Will Morrisey Reviews

Book reviews and articles on political philosophy and literature.

  • Home
  • Reviews
    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
  • Contents
  • About
  • Books

Recent Posts

  • Orthodox Christianity: Manifestations of God
  • Orthodox Christianity: Is Mysticism a Higher Form of Rationality?
  • The French Malaise
  • Chateaubriand in Jerusalem
  • Chateaubriand’s Voyage toward Jerusalem

Recent Comments

    Archives

    • June 2025
    • May 2025
    • April 2025
    • March 2025
    • February 2025
    • January 2025
    • December 2024
    • November 2024
    • October 2024
    • September 2024
    • August 2024
    • July 2024
    • June 2024
    • May 2024
    • April 2024
    • March 2024
    • February 2024
    • January 2024
    • December 2023
    • November 2023
    • October 2023
    • September 2023
    • August 2023
    • July 2023
    • June 2023
    • May 2023
    • April 2023
    • March 2023
    • February 2023
    • January 2023
    • December 2022
    • November 2022
    • October 2022
    • September 2022
    • August 2022
    • July 2022
    • June 2022
    • May 2022
    • April 2022
    • March 2022
    • February 2022
    • January 2022
    • December 2021
    • November 2021
    • October 2021
    • September 2021
    • August 2021
    • July 2021
    • June 2021
    • May 2021
    • April 2021
    • March 2021
    • February 2021
    • January 2021
    • December 2020
    • November 2020
    • October 2020
    • September 2020
    • August 2020
    • July 2020
    • June 2020
    • May 2020
    • April 2020
    • March 2020
    • February 2020
    • January 2020
    • December 2019
    • November 2019
    • October 2019
    • September 2019
    • August 2019
    • July 2019
    • June 2019
    • May 2019
    • April 2019
    • March 2019
    • February 2019
    • January 2019
    • December 2018
    • November 2018
    • October 2018
    • September 2018
    • August 2018
    • July 2018
    • June 2018
    • May 2018
    • April 2018
    • March 2018
    • February 2018
    • January 2018
    • December 2017
    • November 2017
    • September 2017
    • August 2017
    • July 2017
    • June 2017
    • May 2017
    • April 2017
    • March 2017
    • February 2017
    • January 2017
    • December 2016
    • November 2016
    • September 2016
    • August 2016
    • July 2016
    • June 2016
    • April 2016
    • March 2016
    • February 2016
    • January 2016

    Categories

    • American Politics
    • Bible Notes
    • Manners & Morals
    • Nations
    • Philosophers
    • Remembrances
    • Uncategorized

    Meta

    • Log in
    • Entries feed
    • Comments feed
    • WordPress.org

    Powered by Genesis

    Archives for November 2017

    The Fate of French Collaborators After the World War

    November 30, 2017 by Will Morrisey

    Herbert R. Lottman: The Purge: The Purification of French Collaborators After World War II. New York: William Morrow and Company, 1986.

    Originally published in the New York City Tribune, December 3, 1986.

     

    In 1940, Charles de Gaulle set out to make a political revolution in France. For years he had judged a revolution necessary. Parliamentary republicanism was failing to act decisively to defend the country against Nazi ambitions. When Hitler’s troops circumvented the Maginot Line, occupied northern France, and allowed the establishment of a collaborationist French government under the elderly Marshall Pétain in southern France, de Gaulle escaped to London. As the only member of the last administration of the Third Republic to oppose surrender, he established France Libre, a government-in-exile with himself at its head. De Gaulle intended France Libre not only to participate in an Allied victory over the Axis and the liberation of the occupied territories, but to found a new republican regime with a strong executive capable of assuming responsibility for France, and especially for its military and foreign policies. With its petty intrigues and vacillation, parliamentarism had prevented France from achieving the greatness de Gaulle insisted was in her, and at last could not even protect France from conquest.

    Simply to participate in the liberation and to restore parliamentary government were ambitions at that moment beyond the average Frenchman, and the average French politician. De Gaulle’s enterprise assured him unusually big obstacles. Man of the French who joined him in London would have opposed de Gaulle’s envisioned new form of republicanism, had he been so foolish as to make his intention explicit. President Roosevelt reacted badly to de Gaulle’s uncompromising independence, and spent much of the war trying to arrange for his replacement with some more pliable soul. At home, both Right and Left had their own revolutions to pursue.

    The Right, still anti-republican a century-and-a-half after 1789, generally supported Pétain and at first admired Hitler. The Left, after enthusiastically supporting the 1939 pact between Stalin and Hitler, just as enthusiastically joined the Resistance after Hitler betrayed Stalin and attacked the Soviets in 1941. French Communists intended to use the Resistance as a vehicle for their own revolution against ‘fascism,’ which they imagined to be as much a product of capitalism as they claimed parliamentarism was. Finally, and predictably, the majority of the French little understood or cared about political ambitions, noble or base. While not actively collaborating with the Nazis, they passively cooperated, hoping for liberation while not seeing much they could do to effect it, and in the meantime wishing to be left alone by their occupiers.

