Will Morrisey Reviews

Book reviews and articles on political philosophy and literature.

  • Home
  • Reviews
    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
  • Contents
  • About
  • Books

Recent Posts

  • Orthodox Christianity: Manifestations of God
  • Orthodox Christianity: Is Mysticism a Higher Form of Rationality?
  • The French Malaise
  • Chateaubriand in Jerusalem
  • Chateaubriand’s Voyage toward Jerusalem

Recent Comments

    Archives

    • June 2025
    • May 2025
    • April 2025
    • March 2025
    • February 2025
    • January 2025
    • December 2024
    • November 2024
    • October 2024
    • September 2024
    • August 2024
    • July 2024
    • June 2024
    • May 2024
    • April 2024
    • March 2024
    • February 2024
    • January 2024
    • December 2023
    • November 2023
    • October 2023
    • September 2023
    • August 2023
    • July 2023
    • June 2023
    • May 2023
    • April 2023
    • March 2023
    • February 2023
    • January 2023
    • December 2022
    • November 2022
    • October 2022
    • September 2022
    • August 2022
    • July 2022
    • June 2022
    • May 2022
    • April 2022
    • March 2022
    • February 2022
    • January 2022
    • December 2021
    • November 2021
    • October 2021
    • September 2021
    • August 2021
    • July 2021
    • June 2021
    • May 2021
    • April 2021
    • March 2021
    • February 2021
    • January 2021
    • December 2020
    • November 2020
    • October 2020
    • September 2020
    • August 2020
    • July 2020
    • June 2020
    • May 2020
    • April 2020
    • March 2020
    • February 2020
    • January 2020
    • December 2019
    • November 2019
    • October 2019
    • September 2019
    • August 2019
    • July 2019
    • June 2019
    • May 2019
    • April 2019
    • March 2019
    • February 2019
    • January 2019
    • December 2018
    • November 2018
    • October 2018
    • September 2018
    • August 2018
    • July 2018
    • June 2018
    • May 2018
    • April 2018
    • March 2018
    • February 2018
    • January 2018
    • December 2017
    • November 2017
    • September 2017
    • August 2017
    • July 2017
    • June 2017
    • May 2017
    • April 2017
    • March 2017
    • February 2017
    • January 2017
    • December 2016
    • November 2016
    • September 2016
    • August 2016
    • July 2016
    • June 2016
    • April 2016
    • March 2016
    • February 2016
    • January 2016

    Categories

    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
    • Uncategorized

    Meta

    • Log in
    • Entries feed
    • Comments feed
    • WordPress.org

    Powered by Genesis

    Archives for September 2018

    Two-Faced Freedom?

    September 22, 2018 by Will Morrisey

    Aziz Rana: The Two Faces of American Freedom. Cambridge: Harvard University Press, 2010.

    Originally published in Law and Liberty, June 7, 2015. Republished with permission.

     

    American freedom has two faces, Aziz Rana maintains: political liberty or self-rule for citizens; subordination (at times going so far as enslavement or extermination) for non-citizens. He wants to show that these faces appear on opposite sides of the same coin, and that the coin needs recasting if we want our freedom universalized.

    Although Rana has earned his degrees in political science and law, here he writes as a historian. The Two Faces of American Freedom demonstrates once again that was used to be called ‘the New Left,’ which gathered academic authority in the late 1960s, still reads its Marx but in some respects prefers Nietzsche: History is a tool to achieve social and political revolution. Rana’s revolution, of course, is to be pursued under the banner of an egalitarianism that Nietzsche himself despised.

    Whereas the old Left either democratized Hegelian idealism (as seen in the American Progressives) or adapted some form of Marxist materialism—in which ‘history’ defined as the course of events is said to unfold in accordance with rationally perceivable laws—the New Left began to call itself ‘postmodern,’ viewing such rationalism with a touch of irony. The 1960s scholars turned to rhetorical tropes like reimaging history or, somewhat more preciously, ‘re-visioning’ it. The radical intellectuals’ role wasn’t any longer that of scientific prognosticator, but instead a kind of orator/sophist, attempting to seize control of imagery and language, in an effort to awaken their fellow citizens or, to put it as they did, to raise their consciousness.

    Professor Rana is frank with us: “I see this project as a form of social criticism, in which history is presented”—the use of the passive voice is telling—”in the service of today’s problems as well as tomorrow’s latent possibilities.” He sees his task as “constructing an alternative image of the nation’s founding and experience, one that can replace the traditional accounts of exceptionalism and constitutional practice.”

    The idea is “to show how apparently marginal views of freedom and social membership are themselves foundational aspects of our identity.” And there’s a lot riding on that “show.” If writers who think of themselves as radical critics of the American regime can be presented as ‘our own, their writings will be more acceptable to (potentially) a critical mass of opinion, and will gain political leverage. But does “show” mean demonstrate, prove” Or does it mean ‘perform a makeover on’?

    To accomplish his project, Rana needs his own two faces. One denies American “exceptionalism,” which he defines as the belief that America stands “outside the contested histories of Europe, particularly its bitter conflicts over social standing and class”—a belief he associates with St. John de Crevecoeur, Alexis de Tocqueville, and Louis Hartz. The other face affirms the American “ideal of freedom,” its aim of self-government, up to now sadly and fatally entwined with the European imperial project, of which American colonists were the instruments even as they sought independence from it.

    Rana’s denial and his affirmation serve a single purpose: to get his readers to “think of the United States as an experiment in political openness.” The extent to which any polity can be “open” is of course a vexed question, and Rana’s optimism inheres in his Left-historicism, suspicious of the traditionalist historicism of the Right while eschewing the permanent foundations (and limits) of either divine or natural right. If Right-historicism rejects the attempt to liberate ourselves from tradition, from the past, as deplorable and finally impossible, Left-historicism embraces it as exhilarating and indispensable.

    “Exceptionalism” is easy to refute. All you need is a simple change of perspective. If I want to same I’m exceptional, I can exhibit my fingerprints; if you want to deny my exceptionalism, reduce me to the physical compounds of which I consist—oxygen, carbon, hydrogen, nitrogen, calcium, phosphorous and other materials currently worth about $160. Rana denies American exceptionalism or non-Europeanness by observing (quite sensibly) that Americans were not only Europeans but Europeans of a particular sort, seen elsewhere: settlers.

    His more important claim is that being-a-settler isn’t only a coincidence but—in that neo Marxist way the New Left adopted—a social, economic, and political circumstance from which certain justifications can be seized. Settlers settle: that is, they occupy land, displacing indigenous peoples and “maintain this supremacy permanently or for many generations,” while developing “complex ideologies to legitimate such enforced inequality.” Rana’s unexamined assumption throughout is that both inequality and rule by force are morally wrong, and it is his eschewal of philosophic for historical argument—the philosophic approach he rejects is that of John Rawls, which is indeed as “abstract” as he says—that obscures this.

    The book has four main sections: the colonial period, the Founding period, post-Civil War populism, and the New Deal state. Under each rubric the author has unearthed a rich trove of information augmented with argumentation; as one should expect from a law professor, he has especially cogent things to say on legal cases. As long as one keeps his rhetorical-political strategy in mind, he may be studied with delight and (if I may be permitted a capitalist metaphor) profit.

    The English colonists in America took their bearings from the colonization of Ireland, which justified conquest of infidel and barbaric foreigners. Although the Irish “practiced a form of Catholicism,” they mixed in too many pagan customs and their Catholicism itself was suspect to the “extreme Protestants” who settled there. By “barbaric” or “uncivilized,” English Protestants meant that the Irish didn’t farm, living in no fixed location but moving about in search of grazing land for their livestock.

    On the religious side of the critique, the distinguished jurist Edward Coke regarded infidels as “perpetual enemies” of Christians, their a way of life opposed not only to Christianity but to “the law of God and of nature, contained in the Decalogue.” Such persons deserved rule not under English common law but under the absolute rule of the monarch: “The King by himself, and such judges as he shall appoint, shall judge them and their causes according to natural equity.” American Indians were even more purely heathen than the Irish and therefore also deserved absolute rule under royal authority.

    By the time of the principal English settlements in North America, however, the doctrines of John Locke had begun to gain ascendancy over those of Coke. Rana gives a less than full account of those doctrines and, crucially, never really refutes them. Locke argued that God gave the world to men in common not only for self-preservation, as Rana sees, but for “the Support and Comfort of their Being.” The right to property derives from this common gift: In order to survive in nature, each person takes what he needs; this act of taking, this labor, makes what we take our property, and no one needs the consent of another in appropriating needed natural objects. Having “mixed his labor” with nature, man adds to nature; the common possession of nature is of no use to real human beings if they as individuals do not undertake this appropriation. You can eat my lunch, but not on my behalf. The Indian who kills a deer thus owns that deer. By nature, such appropriation is limited to one’s own use; no waste or destruction can be rightful. This goes for the appropriation of land as well. You own it if you mix your labor with it, thereby “inclos[ing] it from the Common.” No one else has just title to that land.

