure, regardless of whether the pleasure were the most extensive or the most extreme possible, which he neither truly opines that is enjoying nor altogether knows what experience he has undergone; and, in turn has no memory of the experience for any length of time whatsoever.”

    Socrates does not say that thought is or brings about the most intense pleasure. While distinguishing thought and pleasure and subordinating the latter, he does not eliminate it. Pleasure is honey; thought is water. Mix them—otherwise, one will be ridiculously ‘pure’ (one might say ‘Kantian’), using the instruments of the divine science in the mundane world. The pleasures must be ‘filtered,’ so that none is admitted that will interfere with thought. But again, any blending requires numbering, measuring, and weighing, which means that mind be prior to pleasure. Measure is beautiful; there, Socrates says, “the power of the good has fled for us into the nature of the beautiful.” In that sense the beautiful “replaces” the good. The good consists of beauty, commensuration, and truth. Mind is more nearly akin to these than pleasure is. The philosopher’s way of life is therefore superior to the pleasure-loving sophist’s way of life.

    Benardete comments that measure requires the ideas of the limited and the unlimited. The dialogue itself embodies these ideas. It begins, like many a narrative poem, in medias res and so has a ‘missing’ beginning. “We are forced to wonder…whether the unbounded Philebus does not represent something essential about philosophy, that it is an activity that cannot have a beginning or an end of a strictly determined kind, even though the philosopher always begins somewhere in the neighborhood of the true beginning of philosophy and end almost every question short of the answer he has set out to find. The philosopher’s own death or senility also cuts short his quest without affecting the unending life of philosophy itself.” Philosophy has two beginnings, the first cosmological—the quarrel of philosophers with poets concerning the status of myths—the other human, when Socrates turned away from the teleological physics that previous philosophers had offered as a replacement for myths. The uniqueness of the Philebus consists in its presentation of Socrates after his ‘turn’ not mentioning the city and almost not mentioning the law. “All of morality is out of bounds in the Philebus, and, whatever the human good turns out to be, it is not informed by any social virtues.” It might be supposed that philosophers will agree with Protarchus, since “pleasure as the good…seems to be the first deduction that speculative philosophy would make when it turned from heaven to the human things.” And indeed “all of morality is out of bounds in the Philebus, a dialogue in which the polis is “never mentioned.” “Socrates, then, has been put by Plato in the difficult position of arguing against pleasure without any of the weapons with which his discovery of political philosophy might have furnished him.” His Socrates responds by noticing a weakness in the ever-changing, shape-shifting, apparently characterless character of the sophist: he needs pleasure to be the answer to the question of what the human good is. He needs finality, even as he attempts to escape the attempted finality of the city.

    The city’s laws treat human perplexity by answering questions with finality. “The dissatisfaction that Protarchus feels at the end of the Philebus must reflect the unfinishable character of any true philosophical question, but it cannot represent the true state of the issue of the human good, for that issue must be settled once and for all if the philosopher is not to be in doubt about the good of philosophy as the human good. The argument of the Philebus must come to a nonarbitrary end…while it opens up everything else.” As Socrates remarks, human pleasure is double: tragic or comic. But tragedy or comedy, alone or in combination, cannot grasp the truth. “Philosophy must be by itself the truth of comedy and tragedy and the good of human life,” else philosophy collapses back into poetry. Philosophy, then, is a way of life, as “Socrates stands not just for thinking in all its purity but for the effort to think as well.” The moral-political life represents a ‘third way,’ independent of either philosophy or the life of pleasure. 

    Although his name means first beginning, Protarchus fails to achieve such perfectly free self-determination, as certain limits are inevitable in any life. Consider, for example, the meaning of his name. Despite it, he likely didn’t give it itself to himself, as “no man gives to himself his first name.” (For example, a journeyman professional wrestler named George Wagner had to rename himself, start calling himself ‘Gorgias George,’ before he could achieve fame and fortune as ‘The Toast of the Coast.’) Even “self-determination of this most elementary kind is not his.” The desire to maximize pleasure and thought simultaneously is utopian, as hedonism’s limit is the thoughtlessness that precludes knowing you’re having a good time. “Any hedonistic calculus must…devise a scale on which pleasure can be set.” But “the licentious cannot enjoy their own states since by definition they are not in a state they can identify, for otherwise they would be under control.” They preclude themselves from any rightful measure.

    The demarcation set upon the moral-political man is Mardi Gras, the feast of fools, the purgative elevation of lords of misrule. As for the philosopher, “To be silly is a privilege of the wise on holiday.” Not only is hedonism “a funny form of idealism”, which conceives pleasure as a kind of universal with many particulars that ‘participate’ in it, but each of the other ways of life has its own funny form of idealism: the too-political man, whose desire for self-sufficiency forever contradicts his real dependence on others; the (in a sense) too-philosophic man, Socrates, whose life delineates the limits of philosophic inquiry and who needs Plato’s ‘poetic’ rescue.