    The French purge of collaborators after the war must be seen in this political context. In his sensible, journalistic history of the purge, Herbert R. Lottman rightly begins by observing that “the liberation of France also liberated anger.” Having returned to Paris from the French colonial city of Algiers, where he established himself after his initial stint in London, de Gaulle gave rein to just enough of that anger to quicken justice, while reining it firmly enough to reestablish the rule of law in the midst of war.

    In his radio broadcasts before his return, de Gaulle had rarely called for vengeance. He left that to lesser France Libre spokesmen, thus availing himself of popular anger while carefully distancing himself from it. De Gaulle had his allies among the Resistants criticize the circulation of blacklists within occupied France. In this moderation he received fortuitous help from the Communists, late in the war, whose leadership was told by Moscow in June 1944 “that the liberation would not be accompanied by revolution,” and therefore abstained from widespread terror.

    In a risky but necessary and successful move, while still in Algiers de Gaulle gave his “Regional Commissioners of the Republic” near-absolute power—executive, legislative, and judicial—precisely to establish the rule of law by extraordinary means, simultaneously denying power to both the Allied armies and Stalin’s Communists. “Above all,” Lottman writes, the Commissioners “were to represent the ‘new spirit’ of post-Vichy France.” Consistent with that spirit, de Gaulle took a strong but not dictatorial position, establishing a system of laws and courts of law in consultation with representatives of centrist political parties and Resistants, particularly the Christian Democrats.

    Ever as pragmatic in life as dogmatic in their theorizing, the French restrained themselves. Lottman does not overlook the “few instances of personal revenge,” illegal shootings, and even torture, but he insists that were indeed few, even in the first, anarchic days of liberation. Summary courts martial scarcely reached the highest standards of legal due process, but they probably averted mob violence, and did in fact acquit many individuals. The French bought time for themselves until, “slowly, step by step, the central authority (which was now Charles de Gaulle and his ministers) transferred their headquarters…to Paris, curbed the anarchy, and dominated.” As Justice Commissioner François de Menthon said at the time, “Tomorrow, when one looks back at the way the purge was carried out in France, we won’t have to blush.” The “Commissioner of the Republic” in Lyon, a Socialist with firm Communist ties, spoke more for the spirit of republicanism than for any leftist ideology when he cautioned, “Wrong opinions are never punishable…. The purge must have its limits, both in time and in its very concept. Otherwise, ‘a pure man always finds a purer man to purify him.'” It is hard not to suspect that the French had learned something from the French Revolution, after all.

    Although some of the many surviving collaborationists have claimed that deaths numbered over 100,000, and the historian Robert Aron estimates between thirty and forty thousand, Lottman agrees with the estimate cited by de Gaulle in his War Memoirs and corroborated by subsequent researchers: 10, 842 deaths, most of them after some sort of trial. As in so much else, republican government with the rule of law, even a shaky rule of law, proved far less sanguinary than does state terrorism by ideological fanatics, Right and Left. France actually saw fewer postwar arrests and convictions per capita than did liberated Belgium, the Netherlands, Denmark, and Norway.

    If anything, one might call the purge too lenient, and surely too uneven. Newspaper columnists were among the first to be tried, and a few were executed, but wealthy businessmen for the most part escaped personal injury. (It is true that businessmen would contribute rather more to France’s economic recovery than journalists could; this suggest the unfanatical—some would say cynical—wink that accompanies so much Gallic bombast.) No major literary or other artists stood trial for collaboration—not even the despicable Louis-Ferdinand Céline, who had complained during the war that the Nazis were not killing enough Jews. Sentimentality about artists is as French as doctrinairism and cynicism, but more appealing than either. The French know that artists can correct one another; Lottman tells the story of the old Fauviste painter Maurice de Vlaminck, who, visiting Germany during the Occupation, saw a painting by a Nazi-approved artist, “stepped back, then commented, ‘Looking at that, you see how people lose a war.'”

    Despite many injustices, some nearly inevitable and some not, Lottman concludes that “the French need not be ashamed of their purge.” They nonetheless prefer not to discuss it, and this too marks them as a civilized people. The war set those obedient to republican laws and principles against those obedient to the laws of Vichy; the purge attempted to discriminate between the merely obedient and the enthusiasts of collaboration. This task was necessary, difficult, and in some respects impossible. A police official in the small town of Bayeux “pointed out that in a township of four hundred inhabitants it would be possible to arrest five or six persons for collaborationist activity–or ten times that number, and still remain moderate.” The irremediable imprecision of such judgments, and the painfully unlike consequences of them for citizens of villages all over France, make a certain degree of forgetting more than discreet. After the failure of the Fourth, and still parliamentarian, Republic in 1958, de Gaulle and his successors wisely preferred to celebrate France Libre and the Resistance, leaving the purge to students of history.