    This reasoning Locke set against the absolutist monarchism of his philosophic opponent, Richard Filmer, who claimed that dominion over land inhered in patriarchal rule, not individuals’ labor. Not so, said Locke: Man as such is “the great foundation of property”; it is better to have a large population than a large territory because human labor is more valuable than the land it works; “of the Products of the Earth useful to the Life of Man 9/10 are the effects of Labour.”

    “The great art of government,” wrote Locke, is to employ “established laws of liberty to secure protection and encouragement to the honest industry of mankind.” That is to say, natural right can be enhanced by conventional or positive right. So the British Empire—by establishing civil property rights for English settlers, and guarding them by absolute monarchic rule over Indian tribes and nations that had a sense of territory but not of property—advanced human prosperity and liberty. The British settlers objected mostly when the king started to treat them more like Indians.

    Rana ignores Locke’s argument, heading straight for Locke’s conclusion: that property rightly belongs to the industrious and rational, not the idle. But, as Rana observes, Locke bases his understanding of the right to conquer nomadic and hunting peoples on the right to property. American Indians “are rich in Land, and poor in all the Comforts of Life,” Locke correctly observes; in their lack of civilization, they unknowingly leave vast tracts of land in a condition of relative waste, thus depriving mankind of the best use of that land. They are rather like the aristocratic idlers of Europe, a point Tocqueville would note more than a century later.

    By failing to meet Locke’s argument—precisely because he argues historically not philosophically—Rana deplores English conquest of the Indians without grounding his critique in anything more solid than sentiment. And by missing the argument from natural right, Rana inclines to think of conquest and rule over the Indians in conventional terms—human laws, social class, racial hierarchy, military and political power, and the like. This makes it easier for him to attack such conquest and such rule, but at the expense of real engagement with the rational content of the argument for British empire.

    Finally, by claiming that the Indians exerted socially-based rather than individually-based dominion over the land, he can make his stance consistent with his own democratic socialism, but at the expense of avoiding the question of whether socialism actually serves human interests better than a regime that protects private property. There being no economic grounds for arguing that such is the case, and there also being no evidence that patriarchal Indian societies were more democratic than English colonies, Rana needs to argue that socialism has greater democratic potential than a regime entailing private property—a claim that ends up supported in this book merely by our willingness to imagine that such might be so.

    Just as Rana fails to be sufficiently abstract or philosophic in one sense, he is all too abstract in another. He tends to dismiss the colonists’ physical insecurity. “Surrounded by French imperialist, Catholic settlers, African slaves, and Indian tribes,” the colonists viewed such outsiders “not simply as foreigners but as enemies.” Their “powerful and expansive vision of republican freedom”—which in fact Rana endorses—combined with “a restricted account of who was entitled to such freedom.” Even as the imperial metropole in London began to develop “more inclusive forms of imperial rule and to expand the rights afforded to Native Americans, Catholics, and, to a lesser extent, slaves,” the colonists, who actually lived alongside these foreigners, treated them more harshly.

    But again, were they wrong? Were the French Catholics of Canada and Spanish Catholics in Florida accustomed to republican government? Was the slave owners’ dread of slave rebellion not understandable, even if slavery itself was wrong (precisely on Lockean grounds)? And why were the Indians not dangerous? When the Declaration of Independence says that “the merciless Indian Savages, whose known rule of warfare, is an undistinguished destruction of all ages, sexes, and conditions,” was it as mistaken as Rana evidently supposes? Or was warfare—including such tactics as enslavement, mutilations, and forced abortions—not characteristic of those Indian nations and tribes the Americans called savage (as distinguished from those they acknowledged to be civilized)?

    The lack of philosophic ‘abstraction’ of one face of Rana’s argument, along with the excessive abstractness of its other face, vitiates his account of the American Founding, the Populists, and the New Deal state, in turn. In each period, he valorizes thinkers and groups that urged small-scale and democratic communities as against the modern state, while often deploring the moral principles espoused by those persons. Throughout, he tends to ignore the fundamental problem that the modern state has imposed since its inception: How exactly will small communities, whatever their regimes, resist encroachment by that ever-more-intrusive state?

    So, for example, regarding the Founding period he praises the Shaysites and Whiskey Rebels, who advocated Rousseau-like small communities—themselves with very active governments, but closely controlled by popular assemblies—and criticizes the proponents of the 1787 Constitution, calling them “coastal elites” who worked against the interests of the “locally-centered majoritarianism” of frontier settlers. Studiously avoiding discussion of the Washington administration’s policy of aid to the Five Civilized Tribes in the southeast—civilized because they engaged in the settled way of life commended by Locke—Rana focuses rather on Supreme Court Chief Justice John Marshall’s opinions in two landmark cases, Cherokee Nation v. Georgia (1831) and Worcester v. Georgia (1832). Marshall and his colleagues attempted to establish semi-sovereign status for the Cherokee and thereby avoid their removal. Removal of civilized tribes or nations was unjust by Lockean and American criteria, unlike the removal of genuinely savage—that is, non-agricultural and warlike—tribes. As Rana points out, taken together the two cases outlined a policy more or less identical to the British imperial policy that the Americans had rejected during the colonial period: the status of “domestic dependent nations” for the colonials. Just as the civilized, ‘Anglo’ colonials had exhibited the ability to govern themselves, and therefore rejected being placed on the level of uncivilized peoples, so too did the civilized Cherokee have the right to reject the status of dependency. In favor of such, Marshall could only argue the right of conquest, but of course this right must be congruent with natural right—the very standard Rana scants. Rana should argue that the Civilized Tribes deserved the Washington policy, but having overlooked that policy in the first place, he can have no recourse to it. He is of course on entirely solid ground in condemning the Jackson policy of “removing” the Civilized Tribes.

    Similarly, Rana condemns the early U. S. naturalization laws, which extended citizenship to “white persons” only—a clear violation of the principles of the Declaration of Independence—if “white” is understood in the purely physical sense of skin color. In fact, as Thomas G. West has observed, Founding-generation lawmakers often used “white” to mean “European.” [1]  But “European” is primarily a cultural category, as Rana sees when he accurately describes the Americans’ claim: “If the republican goals of economic independence and freedom as self-rule necessitated territorial expansion, they also required enough people to work the land and to participate in projects of conquest. Again, for an ethnically defined settler society, not all immigrants were uniformly welcome, only those seen as culturally assimilable and thus prospective co-participants in activities of settlement.” “Culturally assimilable” is exactly the point: Any political community will have a regime, and any regime will valorize those who adhere to its way of life, condemn and punish those who do not. But “culturally assimilable” does not entail skin color, as those white, often slaveholding, Founders knew very well. They acted in accordance with this knowledge rather more fitfully than one might like, but the standard of natural right was there, and enunciated by themselves.

    Rana prefers the purer, local-democracy ideas of such figures as William Channing and Orestes Brownson to the extended-republic federalism of the Founders. In defending the former, he must endorse their claim that majoritarianism defends rights better than do republican checks and balances. Rana writes that for Manning and his allies, “virtue was understood not as the excellence of high statecraft or political leadership but rather as the full awareness by producers of their own interests and of how to achieve those goals”—a perfect expression of Marxist ‘consciousness’ artfully woven into an account of “the new populist ethic.”

    Rana dismisses the argument of Publius in The Federalist —that a continent full of such tiny democracies would be unstable and hence the prey of European empires. He also dismisses Hamilton’s Locke-based point, that “the prosperity of commerce”—and therefore of an extended commercial republic, capable of defending itself against other modern states—”is now perceived and acknowledged by all enlightened statesmen to be the most useful as well as the most productive source of national wealth, and has accordingly become a primary object of their political cares.” Such ideas, Rana maintains, only opened the door to the “wage slavery” of workers under industrial capitalists later on. Poor white males, he says, failed to ally themselves with women and persons of color, preferring the continuation of the imperialist-settler project dangled in front of them by the elites.