    In Protarchus, the attempt to mix pleasure and thought yields a political sort of soul, but one of the potentially the most dangerous type. As a matter of fact,”Protarchus is more eager to win, or at least not to lose, than he is interested in pleasure.” (Perhaps his praise of the hedonistic way of life is an attempt to soften the souls of would-be rivals for rule, of making them compliant subjects.)  A rhetorician unbound by the laws, an apolitical-political man, tends toward tyranny. Unlike youth-loving Philebus, he secretly craves to be honored more than he seeks to be pleasured. Socrates cannot deal with him as he deals with the respectable but wavering Crito, or as the Athenian Stranger deals with his sober interlocutors. Socrates must convince Protarchus that there are many pleasures, and that thought is needed to sort them out and rank them. Socratic knowledge of ignorance thrives when its opponents concede that pleasure is heterogeneous because then one must choose on the basis of truth, which Socratic inquiry is uniquely suited to undertake. Protarchus needs to want a science of pleasure. Yet “he does not want to believe that the perfection (telos) of life consists in perplexity. A life of eidetic analysis is not a life for him.” But desire belongs first of all to the soul, not to the body, and “soul from the start is a structure of question,” proto-philosophic not proto-hedonistic.

    Recalling the stern and pious laws of the pious, Benardete observes that the philosopher launches his “second sailing,” his philosophic quest, after seeing that the first sailing, on the winds of divine inspiration, gets one nowhere nearer the truth, and that a new effort—not exactly sailing but rowing, using one’s own powers—is necessary. “Socrates stands not just for thinking in all its purity but for the effort to think well”; as such, he guards himself against sophistic blandishments and, in his dialogues with fellow citizens, prepares (a very few of) them for sterner stuff, as well.  Protarchus is well beyond the first sailing, beyond public opinion, at least in his own mind (although if he practiced the rhetoric he preaches he would find himself dependent upon the opinions of the many, the opposite of free). He is not yet at the second sailing, in that he does not know his own true powers or his own true weaknesses. He wants moral certainty without the morality; he does not want to know what he does not know. Socratic “freedom from the gods and other men” wants very much to know its own ignorance and thereby arrives at a certainty concerning the human good denied to quest-for-certitude, moral-political men and mindless hedonists.  “However different pleasure and thought might be, Socrates presents both as a state and condition of the soul with the causal power to render human life happy.” But the pleasure he is talking about isn’t the bodily pleasure Philebus wants and Protagoras professes to want and to teach the likes of Philebus how to reach. For his part, Socrates inclines to teach that “whatever is impossible is not good,” that whatever eidetic analysis brings forth, a “cosmological constant” will defeat “whatever combination of elements eidetic analysis came up with that went beyond the real.” After all, “if the good and the real do not coincide, then one might as well choose to dream one’s life or give up reason,” become a misologist. “If, however, the good sticks to the real, the first good is knowledge, and moral virtue is largely irrelevant, particularly if moral virtue includes piety, which can be only an opinion about the gods and their providence.” This is where self-knowledge comes in, as “self-knowledge, Socrates implies, is an exact knowledge of one’s own goods.”

    That the life of reason is not without its problems—the problem of the one and the many being perhaps the foremost among them—does not of course escape Socrates’ notice. In terms of the life of philosophy, this is the problem of how to choose rationally the life of reason, of how to know in advance that the reasoning life is best. It is settled practically by providence or necessity, which actually may be unprovidential or random, even if very fortunate. As Benardete puts it, Socrates “can choose the life of philosophy, but he cannot choose Socrates’ life of philosophy, which shapes up as he goes along and becomes good.” 

    Some souls simply do not incline to satisfied belief. “To introduce gods into human life is to make too much of human life. It is to give oneself airs.” And so “Socrates rejects with a laugh the entire basis of Antigone’s nobility.” Obviously, the philosopher does more than laugh, else there would be no distinction between a philosopher and the village atheist. “Self-knowledge, Socrates implies, is an exact account of one’s own goods”; lack of self-knowledge is more comic than tragic. The human soul by nature does not rest content—if it could, the purposeless pleasures of hedonism would suffice—nor can it never rest or “simply postulate a goal outside itself” that gives the soul no taste of its own goodness. To recognize this is to abandon “the psychology of pleasure and pain” and (what finally mirrors that psychology?) the hopes of reward for the just and pious. The truth the philosopher uncovers is “the truth of our perplexities and their necessary structure,” which is not a pleasurable truth, although it is good for the soul to recognize it. Few souls bring themselves to live happily according to this disenchanted truth.

     

    Note

    1. In the Republic, Plato tells “a story that solves the political problem once and for all by showing that it is impossible”—that is, that there is no human nature that is born to rule” except for philosophic souls, who don’t want to rule. “Philosophy alone can give a true account of the Cave because it starts from that element in the Cave that is connected, however tenuously, with the light.” That is, Socratic or political philosophy starts from the opinions of citizens, in principle open to reconsideration in light of reason, thought governed by the principle of noncontradiction. Philosophers stumble if they begin by gazing at the heavens in an attempt to understand nature directly.

     

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