    Filed Under: Nations

    In Defense of American Constitutionalism: The Case Against Initiative and Referendum

    November 30, 2017 by Will Morrisey

    The following essay was written in 1986, at a time when bills had been introduced to the New Jersey State Legislature proposing to amend the state constitution to permit legislation by means of citizen initiative and referendum. Initiative and referendum would enable voters to propose laws, first by collecting signatures on petitions and then, if a certain percentage of qualified voters signed, to place the proposed laws on the ballot for enactment in a statewide referendum. This would enable voters to bypass the process of legislation by the state legislature.
    The essay was distributed to New Jersey state legislators and media outlets.

     

    Direct Democracy versus Representative Government
    Initiative and referendum are tools of direct democracy. They have no place in the United States Constitution; they have a more or less limited place in state constitutions. In the New Jersey Constitution, there is no provision for voter initiative, although certain kinds of referenda are provided for: Constitutional amendments, bond issues, and non-binding resolutions. The New Jersey Constitution has no provision for referenda on proposed statutes.

    On the eve of both the bicentennial of the United States Constitution and the fortieth anniversary of the New Jersey Constitution, we are reminded to examine with care any proposal to dilute representative government, a regime proven to combine stability, justice, and energy to a greater degree than any other. The framers of our two constitutions fully discussed the principles that empowered their foresight. They foresaw the success of representative government because they saw the past so clearly. Direct democracy, in some respects the antithesis of representative government, imitates a much older form of popular government, a form that failed the test of historical experience and earned thoughtful rejection by the American Founders.

    Arguments in Favor of Initiative and Referendum
    Initiative and referendum entered American politics in the late nineteenth and early twentieth centuries, sponsored by the Populist and Progressive movements. Along with political primaries and trust-busting, initiative and referendum were designed to weaken or destroy political “machines” and the “special interests” or “invisible government” behind them. [1] “A vast conspiracy against mankind has been organized on two continents, and it is rapidly taking possession of the world. If not met and overthrown at once, it forebodes terrible social convulsions, the destruction of civilization, or the establishment of absolute despotism.” [2] In this narrative, verging on mythology, the virtuous, agrarian American West must oppose the corrupt urban centers of the East.

    Replacing these dark forces would be the “New Citizen” or “Man of Good Will” who, as depicted by Progressive writer William Allen White, dissociated himself from all special interests, examined all issues fairly and with care, and worked through civic organizations to replace partisan bosses with high-minded professional administrators sensitive to the Good Will of these disinterested, not to say disembodied, altruists. “Democracy,” White explained, “is, at base, altruism expressed in terms of self-government.” [3] In its more extreme formulations—as in the orations of William Jennings Bryan—the defense of direct democracy was said to inhere in its practicability; moral intuition, Bryan believed, serves as a better guide to political practice than does experience. The average citizen’s uncorrupted character makes him far superior in political judgment to almost any politician—except, of course, Populist and Progressive politicians, now adroitly renamed ‘public servants.’ Most advocates argued, more moderately, that initiative and referendum should supplement, not replace, representative government “in those states where the people feel that they must have what they have somehow lost and wish to recover—a control over their own representatives.” [4] In the 1912 Presidential election campaign rhetoric of Woodrow Wilson, initiative and referendum were “not mean to create a new system of government” but rather to enable “the people” to recover representative government. [5] It is, of course, impossible to determine the extent to which such politicians intended their moderation to serve their radicalism, or their radicalism to serve their moderation. Both Wilson and Robert M. LaFollette, for example, did not so much abolish “machine politics” as retrofit them.

    The best-known historian of the Populist and Progressive movements, Richard Hofstadter, judges initiative and referendum to have been “disappointing as instruments of popular government.” Complex ballot questions discouraged voting, making initiative and referendum instruments of “small and organized groups with plenty of funds and skillful publicity.” This brought an “additional de-rationalization of politics that came with the propaganda campaigns demanded by referendums.” [6]

    The New Jersey Constitutional Convention
    By the time the New Jersey Constitutional Convention convened, experience had tempered ideological enthusiasms. In a monograph prepared for the use of delegates, Rutgers University political scientist L. Ethan Ellis concluded that initiative and referendum are “neither as useful as their original sponsors predicted nor as dangerous as early opponents feared.” [7] Proponents of direct democracy testified before the Committee on Rights, Privileges, Amendments and Miscellaneous provisions and the Committee on the Executive, Militia, and Civil Officers. Mr. James W. Arrowsmith, a private citizen, suggested that a constitutional provision for initiative and referendum “enlarges the power of petition which in the Federal Bill of Rights is guaranteed to the citizens of the United States.” [8]  Arrowsmith did not make the unsupportable claim that the American founders generally endorsed direct democracy on either the national or state level. [9]  Indeed, initiative and referendum would not merely “enlarge” the First Amendment right to petition the government for a redress of grievances; it would fundamentally alter that right by making the people a part of the government itself, that is, a part of the legislative branch.

    The most substantial and spirited argument in favor of initiative and referendum came from a spokesman for the State Federation of Labor, Mr. Thomas L. Parsonnet. Without this provision, he contended, “democracy is totally lacking in state government” (III. 424); it is “the basic essential for democracy in our government” (V. 128). “Too long have we in New Jersey favored the Hamiltonian theories of the superiority of the few, as against the Jeffersonian theories of the dignity and intelligence of all men.” [V. 128]  In view of the fact that Jefferson never advanced a theory asserting the dignity or the intelligence of all men—on the contrary, he agreed with John Adams that there exists a “natural aristocracy among men, the grounds of which are virtue and talent” [10]—this alleged failure of New Jerseyans was quite understandable.