    One such lure would be the doctrine of Manifest Destiny. Unaccountably, Rana fails to connect the race-dominance claims of Manifest Destiny’s advocates—Ralph Waldo Emerson, Stephen Douglas—to the emergence of theories of racial dominance shared not only by northern Democrats but even more violently by southern Democrats, notably John C. Calhoun. (The book manages not to mention Calhoun at all.) ‘Race theory’ (as it has come to be called) obviously contradicted the Founders’ idea of natural right—that all men are created equal—and underlay Chief Justice Roger Taney’s claim that the black man has no rights the white man need respect. Rana does discuss Taney’s 1857 Dred Scott decision quite cogently, emphasizing not only its importance in the slavery debate but its congruence with frontier settlers’ attempts to undermine the authority wielded by the national government over the territories. The settlers who fought on the Confederate side in the Civil War—and of course there were settlers on both sides—did not, we recall, take up arms on behalf of federalism alone. They fought on behalf of federalism misconceived as a carapace for slaveholding, a clear violation of Lockean-American natural (and not merely ‘Anglo’ or even ‘white’) rights. Even more urgently, Americans fought that war over the maintenance of the Union itself. Union was the only barrier against the devolution of North America into a European-like battlefield of rival nation-states—or, indeed, a pre-settlement North-American-like battlefield of rival nations an tribes.

    Turning to the period after the war, Rana especially admires the early Populists for their “mobilizing politics” in defense of “universalizing republican freedom” and for their resolute anti-imperialism. He doesn’t mean Populism as transformed by William Jennings Bryan and other later politicians but the earlier Populism of, again, William Manning, Thomas Skidmore, and Orestes Brownson. These writers associated themselves with the pre-existing organizations of the 1880s like the Knights of Labor and the Farmers’ Alliance, which stood up for labor but opposed the “white supremacy” language heard in “the discourse of the postwar South.” This “racially unified movement” aimed to “end agricultural peonage and to destroy the Democratic Party forever.” These original Populists also eschewed the older republican esteem for moral virtue, arguing that interest, “not principle,” must animate any practicable political movement. At the same time, the self-interest of the working majority (they claimed) would approximate the common good to the greatest degree possible. Accordingly, education—undertaken, crucially, within the movement—would be strictly partisan, “ensuring that all individuals, not simply the educated few, understood their own interests and how best to achieve them.”

    This abandonment of natural rights as the moral foundation of republicanism eventually led Populists to an ever less defensible position on race, as seen in the career of Georgia Congressman Thomas E. Watson, who started out an advocate of working-class interracial alliances but turned into a notorious race-baiter. On the matter of imperialism, Populists opposed the Spanish-American War, claiming that the peoples newly independent of Spain needed no “white tutelage” in republicanism. For Nebraska politician William Neville, the “call for self-determination”—whether of Filipinos abroad or Indians at home—”had no caveats.”

    Organizationally, the Populists attempted to build a political party that would overcome the modern state by strengthening non-hierarchical, local political units. “Just as the party was”—in other words, hoped to be—”a government behind the government, organizations such as the Farmers’ Alliance and the Knights of Labor embodied the government behind the party.” The intention was to establish “a form of popular politics in which laborers were multiply organized, able to assert control at various local, state, and national sites of decision making, and thus made directly responsible for the party and the movement.” Bolshevism without a Central Committee, one might say. These “countless parallel institutions” were the movement’s attempt to combine “participatory democracy with mass politics.” But without a Central Committee, how could these countless institutions stay united?

    In Rana’s estimation, the movement stumbled because the cooperative economics of the Farmers’ Alliance failed “to become self-sustaining and profitable.” Failing to compete economically with capitalism, Populists could only attempt to control and defeat it with statism—by trying to bring about a state powerful enough to bring corporations under popular control.  But this obviously militated against localism, community self-government, leading away from Populism and toward Progressivism and the New Deal. As Rana expresses it, the main predicament of the first forty years of the twentieth century in the United States would be, “What constitutional structures should govern a postsettler society and what account of freedom could justify these structures and ground a new ethical basis for citizenship?”

    It might truly be said that constitutional structures, per se, were of little interest to the Progressives. If you believe history is inevitably marching toward some desirable tomorrow-land, then restrictive old things like structures tend to get in the way. Rana quite reasonably points instead to the Progressives’ interest in recasting the public schools (not to be governed by a political party or a set of labor unions but by a new class, a class of professional teachers animated by—no surprise, here—Progressivism) and in combining direct political participation with masspolitics (as in the devices of initiative and referendum, the popular recall of public officials, and the popular election of U. S. Senators). The labor movement had been broad-based to begin with; Progressives added professionals to the coalition.

    How to keep these disparate elements together? The answer was to conceive of a workable, unified majority of consumers of goods and services instead of an uncomfortable agglomeration of producers and service-providers. “Yet this perspective faced a basic challenge,” Rana observes, drily. “The public’s primary activities as consumers appeared to entail little more than a wise rotation of legislators and the consumption of products…. One was left to wonder whether the practice of consuming would provide a meaningful ethical and educative grounding in free citizenship.” One hundred years earlier, Tocqueville had wondered the same thing, And one hundred years later, after decades of politicized ‘consumerism,’ one might still wonder.

    In Rana’s account, when the Progressives got stuck on that problem they turned to nationalism to try to solve it. But given the symbiotic relation of nationalism with statism, and the inclination of statism to weaken the fiber of civic virtue, this was a bad choice. Likewise what Rana regards as the humanitarian imperialism of many Progressives—visible most memorably Theodore Roosevelt, whose advocacy of “the strenuous life” (his answer to creeping bourgeois incivisme) did little to foster the quieter virtues of peacetime self-rule. Although Woodrow Wilson’s preferred solution, the liberal internationalism of the League of Nations, does not figure much in this book (Rana eventually shows he has his own brand of internationalism to promote), Rana does offer an excellent discussion of the Supreme Court’s turn-of-the-century Insular Cases, which “provided the legal framework for how new territorial possessions would be governed” absent the intent to integrate them fully as new states.

    This notwithstanding, Rana will have none of the obvious point that Americans did not intend to hold onto places like Cuba and the Philippines and in fact did not hold them for very long. In other words, the great imperial period of the United States occurred between 1789 and 1890 but, pace Rana, this really was, on balance, what Jefferson called it: an empire of liberty. The conquests of 1898 and thereafter were almost without exception non-imperial, indeed anti-imperial, as Americans kicked Spaniards out of their New World empire and later kicked the Germans out of France (twice) in order to establish or restore republican self-government in the conquered lands.

    Rana’s Progressive-era hero is Randolph Bourne, who picked up some of the early Populist arguments while adding a sample of Marxist anarcho-syndicalist spices to his shopping cart. Bourne called not for nationalism or liberal internationalism, but for a “Trans-National America” consisting not of individuals enjoying protection of their natural rights but of discrete immigrant communities enjoying legal protection for cultural practices developed “historically” in their native lands. “The first international nation,” Bourne called it. A celebrator of “universality and cultural openness,” Rana’s Bourne does not seem quite to know why his political vision would be good, except that he is sure that it will be “life-enhancing.” In Bourne we see the beginning of the Left’s turn toward a democratized Nietzscheanism or egalitarian vitalism, supplementing its Marxist socialism. “International citizenship” doesn’t sound like an oxymoron in this brave new world, in which individuals would see themselves “as global rather than national partisans.”

    Exalted by such vapors, Rana understandably looks down upon the more hard-headed policies of Franklin Roosevelt, with his statist New Deal and peacetime preparations for the coming global war. Rana points to three New Deal milestones that even today are “the parameters [of] our current mode of presidential government,” what he calls “the plebiscitary presidency”: 1) the Supreme Court decision in United States v. Curtiss-Wright Export Corporation (1936), which raised the President to a position of advantage over the other branches of government respecting foreign policy; 2) the Court’s acquiescence in New Deal statism in the aftermath of the 1936 re-election landslide, the failed but sobering 1937 Court-packing scheme, and the appointment of New Deal partisans to the Court during FDR’s third term; and 3) the remarkable increase in the size of the White House staff under FDR, which gave institutional heft to these legal-political opportunities.

    Rana astutely describes FDR’s famous Commonwealth Club speech of 1932, in which the future President redefined ‘liberalism’ to mean Progressivism with teeth—as not merely Hamiltonian means to Jeffersonian ends, but as the ideology of a national security state in the broadest sense of the word—a state that would provide the fullest possible protection not only against foreign enemies but against unemployment, poverty, disease, and most other ills to which flesh is heir. The liberty envisioned by the new liberalism consisted not of “the social practice of wielding public power”—Jeffersonian political liberty—but “the private endeavor of ‘personal living.'” Unearthed here is the remarkable 1939 book by Robert Lynd, Knowledge for What?, advocating the rule of social engineers or “expert administrators” over the national economy. In Lynd’s words, “undiscriminating adherence to the forms of democracy operates to cripple the expert performance of essentially democratic functions”—a bit of verbal legerdemain worthy of FDR himself.

    Rana accurately distinguishes the New Deal from both Hamiltonian federalism and Jacksonian democracy, FDR’s “idea of a direct representative relationship between president and people,” which was “at the heart of [his] democratic vision of the new social welfare state… fundamentally undermined the Federalist theory of democracy, particularly the notion that no existing body or branch of government enjoyed sovereign power.” As for Jackson, his ‘spoils system’ may not have been pretty, but it was the antithesis of “an independent and unelected bureaucracy that could not be controlled by popular power.” The New Dealers, as Rana appreciates, recast the presidency in the forms of “executive leadership and administrative hierarchy.” As regrettably, “The public as an active and continuous participatory presence had been recast as the recipient of security protection from economic and foreign threats.” New-Deal government was Progressivism without the people. As a result, “the project of equality has concentrated increasingly on distributing more meritocratically the country’s few positions of corporate and governmental power,” which has amounted to altering “the composition of socially privileged groups rather than… undermining privilege as such.”

    In foreign policy, America treats outsiders “as instruments for the achievement of national ends,” thus combining “some of the most problematic ideological features of the settler past without its emancipatory aspirations.” This is hardly a fair description of an American foreign policy that, however ineptly conceived and executed, has at least aimed at emancipating some of the most oppressed populations on earth. But even granting Rana’s characterization, his remedy is hardly less “problematic.” He would revive self-rule in America—a good idea in itself—but he immediately invokes the example of the final and decidedly Marxist version of W. E. B. DuBois, who left for exile in the “newly independent Ghana” of the future Lenin Peace Prize laureate, Kwame Nkrumah, author of the 1965 Leninist tract, Neo-Colonialism: The Last Stage of Imperialism. Ghana, in the author’s estimation, was “a symbol of anti-imperial unity,” by which he evidently means Western imperialism of the sort that prepared India for democracy, as distinguished from Nkrumah’s preferred Soviet imperialism, which left scars on Central and Eastern Europe visible to this day.

    Tapping back into Bourne, Rana calls for synthesizing the “settler ideology” of self-government with a “project of political, legal, and economic inclusion for immigrants.” He contends that this would pose a meaningful challenge to “the current structures of [America’s] internal privilege, workplace authority, and even global supervision.” This borderless “experiment in political openness” would deploy anti-nationalist and egalitarian multiculturalism in a manner that would, somehow, form a political entity that could defend itself against external or internal enemies. Under this regime, the principle of communitarian equality would replace the principle of individual equality, while (again somehow) avoiding the descent into tribal warfare seen in North America when Europeans arrived here, and seen in the Middle East and parts of Africa today.

    Although the whole thing strikes this reviewer as implausible—better designed to destroy such liberties as we still enjoy rather than enhance them—this isn’t the first time that absurd enthusiasms have spurred impressive research. The Two Faces of American Freedom, misguided as it is, presents a welcome treasure of that.

     

     

    Filed Under: American Politics

    Thucydides on Politics

    September 21, 2018 by Will Morrisey

    Geoffrey Hawthorn: Thucydides on Politics: Back to the Present. Cambridge: Cambridge University Press, 2014.

     

    The reader may safely ignore the sinking feeling he may get upon reading the subtitle. Although Hawthorn offers a few pages on contemporary international politics, he has written no tendentious, ‘lessons-from-Thucydides’ screed. Much more ambitiously, and fortified by careful study of the text, he sets out to be Thucydides’ Thucydides, tracing the historian’s narrative, probing, judging, guessing, arguing with other scholars and with Thucydides himself, always illuminating. Like his philosophic mentor, Bernard Williams, Hawthorn displays a resolutely English intelligence, venturing no grand theories but bringing out defensible arguments from sensible consideration of details mastered. The result is that rarity, a readable commentary on a classic book, teaching readers how better to think about politics and war in and among communities that seek, somehow, to rule themselves.

    What makes politics difficult is the number and complexity of the causes that operate in human life. Explicitly, Thucydides attributes the Pelopponesian War to one main geopolitical cause: Spartans’ fear of the rise of the Athenian empire, backed by its navy. He makes another cause visible, slightly beneath the surface: Two distinct regimes, one oligarchic, the other democratic, distrust one another, each concerned that the other might aid the partisans of its domestic regime rivals. Hawthorn proceeds with caution, however, as Thucydides’ book “has never been easy to read”; a “possession for all time,” its author calls it, but not easily owned by any reader, now or in antiquity.

    “Its subject though is clear. It is politics: men (all men) seeking power over others using it to pursue ends that are sometimes clear, sometimes not, never being sure what the outcomes will be.” Thucydides “allows one to see that politics is rarely admirable but always unavoidable, owes less to reason than we might suppose and allows no practical, moral or constitutional closure”; on the other hand, “at no point can it be said that character does not matter.” Contingencies dominate politics and war, and character matters very much indeed if there are no comforting ‘iron laws of History’ to put one’s trust in.

    In writing his history, Thucydides’ intention “was almost the opposite of that of his most prominent predecessor, Herodotus,” who seeks to preserve the memory of “the great and wondrous achievements displayed by the Greeks and the barbarians, and especially their reasons for fighting each other,” in the Persian War. In writing what he calls his “inquiry,” Thucydides aims not so much as remembrance as usefulness; the usefulness of his narrative derives from its truthfulness, to the historian’s careful measuring of “the distances between what was thought and said and what transpired.” What is more, “Logoi, the accounts people give, their analysis, reflection, calculation and debate, are [themselves] important erga, things done, political acts to be seen as such in the light of others.” Hobbes understood this, remarking that Thucydides’ way of writing “secretly instruct[s] the reader, and more effectually than can possibly be done by precept.” He meant that in presenting both the arguments and the actions, the speeches and the deeds, of the principal statesmen on both sides of the conflict, Thucydides impels his reader toward figuring out the truth of the matter for himself, and so to fortify himself, to take possession of this possession for all time. And given the permanence of human nature and the political life natural to human beings, what has happened in the Peloponnese in the fifth century B.C. “can be expected to happen again or some time in the future,” in “much the same ways,” as Thucydides himself remarks. His alert readers will have readied themselves for that likelihood. Histories too are both logoi and erga.

    Thucydides begins his account of the second Peloponnesian War before the first war, which began in 460. After two invasions of Greece by the Persian Empire, repelled by Greek victories at Salamis, Plataea, and Mycale, Athens formed the Delian League as what we would now call a deterrent against any subsequent Persian ambitions and a defense in case those ambitions re-ignited. The League became the foundation of their own empire, itself founded on the navy it built in defense against the Persians. The Spartans didn’t join the League, their long-term commitment to any alliance effectively prevented by the prospect of a rebellion of the helot class at home. When the Spartans first asked for, and then declined Athenian assistance in putting down such a revolt in the nearby polis at Messenia, the offended Athenians ended the alliance with Sparta; “an open difference first emerged,” Thucydides writes, between the two regimes. The first war lasted from 460 to 445, ending in a treaty which was supposed to last for thirty years. According to its terms, “Sparta was to retain its allies in the Peloponnese and Boeotia and also Megara, all of which were to be self-governing, so long as they did not move to what by this time was coming to be called ‘democracy.'”

    The second war began in 431. The worrisome naval dominance of Athens spurred the Spartans to action, but “there was no ultimate necessity to this,” inasmuch as the Athenian navy might not have been built up at all, absent the Persian threat of two generations earlier. Athens engaged in no provocations under the terms of the treaty. “The Spartans would not appear to have had anything, as he puts it, that they could no longer bear; anything material to fear.” Why, then, did it happen?

    Distinguishing between aitia (the unspoken but real reason for an action) and prophesis (the reason spoken publicly), Thucydides identifies the Spartans’ fear as the “truest” but least openly stated motive for fighting the second war. Other, publicly stated but subsidiary arguments were the arguments of their allies, especially the Corinthians, who disputed quarreled with Athens and one of its allies over influence in a couple of poleis in the 430s, disputes fueled by the Corinthians’ “pride or honor.” For their part, in the course of these quarrels events took the Athenians “further than they appear to have wanted to go,” as an intendedly deterrent show of naval force escalated. Thucydides and Hawthorn concur that the Athenians were at least “in the right by the terms of the thirty-ear peace” in acting to defend one of its allies against Sparta’s ally, the Corinthians, angered at “the repeated indifference” of Athens and its ally “to their standing and honor as a serious power,” and also somewhat ashamed at “having so openly to depend on Sparta,” a dependence belying their claim to be such a power. But “the true reasons” for the war lay in Sparta.