    Mr. J. Spencer Smith of the Committee on the Executive, Militia, and Civil Officers asked Parsonnet “whether your organization believes in the republic form of government as against a democracy”—that is, whether laws should be made by elected representatives or by the people themselves. Parsonnet replied that the regime itself should be republican, given the size of “the country”; he was silent on state government, that is, on the topic under discussion. Smith observed that he had “never seen a hybrid thing work very satisfactorily,” and asserted that if citizens “accept their responsibilities to the republic… a democracy will function.” Parsonnet denied this, saying that “the statement in the [New Jersey] Constitution that all power is invested in the people is utterly meaningless” unless that power can be exercised by the people themselves; popular “self-expression” is the “only way” to “enhance the power of the people to insist upon how they will be controlled” [V. 128-131]. Evidently, Parsonnet envisioned direct popular self-expression as the best means of self-control, self-government. He did not reflect upon the possible tension between self-expression and self-control. Self-expression by a minority might well rest not on self-control but on a desire to control the minority.

    Initiative and referendum was voted on by only one committee, the Committee on Rights, Privileges, Amendments and Miscellaneous Provisions, meeting on July 23, 1947. Mr. Ronald D. Glass said that the provision “takes away the authority from duly elected bodies who should handle such matters” as lawmaking. The provision lost, 9-1 (III. 193).

    Arguments for Initiative and Referendum Today

    The arguments advanced today for initiative and referendum in New Jersey differ hardly at all from those advanced in 1947. For that matter, they differ hardly at all in principle from those advanced at the turn of the century. They are usually couched in more moderate language, although there are exceptions. Mr. David Schmidt, Director of the Initiative Resource Center in Washington, D. C., an organization that trains activists for initiative and referendum campaigns, has gone so far as to contrast the “participatory and egalitarian” Western states with the “elitist and aristocratic” Eastern states—”the progressive, growing, changing West” with “the stagnating East.” “Just as the East must now modernize its industry or face inevitable economic decline, it must modernize politically, through adoption of mechanisms such as the initiative and referendum, which permit greater political innovation, if the East is to stave off political decline.” [11]  Here in elitist, aristocratic New Jersey, where the unemployment rate recently stagnated at 5.9%, as contrasted with participatory and egalitarian California, where the rate as grown to a progressive 7.2%, we may content ourselves with reflecting upon the fact that populist rhetoric never changes, even when the facts do.

    More sober arguments are advanced in Assembly Bill No. 1028 and Senate Bill No. 1. These bills list seven major arguments for initiative and referendum:

    1. “Properly restricted and used, [they] can strengthen democratic government and popular sovereignty.”
    2. Initiative and referendum offer “an additional and necessary means of political self-expression.”
    3. They have “an educational value for the voter.”
    4. They arouse “voter interest in State government by bringing many policies to public attention and debate.”
    5. They are “useful in directing public attention to perceived evils in need of correction.”
    6. They “may well lead to the enactment of many reforms desired by the people.”
    7. They “will go a log way to dispel the current disillusionment with government.”

    Evaluating these claims requires the recovery of the arguments for representative government, which initiative and referendum would alter. For this, we have no better guide than the writings of James Madison, rightly called “the father of the American Constitution.”

    Why Representative Government?

    Madison defines the American regime, the manner in which our public order is constituted, as an unmixed, compound, extensive, commercial republic. He defines each term precisely.

    A republic is “government which derives all its powers directly or indirectly from the great body of the people, and is administered by persons holding their offices during pleasure, for a limited period, or during good behavior” [The Federalist #39]. That is, a republic is representative government. It is not what Madison calls a “pure democracy,” as seen in ancient Athens, wherein citizens assembled to pass laws and otherwise to set policy “in person.” Nor is it what we now call “direct democracy,” wherein citizens do not assemble but vote ‘privately,’ casting secret ballots on laws and other policies.

    A commercial republic, as distinguished from the military republics of antiquity (most notably, Rome before the Caesars), safeguards liberty by promoting what David Hume calls “parties from interest” and discouraging “parties from principle.” [11]. By the latter, Hume had in mind primarily the violent and uncompromising religious parties that caused civil war in seventeenth-century Britain. while eschewing the rule of those we now call ‘ideologues,’ the Founders also disclaimed mercantilism, that is, a regime in which merchants and manufacturers act through politicians to restrict trade in order to throttle competition and increase profits in the short term. Commercial republics resist such schemes by establishing a government sufficiently powerful to refuse the blandishments of mercantilists. Whereas mercantilism tends toward monopolies that jeopardize liberty, commerce tends toward numerous enterprises, numerous interests, none of which can oppress they others.

    Representation and commerce both enable the United States’ extensiveness. Because we do not assemble the mass of citizens in one place, because we do not require the firm unity of universal adult participation in military exercises, and because we do not foster the small-town character agrarianism imposes, the United States government can encompass a large territory and a large, diverse population. At the time of The Federalist, our population was below three million; today, substantially the same form of government accommodates a population nearly eighty times as large, extending over a land area many times as vast. Geographic and demographic size augments political stability and by making factions more numerous; each factions becomes less likely to dominate. Again, liberty is served.

    A compound republican form separates the powers of its government. Obviously, a representative government, particularly one composed of a relatively small minority of citizens, could itself turn into an agent of oppression. Madison and the other Founders guarded against this by their celebrated system of separated powers that check and balance one another; they also enumerated and defined the powers of the central government, leaving the powers that remained to the states—a new form of federalism. The governmental principle here resembles the social and economic principles described before: It is difficult for one faction to dominate the others, even if it succeeds in seizing control of one branch.

    At the same time, America is an unmixed republic. All of its governmental branches are republican—elected by the citizens, or by electors elected by the citizens, or appointed by such elected representatives. There is no purely democratic branch, no purely oligarchic branch—neither a Greek assembly nor a British House of Lords. The American regime is not a “hybrid” or mixed regime in the classical sense.

    Why the Framers Did What They Did

    Each of these characteristics—unmixed, compound, extensive, commercial, and republican—serves the purpose of government as defined by the Declaration of Independence: to secure the unalienable rights of human beings, rights including life, liberty, and the pursuit of happiness. [12]  Such a government protects these rights by the exercise of its powers, “deriving [its] just powers from the consent of the governed.” The asserted necessity of consent for the establishment of those powers that will protect justice instead of interfering with it, was of course the central practical problem the framers confronted. As Madison observes in the tenth Federalist, instability, injustice, and confusion are “the mortal diseases under which popular governments”—governments by consent—”have everywhere perished.” This fact has been cited by “the adversaries of liberty” when arguing against such governments. Liberty yields faction, faction yields injustice, injustice yields turbulence. The reaction to turbulence is that longing for order at the expense of natural, human rights exploited by those who despise such rights.

    It is important to see exactly how faction yields injustice in a popular government. Madison cites the well-known principle, “No man is allowed to be a judge in his own case, because his interest would certainly bias his judgment, and, not improbably, corrupt his integrity.” Madison then draws the analogy to group behavior: “What are many of the most important acts of legislation,” he asks, “but so many judicial determinations, not indeed concerning the rights of single persons, but concerning the rights of large bodies of citizens?” In a popular government, “the most numerous party, or in other words, the most powerful faction must be expected to prevail”—likely serving its immediate interests, not the public good. Faction being inevitable wherever liberty and government by consent of the governed flourish, Madison intends to control its effects rather than to attempt its extirpation.

    Pure democracy “can admit of no cure for the mischiefs of faction” because it provides “nothing to check the inducement to sacrifice the weaker party or an obnoxious individual.” The majority, judges in their own case, rule unrestrictedly, at times without regard to individual or minority rights. Representative government moderates both the strife and the unjust majoritarianism of popular government Elected representatives “refine and enlarge the public views” by study and debate. Owing their election to broad coalitions, representatives rarely succeed as ‘one-issue’ candidates. They seek the adjustment of diverse interests; they avoid perpetual controversy. Even a majority faction will find it difficult to coalesce effectively, given the size and diversity of the republic’s territory and population. Representative government thus maximizes the role of reason in politics, minimizes passion. “It is the reason, alone, of the public, that ought to control and regulate the government. The passions ought to be controlled and regulated by the government.” [The Federalist #49]  Pure democracy does just the opposite, encouraging passions and giving no voice to reason. Notwithstanding “the virtue and intelligence of the people of America,” without which any popular government would be impracticable, Madison warns against “disturbing the public tranquility by interesting too strongly the public passions.” Give passion the rule and demagogues, manipulators of passions, will become the real rulers. “The countenance of the government may become more democratic, but the soul that animates it will be more oligarchic. The machine will be enlarged, but the fewer, and the more secret, will be the springs by which its motions are directed.” [The Federalist #58]

    Whereas the representative principle did exist in ancient governments, “the people in their collective capacity” were not entirely excluded from the government. There was always an element of pure democracy, namely, a popular assembly. The American republic, however, is wholly republican, “a most advantageous superiority in favor of the United States.” “Liberty may be endangered by the abuses of liberty as well as by the abuses of power.” [The Federalist #63]

    This summary of Madison’s defense of American constitutionalism provides the basis for refuting the claims made for direct democracy, to which we now turn.