    Sparta’s king, Archidamos, a man “with a reputation for intelligence and moderation,” cautioned that Sparta lacked the naval resources to fight Athens successfully at this time. He called for patient war preparation and an effort at finding more allies. Knowing the character of the Spartan regime, a timocracy or rule of the honorable, he urged them against feeling shame at such a slow and cautious policy, appealing to the honor victory will bring, and observing that the victorious polis “will be the one trained in the hardest schools of necessity.” He lost the rhetorical battle in the assembly of timocrats to an ephor who called decisiveness the “true prudence,’ claiming that the gods were on the side of Sparta and its allies—a ‘prudentialism’ that actually played the Spartans’ love of honor. Nonetheless, in action as distinguished from argument, Sparta sent three separate delegations to Athens, offering peace. It was Pericles, who had established himself as de facto monarch over the Athenian democracy, who persuaded his countrymen to reject the peace offers, correctly observing that Sparta was ill-prepared for war. “A majority of Athenian citizens appear to have been pleased to face war,” as “they believed they had the edge.” We must conclude, then, that “the true reasons” for the war did not lie in Sparta, at least not exclusively. Thucydides and Hawthorn leave this point for the reader to figure out.

    Pericles placed his bet on Athenian sea power, demonstrating it by a couple of minor naval operations against poleis the Corinthians had seized from local rulers. It was in the first winter of the war that Pericles delivered his funeral oration praising soldiers fallen that summer in skirmishes, an oration directed at Athenian farmers forced into the city by the Spartan threat and at Athenians displeased at his reluctance to prosecute the war more vigorously. He needed to make both groups more ardent lovers of the Athenian polis, and he did so by an appeal to the kind of honor that fits the regime of democracy, consisting of pride in material strength; the glory of the fallen; the virtues of democracy itself, including law-abidingness and private freedom; courage in foreign policy; and finally by appealing to a sort of prudence congenial to democracy, Athens’ policy of making friends by conferring favors, not receiving them—a practice that weakens one’s friends. The refutation of Pericles came not in words, of which he was the master, but nature, in the form of a plague, which made death inglorious. Pericles nonetheless mounted two expeditions the following summer; “perhaps he simply wanted to get as many soldiers and sailors out of the city he could afford to,” or (again, perhaps) “he was putting on a show to distract discontent.” In any event, he deflected blame from himself, delivering still another speech appealing now to fear: Though self-governing within, Athens acts the tyrant with foreigners; like all tyrants, they may have been wrong to take power but would imperil themselves by letting it go. He ends with an invocation of the glory of Athens, but only as a coda to a grimmer message.

    This means that Pericles’ de facto monarchy still rested on the democracy. Pericles “was fighting for his political life.” And he did so successfully, thanks to his extraordinary strengths of character and intelligence in “direct[ing] and where necessary distract[ing] the citizens and control[ling] them.” “No other leader after Pericles managed to dominate the city for so long,” as “they were lesser men.”  The later, famously disastrous, expedition to Sicily, an unnecessary and separate war that was “a mistake to have thought of fighting.” Even this was not enough to bring defeat in the Peloponnesian War, which resulted by subsequent factional infighting. “The defeat was an avoidable disaster”; “Athens, it can be argued, could have won.”

    At the beginning of the war, and for years thereafter, neither side could devise a sound strategy for sustaining an attack on the other. Insofar as Pericles arrived at a strategy, it was defensive—to exhaust the invading Spartans on land while commanding the seas. He had no idea as to how Athens might actually defeat Sparta or Corinth. Accordingly, Thucydides presents the several events of the first eighteen years of the war as illustrations of “the circumstance and experience of war in general and its attendant political complications” rather than elements of any grand plan. For example, the 429 Spartan expedition against Plataea, Athens’ ally, “reveals much about the lack of strategic thinking, the problems of distance between the cities and their commanders in the field, and above all, the dangers of relying on allies whose natural first interest was their own.” The Athenian statesmen faced similar imponderables. For himself and his readers, Thucydides evidently commends pondering imponderableness.

    The speeches by Athenian statesmen Cleon and Diodotos on the question of whether to slaughter the Mytilenaeans for attempting to break their alliance with Athens and go over to the Spartans affords Thucydides the chance to examine political speech as action. The passions of fear, anger, and hope not only cause men to divide into political factions, they also “cause men to divide within themselves and slide into self-deception.” In their speeches, both statesmen “deliberat[e] on the politics of deliberation,” Cleon concluding that “the delights of oratory cancel common sense” and Diodotos maintaining that the “haste and high emotion” which saturate political debate, coupled with the audience’s assumption that every speaker advances his self-interest, making democratic Athens “the only city so clever that it is impossible to do good here openly and without deceit.” Getting down to reality, however, both men admit that the democracy does not and cannot rule foreign cities democratically; their dispute centers instead on how to conduct such rule under this circumstance. Cleon advocates slaughtering the Mytilenaeans in order to deter other cities from rebelling; Diodotos advocates sparing all but the ringleaders of the rebellion by pretending that most Mytilenaeans are not guilty and by fortifying the pro-Athenian Mytilene faction. “The difference between Cleon and Diodotos was merely that one was afraid of what might follow if Athens did not use extreme force, the other of what might follow if it did.” Sure enough, the Athenian assembly votes for Diodotos’ policy—but not for the prudent reason he had given. “This was war; ambitions were urgent, nerves were on edge and there was anger everywhere…. One can be struck less by the fact that speech was idle than by the fact that men in these circumstances gave time to it at all.” The war between the two alliances ignited civil wars—that is, regime wars—throughout Greece. In Thucydides’ words, “practically the whole Greek world was in turmoil as everywhere there were rival efforts by the leaders of the populace to bring in the Athenians and by the oligarchs to bring in the Spartans.” Atrocities ensued in this struggle for domination, as “reckless audacity,” “daring without logismos,” and the abandonment of moderation ruled men’s souls. Hawthorn supplements this analysis, writing that it was “the disruption of everyday relations” in wartime that made formerly political disputes so poisonous, converting political rivals into “enemies of an intensely personal kind.” “Civil strife inverts values and subverts the semantics of peace,” by which he means that such words as ‘sincerity’ and ‘moderation’ meet contemptuous dismissal, as men combine cynicism and indignation in a way not seen in normal circumstances. He rightly observes that Thucydides nonetheless does not “follow the mischievous sophists of his time” in denying truth altogether. Thucydides “grip on enduring truths of the human condition remains bleakly sure.”

    By winter 424-423 the Spartans were “in despair,” the Athenians optimistic in light of what Thucydides calls “their current run of good luck.” He concurs with the Athenian statesmen (including Pericles and Diodotus) who understood that hope is “as dangerous, indeed, as despair.” The gods do not compel human beings to acts of folly, nor do “chains of antecedent causes” (what thinkers latterly call ‘History’). For him Ananke or necessity inheres in being bound by what one believes themselves “to be in their own or someone else’s eyes, compelled by the real or perceived power of others, and impelled by their own.” The now-careless Athenians and the now-hesitant Spartans played out this form of necessity in their conflict over the polis at Megara, on the isthmus connecting Attica to the Peloponnese—a ‘geopolitical chokepoint,’ as we now say. Megara has broken with Athens in 446, but in 424 democrats seized rule there; this notwithstanding, the popular party feared the Athenians, who were hardly ‘democratic’ in dealing with their allies. Athenian and Spartan troops confronted one another, Thucydides himself a commander of the Athenians, Brasidas the Spartan general. Brasidas is one of the few Spartan commanders Thucydides respects; he “could be diplomatic” and “he also moved with speed”—neither trait characteristically Spartan. Brasidas also understood supply chains, targeting the polis at Amphipolos, a major Athenian source for the timber they used for the masts their navy depended upon. Upon receiving a desperate call for assistance from the Athenian general stationed nearby, Thucydides had no way to respond in time. “Necessity now descended on Thucydides,” who went into exile for the next two decades. “Had he not,” Hawthorn remarks, “we might not have the text we do.” Meanwhile, the prudent Brasidas proved a mild conqueror, giving other members of the Athenian empire/alliance good reason to consider switching sides. In effect, Brasidas enacted the kind of proposal Diodotos had proposed to the Athenians themselves. But these poleis underestimated Athenian power and resolve, “preferr[ing] to make their judgments on the basis of wishful thinking rather than prudent foresight,” as Thucydides puts it.