    Initiative and Referendum: A Third Branch of the Legislature

    Initiative and referendum would constitute a third legislative branch. But this would be a more powerful branch than the others because its enactments could not be vetoed by the chief executive. Initiative and referendum would thereby upset the balance of separated powers endorsed by the American Founders and imitated by the framers of the New Jersey Constitution. Eventually, this would lead the people to oppose the courts, a power struggle unlikely to produce a more just and stable public order, whatever its outcome. [13]

    The New Jersey legislators sponsoring initiative and referendum argue that “properly restricted and used, the initiative and referendum can strengthen democratic government and popular sovereignty.” But as Madison knew, such “strengthening” actually leads to weakening. For example, the “initiative industry” in California has been called “California’s growth industry.” [14]  In 1982, it was a $25 million industry, but by 1984 the costs had risen to $32.2 million. Obviously, this is a game only the biggest spenders can play effectively, making lobbyists and the more recent “political action committees” look rather modest indeed. Far from reducing the influence of money in politics, initiative and referendum put a premium on money. As one authority suggests, “The application of high-tech political devices to direct democracy seems to me to take the initiative out of the realm of ‘grass roots’ political activity and places it squarely in the field of a business venture.” [15]

    This relates closely to another of the sponsors’ arguments, namely, that “initiative and referendum has an educational value to the voter and arouses voter interest in State government by bringing many policies to public attention and debate.” The argument overlooks the nature of “attention and debate” in the age of television. Research shows that television is “the principal source of news for most Americans.” [16]  But according to today’s most prominent television journalist, “One of the great difficulties of television is that it has a great deal of trouble dealing with any subject in depth…. There is no way that I, or any White House correspondent… can come out there in a minute and fifteen seconds and give the viewer even the essence, never mind the details or the substance [of any policy]….” [17]  This fact has nothing to do with either intelligence or conscientiousness; it is simply a reality of everyday life. Representative government allows this citizen to elect someone whose character and opinions he prefers to the alternative nominee. The representative then gets paid to examine staff reports, interest group arguments, academic studies, and to weigh the views both of executive branch spokesmen and fellow legislators. Woodrow Wilson describes this process succinctly and well:

    “It is not that [newly-elected] legislators lose heart or prove unfaithful to the promises made on the stump. They have really for the first time laid their minds alongside other minds of different views, of different experience, of different prepossessions. They have seen the men with whom they differ, face to face, and have come to understand how honestly and with what force of genuine character and disinterested conviction, or with what convincing array of practical arguments opposite views may be held. They have learned more than any one man could beforehand have known. Common counsel is not aggregate counsel. It is not a sum in addition, counting heads. It is compounded out of many views in actual contact; is a living thing made out of the vital substance of many minds, many personalities, many experiences; and it can be made up only by the vital contacts of actual conference, only in face to face debate, only by word of mouth and the direct clash of mind with mind.” [18]

    This passage describes a genuinely educational process. It contrasts with being subjected to snippets of television news and an array of thirty-second propaganda ‘spots’ designed to sell policies as if they were products. If education requires the cultivation of reason, not the excitation of passions, then in practice today’s initiative and referendum campaign does not, and cannot, educate.

    There is no evidence whatever that the “initiative and referendum process… has been shown to be of great benefit to the citizens of the states where constitutionally permitted,” as the legislative sponsors assert. There is no evidence to suggest that initiative and referendum “will go a long way to dispel the current disillusionment with government.” In fact, statistics provided by one of the most impassioned “I & R” proponents prove this contention false. In his June 1985 testimony before the New Jersey Assembly State Government Committee, Mr. David Schmidt produced numbers showing that states with initiative-based referenda on the ballot had only slightly higher voter turnouts than states without them: 1980, 3.1%; 1981, 5.3%; 1982, 4.8%; 1983, 7.0%; 1984, 2.9%. This is hardly the stuff of faith rekindled. And if one assumes, reasonably, that many of these voters came out only to prevent the enactment of certain proposals—that “voter interest” often means voter displeasure—the statistics become even less impressive.

    Conclusion

    The exaggerated claims made for initiative and referendum provide New Jerseyans with a foretaste of the rhetorical inflation initiative and referendum campaigns necessitate. Political campaigns by candidates impose a sobering limitation: one is, after all, voting primarily for an all-too-human being. But political campaigns for ideas impose no such limitations. Such campaigns fortify extremism. The American Founders opposed this, framing our institutions to guard against it. These institutions channel American away from the extremism of ideology. So, for example, what the French call “bon sens” or “good sense” we Americans call “common sense.” In America, good sense is common; in many other countries, it is not. We cannot owe this fortune to biology or climate, and it would be rash to ascribe it to Providence. Modesty suggests it can originate only in shared principles, customs, laws, and institutions. That is, the strengths of Americans require the American institutions that mold them. Alter the institutions significantly and you change Americans. You encourage different habits, a different type of American citizen.

    Initiative and referendum weaken each of the five Madisonian criteria of American constitutionalism. Initiative and referendum are direct-democratic, not republican. They encourage “parties from principle,” not the more moderate “parties from interest” that commerce needs and fosters. The are insensitive to the diversity of our extensive territory and large population because they require a mass, yes-or-no vote that allows no adjustment of conflicting interests, no accommodation of conflicting rights. They take us one step in the direction of a unitary government, one step away from our compound government of balanced, separated powers. And they would give us, for the first time in New Jersey, a mixed or “hybrid” regime instead of an unmixed republic. Proponents of initiative and referendum who point to the relative moderation of may if not all decisions made by the voters under this system fail to recognize that this moderation exists despite initiative and referendum, that American moderation owes its cultivation to republican institutions established in opposition to earlier, simpler, more direct forms of popular government.

    In an extraordinary, if inadvertently, revealing statement, a proponent of initiative and referendum shows that this remaking of American citizenship entails the displacement of traditional American statesmanship, as well. Ms. Marion Kaufman criticizes certain New Jersey Republicans for failing to maintain sufficient enthusiasm for the amendment, now that they enjoy majority status in the General Assembly. “How unfortunate,” she writes, “that the Republican Party can’t see beyond its present popularity to the future when it will once more be the ‘out’ party. The Republicans could then use I & R to galvanize the voters…. Many future leaders could evolve from working with the citizenry. If the citizens are passionate about a stand on an issue, they will certainly remember who worked with them and helped it to become law. Then the ‘out’ party will become the ‘in’ party of the people.” [19]

    In this scheme, symptomatic of direct-democratic ideology, leadership replaces statesmanship. Impassioned issues-politic replace moderate interest-politics. The education of young politicians would be fundamentally altered. In a representative government, a young man or woman newly elected to the state legislature learns from more experienced colleagues. He or she encounters the various interest groups and learns, among other things, that almost every group argues cogently for its interests because almost every group is partially right. Statesmanship requires seeing both the rightness and the partiality of each one. Leadership, in contrast, marches toward the ever-receding horizon of ‘absolute truth.’ It listens to those who disagree, but only as a debater listens to an opponent. It compromises, but only for tactical purposes. The leader, bringing to life a party of the people by galvanizing voters, tolerates no genuine moderation. A leadership of passion and a politics of absolute demands replaces the statesmanship of reason and the politics of common sense.

    Of course, there is a paradox about such ‘leadership.’ It does not exactly lead. The passions it evokes also drive it. A genuine leader—a military officer, for example—requires less passion than discipline. Only statesmanship, cultivated by representative rather than direct-democratic politics, finds itself capable of governing with prudence instead of mere passion. Only citizens of the character cultivated by the institutions of republicanism will likely possess the moderation that makes them responsive to the prudence of statesmen.

    The New Jersey Constitution resembles the United States Constitution in its reasoned fidelity to representative government. The framers of both constitutions designed our institutions in order to cultivate virtues we have come to see as distinctively American. Direct democracy strikes these institutions at their root. The New Jersey Legislature has defended them, but will need support from friends of representative government if it is to continue to defend them.

     

    Notes

    1. Albert J. Beveridge, speech to the National Progressive Convention, July 1912; quoted in Claude G. Bowers: Beveridge and the Progressive Era, New York: The Literary Guild, 1932, p. 427.
    2. People’s Party Platform, 1892. In Daniel J. Boorstin, ed.: An American Primer, Chicago: University of Chicago Press, 1968, pp. 535-536.
    3. See Richard Hofstadter: The Age of Reform. New York: Vintage Books, 1960, pp. 258-264.
    4. Arthur S. Link, ed.: The Papers of Woodrow Wilson. Princeton: Princeton University Press, 1977, Vol. 24, p. 234.
    5. Ibid. p. 235.
    6. Hofstadter, op. cit. 268.
    7. L. Ethan Ellis: “The Legislative Initiative and Referendum.” In State of New Jersey Constitutional Convention of 1947: Convention Proceedings. Volume II, p. 1547. Subsequent references to the Convention Proceedings will appear in the body of the text.
    8. More recently, initiative and referendum advocates have argued that Jefferson endorsed referenda as a means of ratifying proposed amendments to the Virginia state constitution. But all amendments would have been initiated by elected representatives. Voter approval of state constitutional amendments was adopted by many states by 1830, but in none of these was initiative sanctioned. See Patrick B. McGuigan: The Politics of Direct Democracy in the 1980s (Washington: The Institute of Government and Politics of the Free Congress Research and Education Foundation, p. 24).
    9. Thomas Jefferson: Letter to John Adams, October 28, 1813, in Adrienne Koch and William Peden, eds.: The Life and Selected Writings of Thomas Jefferson, New York: The Modern Library, pp. 632-633.
    10. See McGuigan, op. cit, p. 118. Note that Schmidt makes no claim of moral superiority for the West, as the old Populists did. This is probably just as well.
    11. Charles W. Hendel, ed.: David Hume’s Political Essays, New York: Liberal Arts Press, 1953, pp. 20-21, 80, 128.
    12. To argue, as does McGuigan, that the Declaration is “a clarion call to direct popular involvement in our system of government” (op. cit. p. 23) is a serious distortion of the Signers’ intention.
    13. That this concern is not fanciful may be seen in McGuigan’s polemic, “The Courts Begin to Seize the Initiative: A Lament” (Ibid. 135-142). McGuigan describes himself as “perturbed when judges find ways to rob political majorities of their victories” (135). This “robbery” occurs when judges perform their function by overruling, on constitutional grounds, laws enacted by referendum, or remove initiatives from the ballot on such grounds.
    14. Sue Thomas, Director, National Center for Initiative, quoted in Ibid. p. 109.
    15. Ibid. 110.
    16. Doris Graber: Mass Media and American Politics, Washington: Congressional Quarterly Press, 1980, p. 3.
    17. Dan Rather, quoted in Hoyt Purvis, ed.: The Presidency and the Press, Austin: The University of Texas Press, 1976.
    18. Woodrow Wilson: Constitutional Government in the United States. New York: Columbia University Press, 1961, pp. 188-189.
    19. Hearings, New Jersey Assembly State Government Committee, June 17, 1985, p. 4x ff.
    20. Marion Kaufman: “Selling out on voter initiative.” Letter to the editor, “Readers’ Forum,” Newark Star Ledger, March 26, 1986, emphases added.