    This brings Hawthorn to consider the idea of ‘interest,’ for which no Greek word existed when Thucydides wrote. The Greeks thought rather in terms of a closely connected set of ideas: dunamis or physical power; arche or command; and cratos or rule. Taken together, they amount to aitia or ‘real interest,’ sometimes translated as ‘real reason’ or ‘real purpose,’ a translation Hawthorn rejects as a touch too rationalistic. “The power of Athens’ dominion or ’empire,’ the Athenians had explained in their speech at Sparta (to an audience that would surely have known), enabled them to allay their fears, maintain their honor and pursue their ‘self-interest’ in material gain.” Athenians and men generally must therefore understand where power was (in the authority of custom, law, office, sheer force, even “occasionally in the force of the better argument”), what to use it for (cementing unity at home and among allies, punishing, conquering, deterring, and how to deploy it (alone or in alliance with others). By the year 421, these complex considerations proved so entirely imponderable that both sides agreed to a truce. When it ended the following year, both Cleon and Brasidas were killed in battle, removing the two most effective pro-war statesmen from the principal contending poleis. Athens and Sparta settled on a peace treaty, but their allies, fearing hegemony over themselves would lock into place as a consequent, continued in their restiveness. “For most of the time, political entities in Greece were driven by the wish to rule themselves.” Such a necessity, and such an ‘interest,’ inheres not in the gods or in ‘History’ but in human nature.

    “Political anxiety” and “radical uncertainty” ensued. “All believed that whatever their interests were—and to most, beyond their immediate security, these were not clear—they could not be assured of realizing these without an alliance with at least one other state; and then could not be assured that the alliance they made would not excite opposition from yet another and therefore undermine the purpose they had in making it.” Under such circumstances, no clear strategic thinking came forth, anywhere. Emotions ruled in place of either principled or prudential reasoning. However, Thucydides “nowhere indicates that he himself thought of the emotions, feelings, pathe or pathemata as a class,” neither using the word nor even using an especially rich set of words indicating the variety of emotions. He usually restricts himself to fear, hope, and anger, and inclines to conceive of a ‘tight fit’ between what we would analyze as motive (including emotions), intention, and action: “pre-volitional, pre-reflective commitments to one or another state of affairs, commitments that we can discover in what we and others think of how we and they act,” often covered by the Greek word, eros. Hawthorn doubts that these “commitments” “are those that we might feel now or even immediately grasp,” and gives the example of hubris. To us it suggests pride, especially pride flouting divine or human authority. “For fifth-century Greeks, by contrast, hubris was a deliberative act, the direct and amoral practice of demeaning others for the sheer pleasure of doing so.”

    As seen, above all, in Alcibiades. “Driven by a restless desire for personal power,” “compulsively competitive and prone to jealousy,” supremely confident, “Alcibiades delights in not merely in defeating his rivals but in humiliating them.” The spirit of Alcibiades pervaded the Athenians generally in their dealings with the polis at Melos, a minor ally of Sparta. If the most celebrated speech in Thucydides remains Pericles’ funeral oration, a call for love of country, for taking ‘pride’ in being an Athenian in the praiseworthy sense we use the term today, the most infamous speech remains the Melian ‘dialogue’ of the year 416, goes far beyond the ‘foreign policy realism’ attributed to it by most scholars today. In fact no ‘realistic’ motive spurred the Athenians to take Melos; “it was not particularly rich” and “had little strategic significance.”  Rather, having lost on land to the Spartans at Mantinea, the Athenians wanted “to demonstrate their superiority in moving at sea” by acting and speaking in a manner “directly insulting to the Spartans.” When the Melians dared to reject the Athenians’ demand of unconditional, they were rewarded by the death of all their men and the enslavement of their women and children. Their ‘point’ (as we would say) was that Sparta could do nothing for them. “It was theater, the demonstration to others and oneself of one’s power to demean and an expression of pleasure in doing so.”

    All this noticed, “Not everything in politics in war is necessity, interest, or the thrill of doing down opponents.” There is also “restlessness, a diffuse and unfocused disposition to find something to act against.” Hawthorn regards the Athenians’ ill-fated second expedition against Sicily in 415 as an instance of this; “most of them did not know quite what they had in mind.” Alcibiades fomented such mindlessness, making “his self-flattery theirs.” (“And they were enchanted.”) In the wake of the triumph at Melos, “Athenians were affirming to themselves what Athens could once again be”; they were making Athens great again, to adapt a phrase from the American scene. But in the event they “had propelled themselves to a distant venture the purposes of which had been poorly defined and for which, almost whatever they intended, their own resources were inadequate, local support lacking, the opposition formidable and their leadership uncertain. Only clever tactics and luck could redeem it.” They didn’t, and Alcibiades skipped over to the Spartan side, having decided that Athens must not be allowed to sin even once against demagoguery. And he gave his new sponsors good advice: Defeat the Athenian strategy (it turns out that he could discern one) of encircling Sparta by establishing a military foothold a few miles north of Athens. Meanwhile, in Sicily the Athenians lost and their generals executed. “For the first time, writes Thucydides… the Athenians had in Syracuse come up against a city like their own: a rich and democratically inclined place whose internal divisions they could not exploit.” That, but mostly ill fortune, caused their defeat and humiliation. Moderate General Nicias and vigorous, daring General Demosthenes’ virtues had served Athens well for a decade, but in the new circumstances they failed. Narrowly considered, Alcibiades was right to get out of town. After all, if Fortune’s wheel spun again, “he might return to lead it.”

    The Athenian defeat clarified matters. The politics of the war became “simpler than before”:”The Athenians wanted to save themselves and what they could of their dominion, and the Peloponnesians and disaffected parties in Athens’ subject states wanted to end it.” Ever resilient, the Athenians gathered their wits and, for once, submitted to “good discipline in everything,” initially under a board of elders. It didn’t last, but the disaffection with democracy endured. Ever alert, Alcibiades saw that the Athenians might now be persuaded that they needed him, and let it be known that he would obligingly return if an oligarchy replaced the democracy.  The prominent general and politician Phrynicos prudently supposed that Alcibiades cared no more for oligarchy than for democracy, preferring himself to either, and that Athens’ restive allies didn’t care what the regime in Athens was, only that it oppressed them; in a rare, not to say unique event, Alcibiades found himself out-schemed and his return blocked. Nonetheless, in 411 the democracy collapsed, initially replaced by the oligarchic regime of “the 400” (which included Phrynicos), then by “the 5000,” a regime whose exact nature remains unclear (oligarchy? mixed regime?), but which did not include Phrynicos, who had been assassinated in the meantime. However they might be classified, the “new rulers in Athens believed that they faced a simple choice: Athens had either to get support and protection from Persia or to make a new peace and alliance with Sparta.”

    Before the new regime could do much more than consolidate, Athens sustained another defeat, worse than the one in Sicily: the loss of Euboea, the breadbasket of their empire, located perilously close to the Piraeus itself. But the Spartans as usual exercised caution and didn’t go for the knockout. Alcibiades, who had defected from Sparta to Persia in 412 was reinstated as a general by the new regime at Athens, helped to organize defenses, and the war continued, although Alcibiades took care not to return to the city itself until 407. Thucydides abruptly ends his history with the events of 411; he died in 404. By then the Peloponnesian forces were about to win the war, having finally achieved superiority over the Athenians at sea—”an ironic end” for the ships-proud regime. Still, and as always, “Thucydides allows one to see” that “things could have gone differently until the very last days.” Reality may constrain, but events march forward in no inevitable course.

    Hawthorn situates himself between the stance taken by Jacqueline de Romilly—that the statesmen Thucydides portrays acted according to rational strategies—and that of Hans-Peter Stahl, who claims that the Athenians and human beings generally act according to emotions defying rational understanding. He adopts instead Nietzsche’s view, that thought and action both “are guided by pre-rational commitments,” but that the combination of these three forces “explain what people make happen, which can sometimes be nothing.” Accordingly, Thucydides exhibits a preference for moderation in politics, a resolute search for the best evidence in uncovering what political men did and intended to do, not regardless of what they say but with the knowledge that what they say, however deceptive, itself constitutes a political fact.

    War may be, as Thucydides writes, a violent master, but not an all-powerful one. Tyche or fate does not rule absolutely; the Athenians, for example “were not predetermined to be defeated in Sicily.” “Although all events have causes, these are many and varied, and they and their effects often occur in unexpected conjunctions with others… and except when subject to the unassailable power of another, and sometimes even when they are, people are not bound to act in just one way.”

    For all of these reasons, “there can be no resolution” in political life “and, for reasons we may never know, Thucydides was saved from any temptation to arrive at one.” He may or may not have deliberately left his book unfinished, but it is right that he did.

     

     

     

    Filed Under: Nations

    Solzhenitsyn’s Legacy

    September 21, 2018 by Will Morrisey

    Daniel J. Mahoney: The Other Solzhenitsyn: Telling the Truth about a Misunderstood Writer and Thinker. South Bend: St. Augustine’s Press, 2014.

    Originally published in Social Science and Modern Society, Volume 52, Number 2, March/April 2015.