     

     

    Filed Under: American Politics

    On the Preamble to the United States Constitution

    November 28, 2017 by Will Morrisey

    This speech was delivered to the local chapter of the Veterans of Foreign Wars at Gibbs Hall, Fort Monmouth, New Jersey, on September 5, 1986.

     

    The Constitution begins, “We the People of the United States….” But who is really speaking, here? After all, a people can act, but a people cannot speak. Only an individual can speak. If a people want to speak, they must elect representatives to speak for them. It is this principle of representative government based upon a sovereign people that distinguishes our Constitution from all earlier constitutions, and shapes our character as a people.

    In this world at least, speech, and the reason that makes speech possible, constitute distinctively human being. By giving them coherent speech, representative government enables a people to preserve the humanity of each individual person through that person’s citizenship as a participant in the regime of popular government. Whereas so many previous governments ‘by the people’—those in ancient Greece, where the people dispensed with representatives and met directly to make decisions on policy—had died of mob violence and tyranny, the American republic has endured for two centuries because representation encourages speech and reason, humanness not savagery. Representative government enables government by the people to remain nonetheless government of the people. Self-government in an individual thrives only if the better part of the ‘self’ or soul in its wisdom rules the soul’s less human parts. A people does not have a soul, but they can have a moral order, a character. By constituting their own government as a representative government, the American people intended to govern themselves with the best part of themselves.

    Lincoln said, government of the people, by the people, for people. Speaking in the voices of their assembled representatives, the people of the United States say in the Preamble what they intend the Constitution to be for. They set down six purposes of their Constitution-making, three balanced pairs of intentions.

    In the first pair, “a more perfect union” goes with the establishment of justice. Neither could long endure without the other. But notice that the Framers do not call for perfect union, or pure justice, only for a more perfect union and for justice’s establishment, by which they mean principally the rule of law in the service of securing Americans’ unalienable natural rights to life, liberty, and the pursuit of happiness. The attempt to achieve perfect union and justice simply belongs to the realm of utopian dreaming, not to the real world of a people governing themselves reasonably, and from experience. The history of our own century has demonstrated even more brutally what the American Founders already knew: that attempts to bring Utopia to earth result neither in union nor justice but in war and tyranny.

    The people’s representatives would also ensure domestic tranquility and provide for the common defense. These purposes too complement one another; the Constitution balances inner and outer. Representative government insures domestic tranquility because it channels the most energetic and ambitious citizens into contests of words and of peaceful deeds, such as commercial transactions. It teaches Americans to persuade their countrymen, not to fight them. The one major exception to this, the Civil War, confirms this point; a representative government could not tolerate forever the unjust denial of representation to persons unjustly excluded from citizenship—slaves. Representative government provides for the common defense—”provide” literally means to foresee and to act on that foresight—because it elevates some citizens to an eminence above day-to-day concerns, an eminence from which they can see into the distance, then speak and act in order to defend the people they represent. Although the first eighty-seven years of our history seemed to show that ensuring domestic tranquility would be representative government’s most formidable challenge, the last (nearly) eight-seven years, the years of this century, have proven the difficulties of providing for the common defense. We have learned that a constitution inclining men to peace among themselves must carefully guard itself against dulling their foresight as regards dangers from without.

    Finally, the Framers would “promote the general welfare and secure the blessings of liberty to ourselves and our posterity.” The Constitution is therefore modest about the general welfare—undertaking only to promote it—but ambitious about liberty—undertaking to secure it. Representative government withstands ups and downs in the general welfare, but it must have liberty. Thus we like defenders of our welfare, but we honor defenders of our liberty.

    Thanks to the Framers’ considerable prudence, the balanced intentions of the American people at the time of the founding brought forth the balanced government seen in the body of the Constitution. Balance requires moderation, a good order in public and in private life. Such good order opens the eyes of Americans. It enables us to see human equality and unalienable rights as self-evident truths. Conversely, an exceptionally bad order, such as prevailed at the time of our Revolutionary War, our Civil War, and the world wars, will forcibly remind us of these truths. It is rather when our public order is bad but peaceful that these truths appear obscure and dubious. We are here tonight to sharpen our vision, so we too can speak as Americans, live up to the standards set by the first “People of the United States.”

    Filed Under: American Politics

    • 1
    • 2
    • 3
    • 4
    • Next Page »