     

    Wide-ranging in one sense, Daniel J. Mahoney also has a specialty. He appreciates under-appreciated and much-abused great men, persuading us that we have misunderstood them, and that we can learn more from them than their critics suppose. From the acute, sober intelligence of Raymond Aron—bane of the European Left—to the magnanimous statesmanship of Charles de Gaulle—object of derision and scorn from all sides of the political spectrum, French and foreign—and now the spiritual grandeur of Aleksandr Solzhenitsyn—reviled as authoritarian and bigoted—Mahoney seeks to vindicate his defendants not as an attorney would do, with facts artfully selected and arguments cleverly slanted, but as a scholar who insists that we pay attention to what thinkers and statesmen actually say. By following their own words unprejudiced by the tendentious charges against them, he guides his readers to understand these men as they understood themselves.

    Regarding Solzhenitsyn, Mahoney avails himself of a signal advantage over most English-speaking readers: He didn’t stop reading him with the last volume of The Gulag Archipelago. He calls attention to the equally impressive works of Solzhenitsyn’s later years: The Red Wheel, that vast and tragic historical novel-as-tapestry which shows how the Bolshevik Revolution was possible, and how it might have been avoided; Two Hundred Years Together, a massive, original, and intellectually courageous account of the tortured relationship between ethnic Russians and Russian Jews, and the ways in which Soviet Communism wounded them both; Apricot Jam and Other Stories, which stands as a refutation of critics who regard Solzhenitsyn as a literarily naïve successor of the literary giantism of the nineteenth century; and “The Russian Question” at the End of the Twentieth Century, his most careful statement of what he means by Russian nationality. Mahoney defends Solzhenitsyn by showing him whole.

    That’s a lot do, as Solzhenitsyn was indeed a writer of Dostoyevskian and Tolstoyan proportions, weaving historical research, philosophic reflection, and spiritual mediation into majestic literary narratives that (paradoxically) begin with the depiction of one of the ugliest tyrannies ever conceived. To discuss such a capacious body of work whole in a book of ordinary length requires an extraordinary combination of comprehensiveness—the ability to see that vast, deep Russian forest—along with the judicious selection of the telling example—the selection of right specimen trees.

    Mahoney divides his study into nine chapters, each bringing out a largely unnoticed dimension of Solzhenitsyn’s thought. The first addresses Solzhenitsyn’s patriotism, routinely misunderstood as nationalism. But Solzhenitsyn’s love of his country is Christian or agapic love, never an uncritical love of one’s own, let alone an excrescence of racial triumphalism. “Patriotism,” Solzhenitsyn writes, “means unqualified and unswerving love for the nation,” but this entails “frank assessment of its virtues and vices.” Or, as Mahoney puts it, Solzhenitsyn replies with an “intransigent double ‘No’ to those who sever freedom from love of country and to those who recognize nothing above the self-assertion of the nation,” and he did so consistently “during the last forty years of his life.” Solzhenitsyn “held Russia to the same demanding standards of ‘repentance and self-limitation’ to which he held all great nations and peoples.” A Ukrainian on his mother’s side, he hoped for “voluntary federation between these two peoples,” and disapproved of Western support for the Orange Revolution. But this did not prevent him from “lament[ing] the absence of true democracy and self-government in contemporary Russia.” “The preeminent political theme of Solzhenitsyn’s during the last twenty-five years of his life was precisely the need to patiently build institutions and habits of self-government from the bottom up.”

    This need to balance patience and resistance in the face of tyranny leads to the second dimension of Mahoney’s reply to Solzhenitsyn’s critics, who assume that Christianity must either be too passive/pacifistic to resist evil effectively in this world or that it must fight back with a spirit of fanaticism to match the excesses of its ideological enemies. A moral and political life animated by Christian love must acknowledge the profundity of anti-Christian ire or hatred. To oppose “radical evil” with “simple decency” will not do. “Radical evil…is not reducible to madness or stupidity. It has… ‘a dense nucleus or core’ which has the capacity to strike out in every direction. Given its power, nothing less than ‘an active struggle’ is necessary to combat it.” Like his political hero, the pre-revolutionary Russian prime minister Pyotr Stolypin, Solzhenitsyn “reject[s] the twin extremes of pietistic fatalism and unfounded confidence in the ability of human beings to remake human society without reliance on God’s justice.” Yes, suffering can be redemptive—as Solzhenitsyn so memorable showed in his novelistic portrayals of his own life in Stalin’s prisons—but “radical evil must be resisted for the sake of the integrity of the human soul.” This is no self-contradiction, Mahoney argues, but “a tension rooted in the structure of moral reality itself”: “Humility and magnanimity, redemptive suffering and ‘the struggle against evil’ are twin manifestations of the soul’s efforts to defend itself against the dehumanizing temptation to choose ‘survival at any price'”—exactly the temptation that modern, ideological tyranny sets before its victims. Vaclav Havel’s justly celebrated claims for “the power of the powerless” reflect the opportunities presented by the rather dispirited, post-Stalinist Marxist-Leninist regimes of 1970s Europe, but against the greater vigilance of Stalin (and before him, Lenin) one might need to choose martyrdom, confident that self-sacrifice under conditions of ‘totalitarian’ tyranny will never quite go unnoticed by those who witness it, and that for the sake of their spirits as well as you own you must resist the tyrant’s temptation.

    It would have been better not to have arried at this extreme. Although moral considerations come before considerations of political regimes, regimes matter, too. It is for the defense of human moral integrity that good regimes are founded. Could the old Russian monarchy have prevented the Bolshevik Revolution? The fault was not so much with the regime ‘in the abstract’ as with the generation of men who ran the government—beginning at the top, with Nicholas II, “a better man and better Christian than almost all his predecessors as Tsar,” but devoid of firmness and prudence, and backed desultorily by the “lethargic class of hereditary nobles” who behaved even worse than he did. The result was the folly of the Russo-Japanese War, in which the most industrially underdeveloped major European power took it upon itself to provoke the most industrially developed major Asian power. Having done unnecessary injury to the prestige of his regime in losing that war, Nicholas went on to display the opposite defect on the domestic front—”avoid[ing] bloodshed at all costs” in his feeble attempts to save his family by sacrificing those “subjects who remained loyal to the monarchical principle.” Nicholas stands as the example of the ineffectual Christian, the opposite of Stolypin, a decidedly effectual one up until his assassination in 1911.

    How then to become an effectual Christian, a living refutation of Machiavelli’s well-known jibes? Mahoney turns to the lessons taught in Solzhenitsyn’s novel The First Circle, the early version of which was published in 1968 but appeared in its full form in English only in 2009, a year after the novelist’s death. Under conditions of modern or “totalitarian” tyranny, the first step is to break the monologue imposed by the tyrant; as Jews and Christians know, even God does not engage in monologue only. Solzhenitsyn does this by the form of the novel itself: the “polyphonic” form, which combines third-person narrative or “objective” monologue with dialogue and first-person or “subjective” monologue. “Novelistic polyphony respects pluralism—the variety of perspectives and voices—while inviting readers to join in the search for the truth.” The novel thus uses a genre familiar to students of Platonic political philosophy to address the question of the regime, the principal topic of Plato’s dialogue of the same name. In response to the Soviet regime, the main character, Volodin, learns first how to withdraw spiritually from the regime while secretly keeping the truth about the regime alive—concealing accurate records of events. He sees that materialism cannot provide an adequate philosophic account of moral life—one free of contradiction because the moral end of materialism, pleasure, equally supports his desire for comfort and the tyrant Stalin’s desire to kill those who would prefer a continued life of comfort. But a being capable of identifying contradictions must have something about it more profound than the desire for pleasure. The good for such a being cannot be satisfied by material pleasure alone. It might be added that Orthodox Christianity enjoys roughly the same relation to Platonism or Neo-Platonism as Catholic Christianity enjoys toward Aristotelianism. Both invite souls to what Mahoney calls “a philosophical Christianity”—one that does not foreclose the life of the mind or openness to the Holy Spirit. Being Christian, this stance also alerts Nerzhin, the second hero of The First Circle, to the dangers of dialectical materialism, “the modern ideology of progress.” Progressivism “conflates moral and technical progress and turns a blind eye to the human capacity for evil”—always a real spiritual force in Christian thought, never a mere excess or deficiency.

    Mahoney’s fifth and central chapter probes this evil more carefully, discussing “Our Muzzled Freedom,” a chapter in The Gulag Archipelago which records Solzhenitsyn’s own encounter with the evil of modern tyranny in Stalin’s prison camp. “The tradition of political philosophy from Plato to Kant and Montesquieu could not adequately account for the strange novelty of totalitarianism,” Mahoney writes, agreeing with Hannah Arendt. The goal of the most characteristic feature of that regime was “to replace the distinction between fact and fiction and truth and falsehood” with an all-encompassing sur-reality designed by the tyrant. And even outside the camps, “Man is supposed to live in an imaginary eschatological time, i.e., the world of socialism, but the nature and needs of real human beings still persist”—human nature has not been overcome, after all. One isn’t supposed to notice that, but does anyway. “‘Our Muzzled Freedom’ is the closest we have to an exact description of the soul of man under ideological despotism”—a sort of “phenomenology” of the new tyranny. Whereas “social science tends to flatten and homogenize the world it theorizes, emphasizing commonalities between ‘systems’ where differences abound,” The Gulag Archipelago shows how this unique “system” affected individual souls. “This was no ordinary regime“—social or political science cannot quite capture it. “Not only did it abolish political life, but it warred on what was most humane and valuable in the Russian past”: “condemn[ing] personhood and the very possibility of moral and political responsibility and accountability”; “abolishing civic friendship and trust and pos[ing] a deadly threat to the integrity of the human soul by imposing a ubiquitous and constant fear on everyone, a mistrust reaching down even into family relations; inviting complicity with this “web of repression” and thus making betrayal routine; making corruption the new nobility and the all-encompassing lie (“The Lie,” Solzhenitsyn calls it) the new categorical imperative; and simultaneously celebrating cruelty against putative “class enemies” while instilling a “slave psychology” that would valorize actions and claims of the real tormentor, the tyrant himself. Crucially, “Solzhenitsyn emphasizes”—speaking from the authority granted him by his own experience—”that we are not totally determined by our political and economic circumstances even under the worst regime.” He bears witness to acts of self-sacrifice in the very prisons and prison camps that are structured on the assumption that human beings are made of nothing but matter. “Only those who have renounced self-preservation as the highest end of human existence can live well in light of the truth”: Both Athens and Jerusalem saw such men, and Solzhenitsyn shows that they existed even under a tyranny worse than any hitherto seen on earth.

    If Solzhenitsyn represents a man of “Jerusalem” who philosophizes, Raymond Aron represents a man of “Athens”—perhaps more precisely of Paris, symbol of what Mahoney calls “the moderate enlightenment” of Montesquieu and Tocqueville—who admires Jerusalem as seen in Solzhenitsyn. Mahoney devotes a chapter to Aron’s response to Solzhenitsyn, contrasting it with Aron’s response to that Parisian enthusiast of what might be described as decidedly immoderate enlightenment or secularism, Jean-Paul Sartre. Aron sided with Solzhenitsyn, not Sartre, on exactly those points contested by the regimes of liberty against the regimes of tyranny: that human nature exists and does not change; that that nature ought not to be obscured by, much less subordinated to ideologies; that Marxism-Leninism did not merely cloak the Politburo’s self-interest but rather underpinned its moral and intellectual outlook, preventing it from understanding the realities it wanted to manipulate; that Sartre’s justification of violence “as a liberating end in itself” played into such malignant fantasies; that Communism did not express the Russian character but perverted it; and finally, that philosophic theories positing historical determinism were mistaken and debasing. “With no other criterion than the truth of History or the pretenses of an ideological part, the militant, whether, Marxist, existentialist, or Christian progressive, had succumbed to nihilism.”  Aron and Solzhenitsyn both “affirmed the free will and moral responsibility of human beings.”

    Himself a secularized Jew, Aron never believed charges that Solzhenitsyn partook of the anti-Judaism of some on the Russian ‘Right.’ Solzhenitsyn’s two-volume study of Russian-Jewish relations, Two Hundred Years of Living Together, published in 2001, “carefully chronicles the deeds and misdeeds of Russians and Russian Jews alike, and pleads for mutual understanding and repentance on the part of both parties.” Respecting mutual understanding, both sides need—in the sense of moral necessity—to make distinctions between those who actually committed crimes and the group that included the criminals. Unlike the anti-Jewish ‘Right,’ Solzhenitsyn rejects the canard that Jews conspired “to bring Marxism to Russia.” Jews “were in no way” the “instigators or architects” of either the Menshevik or the Bolshevik revolutions. Russians “were the authors of this shipwreck,” Solzhenitsyn writes. What is more, such Jewish Bolsheviks as Trotsky “had limitless contempt for the traditions and faith of their fathers.” He observes that the notion of a “small Jewish minority” driving a nation into Bolshevism defies not only the facts but elementary common sense. But (and here is where Solzhenitsyn does criticize some Russian Jews) the younger generation of Russian Jews did play a role in the tyranny that followed a role disproportionate to their numbers. “Nothing is served by ignoring this fact,” Mahoney observes, and further, to do so would be to override the need for repentance on both sides—repentance not only for crimes committed, which were atrocious enough, but also repentance for scorning the wisdom and goodness to be found in abundance in both Orthodox Judaism and Orthodox Christianity. Solzhenitsyn calls for repentance not only by the descendants of Jews who lent a bloody hand to Stalinist repression but by the Russian Orthodox ‘Whites’ who rejected Jewish support in the struggle against Bolshevism; “the anti-Semitic violence tolerate or carried out by White forces during the Russian Civil War fatally undermined the ability of men such as Churchill to rally international support for the White cause” while “driv[ing] non-communist Jews into the arms of the Bolsheviks.” And finally there was Stalin—in the wake of Hitler’s “War against the Jews,” no less—who hatched the pogroms of the early 1950s. No wonder that so many Russian Jews participated in the dissident movement that helped to undermine the Soviet empire in its last years.

    In telling the story of these parallel lives of Russian Gentiles and Russian Jews, Solzhenitsyn distinguishes two groups of people in order to help them understand one another, and to acknowledge the moral principles they share. He gives this procedure of moral reasoning a literary form in Apricot Jam and Other Stories, a late work of what he called “binary tales.” There, he tells two-part stories whose moral content consists of the problem of moral choice itself “in the most difficult of circumstances”—that is, when one must choose between one way of life and another. These are among Solzhenitsyn’s most hopeful writings because in them he takes care to show that even after one has made the wrong choice (as an individual or as a nation) there is still chance for repentance, for moral progress and return to the right way. Solzhenitsyn “never lost hope in his beloved Russia or in the capacity of human beings to renew the human adventure in accord with realities of the spirit.”

    In his final chapter Mahoney returns to the topic of his first chapter, addressing the much-disputed question of Solzhenitsyn’s views of post-Communist Russia, the Russia of Yeltsin and then of Putin. Solzhenitsyn deplored Western (especially American) inability to appreciate Russia’s legitimate interest in the condition of ethnic Russians—the descendants of the Soviet Union’s planned imperial diaspora into the various captive nations—and also its understandable geopolitical concerns about NATO advances into its “near abroad.” However, “he has never been a pan-Slavist” or imperialist himself. While applauding Vladimir Putin’s attempts to strengthen Russian self-respect and his campaign against Yeltsin-era corruption (he didn’t live long enough to witness the now-obvious corruption of Putin’s own cronies), Solzhenitsyn also objected to the tendency to conflate Russia with the Soviet Union, to cater to the political equivalent of nostalgie de la boue. Solzhenitsyn, too, wanted Russian self-respect, but with repentance as its precondition; “a proud patriot,” he found the soul of patriotism in moral responsibility and self-government. Far from endorsing some form of political ‘authoritarianism,’ Solzhenitsyn faulted the Russia of the early 2000s as insufficiently democratic, but insufficiently democratic precisely because its rulers had not yet restored the nation via the path of repentance. He was, it seems, too optimistic about Putin’s sincerity, but as for himself, he never wavered in his admiration for what he called the “highly effective self-governance systems in Switzerland and New England, both of which I saw first-hand.” Self-government “could only really be developed from the bottom up,” and Russian history reminded him of the institutional means of doing so: the provincial councils seen in the nineteenth century. He vigorously opposed tendencies to inhibit vigorous political competition in Russia. Above all as he argued in his 1998 book, Russia in Collapse, for the regime of democracy to prevail anywhere “there has to be a demos, a people, a nation.” But the moral and civic bonds that constitute a people were precisely what the Communists had deliberately severed in their attempts to construct “Soviet Man.” Binding up this nation’s wounds would require statesmanship of Lincolnesque dimensions. It would require a recovery of the very Orthodox Church that the Soviets had decimated and corrupted, a church that served God and neighbor, not the criminal ambitions of tyrants or oligarchs.

    Exactly the book needed on Solzhenitsyn at this moment, The Other Solzhenitsyn will also last, providing as it does an illuminating overview and introduction to his thought first of all by clearing away the formidable load of rubbish that blocks our path to that thought.

     

    Filed Under: Bible Notes

    • « Previous Page
    • 1
    • 2
    • 3
    • 4
    • 5
    • 6
    • Next Page »